A Comparison of Six Weeks with Six Months of Oral Anticoagulant Therapy after a First Episode of Venous Thromboembolism
Sam Schulman, M.D., Ann-Sofie Rhedin, M.D., Per Lindmarker, M.D., Anders Carlsson, M.D., Gerd Lärfars, M.D., Peter Nicol, M.D., Enno Loogna, M.D., Else Svensson, M.D., Bengt Ljungberg, M.D., Hans Walter, M.D., Stanka Viering, M.D., Sune Nordlander, M.D., Barbro Leijd, M.D., Kjell-Åke Jönsson, M.D., Martin Hjorth, M.D., Olle Linder, M.D., Jonas Boberg, M.D., for The Duration of Anticoagulation Trial Study Group
Background The optimal duration of oral anticoagulant therapyafter a first episode of venous thromboembolism is still a matterof debate.
Methods We performed a multicenter trial comparing six weeksof oral anticoagulant treatment with six months of such therapyin patients who had a first episode of venous thromboembolism.Anticoagulant therapy consisted of warfarin or dicumarol. Ofthe 902 patients enrolled, 5 were later excluded because theyhad congenital protein C deficiency; 443 were randomly assignedto receive six weeks of oral anticoagulant therapy with a targetedinternational normalized ratio (INR) of 2.0 to 2.85, and 454were randomly assigned to receive six months of such therapy.The initial diagnoses were confirmed by means of venographyin cases of deep-vein thromboses (n = 790) and with perfusionventilationscanning or angiography in cases of pulmonary embolism (n =107); recurrences were confirmed in the same way.
Results After two years of follow-up, there had been 123 recurrencesof venous thromboembolism that met the diagnostic criteria,80 in the six-week group (18.1 percent; 95 percent confidenceinterval, 14.5 to 21.6) and 43 in the six-month group (9.5 percent;95 percent confidence interval, 6.8 to 12.2). The odds ratiofor recurrence in the six-week group was 2.1 (95 percent confidenceinterval, 1.4 to 3.1). There was no difference in mortalityor the rate of major hemorrhage between the six-week and six-monthgroups.
Conclusions Six months of prophylactic oral anticoagulationafter a first episode of venous thromboembolism led to a lowerrecurrence rate than did treatment lasting for six weeks. Thedifference between the two groups occurred between 6 weeks and6 months after the start of treatment, and the rates of recurrenceremained nearly parallel for 11/2 years thereafter.
Deep-vein thrombosis has a reported annual incidence of about1.6 per 1000 in urban populations.1 The incidence of first episodesof pulmonary embolism in acute care hospitals in the UnitedStates has been estimated to be 0.23 per 1000.2 For both theseproblems, secondary prophylaxis with oral anticoagulants isroutinely given. This practice is based on a retrospective studyby Coon et al.3 and on subsequent randomized trials in whichthe incidence of recurrence was 26 to 29 percent over 12 weeksif the initial treatment with heparin was followed only by ineffectiveprophylaxis with heparin (as indicated by a subsequent studyusing adjusted-dose heparin)4,5 or, for calf-vein thrombosis,by no prophylaxis at all6; there were no recurrences in thegroups that received effective anticoagulation.4,6
The optimal length of secondary prophylaxis has been a matterof debate. Several randomized studies conducted between 1972and 1988 addressed this issue.7,8,9,10 Although the resultsseemed to indicate that it was possible to shorten the durationof anticoagulation from three or six months to three to sixweeks without increasing the risk of recurrence, the studieswere too small for this conclusion to be reached with certainty.A retrospective study of 2400 cases also recommended a reductionin the duration of anticoagulation,11 but because of the widevariation in the duration of treatment and the lack of dataon diagnostic procedures, the evidence for such a conclusionwas weak. More recently, a multicenter study found fewer recurrencesafter three months of anticoagulation than after four weeks.12This study has been criticized, however, because objective confirmationof the initial diagnosis was not obtained for all patients andbecause less than half of the presumed recurrences were confirmed.13On the basis of a decision analysis, it was recently suggestedthat 2.5 to 4 months of anticoagulation, depending on the riskof bleeding, would be optimal.14
This trial was designed to compare six weeks of oral anticoagulanttherapy after a first episode of deep-vein thrombosis or pulmonaryembolism with six months of such therapy. The outcomes measuredwere the rates of recurrence, hemorrhagic complications, anddeath. In this article, we present data on these end pointsover two years of follow-up.
Methods
Study Design
The Duration of Anticoagulation (DURAC) Trial was a randomized,open trial of anticoagulation in patients with a first episodeof venous thromboembolism, in which 16 centers in central Swedenparticipated. Consecutive patients at least 15 years of agewho had acute pulmonary embolism or deep-vein thrombosis inthe leg, the iliac veins, or both were enrolled.
The diagnosis of deep-vein thrombosis was based on the resultsof venography, according to the method of Rabinov and Paulin.15One of the following criteria had to be present for the diagnosisto be confirmed: a constant, well-defined filling defect; abruptdiscontinuation of the contrast-filled column at a constantlevel in the vein; or an absence of filling in the entire deepvenous system or parts of it, without evidence of an external,compressing process, with or without diversion of the venousflow through collateral vessels.
The diagnosis of pulmonary embolism was based on the resultsof angiography or of the combination of chest radiography andperfusionventilation lung scanning. The scans had todemonstrate a ventilationperfusion mismatch along withone of the following: lobar, wedged (i.e., triangular and pointinginward) perfusion defects; segmental, wedged perfusion defects;or at least two subsegmental, wedged defects, each occupyingmore than 50 percent of a segment. If pulmonary embolism wasstrongly suspected on clinical grounds but the perfusion defectswere matched by radiographic infiltrates smaller than the perfusiondefects, or if the retention of xenon was diffuse, pulmonaryangiography was required for confirmation. Any case of combineddeep-vein thrombosis and pulmonary embolism was classified asdeep-vein thrombosis.
The grounds for exclusion from the study were as follows: adiagnosis of deep-vein thrombosis or pulmonary embolism thatdid not fulfill the criteria described above; unavailabilityof the patient for follow-up; pregnancy; allergy to warfarinor dicumarol; an indication for continuous oral anticoagulation(e.g., an artificial heart valve or chronic atrial fibrillation);permanent, total paresis of the affected leg; arterial insufficiencyof the same leg that was graded at functional class III (painat rest) or worse, constituting a contraindication to the useof compression stockings; a current or previous venous ulcer;cancer; and unwillingness to give oral informed consent. Patientswho had had more than one thromboembolic event were also excluded.Furthermore, enrolled patients were later excluded from theanalysis if the results of the initial biochemical screeningrevealed congenital deficiency of antithrombin, protein C, orprotein S.
Randomization took place at the end of the hospitalization andwas performed centrally. Patients were assigned according toa computer-generated allocation schedule in blocks of 10 toreceive oral anticoagulation for either six weeks or six months;the length of therapy was counted from the date when stableprothrombin times within the target range had been achieved.
Anticoagulant Therapy
The initial treatment of the venous thromboembolism consistedof unfractionated or low-molecular-weight heparin administeredintravenously or subcutaneously for at least five days, untila prothrombin time within the target range had been achieved.If it was thought to be indicated by the treating physician,thrombolytic therapy could be given initially. Patients withdeep-vein thrombosis were provided with a graded compressionstocking (grade III) and instructed to wear it on the affectedleg during the day for at least one year.
Oral anticoagulation with warfarin sodium (Waran, Nycomed, Oslo,Norway) or dicumarol (Apekumarol, Ferrosan, Malmö, Sweden)was usually started at the same time as heparin. Oral anticoagulationwas targeted to an international normalized ratio (INR) of 2.0to 2.85, partly on the basis of a pilot study that found anexcess of hemorrhagic complications in patients with INRs abovethat range.16 The prothrombin times were analyzed with the StagoProthrombin-Complex Assay (Diagnostic Stago, Paris) or NycotestPT (Nycomed); the reagents used in these assays have internationalsensitivity indexes of 0.86 to 0.98 and 0.95 to 1.00, respectively,according to the manufacturers. We introduced a quality-controlprogram, described elsewhere,17 to ensure that patients treatedat different centers received therapy of a comparable intensity.When a stable prothrombin time within the target range had beenachieved, the test was repeated weekly for the first three weeksand then at least once every four weeks. Effective anticoagulationin each individual case was defined as an INR of more than 2.0in at least 75 percent of the tests for that patient. Oral anticoagulationwas terminated without tapering after the randomly assignedtreatment period, usually at the time of a follow-up visit.
Before anticoagulation was begun, we obtained plasma samplesfrom patients less than 50 years of age and those with a familyhistory of venous thromboembolism for measurement of antithrombin,protein C, and protein S. The antithrombin assay was performedwith a method using a chromogenic substrate to measure the activityof antithrombin. Protein C was also measured with an activitymethod, and protein S (total and free fraction) with an immunochemicalassay. Commercial kits were used for all these measurements.
The patients were instructed not to take analgesics containingaspirin and, if antiinflammatory treatment was required, touse only ibuprofen. All the patients were informed about thesymptoms of deep-vein thrombosis and pulmonary embolism. Theywere told to report immediately to the emergency room of theirmedical center if any such symptoms occurred and were askedto report all hemorrhagic complications. Follow-up visits toone of the investigators or a specially trained nurse or physiotherapistwere scheduled at 1.5, 3, 6, 9, 12, and 24 months after thetarget prothrombin time was reached. At each visit the patientswere asked about new symptoms of venous thromboembolism and,if they were still receiving oral anticoagulation, about possiblehemorrhage. They were also reminded of the symptoms of deep-veinthrombosis and pulmonary embolism and asked again to come tothe emergency room if such symptoms developed and to reportbleeding episodes.
End Points
The principal end points of the trial were major hemorrhageduring oral anticoagulation and death or recurrent venous thromboembolismduring the two-year study period. Major hemorrhage was definedby conditions requiring hospitalization, treatment with bloodproducts or vitamin K, or both hospitalization and treatment.Recurrent thromboembolic events were objectively verified bythe same methods as the index events. In addition, for a recurrentdeep-vein thrombosis to be included in our analysis, the patienthad to have one of the following: thrombus in the other legor another deep vein of the same leg as the original thrombusor thrombus in the same venous system as the original eventand either a proximal extension of at least 5 cm if the upperlimit of the original thrombus had been visualized or, if theupper limit of the original thrombus had not been determined,the presence of a constant filling defect surrounded by contrastmedium. Recurrent pulmonary embolism was considered to be indicatedby defects in previously perfused areas, unless another scansince the initial episode had demonstrated resolution of theoriginal defects. Cases of fatal pulmonary embolism were verifiedby autopsy. Initial and repeat venograms and lung scans in patientswith confirmed or unconfirmed recurrent deep-vein thrombosisor pulmonary embolism, respectively, were interpreted by anindependent radiologist who was blinded to the patients' treatmentassignments and the dates of the examinations.
The names of patients lost to follow-up were repeatedly cross-checkedwith the Swedish Death Registry; no deaths were missed. Nameswere also checked against the registry of hospitalizations;ascertainment of recurrences or major hemorrhage is almost certainlycomplete.
An independent safety committee reviewed the number of patientsincluded and the numbers of major end points twice during thestudy.
Statistical Analysis
All statistical analyses were performed on an intention-to-treatbasis, although some patients in both groups received oral anticoagulationfor shorter or longer periods than called for in the protocol,and some turned out after randomization to have cancer. Thestatistical methods used were Wilcoxon's rank-sum test and thelog-rank test (the Lifetest procedure in SAS software) and thechi-square test for two groups. Ninety-five percent confidenceintervals are shown for all results. The study was approvedby the regional and local ethics committees.
Results
The first patient was enrolled on April 12, 1988, and the laston April 18, 1991. By then, 902 patients had been randomly assignedto treatment, but 5, who proved to have congenital protein Cdeficiency, were removed from the study and received long-termanticoagulant therapy. No congenital protein S or antithrombindeficiency was detected.
The log books of patients evaluated but excluded from the trialwere available at 12 of the 16 centers (where 708 of the 902patients [78 percent] were enrolled). At these 12 hospitals,1185 patients were evaluated and 60 percent of these were enrolled.At the beginning of the trial, seven patients with extensivedeep-vein thrombosis were excluded in violation of the protocol,because the physician did not wish them to be assigned to sixweeks of therapy. The investigators were informed about theseviolations; no similar violations occurred later in the trial.Fourteen eligible patients were not enrolled, in most casesbecause of lack of time.
Of the 897 patients remaining in the study after the exclusionof those with congenital protein C deficiency, 443 were randomlyassigned to six weeks of treatment and 454 to six months. Thetreatment groups were similar at entry (Table 1), except thatfewer patients in the six-week group had previously receivedthrombolytic therapy. Since the total number of patients whoreceived such therapy was very small, this difference had anegligible influence on the results.
Table 1. Characteristics of the Patients at Enrollment, According to the Length of Treatment.
In the 6-week group, one patient received treatment for a shorterperiod than intended (0.5 month shorter) and seven receivedtreatment for a longer period (0.5 to 6.5 months longer); inthe 6-month group, nine patients received a shorter period oftreatment (1 to 5 months shorter) and seven patients a longerperiod (1 to 18 months longer). In each group, the mean durationof treatment was increased by less than 0.1 month per patientby these deviations from the protocol.
During the two years of follow-up, 39 patients died and 44 droppedout. Since the follow-up period ended, however, we have beenable to collect information about deaths and hospitalizationsamong these patients from computer registries as well. The principalend points are shown in Table 2. There was no significant differencein mortality or in the incidence of major hemorrhage betweenthe two treatment groups. The major hemorrhages consisted ofthree episodes of intracranial bleeding (one of which occurredin the six-week group and two in the six-month group), an episodeof severe epistaxis requiring hospitalization in the six-monthgroup, a gastrointestinal hemorrhage probably related to diverticulosisin a patient in the six-month group that required outpatienttreatment with vitamin K, and an episode of bleeding in jointsand muscles that was treated with vitamin K in the hospital,also in the six-month group. Three of the patients with hemorrhagiccomplications were receiving excessive anticoagulation at thetime of admission (INR, 4.0 to 5.6). None of the hemorrhageswere fatal.
Table 2. Principal End Points after Two Years, According to the Length of Treatment.
Five of the recurrent thromboembolic events were fatal, twoin the six-week group and three in the six-month group. Thediagnoses were established by lung scanning in one case, andby autopsy in four cases. In an additional patient who diedsuddenly 10 days after total hip replacement, the diagnosiswas not objectively confirmed and thus did not fulfill our criteria.Four of these six patients also had cancer.
Of the 123 recurrent events during the two years of follow-up,101 occurred in patients with initial deep-vein thrombosis ipsilateral thrombosis (n = 33), contralateral thrombosis (n= 44), or pulmonary embolism (n = 24). The remaining 22 thromboembolicevents, which occurred in patients who initially had pulmonaryembolism, consisted of emboli (n = 14) or thrombosis (n = 8).There were 16 additional recurrences, all but 1 of which wereevaluated with objective diagnostic procedures and which didnot fulfill our criteria for recurrence; 10 were in the six-weekgroup and 6 in the six-month group. Although the evidence forprogression on venography or lung scanning was doubtful or lackingin those cases, the clinical picture was so suggestive of arecurrence that the physician in charge felt obligated to treatthe patient. The addition of these cases to the analysis didnot change the P values or the odds ratios in this study.
Only two of the recurrences (one in each group) were detectedat a follow-up visit; five occurred during subsequent hospitalizations,and the remainder when the patients came to the emergency roombecause of new symptoms a median of 44 days (range, 3 to 334)after a follow-up visit. In 18 patients in the six-week groupand 14 in the six-month group who came to the emergency roomwith new symptoms, venograms or lung scans showed no evidenceof a recurrence.
There was a significant difference in the incidence of recurrentvenous thromboembolism between the six-week group (18.1 percent;95 percent confidence interval, 14.5 to 21.6 percent) and thesix-month group (9.5 percent; 95 percent confidence interval,6.8 to 12.2 percent; P<0.001). The cumulative probabilityof a recurrent event is shown in Figure 1. In the six-week groupthere was a sharp increase in the rate of recurrence immediatelyafter the cessation of oral anticoagulant therapy. This increaseseemed to stabilize as a linear increase six months after dischargefrom the hospital. In the six-month group, the rate of recurrencewas steady after the cessation of anticoagulation apattern similar to that in the six-week group at the same time.
Figure 1. Cumulative Probability of Recurrent Venous Thromboembolism after a First Episode, According to the Duration of Anticoagulation.
Secondary prophylaxis with six months instead of six weeks oforal anticoagulants reduced the risk of recurrence by approximately50 percent in almost every subgroup of patients (Table 3). The42 patients in the six-week group who had a recurrence duringthe first six months had the same characteristics as the otherpatients with recurrent events. The combination of temporaryrisk factors and distal thrombosis occurred in 79 patients inthe six-week group and 81 in the six-month group; these groupshad 1 and 4 recurrences, respectively, during the two years.The small number of patients does not allow any conclusion regardingequivalence, however.
Table 3. Two-Year Incidence of Recurrent Thromboembolism in Subgroups of the Study Population, According to the Length of Treatment.
Discussion
We found a significant reduction in the risk of recurrent thromboembolismwhen the duration of oral anticoagulant therapy was extendedfrom six weeks to six months after a first episode of venousthromboembolism. There was clearly a lower incidence of recurrentevents from the second to the sixth month in the six-month group.Only thereafter was the monthly incidence fairly constant andsimilar to the pattern in the six-week group after the cessationof anticoagulation. This finding suggests a high level of thrombogenicactivity that continues for at least six months after the firstevent; the results thus support the use of six months of anticoagulation.Further clarification of the optimal duration of anticoagulanttherapy should come from the ongoing Durée Optimale duTraitement Anti-Vitamine K (DOTAVK) trial, in which patientswith proximal deep-vein thrombosis are randomly assigned tothree or six months of prophylaxis.
Our study was sufficiently large to demonstrate a benefit ofprolonged anticoagulation in several subgroups as well as inthe six-month group as a whole. The risk of major hemorrhagewas low and did not differ significantly between the two groups.There were no fatal hemorrhages during a total of 282 patient-yearsof oral anticoagulation. A 1992 review of hemorrhagic complicationsduring oral anticoagulation reported major hemorrhages in 2.0to 16.7 percent of the patients.18 The reason for the low incidencein our study could be the relatively low target range of 2.0to 2.85 for the INR.
Four randomized studies on the duration of anticoagulation publishedbetween 1972 and 1988 suggested that short- and long-term treatmenthad equal efficacy.7,8,9,10 The multicenter trial of the ResearchCommittee of the British Thoracic Society came to a differentconclusion and found that three months of secondary prophylaxisgave better results than four weeks of prophylactic therapy.12The difference, however, was not statistically significant ifonly recurrences that were objectively confirmed were included.It was also concluded, on the basis of one recurrence in eachgroup, that postoperative thromboembolism necessitated onlyfour weeks of anticoagulation, but the statistical power ofthe study was too low for a definitive conclusion to be reached.
In our study the long-term outcome for patients with venousthromboembolism was discouraging, since there was no differencein the incidence of recurrent events in the two groups from6 to 24 months after the initial episode. There was a linearincrease in the cumulative risk, corresponding to 5 to 6 percentannually. It is thus important that venous thromboembolism beconsidered not a one-time event but, rather, part of an ongoingcondition in which there is a definite risk of recurrence.
Supported by grants from Swedish Heart Lung Foundation, theSwedish Society of Medicine, the Karolinska Institute, Skandia,TryggHansa, Triolab, Karolinska Hospital, Nycomed, andStago.
We are indebted to Professor Jack Hirsh of the Hamilton CivicHospitals Research Centre, McMaster University, for his constructivecriticism of the study design and to Professor Leon Poller andDr. Jean Thomson, of the United Kingdom Reference Laboratoryfor Anticoagulant Reagents and Control, and Dr. A.M.H.P. vanden Besselaar, of the Stichting Referentie-Instituut LaboratoriumOnderzoek Antistollingscontrole, for their assistance with qualitycontrol.
* The investigators and institutions participating in the Durationof Anticoagulation (DURAC) Trial Study Group are listed in theAppendix.
Source Information
From the Departments of Internal Medicine at Karolinska Hospital, Stockholm (S.S., P.L.), Huddinge Hospital, Huddinge (A.-S.R.), Danderyd Hospital, Danderyd (A.C.), Södersjukhuset, Stockholm (G.L.), Köping Hospital, Köping (P.N.), Nacka Hospital, Stockholm (E.L.), Södertälje Hospital, Södertälje (E.S.), Nyköping Hospital, Nyköping (B. Ljungberg), Sabbatsberg Hospital, Stockholm (H.W.), Norrtälje Hospital, Norrtälje (S.V.), Central Hospital, Västerås (S.N.), St. Göran Hospital, Stockholm (B. Leijd), Linköping Regional Hospital, Linköping (K.-Å.J.), Lidköping Hospital, Lidköping (M.H.), Örebro Regional Hospital, Örebro (O.L.), and Uppsala Academic Hospital, Uppsala (J.B.) all in Sweden.
Address reprint requests to Dr. Schulman at the National Hemophilia Center, Sheba Medical Center, Tel-Hashomer IL-52621, Israel.
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Appendix
The DURAC Trial Study Group consisted of the following investigators(the number of patients enrolled at each institution is shownin parentheses): Danderyd Hospital,Danderyd (83): A. Carlsson,C. Gustafsson, and A. Gröndahl; Huddinge Hospital, Huddinge(129): A.-S. Rhedin, E. Törnebohm, M. Johansson, and D.Lockner; Karolinska Hospital, Stockholm (115): S. Schulman,P. Lindmarker, and H. Johnsson; Köping Hospital, Köping(62): P. Nicol, J. Kobosko, B. Malmros, N. Arcini, and J. Saaw;Nacka Hospital, Stockholm (59): E. Loogna and R. Stig; NorrtäljeHospital, Norrtälje (41): S. Viering; Nyköping Hospital,Nyköping (48): B. Ljungberg, S. Wilhelmsson, and Å.Ohlsson; Sabbatsberg Hospital, Stockholm (47): H. Walter, K.Malmqvist, and F. Al-Khalili; St. Göran Hospital, Stockholm(36): B. Leijd and A. Petrescu; Södersjukhuset, Stockholm(81): J. Brohult, G. Lärfars, and J. Hulting; SödertäljeHospital, Södertälje (50): S.-G. Eklund, E. Svensson,and L. Dahlin: Uppsala Academic Hospital, Uppsala (16): J. Boberg;Västerås Central Hospital, Västerås (40):S. Nordlander and B. Marjanovics; Örebro Regional Hospital,Örebro (25): O. Linder; Linköping Regional Hospital,Linköping (35): K.-Å. Jönsson and C. Malm; LidköpingHospital, Lidköping (30): M. Hjorth and A. Lindgren; SafetyCommittee: B. Fagrell, Karolinska Hospital, and M. Kallner,Löwenströmska Hospital, Upplands Väsby; RadiologicAssessment: S. Granqvist, Huddinge Hospital; Clinical-ChemistryAdvisers: B. Wiman and N. Egberg, Karolinska Hospital; SteeringCommittee: J. Boberg, Uppsala Academic Hospital; J. Brohult,Södersjukhuset; S.-G. Eklund, Södertälje Hospital;B. Fagrell, Karolinska Hospital; H. Johnsson, Karolinska Hospital;B. Ljungberg, Nyköping Hospital; D. Lockner, Huddinge Hospital;P. Nicol, Köping Hospital; S. Schulman (chair and studycoordinator), Karolinska Hospital; S. Wilhelmsson, NyköpingHospital; and B. Wadman, Örebro Regional Hospital; StatisticalAnalysis: Mitchell Snyder, Tadiran Information Systems, TelAviv, Israel.
Venous Thromboembolism
Block J. A., White T. M., Fetrow C.W., Schulman S., The Duration of Anticoagulation Trial Study Group , Diuguid D. L.
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Venous Thromboembolism and Cancer
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