Prophylactic Administration of Respiratory Syncytial Virus Immune Globulin to High-Risk Infants and Young Children
Jessie R. Groothuis, Eric Simoes, Myron J. Levin, Caroline B. Hall, Christine E. Long, William J. Rodriguez, Julita Arrobio, H. Cody Meissner, David R. Fulton, Robert C. Welliver, Debra A. Tristram, George R. Siber, Gregory A. Prince, Mark Van Raden, Val G. Hemming, for The Respiratory Syncytial Virus Immune Globulin Study Group
Background Infants with cardiac disease or prematurity are atrisk for severe illness caused by respiratory syncytial virus.Immune globulin with a high titer of antibodies against respiratorysyncytial virus may offer infants and young children at riskprotection from this serious, common respiratory illness.
Methods We studied 249 infants and young children (mean age,eight months) who had bronchopulmonary dysplasia due to prematurity(n = 102), congenital heart disease (n = 87), or prematurityalone (n = 60). Respiratory syncytial virus immune globulinwas given monthly to some of these children in either a highdose (750 mg per kilogram of body weight; n = 81) or a low dose(150 mg per kilogram; n = 79); 89 controls received no immuneglobulin. Group assignments were random. Assessments of respiratoryillness and management were conducted without knowledge of thechildren's group assignments.
Results There were 64 episodes of respiratory syncytial virusinfection: 19 in the high-dose group, 16 in the low-dose group,and 29 in the control group. In the high-dose group there werefewer lower respiratory tract infections (7, vs. 20 in the controlgroup; P = 0.01), fewer hospitalizations (6, vs. 18 in the controlgroup; P = 0.02), fewer hospital days (43, vs. 128 in the controlgroup; P = 0.02), fewer days in the intensive care unit (P =0.05), and less use of ribavirin (P = 0.05). In the low-dosegroup there was a significant reduction only in the number ofdays in the intensive care unit (P = 0.03). Adverse events duringthe 580 infusions were generally mild and included fluid overload(in five children), oxygen desaturation (eight), and fever (six).Six children died: three in the high-dose group, three in thelow-dose group, and none in the control group (P = 0.15), butno death was attributed to the use of immune globulin or toillness caused by respiratory syncytial virus.
Conclusions Administration of high doses of respiratory syncytialvirus immune globulin is a safe and effective means of preventinglower respiratory tract infection in infants and young childrenat high risk for this disease.
Respiratory syncytial virus is an important respiratory pathogenof infancy and early childhood1,2,3,4. The greatest morbidityand mortality occur among children at high risk for respiratorysyncytial virus infection who are less than two years old5,6,7;these include preterm infants who are less than six months old8,9,10and young children with underlying pulmonary or cardiac disease11,12,13,14,15,16.Currently, there are no safe and effective methods of activelyimmunizing infants against respiratory syncytial virus. However,studies in animals17,18,19,20,21,22 and epidemiologic observationsin full-term infants5,6,23,24,25,26 indicate that the maintenanceof serum titers of respiratory syncytial virus-neutralizingantibody between 1:200 and 1:400 prevents respiratory syncytialvirus infection in the lower respiratory tract.
Monthly infusions of a standard intravenous immune globulinare feasible and safe in high-risk infants. However, the peaktiters of respiratory syncytial virus-neutralizing antibodyachieved with commercial immune globulin at a dose of 750 mgper kilogram of body weight averaged only 1:87, well below thelevels needed for protection27. An intravenous immune globulinis now available that contains high titers of respiratory syncytialvirus-neutralizing antibody28. Our hypothesis was that respiratorysyncytial virus infection of the lower respiratory tract couldbe attenuated or prevented in high-risk children by monthlyinfusions of respiratory syncytial virus immune globulin duringthe season when most respiratory syncytial virus infectionsoccur (December through March or April).
Methods
Patients
The study population was drawn from five clinical centers: UniversityHospital and the Children's Hospital, Denver; Strong MemorialHospital, Rochester, New York; Children's National Medical Center,Washington, D.C.; the Floating Hospital, Boston; and Children'sHospital of Buffalo, Buffalo, New York. Children were enrolledif they were less than 48 months old at the beginning of thestudy (with children younger than 12 months preferred) and hadcongenital heart disease or cardiomyopathy, bronchopulmonarydysplasia, or premature delivery ( 35 weeks) and a chronologicage of less than 6 months. Reasons for exclusion were immunodeficiency,poorly controlled heart or renal failure, dependence on a ventilator,or an expected survival of less than six months. We followedthe children during a single respiratory syncytial virus season,during which those assigned to the high-dose and low-dose groupsreceived respiratory syncytial virus immune globulin, then throughthe next season. A "season" extended from December through Marchor April, depending on the presence of respiratory syncytialvirus in the community. This study was approved by the investigationalreview board at each clinical site. Parents gave informed consentbefore their child's enrollment.
Study Design
The children were randomly assigned to one of three groups ateach center: a high-dose group that received 750 mg of respiratorysyncytial virus immune globulin per kilogram (15 ml per kilogram)each month; a low-dose group that received 150 mg of respiratorysyncytial virus immune globulin per kilogram (3 ml per kilogram)each month; or a control group that received no respiratorysyncytial virus immune globulin. Four separate lots of lyophilizedhuman respiratory syncytial virus immune globulin with titersranging from 1:2400 to 1:8073 were used over the three-yearstudy period28.
The sample size was determined on the basis of two primary endpoints: reduction in the incidence of lower respiratory tractinfection caused by respiratory syncytial virus and reductionin the severity of respiratory syncytial virus disease. We calculatedthat a cohort of 250 children would be sufficient to guaranteea power of 80 percent with a type I error of 5 percent to detecta reduction in the incidence of respiratory syncytial virusinfection of the lower respiratory tract from 25 percent amongthe controls to 10 percent among the treated children and areduction in severity as measured by a composite respiratoryscore from moderate to mild in the treated groups.
The respiratory scoring system used in this study was basedon changes in oxygen saturation and respiratory rate and onpulmonary findings of retractions (indrawing of chest wall),wheezing, and crackles29. For each of these variables, a scorefrom 0 to 5 was determined by the degree of difference betweenthe observed measurement and the child's base-line measurement.An overall respiratory score from 0 to 5 was calculated as themode of the three component scores or the mean, if there wasno mode (Table 1).
Base-line epidemiologic and clinical data were obtained foreach child at entry, and infusions were initiated in mid-November.Children in the two treated groups received three to five infusionsat four-week intervals, depending on the length of the respiratorysyncytial virus season at each center. The season was determinedby observation of respiratory syncytial virus activity by thesentinel laboratories at each site. Low-dose infusions weregiven over a one-hour period, and high-dose infusions over atwo-hour period, by constant-infusion pump. Vital signs wererecorded every hour; the children were observed carefully forcardiac or pulmonary decompensation, respiratory scores weredetermined at the beginning and end of the infusion period,and adverse events and complications were recorded. A successfulinfusion was defined as receipt of at least 75 percent of thescheduled volume of the infusion. When a child missed a studyvisit, the family was called to reschedule the visit withintwo weeks.
Blinding and Surveillance
The nature of the study design required two separate teams ateach clinical site. An unblinded team was responsible for theenrollment of patients and for all well-baby visits and examinationsat the time of infusions. The blinded team was responsible forweekly telephone surveillance for respiratory illness and forthe evaluation of all respiratory illness. The parents wereinstructed not to divulge their child's treatment status tothis second team. Separate case-report forms were used for eachteam. Ill children were evaluated only by a blinded member.A nasopharyngeal specimen obtained by nasal washing was submittedfor rapid detection of respiratory syncytial virus antigen andrespiratory-virus culture30. A respiratory syncytial virus infectionwas defined as existing when there was a positive test for respiratorysyncytial virus antigen (by direct immunofluorescence or enzymeimmunoassay, depending on the preference of the staff at eachcenter30,31) or isolation of respiratory syncytial virus inculture. Ill children who did not require hospitalization wereassessed every two to three days by a blinded staff member untiltheir base-line scores were achieved. The decision to hospitalizea child was also made by a blinded physician, and hospitalizedchildren were evaluated daily. The decision to use ribavirin,to admit a child to the intensive care unit, to initiate mechanicalventilation, or to discharge a child from the hospital was madeby an attending physician not involved with the study and unawareof the patient's treatment status.
During the subsequent respiratory syncytial virus season, thefamilies of the children studied in the previous year were telephonedby blinded team personnel every other week. If respiratory syncytialvirus illness developed, the children were evaluated as describedabove.
Statistical Analysis
Data were entered in duplicate into the Epi-Info data-entryprogram, cross-checked for accuracy of entry, and analyzed withEpi-Info version 5.01B, Statistical Analysis Systems version6.07, and BMDP version 1990 software. All analyses were performedaccording to the intention-to-treat rule. The three treatmentgroups were compared with respect to sociodemographic variablesand other potential risk factors by the two-tailed chi-squaretest. The incidence of disease and the frequency of hospitalizationand admission to the intensive care unit were reduced to binaryvariables by counting only the first occurrence of each. Fisher'sexact test was used when the outcome was binary and the expectednumber of occurrences in a group was less than five. Both thehigh-dose group and the low-dose group were compared with thecontrol group with respect to efficacy and safety. Continuousmeasures, such as differences between groups in the mean numberof days in the hospital and in the intensive care unit, werecompared with the two-tailed t-test. This test was also usedto compare the individual components of the respiratory score.The Wilcoxon rank-sum test was used to compare the worst respiratoryscores among the treatment groups. For multivariate analyses,factors whose individual association with the primary end point,respiratory syncytial virus infection of the lower respiratorytract, achieved a P value of less than 0.05 were included ina logistic-regression model used to assess the independent effectof treatment with respiratory syncytial virus immune globulin.
Results
Characteristics of the Study Subjects
A total of 249 children were enrolled in the study. We foundno significant differences among the treatment groups at thevarious study centers with respect to any demographic characteristics.Although a history of hospitalization for proved respiratorysyncytial virus illness was more common in the high-dose group(P = 0.05) (Table 2), the base-line titers of respiratory syncytialvirus A2-neutralizing antibody and the base-line respiratoryscores were comparable in the three groups.
Table 2. Demographic and Clinical Characteristics of 249 Infants and Young Children, According to Study Group.
Compliance and Intravenous Access
In both the high- and the low-dose treatment groups, there wasat least one problem with intravenous access in 60 percent ofthe children. However, at least 75 percent of the prescribeddose of respiratory syncytial virus immune globulin was infusedat 85 percent of the visits. Compliance with the monthly visitswas better in the treated groups; children who were receivinghigh-dose respiratory syncytial virus immune globulin missed10 of 319 visits (3.1 percent), children receiving low-doseimmune globulin missed 21 of 322 visits (6.5 percent), and controlchildren missed 34 of their 376 monthly visits (9.0 percent)(P = 0.006 by the chi-square test).
Efficacy
Data on all 249 children were analyzed for efficacy. Only thefirst occurrence of a new illness or treatment event in a givenpatient was included in the analysis. The frequency of all lowerrespiratory tract infections was reduced by 48 percent, andthe frequency of moderate and severe lower respiratory tractinfections was reduced by 62 percent. These decreases were primarilydue to the reduction in the rate of respiratory syncytial virusinfection of the lower respiratory tract. Recipients of high-doserespiratory syncytial virus immune globulin had a 62 percentreduction in the incidence of respiratory syncytial virus infectionof the lower respiratory tract (P = 0.01) and a 72 percent reductionin all moderate or severe respiratory syncytial virus infectionsof the lower respiratory tract (P = 0.03) (Table 3). The milderrespiratory syncytial virus disease was reflected by lower respiratoryscores in the high-dose group (mean ±SD, 1.58 ±0.21vs. 2.34 ±0.25 in the control group; P = 0.01). Recipientsof the low dose of immune globulin did not have significantlylower scores than the controls (2.13 ±1.8, P = 0.78).Furthermore, children who received a low-dose infusion had areduction of only 27 percent in the overall frequency of respiratorysyncytial virus infections of the lower respiratory tract, ascompared with the controls (P = 0.35), and a reduction of 53percent in moderate or severe respiratory syncytial virus infectionof the lower respiratory tract (P = 0.13).
Table 3. Incidence of Acute Respiratory Disease and Respiratory Syncytial Virus (RSV) Infection, According to Study Group.
Children in the high-dose group were hospitalized 63 percentless often than control children (Table 4), and spent significantlyfewer total days in the hospital for respiratory syncytial virusdisease (a 63 percent reduction). Fewer admissions to the intensivecare unit were observed in both the low-dose and the high-dosegroup than in the control group, and the total number of daysin the intensive care unit was reduced by 97 to 100 percentover that for the controls (Table 4). Two children in the controlgroup and none in either treatment group required assisted ventilation.A significant decrease in the number of days of ribavirin usewas also observed in the high-dose group (9 per 100 children)as compared with the control group (33 per 100 children, P =0.05).
Table 4. Hospitalization for Respiratory Syncytial Virus Infection of the Lower Respiratory Tract, According to Study Group.
Although there was a reduction in the incidence of respiratorysyncytial virus infection of the lower respiratory tract andhospitalization for respiratory syncytial virus illness in allthree groups, the greatest improvement was among preterm infantsand infants with bronchopulmonary dysplasia. The controls atthe Denver center differed from those at the other four centersin that respiratory syncytial virus infection of the lower respiratorytract occurred more frequently among these children and wasmore severe, as defined by the need for hospitalization (33percent vs. 14 percent). These differences probably reflectthe effect of altitude on the severity of respiratory tractdisease8,11,12.
We constructed a multivariate model to examine the protectiveeffect of treatment with respiratory syncytial virus immuneglobulin in combination with recognized risk factors for respiratorysyncytial virus illness on the presence or absence of respiratorysyncytial virus infection of the lower respiratory tract. Thestudy center, male sex, a higher number of people in the household,and a history of respiratory syncytial virus illness were allrelated to a higher incidence of respiratory syncytial virusinfection. After adjustment for these variables, treatment withhigh-dose respiratory syncytial virus immune globulin reducedthe incidence of respiratory syncytial virus infection of thelower respiratory tract by 75 percent (P = 0.009), whereas thereduction in incidence associated with low-dose immune globulinwas not significant (44 percent, P = 0.24).
The Timing of Infusions
We examined the timing of respiratory syncytial virus illnessin relation to the infusions of respiratory syncytial virusimmune globulin and in relation to the monthly visits in thecase of the control children. All episodes of respiratory syncytialvirus infection of the lower respiratory tract occurred within40 days of a completed infusion among the children receivinghigh-dose infusions at a mean interval of 24.8 ±18.9days. This was comparable to the interval between treatmentand the development of respiratory syncytial virus in childrenreceiving low-dose infusions (20.3 ±12.7 days) and betweenillness and the monthly visits in control children (22.3 ±13.1days).
Tolerance and Safety
Nineteen acute adverse reactions occurred among 580 infusions(3 percent). Five infants were thought to have mild fluid overload;two of them had findings of fluid overload before the infusionbegan. All five responded to the slowing of the rate of infusionor to the administration of diuretics; most received subsequentinfusions without problems. The remaining adverse reactionsconsisted of mild decreases in oxygen saturation (in eight children)and fever (in six). The only serious event occurred in a 17-month-oldinfant with severe bronchopulmonary dysplasia; after a seconddose of 750 mg of respiratory syncytial virus immune globulinper kilogram he had fever (temperature, 40.6 °C), crackles,and increasing respiratory distress, which necessitated mechanicalventilation within 24 hours. This child died of progressiverespiratory failure three months later.
Respiratory Disease in Subsequent Seasons
Eighty-five percent of the children (210 of 249) were followedduring a second respiratory syncytial virus season. Of these,18 children in the high-dose group, 11 in the low-dose group,and 14 controls had respiratory syncytial virus illness (P =0.89 by the chi-square test). Five children in the high-dosegroup, five in the low-dose group, and seven in the controlgroup required hospitalization for respiratory syncytial virusdisease. The observed rate of rehospitalization was consistentwith that seen in children with chronic lung or heart disease32,33.
Deaths
Over the three-year study period, six deaths occurred afterthe initial infusion and within the four months after the lastinfusion. There were three deaths in the high-dose group, threein the low-dose group, and none in the control group (P = 0.15by Fisher's exact test). Extensive analysis of hospital andautopsy reports revealed no basis for attributing the deathsto the infusion of respiratory syncytial virus immune globulin(Table 5). No death occurred as a result of respiratory syncytialvirus infection. Because 5 of the children had heart disease,the entire cohort of 87 patients with cardiac disorders wasanalyzed separately by a pediatric cardiologist blinded to theirgroup assignment. No differences in the type of cardiac abnormality,changes in cardiac status, or frequency of cardiac surgery wereobserved. Three deaths were directly associated with complicationsof cardiac surgery and occurred 2 to 13 weeks after the finalinfusion of respiratory syncytial virus immune globulin. Theremaining three deaths were due to medical causes and occurredtwo weeks, one month, and three months after an infusion (Table 5).
Monthly infusions of high-dose immune globulin containing hightiters of respiratory syncytial virus-neutralizing antibodysignificantly decreased both the incidence and the severityof respiratory syncytial virus infection of the lower respiratorytract in children at high risk for this disease. High-dose respiratorysyncytial virus immune globulin had a significant effect onthe frequency of respiratory syncytial virus-associated hospitalization(a 63 percent reduction), the total number of days of hospitalization(a 63 percent reduction), and the number of days in the intensivecare unit (a 97 percent reduction). The children who receivedlow-dose respiratory syncytial virus immune globulin were comparableto those who received the high dose only in the reduction inthe total number of days in the intensive care unit for illnessassociated with respiratory syncytial virus.
The trough serum titers of respiratory syncytial virus-neutralizingantibody among the children in the high-dose group generallyexceeded 1:20034. Thus, our study findings were consistent withthose of studies in animals in which respiratory syncytial virus-neutralizingantibody titers between 1:200 and 1:400 conferred protectionagainst pulmonary infection20,21. Prophylaxis with respiratorysyncytial virus immune globulin was effective in children inthis study with all three types of diagnosis, but it appearedparticularly efficacious in preterm infants with or withoutbronchopulmonary dysplasia. Preterm infants, particularly thosedelivered at less than 32 weeks' gestation, have very littlematernal respiratory syncytial virus-neutralizing antibody35and may have particularly severe respiratory syncytial virusillness36,37. Such infants would be expected to benefit frompassive immunization with immune globulin with respiratory syncytialvirus-neutralizing antibody.
There were few adverse events during the immune globulin infusions(3 percent), and those that occurred were similar to those observedin other studies in which intravenous immune globulin was used38,39,40.The most difficult problem was obtaining intravenous access;despite this difficulty, however, most treated children receivedat least 75 percent of their scheduled infusions, and compliancewith the examination schedule was significantly better in thetreated groups than in the control group, suggesting that familiesfelt that the potential prevention of severe respiratory illnesswas worth the inconvenience of added visits and infusions. Sixchildren died between the initial infusion and four months afterthe last infusion. No child died of respiratory syncytial virus-relatedillness, and no relation between the infusion of respiratorysyncytial virus immune globulin and death was found. Five childrenwho died had cardiac disease; three of these deaths were directlyattributable to complications of cardiac surgery. There wasno evidence of an increased frequency or severity of subsequentrespiratory syncytial virus illness among the children treatedwith the respiratory syncytial virus immune globulin. We areconfident on the basis of these results that respiratory syncytialvirus immune globulin is safe for preterm infants with or withoutbronchopulmonary dysplasia. Although there was no evidence thatrespiratory syncytial virus immune globulin worsened cardiacdisease, its safety in children with cardiac disorders meritsfurther examination.
The results of this trial justify the evaluation of respiratorysyncytial virus immune globulin as prophylaxis against severerespiratory syncytial virus illness in other high-risk groupsof children and adults. Our findings should provide an impetusfor the development of additional methods of passive immunoprophylaxis,such as the intramuscular administration of monoclonal antibodies41,42.The finding that prophylactic monthly infusions of high-doserespiratory syncytial virus immune globulin reduced both theincidence and the severity of respiratory syncytial virus illnessis clinically important, particularly because strategies ofactive immunization against respiratory syncytial virus in veryyoung seronegative children are proceeding slowly,43,44 andno vaccine for universal use will be available for some time.Passive immunization with high-dose respiratory syncytial virusimmune globulin is therefore currently the only safe and effectivemeans of protecting high-risk infants and children against thisserious illness.
Supported by a contract (NO1-A1-82520) from the National Instituteof Allergy and Infectious Disease and by grants from the GeneralClinical Research Center Program of the Division of ResearchResources, National Institutes of Health (RR-69), the GeneralClinical Research Center of the University of Rochester andits Computer Data Management and Analysis System (M01-RR-00044),and MedImmune, Inc., Gaithersburg, Maryland.
We are indebted to the following for technical assistance: SueKing, R.N.; Helen Masters, B.S.; the pediatric outpatient staffnurses, the Pediatric Cardiology Unit, and the Pulmonary Unitat Strong Memorial Hospital; Chris Boenning, R.N.; Susan Smith,R.N.; Cherye Milburn, R.N.; Katy Hanlon, R.N.; Cynthia Shuff,R.N.; Kathryn Alessi, R.N.; Patricia Baron, M.S.; ConstanceBattle, M.D., and the staff of the Hospital for Sick Children;and C. Ferrer-Gardner and the staff of the plasma screeninglaboratory of the Massachusetts Public Health Biologic Laboratories.We are also indebted to Fred Henderson, M.D., and Mary Lou Clements,M.D., of the Data, Safety, and Monitoring Board for their scientificassistance; to Carole Heilman, Ph.D., Frank Top, Jr., M.D.,and Andrew Kramer, Ph.D., for critical scientific and editorialassistance; and to Georgina G. Armendariz for assistance inthe preparation of the manuscript.
Source Information
From the Department of Pediatrics, Divisions of Neonatology, Infectious Diseases, and Cardiology, University of Colorado School of Medicine and the Children's Hospital, Denver (J.R.G., E.A.F.S., M.J.L.); the Department of Pediatrics, Strong Memorial Hospital and University of Rochester School of Medicine, Rochester, N.Y. (C.B.H., C.E.L.); the Children's National Medical Center, Washington, D.C. (W.J.R., J.A.); the Divisions of Cardiology and Infectious Diseases, Floating Hospital for Infants and Children, New England Medical Center Hospitals-Tufts University, Boston (H.C.M., D.R.F.); the Division of Infectious Diseases, State University of New York Medical Center Children's Hospital, Buffalo (R.C.W., D.A.T.); Massachusetts Public Health Biologic Laboratories, Boston (G.R.S.); Virion Systems, Rockville, Md. (G.A.P.); the National Institute of Allergy and Infectious Disease, Bethesda, Md. (M.V.R.); and the Department of Pediatrics, F. Edward Hebert School of Medicine, Uniformed Services University of the Health Sciences, Bethesda, Md. (V.G.H.). The members of the Respiratory Syncytial Virus Immune Globulin Study Group are listed in the Appendix.
Address reprint requests to Dr. Groothuis at the Children's Hospital, 1056 E. 19th Ave., B070, Denver, CO 80218.
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Appendix
The members of the Respiratory Syncytial Virus Immune GlobulinStudy Group are as follows: M.V. Lehr, G.K. Louch, and H. Sondheimer,Department of Pediatrics, University of Colorado School of Medicineand the Children's Hospital, Denver; K.R. Powell, P.R. Pincus,and K.C. Schnabel, Department of Pediatrics, Strong MemorialHospital and the University of Rochester School of Medicine,Rochester, N.Y.; H.W. Kim, R.H. Parrott, R. Fink, R. Ruckman,M. Revenis, H. Chaney, and F. Piazza, Children's National MedicalCenter, Washington, D.C.; G.R. Marx and R.L. Geggel, Divisionsof Cardiology and Infectious Diseases, Floating Hospital forInfants and Children, Boston; J. Leszczynski and J. McIver,Massachusetts Public Health Biologic Laboratories, Boston; andS.A. Hensen and M.M. Vincent, Department of Pediatrics, F. EdwardHebert School of Medicine, Uniformed Services University ofthe Health Sciences, Bethesda, Md.
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Polack, F. P., Teng, M. N., L.Collins, P., Prince, G. A., Exner, M., Regele, H., Lirman, D. D., Rabold, R., Hoffman, S. J., Karp, C. L., Kleeberger, S. R., Wills-Karp, M., Karron, R. A.
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Wang, E. E. L., Law, B. J., Robinson, J. L., Dobson, S., al Jumaah, S., Stephens, D., Boucher, F. D., McDonald, J., Mitchell, I., MacDonald, N. E.
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Rodriguez, W. J., Gruber, W. C., Welliver, R. C., Groothuis, J. R., Simoes, E. A. F., Meissner, H. C., Hemming, V. G., Hall, C. B., Lepow, M. L., Rosas, A. J., Robertsen, C., Kramer, A. A.
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