Acyclovir has been widely used over the past decade as an effectiveand safe drug for the treatment of infections with herpes simplexvirus type 1 (HSV-1) and type 2 (HSV-2)1. Resistance to acyclovirwas initially noted only in studies of HSV infection in vitroand in animal models,2,3,4 then it was found in immunocompromisedpatients, and it has now become a well-documented clinical challengeto the care of patients infected with the human immunodeficiencyvirus (HIV)4,5,6,7,8,9,10,11,12. Acyclovir resistance has notbeen a problem to date in the treatment of immunocompetent peoplewith HSV infection. Although we identified acyclovir-resistantisolates in a study of long-term suppressive treatment for genitalherpes in normal hosts and later studies documented occasionalshedding of acyclovir-resistant virus by immunocompetent patientsbefore, during, or after therapy, no correlation has been establishedbetween such isolates and clinical outcomes13,14,15,16,17.
Acyclovir-resistant HSV is operationally defined by the needfor a dose of more than 3 µg of drug per milliliter ofculture medium to inhibit viral replication by 50 percent invitro (ID50)13. The antiviral activity of acyclovir requiresthat it first be converted to its monophosphate derivative byviral thymidine kinase. Cellular kinases then convert the drugto its active triphosphate form, which inhibits viral DNA polymeraseand viral replication18,19,20,21. Mutations in either the viralthymidine kinase or polymerase genes can lead to acyclovir resistance.The normal viral thymidine kinase (the TK+ phenotype) phosphorylatesacyclovir, thymidine, and other related substrates. Mutationsin the viral thymidine kinase gene leading to the formationof premature stop codons result in thymidine kinase-deficient(TK-) virus strains, whereas other point mutations alter thespecificity of thymidine kinase for some of its potential substrates,yielding the thymidine kinase-altered (TKA) viral phenotype2,22,23,24.Rare HSV strains maintain a TK+ phenotype but are rendered resistantto acyclovir by mutations in the viral DNA polymerase, the targetof acyclovir triphosphate3,5,21,25,26.
We describe an immunologically normal man with frequently recurring,symptomatic, culture-positive outbreaks of genital herpes thatwere not suppressed despite treatment with 4.8 g of oral acyclovira day and sustained, appropriate serum drug levels. Isolatesrecovered from six of his sequential outbreaks during and aftertherapy were resistant to acyclovir (ID50, 6 to 16.3 µgper milliliter) and were identical according to multiple biochemicaland molecular criteria. The isolates tested displayed a predominantlyTKA phenotype and, in comparison with an acyclovir-sensitiveHSV strain, contained the same four point mutations, includingone that resulted in an alteration in the putative acyclovir-bindingdomain of the viral thymidine kinase.
Methods
HSV was isolated from genital lesions by culture in human embryoniclung cells (WI-38, BioWhittaker, Walkersville, Md.), as describedelsewhere13. HSV-2 virion DNA was purified from infected cellsas described elsewhere27. Viral DNA was digested by the restrictionendonucleases BamHI, BglII, EcoRI, HindIII, KpnI, and SalI (NewEngland Biolabs, Beverly, Mass.). Virus type and genetic relatednesswere determined by comparing the patterns of restriction-endonucleasedigestion of the DNA from clinical isolates with those of astandard laboratory strain, HSV-2 33328,29.
HSV-2 isolates were tested for susceptibility to antiviral drugswith standard plaque-reduction assays6. The ID50 was calculatedby plotting the log10 concentration against the percentage ofsuppression of plaques formed.
HSV strains were tested for their ability to express thymidinekinase activity by [125I]iododeoxycytidine ([125I]dC) plaqueautoradiography, as recently described and modified30,31,32.This method enables one visually to distinguish virus with aTKA phenotype, which results in faintly labeled plaques, fromvirus that is TK+ or TK-; these respective phenotypes labelplaques darkly or not all. Mixed populations of viruses thatmay include mutants or viruses that have reverted to the normalphenotype are easily identified by this method.
Extracts of HSV-infected 143B cells were assayed for thymidinekinase activity by methods described elsewhere33. These cellslack thymidine kinase and provide a negative background on whichto characterize the HSV thymidine kinase biochemically.
The polymerase chain reaction (PCR) was used to amplify thethymidine kinase gene from HSV-2 333 and from the clinical isolateswith modifications of methods described previously34. Two primersconsisting of thymidine kinase-specific sequences were chosenfrom the published HSV-2 333 sequence35. The reactions werecarried out in Taq polymerase reaction buffer (Boehringer-Mannheim,Indianapolis) at standard concentrations. Thermal cycling wasperformed with an automated thermal cycler (Perkin-Elmer Cetus,Norwalk, Conn.) for 35 cycles consisting of 30 seconds at 97°C, 2 minutes at 55 °C, and 4 minutes at 72 °C.Two modifications, the use of the 7-deaza-2'-deoxyguanosinetriphosphate nucleotide and the hot-start method, were requiredfor optimal amplification of specific products34.
The PCR-amplified products from clinical isolate HSV-2 4365-9were cloned into pGEM2 vector (Promega Corp., Madison, Wis.)by standard techniques29. The resulting plasmid, pGTK9-2, containsthe HSV-2 4365-9 thymidine kinase gene from bases -230 to +1275relative to the start of transcription, as confirmed by sequencing.Sequencing primers were chosen to span the HSV-2 thymidine kinasegene at intervals of 200 to 250 bases and to provide serialoverlapping sequences. The PCR-amplified products were sequencedaccording to a modified protocol using dimethylsulfoxide36.Cloned plasmids were sequenced with the Sequenase Version 2.0kit (United States Biochemical, Cleveland)15. Band compressionswere resolved with Deaza T7 Sequencing Mixes (Pharmacia LKBBiotechnology, Piscataway, N.J.) as described elsewhere.
The patient gave informed consent for HIV-antibody testing,phlebotomy, and apheresis. Testing for HIV antibody was performedwith the Western blot assay (Dupont, Wilmington, Del.), andtesting for p24 antigen with an enzyme-linked immunosorbentassay (ELISA) (Coulter Source, Marietta, Ga.). Two-pass lymphocyteapheresis was performed with citrate-dextrose type A anticoagulantand the Haemonetics VSO cell separator (Haemonetics, Braintree,Mass.). Lymphocytes were purified by Ficoll-Hypaque centrifugation(Pharmacia LKB Biotechnology), cryopreserved in a controlled-ratefreezer, and stored in liquid nitrogen until needed. Antigen-drivenlymphocyte proliferation was assayed in quadruplicate cultures37.The HSV antigens consisted of ultraviolet light-inactivatedHSV-2 or HSV-1 (105 plaque-forming-unit equivalents before irradiation)or recombinant HSV-2 glycoproteins D or B expressed in Chinese-hamster-ovarycells (1 µg per milliliter) (Chiron, Emeryville, Calif.).Tetanus toxoid (1 Lf unit per milliliter) and phytohemagglutininA (1 µg per milliliter) were included as positive proteinand mitogen controls, respectively.
Results
Case History
The patient was a 24-year-old man who presented in November1990 with the onset of new, painful penile vesicles. Cultureconfirmed an HSV infection. Oral acyclovir was prescribed (200mg five times daily) for five days, and the lesions resolved.The vesicles were first noted to recur in March 1991, and thepatient began long-term therapy with acyclovir (200 mg twicedaily). Despite this regimen, in June 1991 genital lesions beganto recur every two to three weeks, yielding positive culturesfor HSV. Lesions appeared only on the dorsum penis and consistentlyhealed within seven days; over a period of months, however,escalating doses of oral acyclovir (up to 800 mg six times daily)failed to suppress recurrences (Figure 1).
Figure 1. Clinical Course of a Man with Acyclovir-Resistant Genital Herpes.
After the primary infection in November 1990, recurrences were documented during office visits (tall arrows) and by the patient's diary entries or through telephone contact (short arrows). Viral cultures positive for HSV are indicated by plus signs; one negative culture is labeled with a minus sign. For viral isolates evaluated in detail, the assigned numbers are shown. The initiation and dose escalation of acyclovir treatment are indicated by the lines at the top, with the dosages drawn to scale in relation to the time line. The abbreviations bid, qid, 5id, and 6id denote two, four, five, and six times a day, respectively.
The patient reported no history of other recurrent infectionsor systemic illness. He was a sexually active homosexual whobefore November 1990 had only one partner. In the two weeksbefore his first outbreak he had three new sexual contacts,two of whom were positive for HIV antibody. One of these contactsacknowledged recurrent genital herpes that was suppressed withlong-term acyclovir therapy; he had not noticed a recurrencein 18 months. The man declined further evaluation. Our patientreported his own antibody test for HIV as repeatedly negativeover the past two years.
In May 1992, physical examination revealed only fresh, groupedvesicles on the dorsum penis. Acyclovir was withheld for sixweeks, during which time three additional recurrences were documented,each healing within seven days and being no more severe or prolongedthan those observed during drug treatment. Oral suppressivetherapy was then resumed at a dose of 800 mg six times daily.In all, six positive viral cultures were obtained during andafter acyclovir therapy over a six-month period (Figure 1).
Laboratory Evaluation
Laboratory studies of the patient's immune system were normal.The complete blood count, the differential count, and the resultsof a panel of 22 tests of blood chemistry and multiple serologictests were normal. Immunoglobulin levels were normal. Serumantibodies to HSV-2 were detected by commercial enzyme immunoassay(BioWhittaker). The total CD4 lymphocyte count was 1001 cellsper cubic millimeter. Enzyme immunoassay was negative for antibodyto the human T-cell lymphotropic virus type I. ELISA and Westernblotting for HIV antibody and ELISA for p24 antigen were allnegative initially and again seven months later (in January1993). Intradermal testing revealed normal delayed-type hypersensitivityresponsiveness. Antigen-driven lymphocyte blastogenic responsesto whole ultraviolet-inactivated HSV-2, ultraviolet-inactivatedHSV-1, recombinant HSV-2 glycoproteins D and B, and tetanustoxoid, as well as the mitogenic response to phytohemagglutininA, were normal as compared with the responses of 35 normal subjectswith recurrent genital herpes. The serum level of acyclovirtwo hours after an oral dose of 800 mg (the peak level) waswithin the normally therapeutic range at 1.0 µg per milliliter,and the level immediately before a subsequent oral dose (thetrough level) was 0.85 µg per milliliter.
Characterization of Virus Isolates
To confirm serial reactivations of the same strain of HSV-2,we performed restriction-endonuclease digestions with six enzymes28.These analyses demonstrated that the six clinical isolates wereidentical strains of HSV-2 and were distinct from referencestrain HSV-2 333 (data not shown).
The antiviral susceptibilities of the clinical isolates wereassessed in parallel with those of several wild-type and mutantstrains of HSV-1 and HSV-2 previously characterized in one ofour laboratories (Table 1)3,15,26. All six isolates obtainedfrom the patient during or after treatment were moderately resistantto acyclovir (Table 1), with the ID50 ranging from 6 to 16.3µg per milliliter. The isolates were also resistant toganciclovir, but they were sensitive to 1-beta-d-arabinofuranosylthymine, which is phosphorylated by the viral thymidine kinase,and to two drugs that do not require activation by HSV thymidinekinase for viral inhibition, sodium phosphonoacetic acid andtrisodium phosphonoformate (foscarnet) (Table 1)38,39. Thispattern of in vitro drug sensitivity indicates a normal viralpolymerase enzyme and implies a mutation in the viral thymidinekinase gene.
Table 1. In Vitro Drug-Sensitivity Testing of Viral Strains from the Patient and Reference Strains.
[125I]dC autoradiography revealed that the clinical isolatescontained a mixed population of viruses in which an abnormalthymidine kinase phenotype dominated. Within the four isolatesstudied, 92 to 98 percent of plaques were due to virus withthe TKA phenotype, whereas 2 to 8 percent had the wild-typeTK+ phenotype (Figure 2). To obtain pure stocks of TKA virusfrom each of four clinical isolates, three cycles of plaquepurification were performed and confirmed by [125I]dC autoradiography.
Figure 2. [125I]dC Autoradiographs of Four Clinical Isolates Obtained from the Patient and Three Reference Strains.
Reference strain HSV-1 Patton, its TKA derivative IUdRr, and the TK- strain HSV-1 B2006 have been described elsewhere30. TK+ denotes a wild-type thymidine kinase phenotype, TK- a thymidine kinase-deficient phenotype, and TKA a thymidine kinase-altered phenotype. The percentages of viruses with each phenotype were calculated directly from the plaque counts. For example, in the case of B2006, one virus that has reverted to the TK+ phenotype can be readily identified in the two fields of TK- plaques.
To characterize further the thymidine kinase activity of theisolates from our patient, extracts were made of 143B cellsinfected with the clinical isolates, their derivative plaque-pureTKA viruses, or two previously described reference viruses,TK+ HSV-2 12927 and TKA HSV-2 1272023. The cell extracts wereassayed for the ability to phosphorylate nucleosides. Phosphorylationof acyclovir by plaque-pure TKA virus from the patient was depressedto 8 to 27 percent that of the TK+ HSV-2 12927 (data not shown).Although such phosphorylation by the patient's virus remained54 times greater than that of the TKA HSV 12720 control, theextent to which the patient's viruses phosphorylated acyclovirwas not adequate to confer susceptibility to the drug on them.In addition the TKA isolates from our patient demonstrated supranormalrates of thymidine phosphorylation (data not shown). Thus, thebiochemical data support the theory that a thymidine kinaseenzyme in the patient's virus was altered both in its abilityto phosphorylate acyclovir and in its phosphorylation of itsnatural substrate thymidine.
We next defined the molecular basis for the thymidine kinasealterations in these clinical isolates. The cloned PCR-amplifiedproduct from isolate 4365-9 (plasmid pGTK9-2) was sequenced,and four discrete point mutations were identified in its thymidinekinase gene relative to the published sequence of HSV-2 strain333 (Table 2). These mutations were confirmed by direct PCRsequencing, without intervening cloning, of the amplificationproducts of the remaining clinical isolates, the plaque-purifiedviruses, and the amplified HSV-2 333 wild-type virus35. Themutation at nucleotide 529 was critical in altering the domainof the viral thymidine kinase purported to interact with acyclovir,the nucleoside-binding site; this mutation probably underliesour patient's clinical resistance to acyclovir22.
Table 2. Mutations Identified in the Thymidine Kinase Gene of Acyclovir-Resistant HSV-2 Clinical Isolates as Compared with Reference Strain HSV-2 333.
Discussion
Over the past decade, acyclovir-resistant HSV has been documentedin vitro, in animal models, and in diverse populations of immunocompromisedpatients. Acyclovir-resistant TK+ and TKA strains of HSV havebeen isolated from immunocompetent patients, but when evaluatedcarefully they proved to be transient and clinically unimportant23.We document here that an immunocompetent person can have repeatedreactivations of drug-resistant HSV even when acyclovir is withdrawn.In the patient we describe, the resistant virus was clinicallyimportant because it was refractory to acyclovir treatment.
Acyclovir-resistant HSV is well documented in the HIV-infectedcommunity. It is possible that in the course of sexual contactour patient acquired a virus that was inherently resistant toacyclovir7,8. Alternatively, resistance may have evolved overthe course of his long-term, slowly escalating therapy. Withoutknowing what viruses were harbored by his sexual partners, itis impossible to discern exactly how acyclovir resistance developedin this patient.
Acyclovir-resistant pools of HSV typically represent heterogeneousmixtures of virus, and the antiviral-susceptibility curves andthymidine kinase biochemical assays of a given strain reflectthe net composition of that pool4. Thus, the mixture of TKAand TK+ viruses in the isolates from our patient (Figure 2)is not surprising. Both viral phenotypes are probably derivedfrom the same strain, persisting in ganglia and emerging episodicallyto become reactivated in this patient. The moderate reductionsin phosphorylation of acyclovir by the virus mixture were notreduced further after plaque purification, indicating that theTK+ viruses did not contribute substantially to the total phosphorylatingactivity of the pool. Unlike TK- mutants, which usually showdiminished pathogenicity and capacity for reactivation in animalmodels, TKA viruses are fully pathogenic and capable of reactivation2.It is precisely a TKA strain that one would predict as mostlikely to underlie stable drug resistance in an immunocompetentperson.
The conformation and active sites of the HSV-1 and HSV-2 thymidinekinase molecules have been proposed on the basis of amino acidhomology with other known nucleoside-binding domains24,39,40,41.Most of the acyclovir-resistant thymidine kinase mutants studiedto date contained single mutations or premature stop codons3,22,24.The virus shed by our patient was unusual in possessing fournonterminating mutations (Table 2). The amino acid substitutionsat positions 78 and 220 are probably trivial, and the importanceof the alteration in residue 140 is unknown. The mutation atnucleotide 529 lies in a location shown by Darby et al. to besufficient when mutated to confer a TKA phenotype in HSV-1,22although in our patient's HSV-2 isolate the replacement of arginineby tryptophan presents a more drastic substitution than theglutamine substitution in Darby's strain Tr7. Thus, the substitutionat base 529 in our patient's viral thymidine kinase may in itselfbe adequate to account for the decreased thymidine kinase phosphorylationof acyclovir.
Despite the occurrence of resistant HSV infections in severelyimmunocompromised patients, oral acyclovir has provided effectivesuppression of frequently recurring genital herpes in immunocompetentpeople for more than a decade14,42,43,44. Our patient presentsa new limitation to this therapeutic approach. He carries andhas repeated reactivations of an HSV-2 strain bearing thymidinekinase mutations that confer in vitro and clinically importantresistance to acyclovir. He continues to have symptomatic recurrences,although his intact immune responses limit the duration andseverity of each outbreak. Although high-dose intravenous acycloviror intravenous foscarnet might suppress his recurrences, theyare expensive and carry potential risk, and any benefit wouldprobably be temporary.
The carriage and reactivation of acyclovir-resistant HSV maystill be rare and unrecognized in immunocompetent people. Vigilanceis needed, as are new therapeutic and preventive strategiesfor HSV disease.
We are indebted to the late Mr. Holly Smith for excellent technicalassistance and invaluable contributions over four decades, toDr. Paulo de Miranda for determining acyclovir serum levels,to Dr. Scott Fritz of PRI/CynCorp for purifying and cryopreservingthe patient's lymphocytes, to Dr. Sharon Safrin for review ofthe manuscript, to Dr. James Fyfe for helpful discussion andreview of the manuscript, and to William Barrick, R.N., forreferring this patient for study.
Source Information
From the Medical Virology Section, Laboratory of Clinical Investigation, National Institute of Allergy and Infectious Diseases, National Institutes of Health, Bethesda, Md. (R.G.K., S.E.S.); the Division of Virology, Burroughs Wellcome Company, Research Triangle Park, N.C. (E.L.H.); and Chiron Corporation, Emeryville, Calif. (M.T.).
Address reprint requests to Dr. Straus at the Laboratory of Clinical Investigation, Bldg. 10, Rm. 11N228, National Institutes of Health, 9000 Rockville Pike, Bethesda, MD 20892.
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