A Comparison of Subcutaneous Low-Molecular-Weight Heparin with Warfarin Sodium for Prophylaxis against Deep-Vein Thrombosis after Hip or Knee Implantation
Russell Hull, Gary Raskob, Graham Pineo, David Rosenbloom, William Evans, Thomas Mallory, Kenneth Anquist, Frank Smith, Gary Hughes, David Green, C. Gregory Elliott, Akbar Panju, and Rollin Brant
Background Deep-vein thrombosis is a potentially life-threateningcomplication of total hip or knee replacement. There are fewdata on the effectiveness and safety of warfarin as comparedwith low-molecular-weight heparin as prophylaxis against thisproblem.
Methods We therefore performed a randomized, double-blind trialin 1436 patients to evaluate the effectiveness and safety oflow-molecular-weight heparin (given subcutaneously once daily)as compared with adjusted-dose warfarin to prevent venous thrombosisafter hip or knee replacement. Treatment with the drugs wasstarted postoperatively. The primary end point was deep-veinthrombosis as detected by contrast venography (performed a meanof 9.4 days after surgery in each group).
Results Among the 1207 patients with interpretable venograms,231 of 617 patients (37.4 percent) in the warfarin group and185 of 590 patients (31.4 percent) in the low-molecular-weight-heparingroup had deep-vein thrombosis (P = 0.03). The reduction inrisk with low-molecular-weight heparin as compared with warfarinwas 16 percent, and the absolute difference in the incidenceof venous thrombosis was 6 percent in favor of low-molecular-weightheparin (95 percent confidence interval, 0.8 to 11.4 percent).The incidence of major bleeding was 1.2 percent (9 of 721 patients)in the warfarin group and 2.8 percent (20 of 715 patients) inthe low-molecular-weight-heparin group (P = 0.04), and the absolutedifference was 1.5 percent in favor of warfarin (95 percentconfidence interval, 0.1 to 3.0 percent).
Conclusions Our data demonstrate that the small reduction inthe incidence of venous thrombosis with low-molecular-weightheparin, as compared with warfarin, was offset by an increasein bleeding complications. Although the use of low-molecular-weightheparin is simpler, because it is administered subcutaneouslywithout the need for monitoring, it may be more costly thanwarfarin. Warfarin is inexpensive, but the overall cost of itsuse is increased by the need to monitor the intensity of anticoagulation.At this time it is unclear which of these approaches is themost cost effective.
Postoperative deep-vein thrombosis presents a major clinicalthreat to patients undergoing hip or knee replacement1,2,3,4.In the absence of prophylactic anticoagulation, this disorderoccurs in 40 to 60 percent of patients receiving hip implants5,6,7,8,9and in 60 to 70 percent of patients receiving knee implants10,11,12.Several approaches to prevention are accepted in North America1:less intense warfarin sodium (international normalized ratio,2.0 to 3.0),13,14,15,16 pneumatic compression,10,11,14,15,16,17,18and subcutaneous heparin19,20,21. Less intense prophylaxis withwarfarin sodium has been recommended as a standard by the NationalHeart, Lung, and Blood Institute22 and by the Third ConsensusConference on Antithrombotic Therapy of the American Collegeof Chest Physicians23 for patients receiving hip implants. Becauseof the acceptance of this therapy for hip surgery, many haveinferred that it is suitable for patients undergoing major kneesurgery.
A number of randomized trials in Europe24,25,26,27,28,29,30,31,32,33have suggested that low-molecular-weight heparin may be as effectiveas or more effective than standard subcutaneous heparin. A recentNorth American trial supports the European findings34. Pharmacokineticstudies show that subcutaneous low-molecular-weight heparinhas a high bioavailability35,36 and a long half-life37,38,39,40,41,42and that monitoring of the degree of anticoagulation is unnecessary41.By comparison, warfarin sodium, although given orally, requiresfrequent monitoring.
To date, there are few data comparing less intense prophylaxisusing warfarin sodium with prophylaxis using a low-molecular-weightheparin fraction. A comparison of effectiveness and safety wouldbe important, given the widespread acceptance and use of lessintense warfarin sodium prophylaxis to treat orthopedic patientsin North America. We therefore performed a randomized, double-blindtrial evaluating the effectiveness and safety of subcutaneouslow-molecular-weight heparin given in a fixed dose per kilogramof body weight once daily, as compared with adjusted doses oforal warfarin sodium, for the prevention of venous thrombosisafter hip or knee replacement.
Methods
Study Design
This study was a multicenter, randomized double-blind clinicaltrial comparing therapy with warfarin sodium (Coumadin, DuPontMerck) in an adjusted dose with low-molecular-weight heparin(Logiparin, Novo Nordisk) given once daily in patients undergoingtotal hip or knee arthroplasty. Four centers in the United Statesand Canada participated in the trial. The protocol was approvedby the institutional review board at each center.
Patients
Consecutive eligible patients 18 years of age or older scheduledto undergo total hip or knee arthroplasty who gave informedconsent were enrolled in the study. Patients were eligible ifthey had none of the following: currently active bleeding ordisorders contraindicating anticoagulant therapy; a historyof deep-vein thrombosis or pulmonary embolism; allergy to heparin,bisulfites, or fish; allergy to radiopaque contrast medium;documented deficiency of antithrombin III, protein C, or proteinS; history of heparin-associated thrombocytopenia; pregnancy;severe malignant hypertension (blood pressure, 250 mm Hg systolicand 130 mm Hg diastolic); severe hepatic failure (hepatic encephalopathy);severe renal failure necessitating dialysis; or geographic inaccessibilitypreventing them from making follow-up visits. In all, 1759 patientswere identified. A total of 323 eligible patients were excludedfor the following reasons: treatment with warfarin sodium, low-molecular-weightheparin, or heparinoids within the seven days before study entry(15 patients); treatment with acetylsalicylic acid that couldnot be discontinued (e.g., in patients with cerebrovascularor coronary-artery disorders) (52 patients); a decision by thepatient not to give written informed consent (234 patients);or miscellaneous reasons (22 patients).
Before randomization, the patients were stratified into groupsaccording to the study center where they were treated, the surgeonperforming the procedure, the use of spinal as compared withgeneral anesthesia, the site of the joint replacement (hip orknee), and whether the procedure was a primary procedure ora revision arthroplasty. A randomized, computer-derived treatmentschedule was used to assign the patients to receive warfarinsodium orally or low-molecular-weight heparin subcutaneously.Within each stratum, the randomization schedule was balancedin blocks of four.
Treatment Regimens
The patients assigned to receive warfarin sodium received aninitial dose of 10 mg postoperatively on the evening of theday of surgery; thereafter, the daily dose of warfarin sodiumwas adjusted by a standardized prescriptive protocol accordingto the results of laboratory monitoring of the prothrombin timeand according to a predefined warfarin nomogram. The therapeuticrange was also standardized among the participating hospitalswith use of the international normalized ratio. This ratio isthe prothrombin-time ratio obtained by testing a given samplewith the World Health Organization reference thromboplastin,which has an international sensitivity index of 1.043. The warfarindose was adjusted daily to maintain equivalence with an internationalnormalized ratio between 2.0 and 3.043.
The patients receiving low-molecular-weight heparin were givena fixed dose of 75 International Factor Xa Inhibitory Unitsper kilogram of body weight subcutaneously once daily. As comparedwith the dosage levels used for the treatment of deep-vein thrombosis(175 International Factor Xa Inhibitory Units per kilogram),the dosage level that we used for prophylaxis is moderate. Thefirst injection was given 18 to 24 hours after surgery if therewas no clinically evident bleeding or excessive drainage fromthe wound (>20 ml per hour between the 17th and 18th hours).In the event of excessive blood loss from the wound, the firstinjection was deferred until the bleeding was stopped. In bothtreatment groups, prophylaxis was continued until the 14th postoperativeday, when venography was performed, or until discharge fromthe hospital, if this occurred earlier.
The patients randomly assigned to receive warfarin sodium bycapsule also received a subcutaneous injection of placebo onceevery 24 hours. The patients assigned to receive low-molecular-weightheparin received placebo capsules.
To maintain blinding of each patient's treatment assignment,the prothrombin-time result was reported only to a member ofthe health care team not involved in assessing outcomes; thisinformation was not recorded on the patient's chart or reportedto other members of the health care team. Adjustments in thedose of warfarin sodium or placebo were made by the unblindedclinician according to a prescribed dosage schedule.
The use of drugs containing acetylsalicylic acid was prohibitedduring the study, and the use of sulfinpyrazone, dipyridamole,and indomethacin was strongly discouraged.
Surveillance and Follow-up
All the patients were examined daily. Bleeding episodes, perioperativeand postoperative blood loss, and blood-replacement requirementswere documented. Patients in whom overt symptoms and signs ofdeep-vein thrombosis or pulmonary embolism developed underwentobjective testing. Noninvasive screening for deep-vein thrombosiswas not performed in patients who had no symptoms suggestiveof venous thrombosis, because such screening is relatively insensitivein this context44,45,46,47,48,49,50.
All the patients gave informed consent to undergo bilateralascending radiocontrast venography. This was performed on day14 or at the time of discharge from the hospital, if this occurredearlier. Venography was performed and the results interpretedaccording to a method described elsewhere17,51. Constant intraluminalfilling defects in the popliteal, superficial femoral, commonfemoral, external iliac, or common iliac veins (with or withoutconstant intraluminal filling defects in the deep veins of thecalf) were classified as proximal-vein thrombosis. Constantintraluminal filling defects confined to the deep veins of thecalf were classified as calf-vein thrombosis. The venographicfindings were classified as normal if the deep veins of thecalf and the proximal deep veins (including the popliteal, superficialfemoral, common femoral, external iliac, and common iliac veins)were adequately visualized in both legs. Data on the outcomemeasures of effectiveness (venous thrombosis) and safety (bleedingcomplications) and on patients' deaths were interpreted by acentral adjudicating committee. Two committee members not involvedin the patient's care adjudicated, and disagreements were resolvedby a third member.
Clinically overt bleeding was classified as major or minor,according to criteria described elsewhere52. Wound hematomasthat occurred in the absence of clinically overt blood losswere documented, as were associated complications (infection,persistent drainage, wound dehiscence, and prolongation of thehospital stay).
All the patients were followed for three months postoperativelyand were asked to return immediately if symptoms or signs ofpulmonary embolism or venous thrombosis developed. All the patientswere reevaluated at three months.
If the patients had clinically evident venous thrombosis, initialtesting with noninvasive techniques was allowed, but documentationby ascending contrast venography was required. For patientswith suspected pulmonary embolism, documentation was requiredby an angiogram, a high-probability lung scan, or autopsy. Themethods of performing and interpreting the objective tests arereported in detail elsewhere52,53,54,55.
The venograms were interpreted independently and without theinterpreter's being aware of the patient's clinical findings,the results of other diagnostic tests, or the treatment group.They were also interpreted by an independent reader in the ClinicalTrials Unit. Disagreements between the initial radiologist andthe independent reader were resolved by a third central independentreader.
Statistical Analysis
On the basis of a preliminary calculation of the target sampleand an interim analysis, more than 1400 patients were enrolledin the study (795 undergoing hip surgery and 641 undergoingknee surgery). Fisher's exact test was used to compare the frequenciesof death, venous thrombosis, and bleeding in the two treatmentgroups56. All P values were two-tailed. Ninety-five percentconfidence intervals for the difference between the two treatmentgroups in the incidence of venous thrombosis and bleeding complicationswere calculated with the normal approximation to the binomialdistribution56. Logistic regression was used to examine thehomogeneity of results across strata and to assess which factorsmay have accounted for variability between centers56.
Results
Seven hundred ninety-five consecutive patients undergoing electivehip surgery and 641 consecutive patients undergoing electiveknee surgery were enrolled in the study. In both populations,the characteristics of the treatment groups were similar atentry (Table 1). Seven hundred twenty-one patients receivedwarfarin, and 715 patients received low-molecular-weight heparin.Adequate bilateral venography was performed in 603 of the 721patients assigned to receive warfarin (83.6 percent) and 579of the 715 patients assigned to receive low-molecular-weightheparin (81.0 percent) (Table 2). Venography was performed aftera mean (±SD) interval of 9.4 ±3.47 days in thepatients assigned to warfarin and 9.4 ±3.53 days in thepatients assigned to low-molecular-weight heparin. Proximal-veinthrombosis could not be excluded in 25 patients who had calf-veinthrombosis only, 11 of whom were receiving low-molecular-weightheparin and 14 of whom were receiving warfarin; thus, thesepatients were considered to have calf-vein thrombosis with anequivocal venogram for the proximal veins. These 25 patientswere included in the final analysis, giving a total of 617 patientsin the warfarin group who had interpretable venograms and 590patients in the low-molecular-weight-heparin group who had interpretablevenograms.
Table 2. Findings of a Pooled Analysis of the Two Treatment Groups.
Pooled Data
Analysis of the pooled data on all arthroplasty procedures showedsignificant differences in the rates of deep-vein thrombosis,major bleeding, and wound hematomas between the low-molecular-weight-heparingroup and the warfarin group (Table 2). Since there were statisticallysignificant differences in the incidence of deep-vein thrombosisand wound hematomas between the patients undergoing hip surgeryand those undergoing knee surgery, separate results are reportedfor these groups as well.
The unstratified findings of the pooled analysis are shown inTable 2. When the results for all the patients in both treatmentgroups were pooled, the overall rates of deep-vein thrombosiswere 37.4 percent (231 of 617 patients) in the warfarin groupand 31.4 percent (185 of 590) in the low-molecular-weight-heparingroup (reduction in risk, 16 percent; absolute difference, 6percent in favor of low-molecular-weight heparin; 95 percentconfidence interval, 0.8 to 11.4 percent; P = 0.03). The overallrate of major bleeding was 1.2 percent (9 of 721 patients) inthe warfarin group and 2.8 percent (20 of 715 patients) in thelow-molecular-weight-heparin group (absolute difference, 1.6percent in favor of warfarin; 95 percent confidence interval,0.1 to 3.0 percent; P = 0.04) (Table 3 and Table 4). The overallrates of wound hematomas were 4.0 percent (29 of 721 patients)in the warfarin group and 7.1 percent (51 of 715 patients) inthe low-molecular-weight-heparin group (absolute differencein favor of warfarin, 3.1 percent; 95 percent confidence interval,0.8 to 5.4 percent; P = 0.01). The analysis showed overall differencesin the incidence of thrombosis and hematomas between the hip-surgeryand knee-surgery groups but no evidence of heterogeneity inthe associated odds ratios for warfarin as compared with low-molecular-weightheparin. Stratified analysis revealed a significant increasein the rate of deep-vein thrombosis (P = 0.03) and a decreasein the hematoma rate (P = 0.01) with warfarin as compared withlow-molecular-weight heparin. Rates of bleeding did not differsignificantly according to the site of surgery (the hip or theknee).
Table 4. Complications Involving Bleeding in the Study Patients.
The mean hemoglobin levels (expressed in milligrams per deciliter)for the first five postoperative days were as follows in thewarfarin and low-molecular-weight-heparin groups, respectively:day 1, 10.6 ±1.4 and 10.6 ±1.4; day 2, 10.3 ±1.4and 10.1 ±1.5; day 3, 10.3 ±1.4 and 9.9 ±1.4;day 4, 10.3 ±1.3 and 10.0 ±1.4; and day 5, 10.5±1.3 and 10.1 ±1.3.
Surveillance and Follow-up
During the three-month study period, three patients (0.4 percent)in the warfarin group and seven patients (1.0 percent) in thelow-molecular-weight-heparin group had symptomatic, objectivelydocumented venous thrombosis. Among the three patients in thewarfarin group, venous thrombosis occurred in two on days 20and 21 after hip surgery and in one on day 22 after knee surgery;in the low-molecular-weight-heparin group, venous thrombosisoccurred in six patients on days 22, 24, 26, 35, 39, and 42after hip surgery and in one patient on day 20 after knee surgery.During the study period, two patients had symptomatic, objectivelydocumented pulmonary embolism -- on day 69 in one patient afterknee surgery in the warfarin group and on day 28 in one patientafter hip surgery in the low-molecular-weight-heparin group.There were no deaths due to pulmonary embolism or bleeding.
Variability between Centers
There was a statistically significant and clinically importantdifference in the absolute rates of deep-vein thrombosis ateach center between treatment groups (Table 5). Table 5 shows,however, that the relation between warfarin and low-molecular-weightheparin was consistent among hospitals whether rates of thrombosiswere high, medium, or low. Logistic-regression analysis confirmedthat no inconsistency was present. The observed differencesbetween treatment groups in the frequency of deep-vein thrombosiswere not affected by this variability. A number of factors,including imbalances with regard to clinical characteristics,prognostic strata, rates of venography, venographic interpretation,blood loss, surgical technique, operative incision, durationof operation, continuous passive motion, and compliance withthe use of prophylaxis, were investigated as possibly responsiblefor the variation. A preliminary analysis revealed no simpleexplanation.
Table 5. Variability between Centers in Rates of Deep-Vein Thrombosis, According to Site of Surgery and Treatment Group.
Analysis of the anticoagulant response to warfarin in the variouscenters showed that the response was consistent. Each centerachieved a therapeutic range equivalent to an internationalnormalized ratio of 2.0 to 3.0. The observed variability betweencenters cannot be explained by differences in the prothrombin-timeresponse.
Discussion
The findings of this multicenter clinical trial suggest thatlow-molecular-weight heparin is at least as effective as warfarinsodium for protection against venous thrombosis in patientsundergoing hip or knee implantation. Overt bleeding and woundhematomas were uncommon in both groups. A low, but statisticallyhigher, frequency of major bleeding complications and woundhematomas was observed in the patients receiving low-molecular-weightheparin.
The frequencies of venous thrombosis and bleeding complicationsobserved in the patients undergoing hip implantation who receivedlow-molecular-weight heparin were similar to those reportedpreviously36. The frequency of deep-vein thrombosis in the knee-implantgroup assigned to receive low-molecular-weight heparin was similarto that observed in a large unblinded trial in which low-molecular-weightheparin was compared with warfarin sodium,57 but it was higherthan that reported in another multicenter trial that evaluatedknee-implant surgery58. Despite this improvement, the ratesremain high and indicate a continued need for case finding withvenography.
Our findings are based on the use of bilateral ascending venography.Analysis of the venographic findings demonstrated that failureto perform venography routinely on the limb not undergoing surgerywould have resulted in failure to identify approximately 20percent of the patients with deep-vein thrombosis.
Our findings cannot be attributed to bias; the randomizationwas successful, because the base-line characteristics of thepatients were comparable in each group, and the study was conductedin double-blind fashion in order to avoid bias in searchingfor or interpreting outcome events. Because our study was stratifiedaccording to center, each center had its own study. There wasa statistically significant difference between centers in thefrequency of deep-vein thrombosis, which did not influence theobserved difference between treatment groups. This observedvariability between centers is not readily explained by a priorifactors -- e.g., clinical characteristics, length of anesthesia,use of cement, surgical technique, type of operative incision,duration of operation, continuous passive motion, and perioperativeor postoperative blood loss. Our findings with regard to effectivenesswere consistent among centers despite the differences in absoluterates. The striking variability in the absolute rates of deep-veinthrombosis emphasizes the need for extreme caution in makingclinical inferences on the basis of rates in different studies.
Our study evaluated the postoperative use of prophylactic anticoagulation.On the basis of our understanding of the pathogenesis of venousthrombosis in surgical patients, it is plausible that the observedfrequencies of venous thrombosis might have been lower if preoperativeprophylaxis had been used, without unnecessarily compromisingsafety. Arguing against the preoperative use of prophylacticanticoagulation is the finding that the frequencies of deep-veinthrombosis observed in patients undergoing elective hip surgeryin two recent randomized trials of warfarin sodium prophylaxisthat used a preoperative approach were 21 and 31 percent13,15.There was no increase in blood loss with preoperative warfarinsodium. The issue of preoperative as compared with postoperativeprophylaxis should be addressed directly in future randomizedtrials.
Although our findings and those of others offer promise forpatients undergoing hip-implant surgery, the rather high ratesof deep-vein thrombosis in patients undergoing knee-implantsurgery who received warfarin sodium prophylaxis are relativelydisappointing. Either pneumatic leg compression or low-molecular-weightheparin prophylaxis may offer better protection against venousthrombosis in such patients10,58. For patients requiring hipimplants, the orthopedic surgeon has the choice of using eitherless intense warfarin sodium, low-molecular-weight heparin,subcutaneous heparin in an adjusted dose, low-dose heparin,or pneumatic compression; the last three approaches may be lesseffective14,15,24,25,26,27,28,29,30,31,32,33,36.
Although low-molecular-weight heparin offers the advantage ofsimplicity because this antithrombotic agent is administeredin a daily subcutaneous injection without the need for monitoring,it may prove to be more costly than warfarin sodium. Warfarinis inexpensive, but the cost of its administration is increasedby the need for monitoring of the international normalized ratio.At this time it is unclear which of these approaches will bemore cost effective.
In summary, our study shows that low-molecular-weight heparingiven in a single subcutaneous injection per day is effective,as compared with warfarin sodium prophylaxis, and that it avoidsthe need to monitor the level of anticoagulation. The reductionin the rate of venous thrombosis with low-molecular-weight heparin,as compared with warfarin, is offset by an increase in the numberof bleeding complications and wound hematomas.
Supported in part by a grant from the Heart and Stroke Foundationof Alberta and by Novo Nordisk.
We are indebted to the members of the medical, surgical, nursing,pharmacy, and support staff of all the study sites.
Source Information
From the Clinical Trials Unit, Faculty of Medicine, University of Calgary, Calgary, Alta., Canada (R.H., G.R., G.P., K.A., G.H., R.B.); Chedoke-McMaster Hospitals, Hamilton, Ont., Canada (D.R., F.S., A.P.); Ohio State University, Columbus (W.E., T.M.); Northwestern University, Chicago (D.G.); and LDS Hospital, Salt Lake City (C.G.E.).
Address reprint requests to Dr. Hull at the Department of Medicine, University of Calgary, 3330 Hospital Dr. NW, Calgary, AB T2N 4N1, Canada.
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Appendix
The following persons and institutions also participated inthe trial: University of Calgary, Calgary, Alta., Canada --Calgary General Hospital: D. Bell, W. Blahey, J. Chenger, A.Costantini, R. Hollinshead, D. Jenkinson, N. Schachar, H. Swanson,J.F. Thaell, A. Urban, D. McKeage, and A. Wilson; FoothillsHospital: M. Austin, B. Baylis, F. Bazant, R. Bray, N. Campbell,R. Dewar, G. Edwards, C. Fairbanks, A. Ferland, T. Fong, C.Frank, C.B. Hatfield, R.E. Hatfield, J. Hunter, S. Miller, N.Mohtadi, C.D. Thompson, R. Powell, and L. Styner; Chedoke Hospital,Hamilton, Ont., Canada -- K. Chan, I. Dale, D. McLoughlin, B.McTaggart, J. Collingwood, and L. Reynolds; Grant Hospital,Columbus, Ohio -- K. Berry, A. Lombardi, T. Meyer, B. Vaughn,B. Vermillion, G. Vincent, and K. Kaple; Clinical Trials Group,University of Calgary -- B. Doucette and L. Guyn; Safety Monitor-- D. Bergqvist; Liaison with Novo Nordisk -- K. Birch, A. Brusby,K. Garre, S. Glazer, N. Griffin, and U. Hedner.
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