Infection with a Babesia-Like Organism in Northern California
David H. Persing, M.D., Ph.D., Barbara L. Herwaldt, M.D., M.P.H., Carol Glaser, D.V.M., M.D., Robert S. Lane, Ph.D., John W. Thomford, Ph.D., Dane Mathiesen, B.A., Peter J. Krause, M.D., Douglas F. Phillip, M.D., and Patricia A. Conrad, D.V.M., Ph.D.
Background Human babesiosis is a tick-transmitted zoonosis associatedwith two protozoa of the family Piroplasmorida: Babesia microti(in the United States) and B. divergens (in Europe). Recently,infection with an unusual babesia-like piroplasm (designatedWA1) was described in a patient from Washington State. We studiedfour patients in California who were identified as being infectedwith a similar protozoal parasite. All four patients had undergonesplenectomy, two because of trauma and two for other medicalreasons. Two of the patients had complicated courses, and onedied.
Methods Piroplasm-specific nuclear small-subunit ribosomal DNAwas recovered from the blood of the four patients by amplificationwith the polymerase chain reaction. The genetic sequences werecompared with those of other known piroplasm species. Indirectimmunofluorescent-antibody testing of serum from the four patientsand from other potentially exposed persons was performed withWA1 and babesia antigens.
Results Genetic sequence analysis showed that the organismsfrom all four patients were nearly identical. Phylogenic analysisshowed that this strain is more closely related to a known caninepathogen (B. gibsoni) and to theileria species than to somemembers of the genus babesia. Serum from three of the patientswas reactive to WA1 but not to B. microti antigen. Serologictesting showed WA1-antibody seroprevalence rates of 16 percent(8 of 51 persons at risk) and 3.5 percent (4 of 115) in twogeographically distinct areas of northern California.
Conclusions A newly identified babesia-like organism causesinfections in humans in the western United States. The clinicalspectrum associated with infection with this protozoan rangesfrom asymptomatic infection or influenza-like illness to fulminant,fatal disease.
The genus babesia comprises approximately 100 species of tick-transmittedprotozoa (family Piroplasmorida) that infect a wide varietyof wild and domestic animals.1,2 Babesial parasites, togetherwith members of the genus theileria, are referred to as piroplasmsbecause of their pear-shaped intraerythrocytic stages.2 Onlytwo species, Babesia microti (in the United States) and B. divergens(in Europe), have been definitively identified as human pathogens.In 1991, a zoonotic babesia-like piroplasm (designated WA1)that is genetically and antigenically distinct from B. microtiand B. divergens was identified in Washington State.3,4 Phylogenicanalysis revealed that WA1 is closely related to the caninepathogen B. gibsoni and is secondarily related to theileriaspecies.4 Theileria species cause severe febrile illness andpharmacologically reversible lymphoproliferation in Africanand Eurasian cattle.4,5,6,7
Little is known about the prevalence of zoonotic infectionscaused by WA1 or related piroplasms. Before 1991, only two casesof babesiosis acquired in the western United States had beenreported, both of which occurred in California in patients whohad undergone splenectomy; the identity of the piroplasm specieswas not determined in either case.8,9 From 1991 to 1993, fouradditional patients with piroplasmosis were identified in California,all of whom had an influenza-like illness.10,11,12,13 In thisreport, we describe the initial genetic characterization ofthe protozoal parasites observed in these patients. We alsoreport the findings of preliminary seroprevalence studies conductedin two geographically distinct areas of northern California.
Case Reports
Four patients, all men, who became ill in California were studied(Patients 1, 2, 3, and 4). In addition, blood samples obtainedfrom one patient from Minnesota with a confirmed infection withB. microti (Patient 5) were studied (Table 1).
Table 1. Clinical Features of Four Men with Piroplasmosis.
All four California patients had undergone splenectomy, twobecause of trauma, one (Patient 1) for idiopathic thrombocytopenicpurpura, and one (Patient 4) because of Hodgkin's disease. Nonehad recently received a blood transfusion. The patients presentedinitially with influenza-like symptoms characteristic of earlyinfection with B. microti (Table 1),1 and all were given pharmacologicand supportive therapy appropriate for acute babesiosis. Theclinical details of their cases were reported recently.10,11,12,13Patient 1 was a 24-year-old soldier who had participated inextensive field-training exercises at Fort Ord (Monterey County)and Fort Hunter Liggett (approximately 64.6 km [40 miles] tothe southeast), before he became symptomatic. Patient 2 wasa 31-year-old Air Force flight engineer who participated infield-training exercises in San Bernardino County 11 days beforehe became ill. He had also taken two camping trips in the SierraNevada mountains (Fresno County) in the month before the onsetof disease. Patient 3 was a 36-year-old man who had been temporarilyliving and working near Lytton Springs (Sonoma County). Hissymptoms began about 19 days after a tick bite and increasedover the ensuing 10-day period before hospitalization. Despitetreatment, he had a cardiopulmonary arrest and died one dayafter hospitalization. Patient 4 was a 41-year-old man fromKern County who was evaluated for a several-day history of influenza-likesymptoms. Relevant exposure history included a four-day campingand hunting trip in the Sierra Nevada mountains (Mono County)that ended eight days before he became ill. The patient recoveredafter a complicated course that included disseminated intravascularcoagulation, pulmonary edema, and renal insufficiency. Figure 1shows a blood smear prepared the day Patient 4 was hospitalized.
Figure 1. Photomicrograph of a Peripheral-Blood Smear from Patient 4.
Intraerythrocytic tetrad ("Maltese cross") forms composed of four pear-shaped intraerythrocytic merozoites are shown and were present in most microscopical fields. Also present were single-ring forms of intraerythrocytic merozoites. (x700.)
Patient 5 was a 62-year-old truck driver from Minnesota whohad a six-week history of weight loss, fever, and chills. Infectionwith B. microti was diagnosed on the basis of serologic andpolymerase-chain-reaction (PCR) analyses (Pruthi RK, WiltsieJC, Persing DH: unpublished data).
Methods
Specimen Collection
Serum specimens were available from all patients for indirectimmunofluorescent-antibody testing (Table 2). Analyses withthe PCR were performed on whole-blood specimens collected inEDTA or citrate anticoagulant. Whole-blood specimens were obtainedfrom patients 2, 3, and 4 before therapy (Patients 3 and 4)or during therapy (Patient 2) and were cryopreserved in 10 percentdimethylsulfoxide within three days of collection. The whole-bloodspecimen from Patient 1 was collected at the end of therapyand then stored at 4°C for approximately five months beforeanalysis.
Table 2. Indirect Immunofluorescent-Antibody (IFA) Testing of Serum from Patients with Piroplasmosis, 1991 through 1993.
Seroprevalence Studies
Serum specimens were obtained from potentially exposed personsin California for immunofluorescent-antibody testing with WA1,B. microti, and B. gibsoni antigens. Specimens were obtainedin March 1992 from 51 healthy men (age range, 18 to 31 years)stationed at Fort Ord, most of whom were involved in outdoorfield-training exercises at Fort Ord and Fort Hunter Liggett.Follow-up serum samples were requested 10 months later frommen with elevated WA1-antibody titers (>1:160). Specimenswere also obtained from 115 current or former residents of aprivate ranch near Ukiah (Mendocino County), an area in northernCalifornia in which Lyme disease is endemic, who had enrolledin 1988 in a prospective study of the incidence of Lyme disease.14The specimens were stored at -20°C before serologic testingwas performed.
Serologic Testing
Indirect immunofluorescent-antibody testing was performed asdescribed previously.4,15 Positive and negative controls wereincluded with each run. All clinical specimens from the patientswere read blindly in separate tests by two investigators fromone laboratory. In addition, all reactive specimens (titer >1:160)were tested for rheumatoid factor, antinuclear antibody, andantibody to Toxoplasma gondii and Borrelia burgdorferi.
For the seroprevalence study of the Ukiah group, a differentlaboratory tested all 115 specimens for antibody to WA1 by usingindirect immunofluorescent-antibody slides sent from the firstlaboratory. The specimens were tested for antibody to B. microtiwith commercially prepared B. microti antigen. B. microti substrateslides (MRL Diagnostics, Cypress, Calif.) were prepared withB. microtiinfected hamster erythrocytes, fixed in acetone,and stored at -20°C before use in the immunofluorescent-antibodyprocedure. A group of 20 specimens (including the 4 seroreactivespecimens) was tested blindly in the first laboratory accordingto the procedure outlined above, with 100 percent concordancein results between the laboratories.
Genetic Analysis of Piroplasm-Specific Ribosomal DNA
The piroplasm-specific nuclear small-subunit ribosomal DNA (nssrDNA) was recovered from whole-blood specimens by broad-rangePCR amplification and analyzed by direct sequencing of the amplificationproduct according to a procedure described previously for B.microti and the WA1 piroplasm.4,16,17 DNA sequence analysiswas performed with broad-range and piroplasm-specific sequencingprimers in a DNA-cycle sequencing protocol (GIBCO-BRL, Gaithersburg,Md.) performed on both strands. Sequence construction, alignment,and phylogenic analyses were performed as described previously.4Two methods were used for phylogenic analysis: neighbor-joiningbootstrap analysis was done with the IBM PC program NJBOOT,and parsimony analysis was done with the PAUP3.0q program ona Macintosh computer as described previously.4
Results
Molecular Characterization of the Piroplasm
Attempts to recover the piroplasm by hamster inoculation andby in vitro cultivation of blood specimens from Patients 2,3, and 4 were unsuccessful (data not shown). We then soughtto recover piroplasm-specific nss rDNA sequences by broad-rangePCR. A potential complication of this approach to the detectionof eukaryotic pathogens is the coamplification of host rDNAsequences.16 After amplification a piroplasm-specific nss rDNAproduct (591 base pairs[bp]) was observed for all four Californiapatients (Patients 1, 2, 3, and 4) and a patient infected withWA1 (Figure 2A).3,4 In Patients 1 and 2 (Figure 2A, lanes 5and 6) and in the uninfected control, a 651-bp human nss rDNAproduct was also observed. However, differences in size andsequence composition between the piroplasm PCR product and thehuman genomic product allowed us to recover and sequence a 1272-bpportion of the piroplasm-specific gene from the blood of Patient1 and a 591-bp fragment from the blood of Patients 2, 3, and4.
Figure 2. Amplification of nss rDNA Fragments from Whole Blood Collected from Five Patients with Piroplasmosis (Panel A) and Neighbor-Joining Analysis (Panel B).
In Panel A the amplification product from the human nss rRNA gene migrates at 651 bp, whereas the piroplasm-specific product migrates at 591 bp. Lane 7 shows nss rDNA fragments from whole blood from a healthy control without parasitemia. WA1 denotes a patient infected with WA1 piroplasm. In Panel B, neighbor-joining analysis4 was performed on 408 alignable nucleotides with 63 phylogenically informative positions. The percentage of neighbor-joining bootstrap replications greater than 50 percent is shown above each node (branching point); the higher the percentage, the greater the likelihood that the species joined at the right are related. Branch length is not drawn to scale. Analysis of the larger fragment (1272 bp) recovered from Patient 1 gave similar results for a subgroup of the organisms for which additional sequence data were available (data not shown). Although the specific branching order shown is only moderately supported by neighbor-joining bootstrap analysis at some nodes, the level of confidence in the branching order at other nodes is very high. In particular, the cosegregation of B. divergens and the domestic canine pathogen B. canis from other piroplasm species included in the analysis was supported in 94 percent of bootstrap replications. The piroplasm-specific DNA sequences recovered from Patients 1 and 3 are grouped together because they were completely homologous; the same was true for piroplasm-specific DNA sequences recovered from Patients 2 and 4.
Sequence analysis (not shown) revealed that the organisms inthe blood of all four California patients were nearly identical(99.8 percent homology). The organisms from two patients (Patients1 and 3) had identical sequences within a 591-bp region thatis highly polymorphic among piroplasm species analyzed to date;this sequence differed by only one nucleotide from the homologoussegment recovered from the other two California patients. Phylogenicanalysis was performed on nss rDNA segments recovered from theblood of the four patients; included in the analysis were relatedsequences from the three known human pathogens (B. microti,B. divergens, and WA1) and six animal pathogens (Theileria parva,T. annulata, B. gibsoni, B. rodhaini, B. canis, and B. equi)for which sequences were recently determined by us or identifiedin the Genbank sequence data base.4,18 A distantly related apicomplexan,Tox. gondii, was used to root the genetic-distance tree (Figure 2B).On the basis of this analysis, the California piroplasmsare most closely related to WA1 and to the canine pathogen B.gibsoni. The latter group falls into a phylogenic cluster thatincludes B. equi and theileria species, whereas the other knownhuman pathogens, B. microti (from the United States) and B.divergens (from Europe), segregate into successively more remoteclusters (Figure 2B). This confirms our earlier observationsand those of others of substantial genetic diversity among thezoonotic piroplasms.4,18 Moreover, the data provide evidenceof a phylogenic link between the zoonotic piroplasms found inthe western United States and lymphotropic piroplasms of thegenus theileria, even to the exclusion of some members of thegenus babesia itself (especially B. divergens and B. canis).4
Serodiagnosis of Piroplasm Infection
Consistent with the phylogenic relatedness of WA1 to the piroplasmsisolated from Patients 1, 2, 3, and 4, we found that WA1 antigencould be used in an immunofluorescent-antibody assay to assessthe serologic responses of these patients. Titers of antibodyto WA1 antigen were markedly elevated (1:5120) in three of thefour patients within one month after they became ill and thendeclined appreciably in the following months to 1:640 and 1:320in the two patients who were monitored (Patients 1 and 2, respectively)(Table 2). Because Patient 3 died soon after hospitalization,only serum samples from the acute phase of the illness couldbe tested, and they were nonreactive to WA1. Serum samples fromthe three patients seroreactive to WA1 were also reactive toB. gibsoni, albeit at fourfold lower titers (data not shown).Consistent with the phylogenic and antigenic dissimilarity ofWA1 and B. microti,3,4 none of the serum samples from the Californiapatients showed cross-reactivity to B. microti. Serum samplesfrom Patient 5, the Minnesota man who was infected with B. microti(confirmed by PCR and DNA sequencing; data not shown), had atiter of 1:2560 against B. microti but limited cross-reactivity(1:160) to WA1 antigen (Table 2).
Seroprevalence Studies
In a preliminary assessment of the prevalence of infection withWA1 or related organisms, we tested serum specimens from 51soldiers at Fort Ord. Eight of 51 enlisted men (16 percent)had elevated titers (defined as a titer >1:160) (Table 3).Two of the eight men had WA1 titers of 1:320, the same titermeasured in Patient 2 six months after the onset of illness.None of the eight had detectable antibody to B. microti, andnone had traveled to an area in which B. microti was endemic.However, all of them had had extensive military-related travelwithin and outside the United States before being assigned toFort Ord. Four of the eight subjects were retested 10 monthsafter the initial specimen was collected, and three had persistentlyelevated titers (Table 3). None of these three recalled a recenttick bite.
Table 3. Indirect Immunofluorescent-Antibody Testing for Reactivity to B. microti (GI/Bm strain), WA1, and Other Antigens in Healthy Persons from Fort Ord and Ukiah, California, and in Persons Infected with B. microti.
Another set of serum specimens was obtained from 115 currentor former residents of a private ranch near Ukiah who participatedin a 1988 study of the prevalence of Lyme disease14 (Table 3).Four (3.5 percent) had titers of antibody to WA1 antigen ofat least 1:160. Follow-up serum samples were obtained in 1992from two subjects who had elevated titers in 1988. The 1988and 1992 specimens were tested in parallel, and both subjectshad persistently elevated titers of antibody to WA1 antigen.Again, in all four subjects the seroreactivity was apparentlyspecific for WA1; antibody to B. microti was not detectablein specimens from these four subjects or from any of the remainingsubjects (Table 3). All of the WA1-seroreactive specimens weretested for rheumatoid factor, antinuclear antibody, and antibodyto Tox. gondii, which might be associated with serologic falsepositivity or cross-reactivity.19,20,21 The results of theseadditional studies were largely uninformative (Table 3). Serumfrom one WA1-seroreactive Ukiah resident was positive for antibodyto Bor. burgdorferi, which was confirmed by Western blot analysis(Table 3). As a further demonstration of immunofluorescent-antibodyspecificity, a panel of 36 serum samples from patients knownto be infected with B. microti showed no cross-reactivity toWA1 (Table 3); some of these patients had titers of at least1:1024 in response to the homologous antigen. As was observedin the index patients, all of the specimens that were seroreactiveto WA1 had limited cross-reactivity to B. gibsoni (data notshown).
Discussion
Babesiosis is an emerging vector-borne disease that is endemicin some areas of the northeastern and upper midwestern UnitedStates but has been infrequently reported in the western UnitedStates. Recently, a novel zoonotic piroplasm (WA1) was isolatedfrom an apparently immunocompetent, normosplenic 41-year-oldman from south-central Washington.3 Unlike B. microti, the etiologicagent of human babesiosis in the northeastern and Great Lakesregions of the United States, the WA1 piroplasm grew continuouslyin stationary erythrocyte cultures and had several unique biologicand genetic characteristics.4 In this study, analysis of piroplasm-specificDNA recovered from four patients in California showed that thecausative agents are related to WA1 and are distinct from theother known zoonotic piroplasms. The agents from the westernUnited States are related to but distinct from the canine pathogenB. gibsoni21,22,23 and are secondarily related to theileriaspecies, which cause lymphoproliferative disorders in Africanand Eurasian cattle.5,6,7 Taken together, the molecular andimmunologic data suggest that WA1 and related organisms representa newly recognized species or a group of related species thatare distinct from the other piroplasms known to infect humans.
The antigenic cross-reactivity of WA1 with genetically relatedorganisms allowed us to perform seroprevalence studies of zoonoticpiroplasmosis among potentially exposed persons, similar tothose done for B. microti.24,25,26 Various seroprevalence rateswere observed: 3.5 percent among persons living in an area ofnorthern California in which Lyme disease is endemic and 16percent among soldiers stationed at Fort Ord. Three of the subjectstested had titers of 1:320, the same level recorded in Patient2 six months after his illness. The cutoff titer we used todefine a reactive result (1:160) was based on our previous experiencewith a similar test for B. microti4,15 and on serial testingof specimens from two patients (Patients 1 and 2) for whom follow-upserum samples were available. However, the serologic resultsmust be interpreted with caution because of uncertainty aboutthe specificity of the methods used.
Although the selective reactivity of serum samples from 12 subjectsto WA1 (and its relative B. gibsoni) but not to B. microti arguesagainst a purely nonspecific mechanism, the ultimate determinationof the cutoff titer to be used as an indicator of past exposuremust await additional prospective studies. Even if the immunofluorescent-antibodytest is highly specific, we cannot determine when or where seroconversionoccurred. Although none of the seroreactive subjects had traveledto an area in which B. microti was endemic, the subjects fromFort Ord had had extensive military-related travel within andoutside the United States. The persistently elevated antibodytiters in some of these subjects might be due to chronic subclinicalor self-limited infection, reexposure to the pathogen, or other,nonspecific factors.24,25,26
Although an exoerythrocytic stage6,7,27 has not yet been foundfor the organisms described here, such a stage, as shown forB. equi and suggested for B. microti,27 might serve as a reservoirof persistent infection that is relatively protected from immunesurveillance. A chronic carrier state has been described inanimals infected with many species of babesia and theileria,the detection of which may be facilitated by the use of sensitivemolecular diagnostic tests.16,17,28,29 Recently, persistenceof piroplasm-specific DNA has been observed in blood samplesfrom patients in the northeastern United States with previouslyunrecognized B. microti infection.30 The latter findings mayconstitute the first direct evidence in support of previousseroprevalence studies indicating that chronic subclinical infectionalso exists in humans.
An arthropod vector for the organism described here has notyet been identified. All piroplasms studied to date are tick-transmitted;Ixodes pacificus, which serves as the predominant vector ofthe Lyme disease spirochete (Bor. burgdorferi) in the westernUnited States,31,32 can transmit B. microti to animals.33 However,the relatively low seroprevalence rate (3.5 percent) in theUkiah residents, of whom nearly 25 percent were seropositivefor Bor. burgdorferi,14 might be consistent with an independentmode of transmission. One of the four patients described here(Patient 3) recalled being bitten by a tick about 19 days beforehe became symptomatic; at the time of year that he was bitten,nymphal stages of both I. pacificus and Dermacentor occidentalisare common in the area (Lytton Springs, Sonoma County) (CloverJ: personal communication). A fuller understanding of the riskof human piroplasmosis in the western United States and otherareas will depend on the identification of the animal reservoirsof infection and further characterization of the transmissioncycle of the etiologic agents.
Supported by grants (AI32403, AR41497, and AI30548) from thePublic Health Service (to Dr. Persing) and by a grant (AI34427)from the National Institutes of Health (to Dr. Conrad).
We are indebted to the clinicians in California whose observationsand continued interest facilitated further characterizationof these cases: Drs. Kai Gelphman, M. Alsamman, S. Tasker, R.Wayne Larson, Michael Medvin, and James A. Newton, Jr.; to Dr.Jon Rosenberg of the California State Health Department forhis assistance in compiling clinical information regarding thecases; to Mr. Doug Hauschild for assistance in the preparationof the manuscript; to Ms. Jenifer Magera and Ms. Mary Mesirowfor technical assistance; to Dr. Barbara Bowman for assistancewith the phylogenic analysis; and to Drs. Henry Homburger, JerryKatzmann, and Glenn Roberts for additional serologic testing.
Source Information
From the Division of Experimental Pathology and the Molecular Microbiology Laboratory, Division of Clinical Microbiology, Department of Laboratory Medicine and Pathology, Mayo Clinic and Mayo Foundation, Rochester, Minn. (D.H.P., D.M.); the Division of Parasitic Diseases, National Center for Infectious Diseases, Centers for Disease Control and Prevention, Atlanta (B.L.H.); the Division of Pediatric Infectious Diseases and the Center for AIDS Prevention Studies, University of California, San Francisco (C.G.); the Entomology Group, Department of Environmental Science, Policy, and Management, University of California, Berkeley (R.S.L.); the Department of Veterinary Pathology, Microbiology, and Immunology, School of Veterinary Medicine, University of California, Davis (J.W.T., P.A.C.); the Division of Pediatric Infectious Diseases, University of Connecticut, Farmington (P.J.K.); and Preventive Medicine Services, California Medical Detachment, Fort Ord, Calif. (D.F.P.).
Address reprint requests to Dr. Persing at the Division of Clinical Microbiology, Department of Laboratory Medicine and Pathology, Mayo Clinic and Mayo Foundation, Rochester, MN 55905.
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