Risks and Benefits of Phase 1 Oncology Trials, 1991 through 2002
Elizabeth Horstmann, B.A., Mary S. McCabe, R.N., M.A., Louise Grochow, M.D., Seiichiro Yamamoto, Ph.D., Larry Rubinstein, Ph.D., Troy Budd, Dale Shoemaker, Ph.D., Ezekiel J. Emanuel, M.D., Ph.D., and Christine Grady, R.N., Ph.D.
Background Previous reviews of phase 1 oncology trials reporteda rate of response to treatment of 4 to 6 percent and a toxicity-relateddeath rate of 0.5 percent. These results may not reflect therates in current phase 1 oncology trials.
Methods We reviewed all nonpediatric phase 1 oncology trialssponsored by the Cancer Therapy Evaluation Program at the NationalCancer Institute between 1991 and 2002. We report the ratesof response to treatment, of stable disease, of grade 4 toxicevents, and of treatment-related deaths.
Results We analyzed 460 trials involving 11,935 participants,all of whom were assessed for toxicity and 10,402 of whom wereassessed for a response to therapy. The overall response rate(i.e., for both complete and partial responses) was 10.6 percent,with considerable variation among trials. "Classic" phase 1trials of single investigational chemotherapeutic agents representedonly 20 percent of the trials and had a response rate of 4.4percent. Studies that included at least one anticancer agentapproved by the Food and Drug Administration constituted 46.3percent of the trials and had a response rate of 17.8. An additional34.1 percent of participants had stable disease or a less-than-partialresponse. The overall rate of death due to toxic events was0.49 percent. Of 3465 participants for whom data on patient-specificgrade 4 toxic events were available, 14.3 percent had had atleast one episode of grade 4 toxic events.
Conclusions Overall response rates among phase 1 oncology trialsare higher than previously reported, although they have notchanged for classic phase 1 trials, and toxicity-related deathrates have remained stable. Rates of response and toxicity vary,however, among the various types of phase 1 oncology trials.
Source Information
From the Department of Clinical Bioethics, Warren G. Magnuson Clinical Center, National Institutes of Health, Bethesda, Md. (E.H., E.J.E., C.G.); the Memorial Sloan-Kettering Cancer Center, New York (M.S.M.); the Cancer Therapy Evaluation Program, National Cancer Institute, National Institutes of Health, Rockville, Md. (L.G., S.Y., L.R., T.B., D.S.); and the Research Center for Cancer Prevention and Screening, National Cancer Center, Tokyo (S.Y.)
Address reprint requests to Dr. Grady at the Warren G. Magnuson Clinical Center, Bldg. 10, Rm. 1C118, National Institutes of Health, Bethesda, MD 20892-1156, or at cgrady{at}nih.gov.
Phase 1 Clinical Trials in Oncology
Rothschild B. B., King N. M.P., Muggia F. M., Sekine I., Tamura T., Miller M. J., Horstmann E., Emanuel E. J., Grady C., Kurzrock R., Benjamin R. S.
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N Engl J Med 2005;
352:2451-2453, Jun 9, 2005.
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