A Clinical Trial of Antioxidant Vitamins to Prevent Colorectal Adenoma
E. Robert Greenberg, John A. Baron, Tor D. Tosteson, Daniel H. Freeman, Gerald J. Beck, John H. Bond, Thomas A. Colacchio, John A. Coller, Harold D. Frankl, Robert W. Haile, Jack S. Mandel, David W. Nierenberg, Richard Rothstein, Dale C. Snover, Marguerite M. Stevens, Robert W. Summers, Rosalind U. van Stolk, for The Polyp Prevention Study Group
Background People who consume a diet high in vegetables andfruits have a lower risk of cancer of the large bowel. Antioxidantvitamins, which are present in vegetables and fruits, have beenassociated with a diminished risk of cancers at various anatomicalsites. We conducted a randomized, controlled clinical trialto test the efficacy of beta carotene and vitamins C and E inpreventing colorectal adenoma, a precursor of invasive cancer.
Methods We randomly assigned 864 patients, using a two-by-twofactorial design, to four treatment groups, which received placebo,beta carotene (25 mg daily), vitamin C (1 g daily) and vitaminE (400 mg daily), or beta carotene plus vitamins C and E. Inorder to identify new adenomas, we performed complete colonoscopicexaminations in the patients one year and four years after theyentered the study. The primary end points for analyses werenew adenomas identified after the first of these two follow-upexaminations.
Results Patients adhered well to the prescribed regimen, and751 completed the four-year clinical trial. There was no evidencethat either beta carotene or vitamins C and E reduced the incidenceof adenomas; the relative risk for beta carotene was 1.01 (95percent confidence interval, 0.85 to 1.20); for vitamins C andE, it was 1.08 (95 percent confidence interval, 0.91 to 1.29).Neither treatment appeared to be effective in any subgroup ofpatients or in the prevention of any subtype of polyp definedby size or location.
Conclusions The lack of efficacy of these vitamins argues againstthe use of supplemental beta carotene and vitamins C and E toprevent colorectal cancer. Although our data do not prove definitivelythat these antioxidants have no anticancer effect, other dietaryfactors may make more important contributions to the reductionin the risk of cancer associated with a diet high in vegetablesand fruits.
Although the causes of colorectal cancer are incompletely understood,dietary factors appear to be important1,2,3. Rates of colorectalcancer are lowest in populations whose diets typically are richin vegetables and fruits1. In studies of individual subjects,high levels of consumption of vegetables and fruits are consistentlyassociated with lower risk of colorectal cancer4,5. One explanationfor these findings is that people who eat more vegetables avoidpossible carcinogens in meats and fats6. Another is that vegetablesand fruits contain anticarcinogens that block the developmentof colorectal tumors.
Many compounds in vegetables and fruits prevent cancer in experimentswith animals7. The antioxidant vitamins, particularly vitaminC (ascorbic acid), vitamin E (tocopherols), and beta carotene,appear especially promising as candidates for preventing cancerin humans8,9. Their toxicity is minimal, and they have beenlinked to a lower risk of colorectal cancer in most studiesthat have examined dietary intake (for all three substances)or serum levels (for beta carotene and vitamin E)4,8,10,11,12,13,14.
Four reported clinical trials have tested the ability of antioxidantvitamins to prevent colorectal adenomas, which are neoplasticprecursors of invasive cancer15,16; the results have been inconsistent17,18,19,20.However, each of these investigations involved relatively fewpatients and had incomplete assessment of adenomas, the primarystudy end points. In 1984, we began a large clinical trial ofthe effects of beta carotene and the combination of vitaminC and vitamin E on the recurrence of colorectal adenomas. Inthis report we describe our findings regarding the efficacyof these substances.
Methods
The Polyp Prevention Study involved six clinical centers whosestaff reviewed colonoscopy reports and pathology logs to identifypatients who had at least one histologically confirmed adenomaremoved from the large bowel between December 1984 and June1988. To be eligible, patients must have had an adenoma diagnosedwithin the previous three months; must have undergone colonoscopywith the entire large bowel seen and judged to be free of furtherpolyps; must have been in good health; and must have been lessthan 80 years old. We excluded patients with familial polyposis,a history of invasive colorectal cancer, malabsorption syndromes,or any conditions (such as a history of renal calculi or thrombophlebitis)that might be worsened by dietary supplementation with vitaminC or E.
We reviewed data on 2029 potentially eligible patients. We wereunable to contact 152, and 891 were unwilling to participateor were found to be ineligible when interviewed. Five patientsdid not enroll for unknown reasons. The remaining 981 patientsprovided informed consent, which included agreeing not to takesupplemental vitamin C or E or beta carotene outside the study.Each began a three-month placebo run-in period to assess adherenceto the study regimen. After three months, 864 patients had takenat least 80 percent of their prescribed capsules and pills andwished to continue to participate.
We randomly assigned these patients to treatment groups, withblocking according to study center only, using a two-by-twofactorial design21. The two active treatments were 25 mg ofbeta carotene daily and the combination of 1 g of vitamin Cand 400 mg of vitamin E (d-alpha tocopherol) per day. Thus,the four treatment groups received placebo only, beta caroteneplus placebo, vitamins C and E plus placebo, or beta caroteneplus vitamins C and E. The dosages were selected because theymet or exceeded the levels of intake at which benefit was indicatedin epidemiologic studies and because we were concerned aboutthe possibility of symptomatic side effects at higher doses.We provided the study agents in the form of soft gelatin capsules(containing placebo, beta carotene alone, vitamin E alone, orbeta carotene plus vitamin E) and tablets (containing placeboor vitamin C) packaged in calendar packs, with each day's blistercontaining one capsule and one pill. Treatment assignments werenot revealed to the patients, their doctors, or the study investigatorsbefore the end of the trial.
The study protocol called for two follow-up colonoscopic examinations,the first approximately 1 year after the colonoscopy that qualifiedthe patient for study (year 1), and the second 36 months afterthe first (year 4). Endoscopy at other times was discouragedbut could be performed if there was a change in the patient'sclinical condition (for example, rectal bleeding) or if thepatient's doctor required the procedure for particularly closesurveillance. A colonoscopy was considered to be satisfactoryfor study purposes if the cecum was reached, the entire mucosawas seen, and all polyps were removed. At each colonoscopy,the endoscopist recorded the size and location of all raisedmucosal lesions. These were excised, and microscopical slideswere sent for review to the study pathologist for classificationas neoplastic (adenoma) or non-neoplastic (hyperplastic polyp,lymphoid follicle, or another type of lesion).
At enrollment and at the time of the two colonoscopic examinationsscheduled during follow-up, we obtained a specimen of venousblood for measurement of beta carotene and alpha-tocopherolby high-performance liquid chromatographic assay22,23. We didnot measure vitamin C because blood levels are not a reliableindicator of intake in persons using oral supplements24. Allassays in the laboratory were performed by personnel who hadno knowledge of the patients' treatment assignments, and theresults of individual assays were not given to clinical-centerstaff.
At enrollment and at the end of the study, we assessed patients'diets by means of a standardized food-frequency questionnaire25.Every six months we asked patients about their adherence tothe prescribed regimen and about symptoms, illnesses, and hospitalizations.We also asked about their use of vitamin supplements containingbeta carotene, vitamin C, or vitamin E, in addition to the studyagents.
The primary study end point was the occurrence of new adenomasbetween the colonoscopic examinations conducted at year 1 andyear 4. For two reasons, we decided at the start of the studythat adenomas diagnosed during or before the colonoscopy atyear 1 should not be counted as end points for the primary analysis.First, some adenomas found at year 1 may have been present,but not seen and removed, at the colonoscopy performed beforestudy entry26. Second, because of the time necessary to identifyand recruit patients and the three-month run-in period beforerandomization, patients did not begin to take the active studyagents until three to six months after the removal of the adenomathat qualified them for the trial. Thus, the findings at theyear 1 colonoscopy may in part have reflected the presence ofpreexisting adenomas and the growth of new adenomas during theperiod before randomization, thus diluting any real effect ofthe intervention.
Our principal hypotheses concerned the separate effects of thetwo treatments (beta carotene and the combination of vitaminsC and E) on the proportion of patients in whom at least onenew adenoma developed between the colonoscopic examinationsat year 1 and year 4. For all analyses, adenomas found duringendoscopic examinations conducted outside the protocol afterthe year 1 colonoscopy were counted together with those foundat year 4. We used log-linear regression for binary data27 toproduce unadjusted and adjusted estimates and confidence intervalsfor the relative risk (risk ratio) of adenoma associated withthese two treatments. The length of time between the year 1and year 4 examinations was included as a covariate in the adjustedanalyses. We also tested for possible interactions between thetwo treatments.
In a secondary analysis, we assessed whether treatment was relatedto the number of adenomas occurring per patient, using a log-linearquasi-likelihood model for overdispersed Poisson count data,since the estimated variance was more than twice that expectedwith Poisson data27. We compared treatments according to thesize of the largest adenoma in each patient, using the Kruskal-Wallistest28. We also used longitudinal models for binary data toexamine the effects of treatment at year 1 and year 4 simultaneously29.
Results
Of the 864 patients who were randomly assigned to the four treatmentgroups, 751 (87 percent) underwent both follow-up colonoscopicexaminations. Of the 113 patients who did not complete the study,and thus were not counted in the main outcome analyses, 44 died,32 no longer wished to participate, 19 could not be examinedbecause they were too ill or had moved, and 18 had unknown reasonsfor dropping out. The treatment assignments of these 113 patientswere as follows: placebo, 27; beta carotene, 33; vitamins Cand E, 20; and beta carotene plus vitamins C and E, 33. Theremaining 751 patients provided data for the primary analysesof efficacy, and all subsequent data in this report (exceptfor the results of the longitudinal analysis) pertain only tothem. Their mean (±SD) age was 61 ±8.3 years;79 percent were men, and 44 percent had only one adenoma removedfrom the large bowel before entering the study. The four groupswere similar in their demographic characteristics and historyof colorectal adenoma (Table 1).
Table 1. Demographic and Clinical Characteristics at Entry of the 751 Patients Who Completed the Study.
Patients in the four treatment groups differed little in thediets they reported when they entered the study (Table 2). Theusual dietary consumption of beta carotene, vitamin C, and vitaminE was only a fraction of the amount later provided in the interventionalsupplements. At the completion of the study, the reported dietaryintake of these vitamins had increased, but only slightly, ineach of the patient groups (Table 2). Fat consumption and caloricconsumption did not change appreciably (data not shown).
Table 2. Dietary Intake at Entry and at Year 4 among the 751 Patients Who Completed the Study.
The proportion of patients who reported taking the study agentsdeclined gradually over time (Table 3). Nevertheless, even duringtheir fourth year of the study, 82 percent of all patients reportedtaking the study agents at least six days per week, and a further5 percent took them three to five days per week. Only five patientsstopped taking the medications because of their presumed toxicity:none in the placebo group, one in the beta carotene group, andtwo in each of the other treatment groups. The use of supplementscontaining vitamin C, vitamin E, or beta carotene was reportedby 108 patients (14 percent), and this proportion did not differsignificantly among the treatment groups (P = 0.65).
Table 3. Adherence to Therapy, According to Treatment Group, in Each Year of the Study.
Serum beta carotene levels more than doubled after one yearamong patients in the beta carotene group and the beta carotene-vitaminC and E group; these elevations persisted to the end of year4 (Table 4). In contrast, serum beta carotene levels remainedessentially unchanged in the placebo group and the vitamin Cand E group. Serum alpha-tocopherol levels increased approximately40 percent among the patients in the groups given vitamins Cand E or beta carotene plus vitamins C and E; these levels wererelatively constant in the groups given placebo or beta carotenealone (Table 4).
Table 4. Serum Levels of Beta Carotene and Alpha-Tocopherol at Base Line, Year 1, and Year 4, According to Treatment Group.
The mean length of follow-up between the colonoscopic examinationsat year 1 and year 4 was 36.8 months in the placebo group, 36.8months in the beta carotene group, 36.6 months in the vitaminC and E group, and 36.3 months in the beta carotene-vitaminC and E group. The colonoscopic examination at year 4 was deemedcompletely satisfactory in all but 37 (5 percent) of the 751patients. The reasons for an incomplete examination were asfollows: cecum not reached, 7 patients; not all polyps removed,19; and multiple difficulties related to incomplete cleansingof the colon, 11. Colonoscopy or sigmoidoscopy was performedbetween the year 1 and year 4 colonoscopic examinations in 140of the patients (19 percent); the proportion having such anexamination did not differ significantly among the four treatmentgroups (P = 0.18).
At the year 1 colonoscopy, at least one colorectal adenoma wasremoved from 245 of the 751 patients (33 percent). Between theyear 1 and year 4 examinations (including the year 4 result),at least one adenoma developed in 279 patients (37 percent)(Table 5). The proportions of patients who had an adenoma didnot differ significantly between the two groups prescribed betacarotene and those not prescribed beta carotene (37 percentvs. 38 percent; P = 0.84). There also were no statisticallysignificant differences in the proportion of patients with adenomabetween the groups prescribed vitamins C and E and those notprescribed these vitamins (38 percent vs. 36 percent; P = 0.56).
Table 5. Number of Colorectal Adenomas and Size of the Largest Adenoma Detected after Colonoscopy at Year 1, According to Treatment Group.
There were no material differences among the treatment groupswith regard to the number of adenomas (Table 5) or the mediansize of the largest adenoma (P = 0.90 by the Kruskal-Wallistest). Between the examinations at year 1 and year 4, two patientswere given a diagnosis of adenoma showing carcinoma in situ:one in the group given vitamins C and E, and one in the groupgiven beta carotene plus vitamins C and E.
In the statistical models of treatment effect, there was nostatistically significant or biologically meaningful interactionbetween treatment with beta carotene and treatment with vitaminsC and E. Therefore, we report only the main effects of thesetreatments from our models. In the relative-risk model therewas no evidence of a protective effect of either beta caroteneor vitamins C and E (Table 6). Adjustment for age, sex, numberof prior adenomas, length of follow-up, and study center didnot materially alter these results.
Table 6. Relative Risk (RR) of the Development of at Least One Adenoma after Colonoscopy at Year 1, According to Treatment.
We examined treatment effects in subgroups of patients, usinga multivariate model to adjust for the possible confoundingeffects of age, sex, number of prior adenomas, study center,and actual length of time between the year 1 and year 4 colonoscopicexaminations. We found no reduction in risk of adenoma associatedwith either beta carotene or vitamins C and E in any subgroupdefined by sex, age, or number of prior adenomas (Table 7).Moreover, among the 25 percent of patients with serum beta carotenelevels below 102 µg per liter at study entry, there wasno reduction in the risk of adenoma associated with subsequentbeta carotene treatment (relative risk, 1.18; 95 percent confidenceinterval, 0.88 to 1.57). Likewise, in the 25 percent of patientswith an initial serum alpha-tocopherol level of 10.0 mg perliter or less, supplementation with vitamins C and E was notassociated with a clear reduction in the risk of adenoma (relativerisk, 0.84; 95 percent confidence interval, 0.57 to 1.25). Therewas also no evidence of benefit of treatment among the 25 percentof patients with the lowest dietary intake of beta carotene,vitamin C, or vitamin E, as reported at enrollment (data notshown).
Table 7. Relative Risk (RR) Associated with Supplementation in Subgroups of Patients Defined by Their Characteristics at Enrollment.
At least one adenoma with a diameter of 0.5 cm or greater wasfound in 103 patients. The relative risk for these larger tumorswas 0.92 (95 percent confidence interval, 0.64 to 1.31) forbeta carotene treatment and 0.99 (95 percent confidence interval,0.69 to 1.42) for vitamin C and E treatment. One or more adenomasdeveloped in the left colorectum (at or distal to the splenicflexure) in 161 patients; the relative risks for these tumorswere 1.16 (95 percent confidence interval, 0.88 to 1.52) forpatients treated with beta carotene and 0.88 (95 percent confidenceinterval, 0.67 to 1.15) for those treated with vitamins C andE. At least one adenoma occurred in the right colon (proximalto the splenic flexure) in 172 patients; the relative risk was0.97 (95 percent confidence interval, 0.74 to 1.26) for betacarotene treatment and 1.35 (95 percent confidence interval,1.04 to 1.77) for treatment with vitamins C and E.
In the model analyzing the number of adenomas per patient, theratio of the observed to the expected number was 0.98 (95 percentconfidence interval, 0.73 to 1.30) for beta carotene treatmentand 1.06 (95 percent confidence interval, 0.89 to 1.41) fortreatment with vitamins C and E. These results were essentiallyunaltered in models in which we adjusted for covariates. Inthe longitudinal analysis in which adenomas detected both upto and after the year 1 examination were simultaneously consideredas end points (assuming equal treatment effects for year 1 andyear 4), the relative risk associated with beta carotene treatmentwas 1.04 (95 percent confidence interval, 0.90 to 1.21) andthat associated with treatment with vitamins C and E was 0.94(95 percent confidence interval, 0.81 to 1.08).
Discussion
Treatment for four years with either beta carotene or vitaminsC and E did not affect the rate of occurrence of new adenomasin patients who had had an adenoma removed before entering thestudy. There was no evidence of effectiveness overall, amongsubgroups of the study population, or for subtypes of adenoma.Patients adhered well to therapy. Though some were lost to follow-upbecause they died or because data on colonoscopy procedureswere lacking, the vast majority had complete examinations thatwere performed according to the protocol. Therefore, it is unlikelythat our results were materially affected by bias in assessingthe end point. The small increase in the risk of right colonicadenomas among patients receiving vitamins C and E was unexpectedand is plausibly due to chance, given the null findings fortotal adenomas and the numerous subgroups examined. The highproportion of male participants is comparable to that in othertrials of patients with adenoma30 and is partly attributableto the participation of Veterans Affairs hospitals at threeof the clinical sites.
The four previously published studies of antioxidants and colorectalneoplasia also dealt with adenomas rather than invasive cancer.In patients with familial polyposis, supplemental vitamin Cappeared to decrease the number of polyps in the rectal stumpin one study,17 but a subsequent trial found no effect whenvitamins C and E were given together to a similar group of patients18.Both studies included relatively few subjects (19 and 58, respectively),and accurate assessment of the number of adenomas was probablydifficult because these patients had numerous unresected polyps.
A Canadian study of patients with sporadic adenomas found noeffect of supplemental vitamins C and E on the rate of recurrenceof adenomas over a two-year period among 143 patients randomlyassigned to vitamins or placebo19. However, a trial in Italyshowed a statistically significant reduction in the incidenceof adenomas in 70 patients randomly assigned to receive supplementalvitamins A, C, and E, as compared with 78 patients who receivedno treatment20. In both of these studies the relatively smallnumber of patients made the estimates of treatment efficacyimprecise. Also, in both studies a substantial fraction of randomlyassigned patients did not undergo follow-up endoscopy, and thelength of follow-up appeared to be highly variable for the others.We cannot readily explain the difference between our resultsand those of the small study from Italy20. The latter used preformedvitamin A (retinol), whereas we used beta carotene, a precursorof retinol. Since blood levels of retinol do not increase appreciablyafter supplementation, except in patients with vitamin A deficiency,31it is not clear why retinol would be effective.
Relatively few epidemiologic studies have specifically examineddiet and the risk of adenoma. The results of some suggest aprotective effect of the consumption of vegetables and fruits,32,33,34,35,36but others found no such effect37,38,39. Interpretation of thesestudies is difficult because most involved relatively few casesand because the possibility of bias in case detection cannotbe ruled out.
The lack of benefit of antioxidants in our study appears toconflict with the reduced risk suggested by epidemiologic investigationsof invasive cancers of the colon and rectum. It is possiblethat these studies have detected an effect that occurs onlyafter adenomas develop -- an issue we could not address. Indeed,most of the adenomas detected in our patients were small, lessthan 0.5 cm in diameter, and only a small fraction of thesewould ever progress to cancer if untreated40,41. Nevertheless,any adenoma that becomes an invasive cancer must once have beensmall, so effectively suppressing small adenomas might wellprevent cancer also.
There are at least two other plausible explanations for thediscrepancy between our results and those of epidemiologic studiesof vitamin consumption and the risk of colorectal cancer. Oneis that dietary levels of antioxidant vitamins simply reflectthe consumption of fruits and vegetables, which in turn containother substances that reduce the risk of colorectal cancer.Supporting this notion are findings that fiber34 or folate,35rather than beta carotene or vitamins C and E, better explainsthe lower risk of adenoma associated with the consumption ofvegetables and fruits. A second possibility is that antioxidantsmust be consumed at high levels for many years to inhibit neoplasia.To correspond with prevailing practice for the surveillanceof patients with adenoma, our intervention lasted four years,so only a relatively rapid effect on the incidence of tumorscould possibly have been seen. Arguing against a long latency,however, is the report that supplementation with vitamins A,C, and E rapidly reduces abnormalities of cell proliferationin the rectal mucosa of patients previously treated for adenoma42.Hyperproliferation is implicated as the immediate precursorof adenoma formation in some models of colorectal carcinogenesis,43,44so a prompt reduction in the recurrence of adenoma could havebeen expected.
Antioxidant supplements have failed to reduce the incidenceof tumors in two other large clinical trials45,46. Althoughlower mortality due to cancer and other causes was found aftersupplementation with beta carotene, alpha-tocopherol, and seleniumin a trial in China,47 the benefit occurred very early and mayindicate improved general health rather than averted canceramong the marginally nourished population studied. Some longer-termtrials have not been completed, but current data do not supportthe use of antioxidant vitamin supplements for purposes of cancerprevention. Other dietary factors should be considered as explanationsfor the reduced risk of cancer associated with eating vegetablesand fruits.
Supported in part by grants (CA37287 and CA23108) from the NationalInstitutes of Health.
We are indebted to the many patients and their physicians whosecooperation made this study possible and to the study coordinatorsat the clinical sites and the data-processing, pharmacy, andlaboratory staff at the coordinating center for their tirelessefforts throughout the course of this investigation.
Source Information
From Dartmouth-Hitchcock Medical Center and the Norris Cotton Cancer Center, Lebanon, N.H. (E.R.G., J.A.B., T.D.T., D.H.F., T.A.C., D.W.N., R.R., M.M.S.); the Cleveland Clinic Foundation, Cleveland (G.J.B., R.U.S.); the University of Minnesota, Minneapolis (J.H.B., J.S.M., D.C.S.); the Lahey Clinic, Burlington, Mass. (J.A.C.); Kaiser Permanente Medical Center-Sunset, Los Angeles (H.D.F.); UCLA, Los Angeles (R.W.H.); and the University of Iowa, Iowa City (R.W.S.). The members of the Polyp Prevention Study Group are listed in the Appendix.
Address reprint requests to Dr. Greenberg at Dartmouth Medical School, Hanover, NH 03755-3861.
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Appendix
In addition to the authors, the Polyp Prevention Study Groupinvestigators were as follows: L. Pearson and L.A. Mott, Dartmouth-HitchcockMedical Center; D. Howell, Maine Medical Center, Portland; J.Church, Cleveland Clinic Foundation; and S. Shirazi and N.S.Dusdieker, University of Iowa, Iowa City. The clinical coordinatorswere C. Robinson and K. Seaver at Dartmouth-Hitchcock MedicalCenter, Maine Medical Center, and the Lahey Clinic; B. Cheyneat the University of Iowa; P. Harmon at UCLA and Kaiser-Sunset;J. Rex and H. Hasson at the Cleveland Clinic; and S. Wolgamotat the University of Minnesota. The members of the Safety andData Monitoring Committee were S.H. Greenhouse, J.E. Grizzle,R.H. Hunt, G.D. Luk, and R.S. Sandler.
Aspirin and the Risk of Colorectal Cancer in Women
Johnson K. A., Prindiville S. A., Morgan G., Roychowdhury D. F., van Bodegraven A.A., Lourens J., Sindram J.W., Kaufmann H. J., Schuler M., Giovannucci E., Speizer F. E., Egan K., Marcus A. J.
Extract |
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N Engl J Med 1996;
334:119-122, Jan 11, 1996.
Correspondence
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