A Randomized Study of Coronary Angioplasty Compared with Bypass Surgery in Patients with Symptomatic Multivessel Coronary Disease
Christian W. Hamm, Jacobus Reimers, Thomas Ischinger, Hans-Jurgen Rupprecht, Jurgen Berger, Walter Bleifeld, for The German Angioplasty Bypass Surgery Investigation
Background The standard treatment for patients with symptomaticmultivessel coronary artery disease is coronary-artery bypassgrafting (CABG). Percutaneous transluminal coronary angioplasty(PTCA) is widely used as an alternative approach to revascularization,but a systematic comparison of the two procedures is needed.We compared the outcomes in patients one year after completerevascularization with CABG or PTCA.
Methods A total of 8981 patients with multivessel coronary diseasewere screened at eight clinical sites, and 359 patients wererandomly assigned to undergo CABG (177 patients) or PTCA (182patients). Enrollment required that complete revascularizationof at least two major vessels supplying different myocardialregions be deemed clinically necessary and technically feasible.
Results Among the patients in the CABG group, an average (±SD)of 2.2 ±0.6 vessels were grafted, and among those inthe PTCA group, 1.9 ±0.5 vessels were dilated. AfterCABG, hospitalization was longer (median, 19 days, as comparedwith 5 for PTCA), and Q-wave myocardial infarction in relationto the procedure was more frequent (8.1 percent, as comparedwith 2.3 percent after PTCA; P = 0.022), whereas in-hospitalmortality did not differ significantly between the two groups(2.5 percent in the CABG group and 1.1 percent in the PTCA group).At discharge 93 percent of the patients in the CABG group werefree of angina, as compared with 82 percent of those in thePTCA group (P = 0.005). During the first year of follow-up,further interventions were necessary in 44 percent of the patientsin the PTCA group (repeated PTCA in 23 percent, CABG in 18 percent,and both in 3 percent) but in only 6 percent of the patientsin the CABG group (repeated CABG in 1 percent and PTCA in 5percent; P<0.001). Seventy-four percent of the patients inthe CABG group and 71 percent of those in the PTCA group werefree of angina one year after treatment. Exercise capacity improvedsimilarly in both groups. However, 22 percent of the CABG group,as compared with only 12 percent of the PTCA group, did notrequire antianginal medication (P = 0.041).
Conclusions In selected patients with multivessel coronary disease,PTCA and CABG as initial treatments resulted in equivalent improvementin angina after one year. However, in order to achieve similarclinical outcomes, the patients treated with PTCA were morelikely to require further interventions and antianginal drugs,whereas the patients treated with CABG were more likely to sustainan acute myocardial infarction at the time of the procedure.
Patients with coronary artery disease who have persistent symptomsand a diminished quality of life while receiving medical therapyare generally considered for revascularization. Coronary-arterybypass grafting (CABG) and percutaneous transluminal coronaryangioplasty (PTCA) are the most commonly used methods of revascularizationfor symptomatic coronary artery disease. In patients with multivesseldisease, bypass surgery is the accepted and best-establishedtreatment1. For patients with single-vessel disease, coronaryangioplasty has become the standard treatment and has been shownto be more effective than medical treatment with regard to clinicalsymptoms2. In recent years, the application of angioplasty hasbeen extended to certain patients with multivessel disease --an approach stimulated by advances in balloon-catheter techniquesand increased expertise in performing the procedure3,4,5,6,7,8,9,10,11.It was therefore deemed necessary to conduct randomized trialscomparing PTCA and bypass surgery with respect to the clinicalefficacy of the procedures and the long-term prognosis in patientswith multivessel disease12.
The German Angioplasty Bypass Surgery Investigation (GABI) wasa randomized study that compared the clinical efficacy of bypasssurgery with that of balloon angioplasty in patients with symptomaticdouble- or triple-vessel coronary artery disease requiring completerevascularization.
Methods
GABI was a multicenter, randomized trial conducted at eightclinical sites in Germany where expertise in angioplasty meetsthe current standards13,14. The protocol was approved by theHamburg Medical Board. Patients were recruited from July 1986through December 1991.
Patient Selection and End Points
Patients under 75 years of age with symptomatic multivesselcoronary disease (Canadian Cardiovascular Society [CCS] class II and stenosis 70 percent in diameter)15 were consideredfor enrollment. Revascularization of at least two major coronaryarteries supplying different myocardial regions (the left anteriordescending, left circumflex, and right coronary arteries) hadto be clinically necessary and technically feasible accordingto the judgment of the local cardiologists and surgeons, basedon clinical and angiographic criteria. Patients with totallyoccluded vessels (Thrombolysis in Myocardial Infarction [TIMI]grade 0) and lesions of the left main coronary artery (stenosis>30 percent in diameter) or equivalent lesions were excluded.In addition, randomization was precluded if more than approximately50 percent of the left ventricular circumference would be injeopardy should abrupt closure of one of the target vesselsoccur. Specific morphologic exclusion criteria included longlesions (>2 cm), diffuse peripheral coronary disease, andaneurysms. Patients with myocardial infarction during the previousfour weeks and those who had previously undergone bypass surgeryor angioplasty were not considered for enrollment.
The primary end point of the study was freedom from angina pectoris(CCS class <II) one year after the intervention. Secondaryend points included the incidence of major cardiovascular events(death or myocardial infarction), procedure-related complications,and the rate of further interventions. The revascularizationstatus and left ventricular function of the patients and thecosts of the procedures were addressed in substudies.
Randomization was performed separately for each center by theuse of random permuted blocks provided by the data center. Eachpatient had to give written informed consent before randomization.The data for each patient were recorded on special forms andmailed to the data center to be entered in a computerized database. All patients with multivessel disease who were not randomlyassigned to a treatment group because of exclusion criteriaor an unwillingness to give informed consent were included inthe study registry.
Intervention and Follow-up
The randomized patients entered the routine surgical or angioplastyprogram at each participating hospital. There were no requirementsconcerning technical details of the interventions or antianginalmedications. All decisions during the interventions and follow-upperiod were left to the individual judgment of the treatingphysicians and those performing the procedures, in order toapproximate current therapeutic practice. All angioplasty procedureswere performed with standby surgical coverage.
A clinical history and physical examination were scheduled beforethe intervention, at the time of discharge from the hospital,and 3, 6, and 12 months after the intervention. These examinationsincluded electrocardiography at rest and during exercise (modifiedBruce protocol16), echocardiography, and routine blood tests.Coronary angiography was performed at the six-month follow-upvisit.
The major complications documented in the study were death,myocardial infarction, bleeding that required transfusion, cerebrovascularevents, pneumonia, and further interventions. Myocardial infarctionwas defined as the appearance of new Q waves on the electrocardiogramassociated with the typical pattern of creatine kinase MB release(more than twice the upper limit of the normal range). The recordsof patients who died or had myocardial infarctions were cross-checkedfor validity by a critical-event committee at the data center.The CCS classification15 was used to grade angina pectoris.A detailed explanation of the classification and training inhow to use it were provided to the study centers. Unstable anginawas defined as angina at rest during the 24 hours precedingthe intervention17.
Analysis of the coronary angiograms was performed by a centralcore laboratory (at the University of Mainz). Angioplasty wasconsidered successful if the stenosis was reduced to less than50 percent of the diameter of the vessel.
Statistical Analysis
The trial was designed to show that the two procedures (CABGand PTCA) are equally effective in maintaining freedom fromangina one year after treatment. Assuming that freedom fromangina (defined as a CCS class <II) can be achieved in approximately65 percent of patients after CABG,18 we determined that, fromthe clinical point of view, the two procedures could be consideredtherapeutically equivalent if the success rates for the twotreatment groups did not differ by more than 15 percent. Fixingthe type I error at 5 percent and the type II error at 20 percent,we calculated that a sample size of 400 patients was necessary(200 for each group)19.
All data were analyzed according to the original randomizationgroups (intention-to-treat analysis). Quantitative data areexpressed as means ±SD or as medians with the lower andupper quartiles given if the distribution is skewed. For thecomparison of continuous variables, appropriate t-tests or nonparametrictests (the Mann-Whitney or Wilcoxon test) were used20. For nominalor categorical data, significant differences between the twotreatment groups were calculated with the contingency-tabletest (Halton-Freeman21 and Fisher20). For the primary end point(freedom from anginal symptoms), the 95 percent confidence intervalsfor differences between the two groups were calculated20. Differencesin major cardiac events were evaluated with the log-rank test20.Differences between the groups were considered significant ifthe P value was less than 0.05 for a two-tailed test.
Results
Enrollment and Randomization of Patients
A total of 8981 patients with multivessel coronary disease werescreened; 8622 patients (96 percent) did not meet the clinicalor angiographic requirements for inclusion or refused to giveinformed consent. Forty-four percent of these had double-vesseldisease, and 56 percent had triple-vessel disease. One thirdof the patients could not be randomized because of specificprotocol restrictions (23 percent had previously undergone PTCAor CABG, and 10 percent had had recent myocardial infarctions).In the other patients the coronary features were unsuitable(35 percent had total coronary occlusions, 17 percent had lesionsof the left main coronary artery or equivalent lesions, and8 percent had large areas at risk). Two percent of the patientsrefused to participate in the study. The recommended treatmentfor the patients who were not enrolled was bypass surgery in53 percent, angioplasty in 15 percent, and medical therapy in32 percent.
Enrollment was prematurely terminated after 359 patients hadbeen randomly assigned to treatment, because an interim statisticalanalysis showed that the two treatment groups did not differin regard to the primary end point. Randomization resulted inthe assignment of 177 patients to bypass surgery and 182 toangioplasty. The two treatment groups did not differ significantlywith respect to base-line characteristics (Table 1).
Table 1. Base-Line Characteristics of 359 Patients with Multivessel Coronary Disease Randomly Assigned to CABG or PTCA.
Treatment Outcomes
In the interval between randomization and intervention (median,53 days for the CABG group and 19 days for the PTCA group),5 patients died (4 in the CABG group and 1 in the PTCA group),and 17 patients withdrew their consent to participate in thestudy (12 in the CABG group and 5 in the PTCA group). A totalof 337 patients (94 percent) actually underwent the assignedtreatment.
Among the 176 patients undergoing PTCA, an average of 1.9 ±0.5vessels per patient, or a total of 335 vessels, were dilated.The distribution of revascularized vessels is shown in Table 2.Complete revascularization was achieved in 86 percent ofthe patients. PTCA was performed as a staged intervention (withangioplasty procedures performed over more than one day) in30 percent of the patients. Angioplasty was successful (<50percent residual stenosis) in 92 percent of all treated lesions.Emergency bypass operations the same day were necessary in fivepatients (2.8 percent). Ten additional patients (5.7 percent),in whom PTCA was uncomplicated but not successful, were referredfor elective CABG during the initial hospitalization, and fivepatients required repeated PTCA before discharge. Four patientshad Q-wave myocardial infarctions (2.3 percent), and one ofthe four died. Two patients (1.1 percent) died during hospitalization,one of them within 24 hours after PTCA (Table 3).
Table 3. Complications and Events during Hospitalization.
Among the 161 patients undergoing CABG, an average of 2.2 ±0.6vessels per patient, or a total of 351 vessels, were grafted.The internal thoracic artery was used for grafting in 37 percentof the patients. During the initial hospitalization, two patientsrequired repeated surgery for coronary revascularization, andone additional patient underwent PTCA. Six other patients requiredrepeated thoracotomy for reasons other than revascularization.In addition, surgery was complicated by strokes in two patients(1.2 percent) and by a pulmonary embolism in one (0.6 percent).The rate of postoperative pneumonia was higher in the CABG groupthan in the PTCA group (10.6 percent and 1.1 percent, respectively;P<0.001), and the rate of perioperative Q-wave infarction(8.1 percent) was also higher in the CABG group (P = 0.022)(Table 3). Four patients (2.5 percent) died during hospitalization,one of them within 24 hours after the operation. Two of thesepatients died after perioperative infarctions. There was nosignificant difference in mortality between the two treatmentgroups (Table 3 and Table 4).
Table 4. Major Events and Further Interventions in the Two Treatment Groups.
The median hospital stay was 5 days (upper and lower quartiles,3 and 10) after PTCA and 19 days (14 and 24) after CABG. Bothprocedures were effective in relieving angina at the time ofdischarge (Figure 1). However, freedom from angina (CCS class<II) was achieved in 93 percent of the CABG group but inonly 82 percent of the PTCA group (P = 0.005). No patient inthe CABG group and only 5 percent of the patients in the PTCAgroup continued to have CCS class III angina.
Figure 1. Percentage of Patients with Angina at the Time of Randomization and Discharge and 6 and 12 Months after Undergoing Treatment with CABG or PTCA.
Clinical Follow-up
Clinical follow-up data for one year were available for 139patients in the CABG group and for 155 in the PTCA group. Afterdischarge, one patient in the CABG group died of injuries causedby a car accident, and one patient in the PTCA group died duringelective bypass surgery (in the seventh month of follow-up).There were no myocardial infarctions in the CABG group afterdischarge, but Q-wave infarctions occurred in three patientsin the PTCA group (P = 0.249). The cumulative risk of deathor myocardial infarction from the time of randomization was13.6 percent in the CABG group, as compared with 6.0 percentin the PTCA group (P = 0.017, by the log-rank test). If onlythe patients who underwent the assigned treatment are includedin the analysis, major events were still more frequent in theCABG than in the PTCA group (P = 0.047).
Both treatments were highly effective in relieving angina (Figure 1).At the three-month follow-up visit, freedom from angina(CCS class <II) was reported by 84 percent of the patientsin the CABG group, as compared with 60 percent of those in thePTCA group (P<0.001). However, this difference disappearedwith further follow-up. At 12 months, 74 percent of the patientsin the CABG group and 71 percent of those in the PTCA groupwere free of angina. The mean (±SD) difference in theproportions of patients in the two groups who were free of anginaafter one year was 3.0 ±10.4 percent (95 percent confidenceinterval, -7.4 to 13.4 percent). Class III or IV angina waspresent in only 7 percent of the patients randomly assignedto CABG and in only 8 percent of those randomly assigned toPTCA (P = 0.82).
The symptomatic benefit was accompanied by an improved capacityfor exercise. The results of paired treadmill tests conductedafter 12 months were available for 111 of the patients in theCABG group (80 percent) and for 127 of those in the PTCA group(82 percent). The median workload increased from 350 to 475watt-minutes (watts times minutes) (P<0.01) in the CABG groupand from 375 to 450 watt-minutes (P<0.01) in the PTCA group.The median change in the workload was 75 watt-minutes (lowerand upper quartiles, -50 and 325) after CABG and 100 watt-minutes(-100 and 275) after PTCA. The degree of improvement did notdiffer between the two groups (P = 0.31).
The use of antianginal drugs was reduced in both treatment groups(Figure 2) in parallel with the symptomatic improvement. Thepatients in the CABG group used nitrates and calcium antagonistsless frequently at 6 and 12 months than did the patients inthe PTCA group. At one year, 22 percent of the patients in theCABG group and 12 percent of those in the PTCA group (P = 0.041)were not using any antianginal medication. There was no significantdifference between the two groups in the use of aspirin (97percent of the patients in the CABG group and 96 percent ofthose in the PTCA group used aspirin).
Figure 2. Cumulative Percentages of Patients Using Antianginal Medication at the Time of Randomization and 6 and 12 Months after Treatment.
P values are for the comparison between treatment groups.
The rate of further interventions during the follow-up perioddisclosed another difference between the two procedures (Table 4).After discharge from the hospital, there were 71 additionalinterventions among the patients who had undergone PTCA as theinitial treatment (45 underwent repeated PTCA, and 26 underwentCABG). Two or more subsequent interventions were necessary in16 patients (PTCA in 9 and CABG in 7). In the first year CABGwas necessary in 18 percent of the patients, repeated PTCA in23 percent, and both in 3 percent. The overall rate of furtherinterventions was 44 percent, and 21 percent of the patientsinitially treated with PTCA subsequently underwent CABG. Incontrast, only six patients (4 percent) in the CABG group hadsubsequent angioplasty, and none had repeated CABG after discharge.The overall rate of further interventions in the CABG groupwas 6 percent (CABG, 1 percent; PTCA, 5 percent). Thus, 94 percentof the patients in the CABG group but only 56 percent of thosein the PTCA group did not require further interventions (Figure 3).
Figure 3. Rate of Further Interventions (CABG or PTCA) in the Two Treatment Groups during the Initial Hospitalization and 3, 6, and 12 Months Later.
A total of 219 patients (117 in the CABG group and 102 in thePTCA group) underwent coronary angiography six months afterthe initial intervention. These patients did not differ in clinicalsymptoms from those who refused follow-up angiography. Thirteenpercent of the vein grafts in the CABG group were occluded,and 7 percent of the internal-thoracic-artery anastomoses didnot function at six months. In the PTCA group, 16 percent ofthe revascularized vessels were occluded or markedly restenosed( 70 percent).
Discussion
Balloon angioplasty is widely accepted as a routine treatmentin patients with symptomatic single-vessel coronary artery disease.To clarify the role of angioplasty as an alternative to bypasssurgery in patients with symptomatic multivessel disease, severalrandomized trials have been undertaken22,23,24,25,26. The largerof these trials, such as the Randomised Intervention Treatmentof Angina (RITA) trial22 and the Bypass Angioplasty RevascularizationInvestigation (BARI),26 were designed to investigate differencesin mortality over a five-year period. The GABI trial, whichwas smaller, compared the effects of these two procedures onangina one year after complete revascularization. The intervalof one year was considered adequate for evaluating recoveryfrom open-heart surgery and for detecting early occlusion ofbypass grafts27 and restenosis after angioplasty28. Unlike theRITA study,22 the GABI trial did not include patients with single-vesseldisease.
Our results show that the two treatments were equally effectivein relieving angina in the patient cohorts studied. Only duringthe first three months did patients in the CABG group reportless angina than those in the PTCA group. One year after treatment,however, the proportion of patients who were free of anginawas comparable in the two groups (CABG, 74 percent; and PTCA,71 percent).
The clinical improvement was accompanied by an improved capacityfor exercise, although in one quarter of the patients in bothtreatment groups the maximal workload was lower after treatmentthan it had been before treatment. In both groups the need forantianginal medication was reduced. Nitrates and calcium antagonistswere prescribed less frequently after CABG than after PTCA,and more patients in the CABG group required no antianginaltreatment at all.
The GABI trial was not designed to detect differences betweenCABG and PTCA with respect to major cardiac events or mortality.The larger RITA trial22 did not demonstrate any difference inthese variables. In the present study, patients undergoing surgeryhad a higher rate of perioperative myocardial infarction andmore frequent noncardiac complications. There was no statisticallysignificant difference between the treatment groups with respectto procedure-related mortality. One year after randomization,14 percent of the patients in the CABG group had died or hada myocardial infarction, as compared with 6 percent of thosein the PTCA group (P = 0.017). However, this result must beinterpreted in the light of the long interval between randomizationand treatment, which was due to limited resources for performingthe procedures, especially the surgery, in the participatingcenters during the period of randomization. Mortality duringthe waiting period, which was almost as high as that duringthe interventions, reflects the fact that the randomized patientshad severe coronary disease requiring treatment without delay.When only the patients who actually underwent the assigned treatmentwere included in the analysis, the difference in mortality andmajor cardiac events was not as great (11 percent in the CABGgroup vs. 5 percent in the PTCA group, P = 0.047).
The rate of further interventions required to achieve a clinicallyacceptable result reflects a basic difference between the twotreatment approaches. Complications of angioplasty led to urgentbypass surgery the same day in 2.8 percent of the patients inthe PTCA group. This complication rate is in the range reportedfor single-vessel angioplasty29,30 and multivessel angioplasty5,6,7,8,9.In another 5.7 percent of patients in the PTCA group, bypasssurgery was performed during the initial hospitalization. Amongthe patients randomly assigned to surgery, only two (1.2 percent)required repeated bypass grafting during hospitalization. Afterdischarge, only 4 percent of the patients who initially underwentsurgery required PTCA, resulting in an overall rate of furtherinterventions of 6 percent. In contrast, by the end of the firstyear, 21 percent of the patients in the PTCA group had undergonesubsequent surgery, and 26 percent had undergone repeated angioplastyof at least one vessel. Because 3 percent of the patients hadundergone both procedures, the overall rate of further interventionswas 44 percent in the PTCA group. This finding is consistentwith the results of other studies of angioplasty in patientswith multivessel disease5,6,7,8 and with the results of theRITA trial22.
A potential advantage of balloon angioplasty in multivesseldisease is that it can be used to treat the specific lesionconsidered responsible for the patient's symptoms31. The EuropeanCoronary Angioplasty versus Bypass Revascularization Investigation(CABRI) addresses this therapeutic principle23. In the GABItrial the efficacy of complete revascularization was investigated,since this may have a more favorable long-term outcome32,33,34,35,36.The fact that more vessels were grafted by surgeons than weredilated by cardiologists reflects the conceptual differencebetween the two treatment approaches. Cardiologists performingangioplasty have an opportunity to take a last-minute look and,if necessary, revise their original decisions, whereas surgeonstend to use grafts for less stenosed arteries as well as forthose with greater stenosis. At six months, however, the degreeof revascularization appeared to be equivalent in the two treatmentgroups in our study.
Only 4 percent of all patients with multivessel disease whowere screened for the GABI trial were randomized. Similar recruitmentrates have been reported for other randomized interventionaltrials2,22. Many patients had to be excluded because of totalocclusions or recent myocardial infarctions.
Although new techniques, such as atherectomy, rotational atherectomy,and the use of stents, were introduced during the recruitmentphase of the trial, they still have only a minor role and havenot been established as alternatives to balloon angioplastyor surgery30,37,38. Recent improvements in balloon-angioplastyequipment appear to have a greater influence on therapeuticdecision making.
These results, combined with available information from otherrandomized trials, may contribute to a more objective and balanceddecision-making process in the treatment of patients with multivesseldisease39. However, there is latitude for decisions that takeinto account the patient's age, concomitant diseases, specialrisks, and personal preference. It remains to be shown how thesemidterm results will compare with the outcome 5 to 10 yearsafter treatment.
Supported by a grant (01 ZJ 8804/7) from the Bundesministeriumfur Forschung und Technologie, Bonn, Germany.
We are indebted to the referring physicians for their supportin conducting this trial and to the patients who agreed to participatein it.
Source Information
From the Department of Cardiology (C.W.H., J.R., W.B.) and the Institute of Mathematics and Computer Science in Medicine (J.B.), University Hospital Eppendorf, Hamburg; the Division of Cardiology, Klinikum Bogenhausen, Munich (T.I.); and Medical Clinic II, University of Mainz, Mainz (H.-J.R.) -- all in Germany. Presented in part at the 66th Scientific Session of the American Heart Association, Atlanta, Nov. 8-11, 1993.Dr. Bleifeld is deceased.Study participants are listed in the Appendix.
Address reprint requests to Dr. Hamm at the Department of Cardiology, Medical Clinic, University Hospital Eppendorf, Martinistrasse 52, D-20246 Hamburg, Germany.
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Appendix
Centers and investigators participating in the GABI trial includedthe following: University of Hamburg -- C.W. Hamm (chairman),J. Reimers, W. Bleifeld (deceased), E. Engelstein, A. Schuchert,A. Cortes, C. Franke, K.-H. Kuck, W. Terres, T. Meinertz, P.Kalmar, H. Krebber, and J. Darup; the University of Mainz --H.-J. Rupprecht, U. Dietz, J. Meyer, R. Erbel, H. Oelert, S.Trautmann, and S. Iversen; Klinikum Bogenhausen -- T. Ischinger,W. Delius, G. Riess, D. Antoni, R. Hacker, and M. Meudt; DeutschesHerzzentrum Munchen; University of Tubingen -- W. Voelker, K.Karsch, and L. Seipel; University of Wurzburg -- P. Schanzenbacherand K. Kochsiek; University of Aachen -- R. Uebis, M. Sigmund,and P. Hanrath; and Staedtische Klinik Kassel -- H. Schmittand K.-L. Neuhaus; Statistical Center: University of Hamburg-- M. Supplieth, J. Berger, and G. Lunstedt; Coronary AngiographyCore Laboratory: University of Mainz -- H.-J. Rupprecht, U.Wenderoth, and J. Meyer.
Coronary Angioplasty Compared with Bypass Grafting
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