Congenital pulmonary alveolar proteinosis is an uncommon causeof respiratory failure in full-term newborns1,2,3,4. Althoughits histopathological appearance is similar to that of the alveolarproteinosis observed in older children and adults,5 the congenitalform of the illness follows a different clinical course. Allreported infants with congenital alveolar proteinosis have diedwithin the first year of life despite maximal medical therapy.The incidence and cause of congenital alveolar proteinosis areunknown. Familial cases have been reported, and it has beenspeculated that the cause is an inborn error of surfactant metabolism4.
In this report we describe two siblings with the typical courseand histopathologic features of congenital alveolar proteinosis.Analysis of their lung tissue by immunologic and molecular biologicmethods revealed an absence of one of the surfactant specificproteins, surfactant protein B (SP-B), and its messenger RNA(mRNA). SP-B is important for the proper biophysical functionof surfactant, suggesting that the cause of respiratory failurein these infants with congenital alveolar proteinosis was aninherited deficiency of SP-B caused by a pretranslational mechanism(implied by the absence of mRNA).
Case Report
The case patient was a 3600-g boy, the product of a nonconsanguineousmarriage, who was delivered by cesarean section at 40 weeksof gestation because of breech presentation, maternal fever,and maternal hypertension. Shortly after birth, respiratorydistress developed, and he required intubation and mechanicalventilation with 100 percent oxygen. Chest radiographs demonstrateddiffuse granularity and air bronchograms. At 60 hours of life,extracorporeal membrane oxygenation was instituted because ofrefractory hypoxemia; it was maintained for 14 days withoutnotable improvement in pulmonary function. The patient continuedto require mechanical ventilation with 70 to 100 percent oxygen.He was treated with parenteral antibiotics; all bacterial andviral cultures were negative. He received corticosteroids (initiallydexamethasone and subsequently methylprednisolone) throughouthis course. At two months of age he received two doses of anexogenous surfactant (Survanta, 4 ml per kilogram of body weight)intratracheally. His condition improved slightly after the firstdose, but not after the second, and this therapy was not continued.An open-lung biopsy performed when the patient was three monthsold demonstrated the characteristic findings of pulmonary alveolarproteinosis: eosinophilic, diastase-resistant granular materialthat was positive on periodic acid-Schiff staining filled theair spaces. In addition, foamy alveolar macrophages and desquamatedalveolar epithelial cells were noted within the proteinaceousmaterial, and there was extensive interstitial fibrosis andhyperplasia of alveolar epithelial cells. The patient died ofprogressive respiratory failure at five months of age. An autopsywas not permitted.
Neither the parents nor the three living siblings had a historyof pulmonary disease. Nineteen years earlier, a 3750-g sisterborn at term had died of respiratory disease at one month ofage. After the results of the case patient's biopsy were known,the clinical course and autopsy slides of his sister were reexamined.Signs of respiratory distress had developed shortly after birthand led to progressive respiratory failure. Treatment included100 percent oxygen; she did not receive mechanical ventilationor corticosteroids. The autopsy revealed alveolar proteinosis,as described above, and changes consistent with bronchopulmonarydysplasia.
Methods
Patients
Control lung tissue was obtained from patients who were undergoinglung transplantation for end-stage pulmonary disease. Theseincluded a 2-year-old girl with bronchopulmonary dysplasia whowas receiving mechanical ventilation with 100 percent oxygen;a 15-year-old boy and an 11-year-old boy with pulmonary hypertension,neither of whom was receiving supplemental oxygen; a 13-year-oldgirl with the adult respiratory distress syndrome who was receivingmechanical ventilation with 100 percent oxygen; and a 17-year-oldgirl with cystic fibrosis who was receiving supplemental oxygen.Only the girl with the adult respiratory distress syndrome wastreated with corticosteroids. An unused donor lung specimenfrom an 18-year-old man without pulmonary disease was also obtained.Specimens were obtained at the time of surgery and immediatelyfrozen in liquid nitrogen. A lung obtained at autopsy from a19-day-old full-term girl with meconium aspiration syndromewho had received mechanical ventilation with 100 percent oxygenand extracorporeal membrane oxygenation was used as a positivecontrol for immunohistochemical analysis.
Antiserum and Immunohistochemical Studies
Antiserum directed against surfactant protein A (SP-A), SP-B,and surfactant proprotein C (proSP-C) was prepared as describedelsewhere6,7,8,9,10,11. Immunostaining was performed on paraffinsections as previously described,12 with antiserum against SP-A,SP-B, and proSP-C, diluted 1:500 in phosphate-buffered saline.Sections were incubated with nonimmune rabbit serum for negativestaining controls.
Protein Analysis
From 15 to 50 mg of lung tissue, frozen at the time of biopsyor removal for transplantation, was homogenized while on icein TRIS buffer containing proteinase inhibitors, and boiledin loading buffer containing sodium dodecyl sulfate and -mercaptoethanol.Aliquots containing 75 or 150 µg of total protein, asdetermined by a modified Lowry assay,13 were loaded directlyonto polyacrylamide gels and underwent electrophoresis withtricine in the cathode buffer for resolution of low-molecular-weightproteins14. The surfactant proteins were detected by immunoblottingwith the antiserum against SP-A, SP-B, and proSP-C, as previouslydescribed15.
RNA Analysis
Frozen lung tissue was pulverized in liquid nitrogen, and RNAwas isolated by an acid-phenol extraction method16. In eachsample, 10 µg of total cellular RNA was separated on a1 percent agarose formaldehyde gel and transferred to a nylonmembrane17. Human complementary DNA (cDNA) probes specific forSP-A,18 SP-B,19 and SP-C20 were radiolabeled with [32P]deoxycytidinetriphosphate (ICN Pharmaceuticals) with use of a commerciallyavailable random-priming kit (Boehringer-Mannheim Biochemicals).The blots were hybridized, washed in solutions as previouslydescribed,15 and exposed to x-ray film (Kodak). The blots weresequentially probed with SP-C, SP-B, and SP-A cDNAs after strippingoff the previously hybridized probe.
Results
Immunoblotting of Surfactant Proteins
SP-B was readily detected in the lung tissue of the controlpatients with various pulmonary disorders but was absent inthe case patient's lung tissue (Figure 1). SP-A was readilydetected in all lung samples in roughly comparable amounts.We detected proSP-C in all the patients, but in larger amountsin the case patient. A 6-kd protein identified with the anti-proSP-Cantiserum was detected only in the case patient's lung tissue.This molecular weight corresponds to the size of a dimer ofSP-C, which is known to form oligomers21. Alternatively, thisprotein could be a partial cleavage product of the proprotein.
Figure 1. Protein Blotting for SP-A, SP-B, and SP-C.
The top panel shows bands ranging in size from 28 to 36 kd, corresponding to the glycosylated isoforms of SP-A that were present in lung tissue from all the patients (who are identified according to their disorders). In the middle panel, the band corresponding to the 8-kd monomer of SP-B is absent in the lung tissue of the case patient with congenital alveolar proteinosis, but is readily detected in the lung tissue of all the other patients. The bottom panel shows that proSP-C (relative molecular weight, 22,000) is present in the lung tissue of each patient and is increased in the lung tissue of the case patient. A band at 6 kd, corresponding to the molecular weight of a dimer of SP-C, was also observed in the lung tissue of the case patient, but not in the lungs of the other patients. The SP-A and SP-C blots contained 75 µg of total protein per lane; the SP-B blot contained 150 µg per lane. BPD denotes bronchopulmonary dysplasia, and ARDS adult respiratory distress syndrome.
Immunohistochemical Studies
In the control patient, abundant immunostaining for SP-B wasdetected in epithelial cells lining alveolar spaces and lyingwithin alveoli (Figure 2A). In both siblings with congenitalalveolar proteinosis immunostaining for SP-B was absent in alveolarepithelial cells and in the intraalveolar proteinaceous material(Figure 2B and Figure 2C). However, the proteinaceous materialstained intensely for both SP-C (Figure 3B and Figure 3C) andSP-A (data not shown). In both siblings extensive, intense stainingfor SP-C was present in the alveolar epithelium, whereas stainingwas focal and faint in the control patient (Figure 3A). Epithelial-cellSP-A staining was sparse in both siblings and abundant in thecontrol patient (data not shown). The distribution and intensityof immunostaining for SP-A and SP-B in the control patient,including staining in alveolar macrophages and Clara cells,were similar to those observed in other infants12. No stainingwas observed with nonimmune serum.
In the control patient (Panel A), an infant who died of meconium aspiration syndrome, intense staining for SP-B is present in type II pneumocytes (thin arrows) lining air spaces (stars) and in desquamated type II pneumocytes (thick arrows) within alveoli. No detectable staining for SP-B is observed in the lungs of the case patient (Panel B) or his sibling (Panel C). (Fast-green counterstain; x130.).
In the control patient (Panel A), sparse staining for SP-C is present in type II pneumocytes (thin arrows) lining air spaces (stars) and in desquamated type II pneumocytes (thick arrows) within alveoli. In the case patient (Panel B) and his sibling (Panel C), intense staining is present in type II pneumocytes (thin arrows) lining air spaces (stars) and in cells and amorphous material within alveoli (thick arrows). (Fast-green counterstain, x130.).
RNA Analysis
To investigate the mechanisms underlying the absence of immunoreactiveSP-B protein in the case patient's lung tissue, RNA blottingwas performed (Figure 4). SP-A and SP-C mRNAs were found inall lung tissues examined. SP-B mRNA was present in all lungsamples except that of the case patient, in which no signalwas detected even after prolonged exposure. No signal was detectedat higher or lower molecular weights to suggest an alternativelyprocessed or degraded message. This result suggests that thelack of SP-B protein in the case patient's lung was due to apretranslational mechanism -- either a decrease in transcriptionof the SP-B gene or the production of an unstable SP-B mRNA.
SP-A and SP-C mRNAs were readily detectable in the lungs of all the patients. SP-B mRNA was not observed in lung tissue from the case patient with congenital alveolar proteinosis but was readily detectable in all the other samples. Each lane contained 10 µg of total cellular RNA. BPD denotes bronchopulmonary dysplasia; Normal, normal adult lung tissue; and ARDS, adult respiratory distress syndrome.
Discussion
Pulmonary surfactant is a complex mixture of lipids and proteinsthat reduces surface tension at the interface between air andliquid. A lack of pulmonary surfactant is recognized as theprincipal cause of the respiratory distress syndrome in prematureinfants22. Specific proteins have been identified that appearto be essential for surfactant function21,23,24. These includeSP-A, a glycoprotein that is likely to be important in surfactantmetabolism and that may also play a part in host defense, andSP-B and SP-C, which are hydrophobic proteins of low molecularweight that increase the rate at which surfactant phospholipidsare adsorbed to the air-liquid interface25,26.
Given their importance in the function and metabolism of surfactant,inherited deficiencies of specific surfactant proteins couldpotentially cause respiratory disease in newborn infants. Thetwo siblings described in this report had the characteristicclinical and histopathologic features of congenital pulmonaryalveolar proteinosis and a specific deficiency of SP-B. Theseobservations, and previous studies of SP-B function,25,26,27,28,29support the hypothesis that an inherited deficiency of SP-Bwas the cause of the respiratory disease in these infants.
Multiple lines of evidence demonstrate the importance of SP-Bin surfactant functions. The expression of SP-B is lung-specificand is developmentally regulated30,31,32. Combinations of surfactantphospholipids and synthetic SP-B peptides exhibited biophysicalproperties similar to those of native surfactant27. Respiratoryfailure developed in rabbits treated intratracheally with amonoclonal antibody to SP-B, but not to SP-A33,34. SyntheticSP-B peptides stimulated the uptake of phosphatidylcholine intoalveolar type II cells in primary culture, suggesting that SP-Bmay be important in surfactant metabolism28. The exact mechanismsby which SP-B deficiency could lead to the histopathologicalappearance of alveolar proteinosis are unclear, but our observationsindicate an essential role for SP-B in the function and metabolismof surfactant.
The absence of SP-B mRNA in the case patient's lungs accountsfor the lack of SP-B protein, and it is unlikely to be due totherapy or immaturity of the lungs. The biopsy specimen wasobtained at an age when SP-B mRNA should be abundant,31 andthe deficiency was specific for SP-B, without correspondingdecreases in SP-A and SP-C. Glucocorticoid treatment30,31,35and exposure to hyperoxia15,36,37,38 have been associated withincreased expression of SP-B. Finally, the immunohistochemicalfindings in his sibling's lung tissue indicate that she alsohad SP-B deficiency, which suggests a genetic mechanism.
The respective roles of SP-B and SP-C in surfactant functionare unclear. In the infants with SP-B deficiency described inthis report, respiratory failure developed despite increasedamounts of SP-C, suggesting that SP-B is essential for normalrespiratory function. The mechanisms underlying the increasedamounts and cellular distribution of SP-C observed in theseinfants are unknown. The similar patterns of immunostainingin both siblings, and minor variations in SP-C content amongthe control patients, some of whom were also exposed to oxygenor corticosteroids (or both), suggest that these changes werenot secondary to another disease process or therapy.
It is unknown whether infants with congenital alveolar proteinosisfrom other families are deficient in SP-B. SP-B is necessaryto the formation of tubular myelin39,40. An absence of tubularmyelin was noted on ultrastructural examination of the alveolarmaterial in several previously reported cases,3,4 a findingconsistent with the hypothesis that those infants were deficientin SP-B. However, SP-B has been purified from, and tubular myelinhas been observed in, the lungs of adults with alveolar proteinosis,11,41indicating that the histopathological appearance of alveolarproteinosis can result from conditions other than SP-B deficiency.Whether other infants with congenital alveolar proteinosis haveabnormalities of SP-B quantity or function, or possibly deficienciesof other surfactant proteins, remains to be determined.
Finally, the prognosis for infants with congenital alveolarproteinosis has been uniformly poor, even with the use of extracorporealmembrane oxygenation. Therapeutic whole-lung lavage has alsobeen considered4. If SP-B deficiency is the basis for congenitalalveolar proteinosis in other infants, then replacement therapy(the administration of aerosolized protein, gene therapy, orlung transplantation) may be needed to treat this disorder.
Addendum
Another apparently affected sibling has recently been born tothe case family. Severe lung disease has developed in the newbornperiod; protein-blot analysis of amniotic and lung-lavage fluidshowed no detectable SP-B and markedly increased amounts ofSP-C.
Supported in part by grants to Dr. Colten (HL-37591) and Dr.deMello (HL-34748) from the National Institutes of Health, andby a grant from the American Lung Association to Dr. deMello.
We are indebted to Dr. Jeffrey A. Whitsett for providing antibodiesand cDNA probes to SP-A, SP-B, and SP-C; to Dr. David Phelpsfor providing antibodies to SP-A and SP-B; to Sarah Heyman fortechnical assistance in the immunohistochemical studies; toDrs. Thomas Spray, Charles Huddleston, and Michael Crossmanand Roberta Mackay, R.N., for assistance in obtaining tissuespecimens; and to Drs. Anne Murphy and Arnold Strauss for helpfulsuggestions.
Source Information
From the Department of Pediatrics, Division of Allergy and Pulmonary Medicine (L.M.N., H.R.C.), and the Department of Pathology (L.P.D.), Washington University School of Medicine; and the Department of Pathology, Cardinal Glennon Children's Hospital (D.E.D.) -- both in St. Louis.
Address reprint requests to Dr. Nogee at the Division of Neonatology, CMSC 210, Johns Hopkins Children's Center, 600 N. Wolfe St., Baltimore, MD 21287-3200.
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