Cardioversion from Atrial Fibrillation without Prolonged Anticoagulation with Use of Transesophageal Echocardiography to Exclude the Presence of Atrial Thrombi
Warren J. Manning, David I. Silverman, Stephen Gordon, Harlan M. Krumholz, and Pamela S. Douglas
Background Because atrial thrombi are poorly detected by conventionalnoninvasive techniques such as transthoracic echocardiography,patients with prolonged atrial fibrillation usually receiveseveral weeks of oral anticoagulation therapy before cardioversionis attempted. We wondered whether transesophageal echocardiography,an accurate method of detecting atrial thrombi, would allowearly cardioversion to be performed safely if no thrombi wereidentified.
Methods A total of 669 consecutive patients admitted with thediagnosis of atrial fibrillation were screened. Patients wereexcluded if they were receiving long-term anticoagulation, ifthe duration of atrial fibrillation was two days or less, ifthey were not candidates for cardioversion, or if transesophagealechocardiography was contraindicated. Of 119 qualifying patients,94 agreed to participate; the average duration of atrial fibrillationwas 4.5 weeks. Participating patients underwent transthoracicechocardiography and transesophageal echocardiography followedby cardioversion if no thrombi were seen. Short-term anticoagulationwith heparin was used in 80 patients before cardioversion, and60 patients received warfarin for one month after cardioversion.
Results Fourteen atrial thrombi were identified in 12 patients(13 percent), and 12 of the 14 thrombi were visualized onlyon transesophageal echocardiography. Cardioversion was deferredin all 12 patients. Two of these 12 patients died suddenly;4 of the 10 surviving patients underwent uneventful cardioversionafter prolonged oral anticoagulation. Seventy-eight of the 82patients without thrombi underwent successful cardioversionto sinus rhythm (47 by means of antiarrhythmic drugs and 31by electrical cardioversion), all without long-term oral anticoagulation.None of these patients (95 percent confidence interval, 0 to4.6 percent) had an embolic event.
Conclusions In patients with atrial fibrillation of unknownor prolonged duration who are not receiving long-term anticoagulation,atrial thrombi are detected by transesophageal echocardiographyin only a small minority (13 percent in our study). Our preliminarydata suggest that if transesophageal echocardiography excludesthe presence of thrombi, early cardioversion can be performedsafely without the need for prolonged oral anticoagulation beforethe procedure.
Atrial fibrillation is one of the most common types of arrhythmia,occurring in up to 4 percent of patients over 60 years of age1,2,3.This arrhythmia is characterized by a lack of organized atrialelectrical and mechanical activity, and the resulting bloodstasis favors the formation of atrial thrombi. Atrial fibrillationhas been identified as the rhythm responsible for more thanhalf of all instances of systemic thromboembolism from the heart4;the brain is the primary target5,6. In addition, atrial fibrillationis associated with a decrease in cardiac output because of theloss of the atrial contribution to ventricular filling7.
Cardioversion is performed in patients with atrial fibrillationin an effort to improve cardiac function, relieve symptoms,and decrease the risk of thrombus formation8. Unfortunately,successful cardioversion is associated with a 5 to 7 percentincidence of embolism among patients who have not received anticoagulanttherapy9,10,11,12,13,14. Because atrial thrombi are poorly detectedby conventional noninvasive techniques, such as transthoracicechocardiography, the standard care of patients with atrialfibrillation of unknown or prolonged duration (longer than twodays) usually includes several weeks of oral anticoagulationbefore cardioversion is attempted8,15. Anticoagulation decreasesthe risk of an embolic event after cardioversion to less than1.6 percent,10,12,16 but it carries its own risks, and the patientmust be hospitalized a second time for cardioversion.
Transesophageal echocardiography is a highly accurate methodof detecting atrial thrombi17,18,19. We evaluated the efficacyof transesophageal echocardiography to exclude the presenceof atrial thrombi in patients with atrial fibrillation of prolongedor unknown duration, thereby allowing early, safe cardioversionif no thrombi were found.
Methods
Study Patients
We evaluated 669 consecutive adults admitted to Beth IsraelHospital from January 1, 1990, through September 15, 1992, orto the University of Connecticut Health Center from January1, 1991, through September 15, 1992, with diagnoses that includedatrial fibrillation. Patients were excluded if they were receivinglong-term anticoagulation, if the duration of atrial fibrillationwas two days or less, if their physicians thought that cardioversionwas not indicated, or if transesophageal echocardiography wascontraindicated (because of esophageal stricture in one patientand because of a large esophageal diverticulum in one patient)20.A previous embolic event was not grounds for exclusion. Of the119 eligible patients, 25 declined to participate.
Of the remaining 94 patients, 43 were men and 51 were women;their mean age (±SD) was 72 ±13 years (range,30 to 98). The underlying disorder predisposing these patientsto atrial fibrillation included one or more of the following:hypertension (in 46 patients), ischemic heart disease (in 15),rheumatic heart disease (in 4, including mild mitral stenosisin 2), pneumonia (in 4), alcoholism (in 6), and pulmonary embolism(in 1). No predisposing condition was identified for 26 patients(28 percent). The estimated duration of atrial fibrillationwas 4.5 ±8.3 weeks (3 to 7 days in 17 patients; 8 to28 days in 55 patients; and more than 28 days in 10 patients).In 12 patients (13 percent), the duration of atrial fibrillationwas unknown. Twelve patients had a history of neurologic events.
Anticoagulation
After they gave informed consent, 80 patients were given anintravenous bolus of heparin (3000 to 5000 units) followed bycontinuous intravenous heparin to maintain a partial thromboplastintime of 1.4 to 1.7 times the control value. The mean (±SD)duration of heparin therapy before cardioversion was 2.1 ±1.2days (range, 0.9 to 4.5). Fourteen patients were thought bytheir primary physicians not to be candidates for short-termheparin therapy because of a history of gastrointestinal bleeding(seven patients), advanced age (five patients), or a recentstroke (two patients). Treatment with oral warfarin was alsobegun in 60 patients thought to be suitable for anticoagulationafter cardioversion, with a target prothrombin time of 1.3 to1.5 times control. Warfarin was continued for one month. Heparinwas continued for 24 hours after cardioversion in those whowere not receiving warfarin and until the prothrombin time wasin the therapeutic range for those who were receiving warfarin.
Echocardiographic Studies
Conventional transthoracic echocardiography was performed inall patients; this procedure was followed within 48 hours bytransesophageal echocardiography if no thrombus was seen.
Two-dimensional imaging and transthoracic Doppler studies wereperformed with use of an HP Sonos 500, 1000, or 1500 echocardiographwith a 2.5- or 3.5-MHz transducer (Hewlett-Packard, Andover,Mass.). The left atrial dimension was measured in the parasternallong-axis view21. The extent of mitral regurgitation was assessedby pulsed and color Doppler echocardiography and graded from0 (none) to 3 (severe)22. Left ventricular systolic functionwas defined as abnormal if there was evidence of global or regionalhypokinesis.
After an overnight fast, the patients underwent transesophagealechocardiography under anesthesia with 10 percent lidocainespray to the posterior pharynx and mild sedation with intravenousmeperidine, midazolam, or fentanyl, if needed. Prophylacticantibiotics were given to patients with clinically importantvalvular abnormalities23. For transesophageal echocardiographywe used a 5.0-MHz single-plane probe (in 39 patients -- allthose studied at the University of Connecticut Medical Center,and those studied at Beth Israel Hospital before May 24, 1991)or biplane probe (55 patients). An atrial thrombus was reportedwhen a well-circumscribed echo-reflective mass different intexture from the atrial wall and uniform in consistency wasidentified24. Spontaneous echo contrast (an indication of stasis)was defined as dynamic "smoke-like" echoes within the atria25.Images and Doppler echocardiographic data were recorded on videotapefor review by two experienced observers (the presence or absenceof thrombi was determined by consensus).
Cardioversion
If no atrial thrombi were seen, pharmacologic cardioversionwith antiarrhythmic agents was attempted in patients who hadreceived heparin; such patients received quinidine, procainamide,disopyramide, or flecainide at the discretion of the primaryphysician. If sinus rhythm was not restored within 12 to 36hours, then direct-current cardioversion was performed26. (Onepatient declined electrical cardioversion after attempted pharmacologiccardioversion was unsuccessful.) Because of the potential forthrombi to form during the interval between transesophagealechocardiography and cardioversion, patients in whom thrombiwere not seen and who did not receive anticoagulation with heparinunderwent direct-current cardioversion immediately after transesophagealechocardiography. Patients were followed daily during theirhospitalization and were contacted by telephone one month aftercardioversion. No patient was lost to follow-up.
Patients in whom transthoracic echocardiography or transesophagealechocardiography indicated the presence of an atrial thrombusreceived prolonged warfarin therapy with a target prothrombintime of 1.5 to 1.8 times control. Repeat transesophageal echocardiographywas then recommended, and cardioversion was performed if nothrombus was visualized.
Statistical Analysis
All data are expressed as means ±1 SD. Comparisons ofcategorical variables in the two groups were made by Fisher'sexact test with SAS software (SAS Institute, Cary, N.C.). Continuousvariables were compared with the Mann-Whitney U test for unpairedsamples (with use of StatView II; Abacus Concepts, Berkeley,Calif.). A confidence interval for the percentage of patientsin whom an embolic event occurred after cardioversion was calculatedwith an exact binomial procedure. In all cases, tests were two-tailed,and a P value of less than 0.05 was considered to indicate statisticalsignificance.
The protocol was approved by the investigational review boardsat both institutions, and informed consent was obtained fromall participants.
Results
All 94 patients underwent transthoracic echocardiography andtransesophageal echocardiography without complication. Fourteenatrial thrombi were identified in 12 patients (13 percent),of which 12 (86 percent) were visualized only with transesophagealechocardiography (Figure 1). The predisposing disorders associatedwith atrial fibrillation in this group included rheumatic heartdisease in two patients, hypertension in two, ischemic heartdisease in two, alcoholism in one, and pulmonary embolism inone. No predisposing condition was identified for four patients.Atrial thrombi varied in size from 3 to 15 mm (maximal length),and all involved the atrial appendages (the left in 10 casesand the right in 4). Of six thrombi detected during biplanetransesophageal echocardiography, all left atrial thrombi wereseen in both imaging planes, whereas one of two right atrialthrombi was visualized only in the vertical plane.
Figure 1. Transesophageal Echocardiograms (Horizontal Plane) of the Left Atrium (LA) and Left Atrial Appendage (White Arrow).
Panel A shows a normal left atrial appendage with apical pectinate muscles (small black arrows). Panel B shows the left atrium and appendage in an 82-year-old woman with a one-week history of palpitations, new right-sided weakness, and new atrial fibrillation. Note the thrombus (large black arrow) at the mouth of the left atrial appendage.
The left atrial dimension was greater in the group with leftatrial thrombi than in those without thrombi (P = 0.024) (Table 1),but there was substantial overlap between the two groups(Figure 2). The incidence of spontaneous echo contrast was alsohigher in the group with left atrial thrombi (P = 0.015) (Table 1).The group with left atrial thrombi and the group withoutthem did not differ significantly in terms of sex, age, theduration of atrial fibrillation, the severity of mitral regurgitation,or the percentage with abnormal left ventricular systolic function(Table 1). As compared with spontaneous left atrial contrast,there was evidence on transesophageal echocardiography of spontaneousright atrial contrast in only 10 study patients, including all4 patients with right atrial thrombi (100 percent vs. 7 percentof patients without thrombi, P<0.001).
Figure 2. Transthoracic Left Atrial Dimensions in Patients with and Those without Left Atrial Thrombi.
The left atrial dimension was measured in the parasternal long-axis view. The group means (±SD) are indicated by the bars. P = 0.024 for the difference between the groups.
Despite the deferment of cardioversion and anticoagulation inthe 12 patients with atrial thrombi, 2 of them died suddenly;both had left atrial thrombi. One was an 81-year-old woman withmild mitral stenosis who had been admitted with atrial fibrillationof one week's duration. Transthoracic echocardiography revealeda 10-mm thrombus in the left atrial appendage, and treatmentwith heparin was initiated. On the fourth hospital day the patientsuddenly became unresponsive and had a flaccid right arm andleg. An electrocardiogram demonstrated the persistence of atrialfibrillation, and she died shortly thereafter. The family declinedan autopsy. The second patient was an 85-year-old man with coronaryartery disease and hypertension who had been admitted with afour-day history of atrial fibrillation. Treatment with heparinwas begun; transthoracic echocardiography demonstrated an enlargedleft atrium, and transesophageal echocardiography identifiedan 8-mm thrombus in the left atrial appendage. Cardioversionwas deferred, but five days later the patient was found to beunresponsive. An electrocardiogram revealed asystole, and attemptedresuscitation was unsuccessful. An autopsy limited to the thoraxrevealed no left atrial thrombus. Four of the 10 surviving patientswith thrombi have undergone uneventful cardioversion after prolongedanticoagulation: 3 after repeat transesophageal echocardiographydocumented no residual thrombus, and 1 without repeat transesophagealechocardiography, in accordance with the decision of her primaryphysician. One of the six remaining patients underwent transesophagealechocardiography after five weeks of anticoagulation; the proceduredemonstrated the persistence of a 3-mm thrombus, and she continuesto receive anticoagulation. Five patients have not undergonerepeat transesophageal echocardiography. In most cases the primaryphysician has deferred transesophageal echocardiography andcardioversion because of the large left-atrial dimension andthe belief that sinus rhythm would not be maintained even ifcardioversion were successful.
In 82 patients (87 percent), no atrial thrombi were visualizedon transesophageal echocardiography. Of these patients, 78 (95percent) underwent successful cardioversion to sinus rhythm,all without long-term anticoagulation, and none (95 percentconfidence interval, 0 to 4.6 percent) had an embolic event.Pharmacologic cardioversion was achieved in 47 patients, withquinidine (29 patients), procainamide (13 patients), disopyramide(2 patients), or flecainide (3 patients). Thirty-one patientsunderwent successful direct-current cardioversion either immediatelyafter transesophageal echocardiography (11 patients) or afterunsuccessful attempts at pharmacologic cardioversion. In fourpatients, atrial fibrillation was refractory to pharmacologicor electrical cardioversion, or both, and they continued toreceive anticoagulant therapy without evidence of an embolicevent. One patient had guaiac-positive stool while he was receivingwarfarin, and he received a transfusion of one unit of blood.The results of colonoscopy and upper-gastrointestinal serieswere normal.
Discussion
In the past, no methods were available to determine reliablywhich patients with atrial fibrillation had atrial thrombi andwere thus at risk of thromboembolism. The substantial morbidityassociated with thromboembolism, however, demanded that allpatients with atrial fibrillation receive several weeks of oralanticoagulation before cardioversion, followed by anticoagulationafter cardioversion during the recovery of atrial mechanicalfunction15,26,27. Although studies have proved the efficacyof prophylactic anticoagulation in decreasing the incidenceof embolic events to 1.6 percent or less,10,12,16 this incidenceis achieved at the cost of eight weeks of oral anticoagulationwith its attendant risks, a delay in cardioversion, and a secondhospitalization for cardioversion. This prospective study demonstratesthe potential role of transesophageal echocardiography as atool for guiding safe, early cardioversion in patients withatrial fibrillation of unknown or prolonged duration. The resultsshow that the majority of such patients do not have atrial thrombias assessed by transesophageal echocardiography. Transesophagealechocardiography has the potential not only to shorten the durationof anticoagulation, therefore, but also to eliminate the needfor hospitalization one month later for cardioversion; it mayalso further reduce the incidence of embolic events.
Conventional transthoracic echocardiography is a sensitive andspecific test for the presence of left ventricular thrombi,28but the posterior location of the left atrium and the frequentinability to visualize the atrial appendages17 make it an inadequatemethod for excluding the presence of atrial thrombi. Transesophagealechocardiography, however, is safe,29 even in elderly30 andcritically ill31 patients, and it is highly accurate in detectingatrial thrombi17,18,19.
Mugge and colleagues18 reported on a series of 75 left atrialthrombi detected by transesophageal echocardiography. Sixtypercent of their study patients had a history compatible witharterial embolism. Twelve patients underwent cardiac surgery,during which the presence of thrombi was confirmed. The truesensitivity of transesophageal echocardiography for detectingatrial thrombi is unknown, though presumably it is related tothe size of the thrombus and the capacity to obtain an adequateimage of the atria. Unfortunately, embolization of very smallthrombi may cause considerable morbidity. For this reason, ourprotocol stipulated that patients eligible for anticoagulationreceive intravenous heparin until 24 hours after cardioversion.We presumed that anticoagulation during this period would serveto minimize the development of small thrombi. Patients in whomthere is inadequate visualization of the atria or in whom transesophagealechocardiography is inconclusive should be treated conservativelywith prolonged oral anticoagulation before cardioversion. Ourdata on patients who did not receive anticoagulation with heparinare not of sufficient power for us to advocate cardioversionguided by transesophageal echocardiography without short-termanticoagulation. Atrial fibrillation in patients who are poorcandidates for any anticoagulation, however, can best be managedwith transesophageal echocardiography before cardioversion.If a thrombus is seen, then the risks and benefits of anticoagulationcan be reassessed.
Historically, patients with atrial fibrillation who have undergonecardioversion without previous anticoagulation have had an incidenceof clinical emboli that is lower than the 13 percent incidenceof thrombi in our study. This disparity may be explained bythe likelihood that not all atrial thrombi embolize after cardioversionor that in some cases thromboembolism may be clinically silent.
Eliminating the need for prolonged anticoagulation before cardioversionwould lower the costs of medication and monitoring and reducethe morbidity associated with anticoagulation. Patients wouldstill require anticoagulant therapy after cardioversion to preventthe formation of a thrombus during the recovery of atrial mechanicalfunction,26 but the total duration of anticoagulation shouldbe substantially shorter than at present. A recent review ofthe use of anticoagulation for atrial fibrillation over a 10-yearperiod12 confirmed the benefit of anticoagulation of intermediatelength in reducing the incidence of embolic events, but 14 percentof the patients had a bleeding event, including 2 percent inwhom it was considered life-threatening. No bleeding eventswere seen among the patients who received anticoagulation forless than one month. The use of transesophageal echocardiographyas described in this study would allow the 87 percent of patientswithout atrial thrombi to undergo early cardioversion safely,thereby shortening the duration of anticoagulation to less thanone month.
Earlier cardioversion would also have the benefit of allowinga more rapid return of atrial mechanical function. Studies ofpatients with atrial fibrillation of less than one week in durationwho have undergone cardioversion have documented a more promptreturn of atrial mechanical function,27 as compared with patientswho have had atrial fibrillation for five months26. Shorteningthe overall duration of atrial fibrillation may also permitan abbreviated course of anticoagulation after cardioversion,though this possibility remains to be clarified by future study.Morever, the likelihood of maintaining sinus rhythm is inverselyrelated to the duration of atrial fibrillation32,33. The useof transesophageal echocardiography to minimize the durationof atrial fibrillation may enhance the long-term success ofcardioversion.
Few data are available on the incidence of embolic events inpatients with atrial fibrillation who undergo systemic anticoagulationin preparation for later cardioversion. In this study two patientswith left atrial thrombi identified echocardiographically diedsuddenly despite anticoagulation. One patient's clinical coursewas highly suggestive of an embolic event, whereas the limitedautopsy of the second patient demonstrated the absence of therecently visualized atrial thrombus. No patient died within24 hours of transesophageal echocardiography; thus, it is unlikelythat the procedure contributed to the migration of a thrombus.
Over half the patients in this study had spontaneous left atrialcontrast on transesophageal echocardiography. This finding,often seen with higher-frequency transducers, is related tothe formation of rouleaux by erythrocytes and to stasis34 andhas been associated with the presence of left atrial thrombi35.Our data confirm these earlier findings and also highlight theimportance of spontaneous right atrial contrast, a finding thatwas seen in every patient with right atrial thrombi but in only7 percent of patients without right atrial thrombi.
It was not our intention in this study to examine the relativesensitivity of single-plane and biplane transesophageal echocardiographyin visualizing atrial thrombi. During the course of this study,a biplane transesophageal echocardiographic probe became availableat one of the study sites, and it was used for all subsequentstudies. Biplane transesophageal echocardiography is thoughtto be superior for visualizing both the atria and the atrialappendages36,37. In patients who underwent biplane transesophagealechocardiography, left atrial thrombi were seen in both imagingplanes. In one patient, however, a thrombus was visualized inthe right atrial appendage only in the vertical plane. In thefuture, multiplane transesophageal echocardiography may furtherenhance the capacity of the technique to detect atrial thrombi.
A limitation of our study is that we recorded only clinicalembolic events and did not perform CT or magnetic resonanceimaging of the brain before and after cardioversion to detectclinically silent cerebral emboli. In addition, from our studyalone it cannot be determined whether early cardioversion guidedby transesophageal echocardiography is safer than conventionaltherapy. Assuming a risk of emboli of 1.2 percent with conventionaltherapy and 0.6 percent with cardioversion guided by transesophagealechocardiography, a randomized trial involving more than 6000patients would be required to demonstrate a benefit of transesophagealechocardiography followed by cardioversion (80 percent powerat a significance level of P<0.05)38. Our study does, however,suggest that the strategy we used is reasonable and safe. Preliminarystudies like this one need to be performed before costly large-scaletrials are undertaken.
In conclusion, atrial thrombi were detected by the combinationof transthoracic and transesophageal echocardiography in 13percent of patients with atrial fibrillation of unknown or prolongedduration who were not receiving long-term anticoagulation. Iftransesophageal echocardiography excludes the presence of atrialthrombi, our preliminary data support the use of transesophagealechocardiography as a tool for guiding early cardioversion.
Supported in part by a Cardiovascular Research Training Grant(HL 07374) from the National Heart, Lung, and Blood Institute.Dr. Manning is the recipient of a Physician-Scientist Awardfrom the National Institute on Aging (AG00294), and Dr. Gordonis the recipient of a W.A. and M.G. Saw Medical Research Fellowshipfrom the University of Western Australia.
We are indebted to Drs. Carol Waksmonski, Susan Eysmann, andMichael Lauer and to Ms. Marilyn F. Riley, Ms. Sarah E. Katz,Ms. Cindy Comstock, Ms. Rosalie M. Doherty, and Ms. Jiyl T.Munson for their assistance with the transesophageal echocardiographicstudies; to the members of the medical staff and house staffat the hospitals for their assistance with the recruitment ofpatients; to Dr. William Grossman for his helpful review ofthe manuscript; and to Dr. Bernard Ransil for calculating thesample sizes.
Source Information
From the Charles A. Dana Research Institute and the Harvard-Thorndike Laboratory of the Department of Medicine, Cardiovascular Division, Beth Israel Hospital and Harvard Medical School, Boston (W.J.M., S.P.F.G., H.M.K., P.S.D.), and the University of Connecticut Health Center, Cardiology Division, Farmington (D.I.S.).
Address reprint requests to Dr. Manning at the Cardiovascular Division, Beth Israel Hospital, 330 Brookline Ave., Boston, MA 02215.
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