Studies in Subjects with Long-Term Nonprogressive Human Immunodeficiency Virus Infection
Giuseppe Pantaleo, M.D., Stefano Menzo, M.D., Mauro Vaccarezza, M.D., Cecilia Graziosi, Ph.D., Oren J. Cohen, M.D., James F. Demarest, B.S., David Montefiori, Ph.D., Jan M. Orenstein, M.D., Cecil Fox, Ph.D., Lewis K. Schrager, M.D., Joseph B. Margolick, M.D., Ph.D., Susan Buchbinder, M.D., Janis V. Giorgi, Ph.D., and Anthony S. Fauci, M.D.
Background In a small percentage of persons infected with humanimmunodeficiency virus type 1 (HIV-1), there is no progressionof disease and CD4+ T-cell counts remain stable for many years.Studies of the histopathological, virologic, and immunologiccharacteristics of these persons may provide insight into thepathogenic mechanisms that lead to HIV disease and the protectivemechanisms that prevent progression to overt disease.
Methods and Results We studied 15 subjects with long-term nonprogressiveHIV infection and 18 subjects with progressive HIV disease.Nonprogressive infection was defined as seven or more yearsof documented HIV infection, with more than 600 CD4+ T cellsper cubic millimeter, no antiretroviral therapy, and no HIV-relateddisease. Lymph nodes from the subjects with nonprogressive infectionhad significantly fewer of the hyperplastic features, and noneof the involuted features, characteristic of nodes from subjectswith progressive disease. Plasma levels of HIV-1 RNA and theviral burden in peripheral-blood mononuclear cells were bothsignificantly lower in the subjects with nonprogressive infectionthan in those with progressive disease (P = 0.003 and P = 0.015,respectively). HIV could not be isolated from the plasma ofthe former, who also had significantly higher titers of neutralizingantibodies than the latter. There was viral replication, however,in the subjects with nonprogressive infection, and virus wasconsistently cultured from mononuclear cells from the lymphnodes. In the lymph nodes virus "trapping" varied with the degreeof formation of germinal centers, and few cells expressing viruswere found by in situ hybridization. HIV-specific cytotoxicactivity was detected in all seven subjects with nonprogressiveinfection who were tested.
Conclusions In persons who remain free of disease for many yearsdespite HIV infection the viral load is low, but viral replicationpersists. Lymph-node architecture and immune function appearto remain intact.
The typical course of human immunodeficiency virus (HIV) infectionincludes an acute clinical syndrome of variable severity, aprolonged period of clinical latency, and then a stage of clinicallyapparent disease characterized by increased susceptibility toopportunistic infections and certain neoplasms.1 The acute phaseof infection progresses to the latent phase in the vast majorityof HIV-infected people even though vigorous HIV-specific cell-mediatedand humoral immune responses are generally present early inprimary infection.1,2,3,4,5,6,7 These early responses almostinvariably curtail replication of the virus, resulting in amarked decrease in plasma viremia, but they usually fail toeliminate HIV from the body.2,3,8 The duration of clinical latencyvaries widely, and the progression to the acquired immunodeficiencysyndrome (AIDS) occurs over a median period of 8 to 10 years.9,10,11More than a decade into the AIDS epidemic, it has become clearthat there is a group of infected persons whose HIV diseasedoes not progress over an extended time.11,12,13,14,15
Even during the period of clinically latent HIV infection, thereis active viral replication and histologic changes in lymphoidtissue.1,16,17 Therefore, we compared the histopathologicalfeatures of the lymph nodes and virologic characteristics ofsubjects with long-term nonprogressive infection with thoseof subjects with progressive disease. In addition, we analyzedboth humoral and cellular immune responses to HIV in subjectswith long-term nonprogressive infection.
Methods
Study Subjects
Fifteen subjects with long-term nonprogressive HIV infectionwere studied (Table 1). The criteria used to define nonprogressionincluded documented HIV infection for more than seven years,stable CD4+ T-cell counts greater than 600 per cubic millimeter,the absence of symptoms, and no antiretroviral therapy. Sevensubjects with long-term nonprogressive infection were from theMulticenter AIDS Cohort Study, four were from the San FranciscoCity Clinic Cohort Study, and four were from the lymph-nodestudy of the National Institute of Allergy and Infectious Diseases.Thirteen of the 15 subjects had been infected with HIV for atleast 10 years (Table 1). For Patient 11 the date of seroconversionwas determined retrospectively from a serum sample collectedin 1980 during a trial of hepatitis B virus vaccine. Analysisof serial CD4+ T-cell counts in six subjects with long-termnonprogressive infection from the Multicenter AIDS Cohort Studyshowed no decrease (a slope of 0 or above) (Figure 1). All subjectswith long-term nonprogressive HIV infection had high CD8+ T-cellcounts (ranging from 527 to 2483 per cubic millimeter). No particularpatterns of HLA haplotypes were observed. HIV was transmittedthrough homosexual contact in all these subjects except Subject7, in whom it was transmitted heterosexually.
Figure 1. Serial CD4+ T-Cell Counts over a 10-Year Period in Six Subjects from the Multicenter AIDS Cohort Study Who Had Long-Term Nonprogressive HIV Infection.
The points represent the CD4+ T-cell counts obtained at six-month intervals. The broken lines indicate clinic visits that were missed.
Eighteen HIV-infected subjects who were enrolled in a lymph-nodestudy and who had progression of disease in varying degreeswere studied similarly, as controls. These control subjectswith progressive HIV disease were randomly selected from amongpatients for whom clinical specimens (i.e., plasma and mononuclearcells from peripheral blood and lymph nodes) were available.Lymph-node biopsies were performed in control subjects withpalpable nodes. In 6 of the 18 controls, biopsies of inguinallymph nodes were performed, because lymph nodes in other siteswere not palpable. Biopsies of axillary lymph nodes were performedin the 12 remaining controls. Seropositivity was documentedin 5 of the 18 controls between 1989 and 1991 and in the remaining13 between 1984 and 1987. This group of HIV-infected personswith progressive disease included 3 with CD4+ T-cell countsabove 500 cells per cubic millimeter, 11 with counts from 200to 500 per cubic millimeter, and 4 with counts below 200 percubic millimeter. In the three control subjects with CD4+ T-cellcounts above 500 cells per cubic millimeter, the status of diseaseprogression was determined on the basis of declining CD4+ T-cellcounts over time. In one subject the count was 670 cells percubic millimeter at the time of the lymph-node biopsy (April1993), but at the time of seroconversion (1986) it was 1100cells per cubic millimeter. In the second control subject, thecount was 550 cells per cubic millimeter at the time of thelymph-node biopsy (April 1993), but it had been 1920 in 1988,and it dropped to 351 in 1994. In the third subject the CD4+T-cell count was 600 cells per cubic millimeter at the timeof the biopsy (September 1993), but since the time of seroconversion(1986) this subject has had progressive constitutional symptomsduring the development of which his CD4+ T-cell count rangedfrom 200 to 500 cells per cubic millimeter.
Clinical Specimens
All excisional lymph-node biopsies were performed at the NationalInstitutes of Health Clinical Center under an approved protocol.The tissue specimens were processed immediately after theirremoval.16 Two small tissue specimens obtained from each lymphnode were fixed in formaldehyde and glutaraldehyde for routinehistologic analysis, in situ hybridization, and electron microscopy.The remaining specimens were minced with a scalpel, and cellswere teased out. A small aliquot was fixed in glutaraldehydefor electron microscopy, and cell pellets were immediately preparedfor study by the polymerase chain reaction (PCR) and storedat -80°C.
Quantitation of Proviral HIV-1 DNA
Proviral HIV type 1 (HIV-1) DNA was quantitated by a semiquantitativePCR assay with a primer pair specific for the gag (SK145/101)gene segment.16,17 The results were expressed as the numberof copies of DNA per million cells.
Quantitation of HIV-1 Genomic RNA
Whole blood was centrifuged at 200 xg for 10 minutes. The plasmafraction was then centrifuged twice at 1000xg for 10 minutesto ensure the removal of residual cellular or platelet debris.RNA was extracted from both plasma and mononuclear cells bythe guanidium thiocyanate method. In the case of plasma, RNAwas extracted either from the plasma virion pellet after ultracentrifugation(at 30,000 rpm) of 1 ml of plasma diluted in 9 ml of RPMI-1640or from 20 µl of undiluted plasma. In the case of mononuclearcells, RNA was extracted from a sample containing 1 millioncells. Reverse transcription, amplification, and quantitationof HIV-1 genomic RNA were performed as described elsewhere.18,19
In Situ Hybridization and Immunohistochemical Analysis
In situ hybridization was performed with a mixture of RNA probessynthesized by five DNA templates that represent 90 percentof the HIV-1 genome.20 In experiments using double-labeling(immunohistochemical analysis plus in situ hybridization), slideswere first stained with anti-CD21 antibody (Dako, Carpinteria,Calif.), which stains follicular dendritic cells in formaldehyde-fixed,paraffin-embedded tissues.
Morphometric Analysis of Lymph Nodes
For the morphometric analysis of lymph nodes (Molecular HistologyLaboratories, Gaithersburg, Md.), a video-planimetry computerprogram based on National Institutes of Health (NIH) image 1.48was developed and was run on a Macintosh IIci, and a videoscopecamera (International CCD 200E, Reston, Va.) was used to capturethe image. To determine the area of the germinal center, sequentialcentral sections of the lymph-node specimens were stained withGiemsa and imaged, and the mean of the three measurements wascalculated.
Statistical Analysis
Statistical analyses of all virologic and morphometric measuresin the two study groups were performed with the Wilcoxon rank-sumtest.
Results
Lymph-Node Architecture
Lymph-node biopsies were performed in 14 of the 15 subjectswith long-term nonprogressive HIV infection who had palpablenodes. Three general histopathological patterns were observed(Figure 2A, Figure 2B, Figure 2C, Figure 2D, Figure 2E, andFigure 2F). The first, seen in four lymph nodes, was characterizedby many small, well-demarcated, round-to-oval cortical germinalcenters with intact mantle zones and no evidence of folliclelysis (Figure 2A). The second pattern, seen in five lymph nodes,involved germinal centers that were mostly regular and of mediumsize but were occasionally large and irregular with evidenceof follicle lysis, together with diffuse, nonorganized lymphoidtissue (Figure 2B). The third pattern, seen in the remainingfive nodes, was characterized by nonorganized lymphoid tissuewith features of either of the other two patterns (Figure 2C).In contrast, lymph nodes from the 18 control subjects with progressiveHIV disease had histologic features typically observed in HIV-associatedlymphadenopathy, such as large, irregular, fusing germinal centers;follicle lysis; loss of mantle zones; hypervascularity; plasma-cellhyperplasia; focal fibrosis; and lymphocyte depletion.
Figure 2. Histopathological Patterns in Lymph Nodes of Subjects with Long-Term Nonprogressive HIV Infection.
In Panel A, a section of lymph-node tissue with numerous small, well-demarcated germinal centers is shown (Subject 1). In Panel B, larger germinal centers are visible in half the tissue section, whereas the other half contains diffuse lymphoid tissue (Subject 4). In Panel C, most of the tissue section is occupied by diffuse lymphoid tissue with poor germinal-center formation or none (Subject 8). In Panel D, follicular hyperplasia and germinal centers of moderate size are seen in a 1984 lymph-node specimen from Subject 3. In Panel E, a similar histopathological pattern is seen in a 1993 specimen from the same subject. In Panel F, a morphometric analysis is shown of the mean (+SD) percentage of lymph-node area occupied by germinal centers in a study of 29 nodes from HIV-infected subjects with progressive disease and 13 nodes from subjects with long-term nonprogressive HIV infection.
For Subject 3 with nonprogressive HIV infection, lymph nodeswere available from both 1984 and 1993; they were essentiallyidentical, showing the second pattern (follicular hyperplasiawith mostly small but in rare cases large germinal centers)(Figure 2D and Figure 2E). Morphometric analysis of the germinalcenters of lymph nodes from the subjects with long-term nonprogressiveinfection showed that the mean (±SD) area they occupiedwas significantly less than that occupied by such centers inlymph nodes of the controls with progressive HIV disease (15.2±6.2percent vs. 27.4±14.3 percent) (P<0.001) (Figure 2F).
Viral Burden and Replication
The viral burden in mononuclear cells (the number of cells containingHIV-1 provirus DNA) was determined by semiquantitative PCR.The viral burden in the subjects with long-term nonprogressiveHIV infection was significantly (at least five times) less thanthat in the controls in both peripheral blood and lymph nodes(Figure 3A). The mean number of HIV-1 DNA copies per millioncells was 638±876 in the peripheral-blood mononuclearcells of the subjects with long-term nonprogressive infection,as compared with 4937±10,412 in the controls (P = 0.015),and it was 2194±1795 in the lymph-node mononuclear cellsof the former as compared with 11,394±11,791 in thoseof the latter (P = 0.004).
Figure 3. Viral Burden and Viral Replication in Mononuclear Cells from Peripheral Blood and Lymph Nodes of Subjects with Long-Term Nonprogressive HIV Infection and Those with Progressive HIV Disease.
In the upper panel, viral burden in 14 subjects with long-term nonprogressive infection is compared with that in 15 controls with progressive disease. In the lower panel, viral replication in 14 subjects with long-term nonprogressive infection is compared with that in 10 controls with progressive disease.
Similarly, levels of viral replication in the subjects withlong-term nonprogressive HIV infection were 4 to 10 times lowerthan in the controls (Figure 3B). The mean number of HIV-1 RNAcopies per million cells was 1072±1009 in peripheral-bloodmononuclear cells of the subjects with long-term nonprogressiveinfection, as compared with 10,450±8890 in the controls(P = 0.003), and it was 743,270±857,967 in lymph-nodemononuclear cells of the former as compared with 2,590,080±2,093,850in the latter (P = 0.016).
Plasma Viremia
Plasma levels of HIV-1 RNA in the subjects with long-term nonprogressiveHIV infection were substantially (up to 20 times) lower thanthose in the controls with progressive HIV disease (Figure 4).The mean number of copies of HIV-1 RNA per milliliter of plasmawas 70,818±67,931 in the subjects with long-term nonprogressiveinfection, as compared with 1,586,967±2,200,198 in thecontrols (P = 0.003). A retrospective analysis of five subjectswith nonprogressive infection from the Multicenter AIDS CohortStudy, involving specimens collected over a period of five years(from 1988 to 1993), demonstrated that plasma viremia and CD4+T-cell counts remained relatively stable (Figure 4). Only inSubject 2 did plasma viremia increase greatly (10-fold between1988 and 1993) (Figure 4); the subject's CD4+ T-cell count droppedslightly, to 817 cells per cubic millimeter, but remained essentiallyunchanged after one year (798 cells per cubic millimeter in1994).
The upper panel shows levels of plasma viremia in 15 subjects with long-term nonprogressive HIV infection and 10 controls with progressive disease. There were 270 copies of HIV RNA per milliliter of plasma in Subject 8, fewer than 500 copies in Subject 12, and 2380 copies in Subject 13. The lower panels show a retrospective analysis of plasma viremia and CD4+ T-cell counts in five subjects with long-term nonprogressive infection.
In Situ Hybridization and Electron Microscopy
Variable levels of virus "trapping" were observed in the follicular-dendritic-cellnetworks of the germinal centers by in situ hybridization. Viruswas detected in 9 of 14 lymph nodes, and its presence was strictlydependent on the presence of germinal centers. In fact, virtuallyno virus was detected in the five lymph nodes in which few germinalcenters, or none, had formed (Subjects 8, 9, 11, 14, and 15).Typical examples of the patterns of virus trapping in the lymphnodes are shown in Figure 5A and Figure 5B. The absence of trappedvirus did not result from the lack of follicular dendritic cells,since such cells were still detected in lymph nodes that hadpoor or nonexistent formation of germinal centers, as indicatedby immunohistochemical analysis (Figure 5C). Electron-microscopicalanalysis showed that follicular dendritic cells in the lymphnodes of subjects with long-term nonprogressive HIV infectionwere generally healthy. In addition, virus particles were rarelydetected (in only 3 of 12 cases) by electron microscopy in eithertissue or cell suspensions, and cells expressing virus wererarely observed (Figure 5D) by in situ hybridization.
Figure 5. Distribution of Virus in Lymph Nodes of Subjects with Long-Term Nonprogressive Infection.
Panel A shows a dark-field image of in situ hybridization of a lymph-node section from Subject 5 after protease digestion. The location of HIV RNA is indicated by the silver grains, which appear as white dots. There is an intense, granular, diffuse signal, restricted predominantly to the area of the germinal centers. Panel B shows a dark-field image of a lymph-node section from Subject 11 after protease digestion. No diffuse hybridization signal is detected. Panel C shows immunohistochemical staining (new fuchsin red) of the network of follicular dendritic cells from Subject 11 after staining with anti-CD21 antibody. Panel D shows a bright-field image of a lymph-node section from Subject 11 after protease digestion and subsequent immunohistochemical analysis (with OPD-4 antibody, which stains a subgroup of CD45RO+ lymphocytes) plus in situ hybridization. The location of HIV RNA is indicated by the silver grains, which appear as black dots. An isolated cell expresses HIV RNA (arrow).
Isolation of Virus
HIV could not be isolated from the plasma of subjects with long-termnonprogressive HIV infection, but it could be isolated fromlymph-node mononuclear cells (in seven patients) after coculturewith phytohemagglutinin-activated mononuclear cells from anHIV-negative donor (data not shown). In contrast, in the controlsubjects with progressive disease, HIV could be cultured readily,either from plasma or directly from phytohemagglutinin-stimulatedlymph-node mononuclear cells. Levels of viral replication werehigher after coculture with phytohemagglutinin-activated mononuclearcells from an HIV-negative donor (data not shown).
Neutralizing Antibodies
Neutralizing antibodies were detected21 with two geneticallydiverse strains of HIV-1 (HIV-1IIIb and HIV-1mn). Titers ofneutralizing antibodies were significantly higher against bothHIV-1IIIb (552±324 in the subjects with long-term nonprogressiveinfection vs. 345±297 in the controls with progressivedisease; P = 0.037) and HIV-1mn (1458±925 vs. 680±408,respectively; P = 0.02).
HIV-Specific Cytotoxicity
HIV-specific cytotoxic activity was assayed in 7 of 15 subjectswith long-term nonprogressive HIV infection with freshly isolatedor anti-CD3stimulated unfractionated peripheral-bloodmononuclear cells and sorted CD8+ T lymphocytes used as effectorcells.22 HIV-specific cytotoxicity against HIV env was consistentlydetected in all seven subjects, whereas HIV-specific cytotoxicityagainst gag was detected in three of six subjects studied (datanot shown).
Discussion
We studied histopathological, virologic, and immunologic measuresin 15 HIV-infected subjects in whom there has been no clinicalor immunologic progression of HIV disease. The study was designedto examine the lymph nodes of these subjects, since our previousstudies1,17 of subjects with progressive disease had demonstratedactive viral replication in lymphoid tissue and histopathologicalabnormalities even during the clinically latent stage of HIVdisease. Although the histopathological analysis was generallylimited to a single lymph node, recent studies have demonstratedgood concordance of the histopathological findings in lymphnodes from multiple sites in the same HIV-infected person.23The histopathological patterns in the subjects with long-termnonprogressive HIV infection were heterogeneous, and the degreeof lymph-node activation (germinal-center formation) was significantlyless than in control subjects with progressive disease. Onecannot exclude the possibility that some degree of germinal-centeractivation occurred early in the course of infection and thatbecause of a lower viral load the lymphoid tissue returned toa nonreactive state. However, the critical difference betweenthe lymph nodes of subjects with nonprogressive infection andthose of subjects with progressive disease is that the lymphnodes of the former do not show involution and lymphocyte depletion,typical features of lymph nodes in the latter after HIV infectionhas lasted 8 to 10 years.24
Viral replication persisted in subjects with long-term nonprogressiveHIV infection, but plasma viremia, as well as viral burden andviral replication in mononuclear cells in peripheral blood andlymph nodes, was significantly (4 to 20 times) lower than incontrol subjects with progressive disease.
The degree of virus trapping in the follicular-dendritic-cellnetwork in the lymph nodes of subjects with long-term nonprogressiveHIV infection paralleled the extent of germinal-center formation.17,20,24,25,26,27,28,29,30,31Apparently, this was not the result of lymph-node involutionand concomitant loss of the ability to trap virus, which ischaracteristic of the lymph nodes of persons with progressivedisease17; rather, it is more likely to reflect the relativelynonreactive state of the lymphoid tissue. This lower degreeof virus trapping may contribute both to the lower viral loadand to the lower rate of tissue activation observed in subjectswith long-term nonprogressive infection.
Virus was cultured consistently from the lymph-node mononuclearcells of these subjects, indicating that HIV is infectious andcompetent to replicate in such persons. The lower efficiencywith which virus was isolated from the subjects with long-termnonprogressive HIV infection as compared with the controls withprogressive disease may be consistent with the lower viral loadin the former. However, one cannot exclude the possibility thatgenetic defects in the virus in the subjects with long-termnonprogressive HIV infection may account for the low efficiencyof virus isolation. In this regard, the V3 region of particle-associatedRNA amplified from plasma was directly sequenced in four suchsubjects. We found no peculiar patterns or major rearrangementswith respect to known V3 sequences; the sequences studied hadmacrophage-tropic genotypes32,33,34 such as are generally observedin HIV-infected persons during the clinically latent periodof infection.34,35 The presence of high titers of neutralizingantibodies, together with the consistent detection of HIV-specificcytotoxicity, indicates that both humoral and cell-mediatedimmune responses are preserved in subjects with long-term nonprogressiveinfection and strongly suggests that these persons are constantlyexposed to HIV antigens.
In conclusion, subjects with long-term nonprogressive HIV infectionhave preserved lymphoid tissue with reduced formation of germinalcenters and reduced HIV trapping, despite a low but persistentlevel of viral replication. This finding suggests that persistent,low-level viral replication is not necessarily associated withthe progression of disease if it is efficiently controlled overtime. It remains unclear what are the relative contributionsof host factors, such as the immune system, and virologic factors,such as a defective virus, in determining the lack of progressionof HIV disease in these subjects. Understanding the importanceof these factors may prove to be critical to the developmentand testing of vaccines and therapeutic strategies.
Supported in part by grants (U01-AI-35042, U01-AI-35043, U01-AI-35039,U01-AI-35040, U01-AI-35041) from the Public Health Service andby a grant (5-M01-RR-00722) from the National Institute of Allergyand Infectious Diseases.
We are indebted to the HIV-infected persons who participatedin this study; to all the investigators associated with theMulticenter AIDS Cohort Study, particularly Drs. Roger Detels,John Phair, and Charles Rinaldo, and their staffs, who cooperatedin recruiting the study subjects; to Drs. William Biddison andLouis DePalma for helpful discussions; and to Mary Rust forexpert editorial assistance.
Source Information
From the Laboratory of Immunoregulation (G.P., S.M., M.V., C.G., O.J.C., J.F.D., A.S.F.) and the Division of AIDS (L.K.S.), National Institute of Allergy and Infectious Diseases, National Institutes of Health, Bethesda, Md.; the Department of Medicine, Cellular Immunology, and Cytometry, UCLA School of Medicine, Los Angeles (J.V.G.); the Department of Surgery, Center for AIDS Research, Duke University Medical Center, Durham, N.C. (D.M.); the Department of Pathology, George Washington University, Washington, D.C. (J.M.O.); Molecular Histology, Inc., Gaithersburg, Md. (C.F.); the Department of Environmental Health Sciences, Department of Immunology and Infectious Diseases, Johns Hopkins School of Hygiene and Public Health, Baltimore (J.B.M.); the Research Branch, AIDS Office, Department of Public Health, San Francisco (S.B.); and the Institute of Microbiology, University of Ancona Medical School, Ancona, Italy (S.M.).
Address reprint requests to Dr. Pantaleo at the Laboratory of Immunoregulation, Bldg. 10, Rm. 11B13, 10 Center Dr., MSC 1876, Bethesda, MD 20892-1876.
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