Reconstitution of Cellular Immunity against Cytomegalovirus in Recipients of Allogeneic Bone Marrow by Transfer of T-Cell Clones from the Donor
Elizabeth A. Walter, M.D., Philip D. Greenberg, M.D., Mark J. Gilbert, M.D., Rosalynde J. Finch, M.Sc., Käthe S. Watanabe, M.Sc., E. Donnall Thomas, M.D., and Stanley R. Riddell, M.D.
Background Cytomegalovirus (CMV) disease in immunocompromisedpatients correlates with a deficiency of CD8+ cytotoxic T lymphocytesspecific for CMV. We evaluated the safety and immunologic effectsof immunotherapy with clones of these lymphocytes in recipientsof allogeneic bone marrow transplants.
Methods Clones of CD8+ cytotoxic T cells specific for CMV proteinswere isolated from the blood of bone marrow donors. Fourteenpatients each received four intravenous infusions of these clonesfrom their donors beginning 30 to 40 days after marrow transplantation.The reconstitution of cellular immunity against CMV was monitoredbefore and during the period of infusions and for up to 12 weeksafter the final infusion. The rearranged genes encoding theT-cell receptor served as markers in evaluating the persistenceof the transferred T cells.
Results No toxic effects related to the infusions were observed.Cytotoxic T cells specific for CMV were reconstituted in allpatients. In vitro measurements showed that cytotoxic activityagainst CMV was significantly increased (P<0.001) after theinfusions in 11 patients who were deficient in such activitybefore therapy. The level of activity achieved after the infusionswas similar to that measured in the donors. Analysis of rearrangedT-cellreceptor genes in T cells obtained from two recipientsindicated that the transferred clones persisted for at least12 weeks. Cytotoxic-T-cell activity declined in patients deficientin CD4+ T-helper cells specific for CMV, suggesting that helper-T-cellfunction is needed for the persistence of transferred CD8+ Tcells. Neither CMV viremia nor CMV disease developed in anyof the 14 patients.
Conclusions The transfer of CMV-specific clones of CD8+ T cellsderived from the bone marrow donor is a safe and effective wayto reconstitute cellular immunity against CMV after allogeneicmarrow transplantation.
Reactivation of latent cytomegalovirus (CMV) infection in immunocompromisedpatients causes considerable morbidity and mortality.1,2,3,4,5,6CMV is excreted in the urine after allogeneic bone marrow transplantationby approximately 70 percent of CMV-seropositive recipients and30 percent of CMV-seronegative recipients whose donors are seropositive.7,8,9,10Without ganciclovir prophylaxis, CMV disease develops in halfthe patients with CMV reactivation.7,11,12 CMV pneumonia, themost common form of CMV disease, has a mortality rate of 30to 60 percent.13,14 Although ganciclovir prophylaxis reducesthe incidence of CMV disease early after transplantation, itis complicated by the occurrence of severe neutropenia in 30percent of patients and by an increased incidence of CMV diseaseof late onset (more than 100 days after transplantation).15,16,17Thus, the development of alternative strategies of prophylaxisis warranted.
Deficiencies in the response of class I HLArestrictedCD8+ cytotoxic T lymphocytes specific for CMV are importantin the pathogenesis of CMV disease in immunocompromised recipientsof allogeneic marrow transplants.17,18,19 These patients receivea conditioning treatment that destroys their T cells, and theydepend on the recovery of virus-specific T-cell immunity byin vivo proliferation of T cells derived from the donor marrow.During the first 100 days after allogeneic marrow transplantation,half the recipients are persistently deficient in CD8+ cytotoxicT lymphocytes specific for CMV. It is in this subgroup of patientsthat CMV disease occurs.19
The transfer of syngeneic (i.e., involving genetically identicaldonors and recipients), polyclonal CD8+ T cells from immunemice to immunosuppressed mice provided protection from a viralchallenge. CD4+ T cells were not protective.20,21 Similarly,in humans polyclonal populations of lymphocytes obtained fromthe peripheral blood of the donor have been used successfullyto treat the EpsteinBarr virus (EBV) lymphoproliferativesyndrome that can develop after allogeneic marrow transplantation.However, the transfer of these unselected lymphocytes also causedgraft-versus-host disease (GVHD).22 Enrichment of the lymphocytesin cytotoxic T cells specific for EBV by in vitro culture beforetransfer appears to reduce the risk of GVHD.23 A more definitivestrategy to reduce the risk of GVHD from allogeneic lymphocyteswould be to use T-cell clones with specificity for the antigensof the pathogen being treated. Clones of cytotoxic T lymphocytesspecific for CMV can be isolated from normal CMV-seropositivesubjects. The predominant specificity of these clones is directedagainst CMV structural proteins, such as the matrix proteinspp65 and pp150, which are presented for recognition by cytotoxicT lymphocytes before new virions are formed in infected cells.24,25
A preliminary study of three patients established the feasibilityof transferring clones of CD8+ cytotoxic T lymphocytes specificfor CMV from the marrow donor to the marrow-transplant recipient.26We report the results of a phase 1 trial in which the safetyand efficacy of adoptive T-cell therapy were examined.
Methods
Patients
Eighteen patients undergoing HLA-identical allogeneic marrowtransplantation from a CMV-seropositive related donor at theFred Hutchinson Cancer Research Center were enrolled in a studyto evaluate adoptive immunotherapy with clones of CD8+ T cellsspecific for CMV, beginning 30 to 40 days after marrow transplantation.The study was approved by the institutional review board, andall patients gave informed consent. Four patients did not receiveT-cell infusions: two died before day 30, and two became ineligiblebecause of grade III organ toxicity. None of the patients receivedprophylactic therapy with ganciclovir or immune globulin. Table 1shows the clinical characteristics of the 14 treated patients.
Table 1. Clinical Characteristics of 14 Recipients of Allogeneic Bone Marrow Transplants Who Underwent Adoptive Immunotherapy.
Generation and Characterization of the Clones
Polyclonal cytotoxic-T-lymphocyte cultures specific for CMVwere established as described elsewhere.24,27 Skin-biopsy specimenswere obtained from each marrow donor to establish a line offibroblasts for use as stimulator and target cells. Peripheral-bloodmononuclear cells (PBMCs) were obtained from the donor and culturedwith autologous fibroblasts infected with the AD169 strain ofCMV. The culture medium for the T cells was RPMI, supplementedwith 25 mmol of Hepes buffer per liter; 11 percent AB-positive,CMV-seronegative serum from normal blood donors; 4 mmol of l-glutamineper liter; 50 U of penicillin per milliliter; 50 µg ofstreptomycin per milliliter; and 2.5x10-5 mol of 2-mercaptoethanolper liter of solution. CD8+ T cells were cloned from the culturesby the limiting-dilution method after 7 to 14 days, dependingon whether CMV-specific cytolytic activity was detected in thecultured cells.24,27
Clones of CD8+ cytotoxic T lymphocytes specific for CMV wereisolated by depleting the culture of CD4+ T cells with the useof flasks coated with anti-CD4+ monoclonal antibody (AppliedImmune Sciences, Santa Clara, Calif.) and plating the CD8+ Tcells in 96-well round-bottomed plates (0.3 to 0.8 cell perwell) with 50,000 gamma-irradiated (30-Gy) autologous PBMCs(PBMCir), 10,000 gamma-irradiated (80-Gy) autologous EBV-transformedB lymphoblasts (LCLir) as feeder cells, and 25 to 50 U of interleukin-2per milliliter. Anti-CD3 monoclonal antibody (30 ng per milliliter)or autologous CMV-infected fibroblasts (2000 per well) wereadded to stimulate the T cells.24,27 The clones were transferredto larger wells or tissue-culture flasks, and their numberswere increased to more than 1 billion by cyclic stimulationat 10-to-12-day intervals with either autologous CMV-infectedfibroblasts or anti-CD3 monoclonal antibody in cultures supplementedwith PBMCir and LCLir, with interleukin-2 added on days 1, 5,and 8 after stimulation. The expression of CD3, CD4, and CD8was determined with a fluorescence-activated cell sorter, andclones of CD3+CD8+CD4- cytotoxic T lymphocytes were selectedfor use in therapy.27 The sterility of the cultures was confirmedbefore each infusion. T-cell clones from all 18 donors weresuccessfully generated for the therapy.
Assay for Cytotoxicity
The clones were assayed for HLA-restricted cytolytic activityspecific for CMV in a five-hour chromium-release assay.17,19The target cells were autologous and HLa class ImismatchedCMV-infected or mock-infected fibroblasts incubated for 48 hourswith 100 U of recombinant interferon gamma (BoehringerMannheim,Indianapolis) per milliliter to increase the sensitivity ofthe assay.28 Spontaneous release of chromium, maximal release,and the percentage of CMV-infected cells killed (specific lysis)were calculated as described elsewhere.17,19,24 Cytotoxic-T-lymphocyteclones that lysed more than 30 percent of autologous CMV-infectedtarget cells and less than 5 percent of control target cellswith an effector:target ratio of 5:1 were used in therapy. Clonesof CD8+ cytotoxic T lymphocytes specific for structural virionproteins were identified by their ability to lyse CMV-infectedtarget cells in the presence of dactinomycin to prevent theexpression of viral genes, and these clones were selected foruse in therapy.24
Treatment Regimen
The clones of CMV-specific cytotoxic T lymphocytes were administeredto each marrow-transplant recipient intravenously over a 30-minuteperiod through a Hickman catheter in four escalating doses (33million, 100 million, 330 million, and 1 billion cells per squaremeter of body-surface area), each given one week apart. Startingthe treatment more than 30 days after transplantation made iteasier to distinguish toxic effects related to T-cell infusionsfrom earlier toxic effects due to the conditioning chemotherapy.
Monitoring of Patients
The first three patients received each infusion of T cells inthe hospital, where their vital signs and oxygen saturationwere monitored before the infusion and 15, 30, 60, and 120 minutesafter the start of the infusion. The remaining 11 patients weretreated in the outpatient department and were monitored in thesame way. Complete blood counts were obtained and liver functionwas evaluated one day after each infusion and three times weeklyuntil day 100. Chest radiographs were obtained one day aftereach infusion, and physical examinations were performed weekly.GVHD was graded according to published criteria.29
Immunologic Monitoring
PBMCs were collected before the start of the T-cell infusions,2 days after each infusion, and 2, 4, 6, and 12 weeks afterthe completion of therapy. Short-term cultures were generatedfrom the PBMCs and assayed for CMV-specific CD8+ cytotoxic-T-lymphocyteactivity.17 The activity of CMV-specific CD4+ T-helper cellsin the PBMCs was also assayed by plating 200,000 PBMCs in triplicatein 96-well round-bottomed plates with medium alone, CMV antigen,or phytohemagglutinin (5 µg per milliliter).17 The wellswere pulsed with tritiated thymidine (1 µCi per well)for the final 16 hours of a 96-hour incubation; the cells werethen collected for scintillation counting. The data on T-helperresponses were transformed into a stimulation index, definedas the mean number of counts per minute (cpm) for cells exposedto CMV antigen divided by the mean number of counts per minutefor cells exposed only to tissue-culture medium.
In Vivo Persistence of Adoptively Transferred CD8+ Clones
A reverse-transcriptase polymerase chain reaction (PCR) wasused to identify the variable genes (V and V) of the T-cellreceptor expressed by the infused cytotoxic-T-lymphocyte clonesand by clones isolated from the patients after the infusions.RNA was isolated from the clones with a total-RNA separatorkit (Clonetech, Palo Alto, Calif.), and 1 to 2 µg of totalRNA was reverse-transcribed to first-strand complementary DNA(cDNA).30 The segments of the V and V genes expressed in thecDNA samples prepared from each clone were determined with 255' V primers for 24 known major V families (Clonetech) and 315' V primers, with 3' primers derived from the respective constant(C and C) sequences.31
Virologic Monitoring
Shell-vial and conventional cultures of buffy coat, urine, andthroat for CMV were monitored weekly until day 100.
Results
Safety of Adoptive Transfer of CMV-Specific Clones
No patient had significant changes in blood pressure, heartrate, temperature, or oxygen saturation during the T-cell infusions.One patient had a transient fever after the fourth infusion;another patient with a history of chills after transfusionshad chills during infusions 2, 3, and 4. Blood-chemistry values,chest radiographs, and blood counts were unchanged in all thepatients.
Before receiving the infusions, two patients had grade I GVHD,and five patients had grade II or III GVHD. The dose of theimmunosuppressive agents was not increased in the first twopatients, but prednisone (2 to 3 mg per kilogram of body weightper day) was given to all five with more severe GVHD and thentapered during or after the infusions, with no flare of GVHD.In three patients GVHD developed during or after the completionof T-cell therapy. GVHD of grade I or II appeared five daysafter the first infusion and six days after the third infusionin two of these patients. They received 1 to 1.5 mg of prednisoneper kilogram per day, which was tapered over a period of twoto three weeks; they tolerated subsequent infusions of higherdoses of cells without recurrent GVHD. Grade II GVHD developedtwo weeks after the final infusion in the third patient. Fourpatients had no evidence of GVHD during the study.
Reconstitution of CMV-Specific Immunity
PBMCs were collected before and after the T-cell infusions inorder to evaluate CMV-specific reactivity of cytotoxic T lymphocytes.Eleven of the 14 patients lacked CMV-specific cytotoxic T lymphocytesimmediately before the first infusion of CMV-specific clones.In all 11 patients, such lymphocytes were detected two daysafter the first infusion of T cells (Table 2). These responsespersisted and increased in magnitude after successive infusionsto such a degree that the reactivity of cytotoxic T lymphocytesafter the fourth infusion did not differ significantly fromthat of the marrow donors (P = 0.86) (Figure 1). In two patients(Patients 9 and 10), the reactivity of CMV-specific cytotoxicT lymphocytes appeared to recover to levels below those detectedin the donors (Table 2), but this reflected high levels of nonspecificlysis against autologous mock-infected target cells, which obscuredthe detection of CMV-specific lysis. This nonspecific activityremained after the depletion of natural killer cells (data notshown).
Figure 1. Reconstitution of Responses of CMV-Specific Cytotoxic T Lymphocytes with Adoptive Immunotherapy in 11 Patients.
PBMCs from the recipients were tested before the first infusion of T cells and two days after each infusion; PBMCs from the donors were also tested. Solid bars indicate CD8+ cytotoxic-T-cell activity specific for CMV, shown as the mean (±SD) difference in the percentage of infected cells killed (specific lysis) between autologous CMV-infected fibroblasts and mock-infected fibroblasts. Open bars indicate nonspecific lytic activity, shown as the mean difference in the percentage of specific lysis between class I MHCmismatched allogeneic CMV-infected fibroblasts and mock-infected fibroblasts. The responses measured after the fourth infusion were significantly higher than those measured before the first infusion (P<0.001 by the paired t-test) and did not differ significantly from the responses in the healthy donors (P = 0.86 by the paired t-test).
All 14 patients had reconstituted CMV-specific cytotoxic T lymphocytesby days 42 to 49 after marrow transplantation, whereas in previousstudies of patients who did not receive adoptive immunotherapy,more than half were deficient in such responses at day 50.17,19Moreover, the recovery of endogenous cytotoxic T lymphocytesspecific for CMV required the presence of CD4+ CMV-specificT-helper cells,17,19 whereas Patients 1 through 9 had reconstitutedcytotoxic T lymphocytes specific for CMV in the absence of detectableCMV-specific CD4+ helper t cells (mean stimulation index afterthe fourth infusion, 1.4; range, 0.2 to 1.9). The mean stimulationindex after the fourth infusion in the five patients in whomthese helper cells recovered was 4.1 (range, 2.6 to 6.2).
High doses of immunosuppressive therapy for severe GVHD mayaffect the survival, the activity, or both of infused cytotoxicT lymphocytes. Nine patients with GVHD received 1 to 3 mg ofprednisone per kilogram per day in addition to cyclosporineor tacrolimus (FK 506). In six of these patients, includingfive who had deficient responses of helper T cells, the magnitudeof the reconstitution of cytotoxic-T-lymphocyte responses wasequal to or greater than that of the donors. Nonspecific cytolyticactivity obscured the responses of cytotoxic T lymphocytes intwo patients (Patients 9 and 10); in one patient (Patient 8),who was receiving 3 mg of prednisone per kilogram per day totreat grade III GVHD, the response of CMV-specific cytotoxicT lymphocytes after therapy was less than that of the marrowdonor.
Persistence of Transferred CD8+ Clones
All the patients maintained cytotoxic-T-lymphocyte responsesspecific for CMV for at least eight weeks after the completionof T-cell therapy (Figure 2A, Figure 2B, Figure 2C, and Figure 2D).We used rearranged V and V genes for the T-cell receptoras molecular markers to evaluate the survival of the transferredclones in two patients (Patients 3 and 7) who received onlyone or two clones of cytotoxic T lymphocytes in each infusion(Table 3). The six clones recovered at each point up to 12 weeksafter the treatment of Patient 7 expressed V and V T-cellreceptorgenes that were identical to those of the infused clones; similarresults were obtained for Patient 3 (Table 3). Sequencing ofPCR products from representative clones (sequenced through theVJ [variable joining ] and VDJ [variable diversity joining ]regions) confirmed that they were identical to the sequencesin the infused clones. Two clones of cytotoxic T lymphocytesspecific for CMV were isolated from a third patient (Patient8), who was receiving high-dose prednisone (3 mg per kilogramper day), two weeks after the fourth infusion of T cells. TheV and V genes expressed by these clones were identical to thoseexpressed by two clones given in the fourth infusion (data notshown).
Figure 2. Persistence of CD8+ Cytotoxic-T-Lymphocyte Responses Specific for CMV in Patients 3 and 7, in Whom CD4+ T-Helper Responses Specific for CMV Were and Were Not Recovered, Respectively.
Panels A and B show the results of an assay for CD8+ cytotoxic T lymphocytes for CMV in cell lines derived by stimulation of PBMCs with autologous CMV-infected fibroblasts. The target cells include CMV-infected (solid bars) and uninfected (shaded bars) autologous fibroblasts and CMV-infected class I HLAmismatched allogeneic fibroblasts (open bars). Data are shown at an effector:target ratio of 10:1. Panels C and D show the responses of CD4+ T-helper cells obtained at intervals of up to 12 weeks after the final infusion, expressed as a stimulation index defined as the mean number of counts per minute for cells exposed to CMV antigen divided by the mean number of counts per minute of cells exposed to medium. A stimulation index greater than 2.0 indicates a positive lymphoproliferative response.17
Table 3. Va and Vb Genes Expressed by the T-Cell Clones Transferred from the Donors and by Representative Clones Recovered from Patients 3 and 7.
Since CD4+ helper T cells sustain host virusspecificresponses of CD8+ cytotoxic T lymphocytes during chronic viralinfection,19,36 we analyzed whether the recovery of helper Tcells specific for CMV influenced the in vivo persistence ofadoptively transferred CD8+ cytotoxic T lymphocytes. The magnitudeof the CMV-specific responses of cytotoxic T lymphocytes decreasedwith time in patients in whom there was no recovery of CD4+T-helper responses specific for CMV (Figure 2A, Figure 2B, Figure 2C,and Figure 2D). By contrast, the recovery of a T-helperresponse after the infusions was associated with sustained orincreased responses of cytotoxic T lymphocytes, suggesting thatthe recovery of adequate T-helper function may facilitate themaintenance of transferred CD8+ cytotoxic T lymphocytes (Figure 2A,Figure 2B, Figure 2C, and Figure 2D).
Virologic Monitoring
Patients were tested weekly for CMV in the urine, throat, orblood. Ganciclovir was administered to two patients with urinaryCMV, according to the practice standard at the time of the study.CMV may be excreted in the urine in persons without deficientT-cell function.37 In one patient with a CMV-positive throatculture before the T-cell infusions, the virus was cleared afterthe first infusion. The cultures in the remaining 11 patientswere negative, and none of the 14 patients had CMV viremia orCMV disease.
Discussion
This study shows that adoptive immunotherapy with CD8+ T-cellclones can safely restore CMV-specific cytotoxic-T-lymphocyteresponses in recipients of allogeneic bone marrow transplants.Fifty-six infusions of CMV-specific cytotoxic-T-lymphocyte cloneswere administered to 14 patients without any major toxic effects.
In other studies, donor PBMCs were transferred to marrow-transplantrecipients to treat relapses of leukemia, but GVHD developedin 9 of 11 recipients (grade I in 6 and grade III in 3).38 Inthe 14 patients we studied, immunotherapy with clones that wereselected for their capacity to recognize CMV antigens presentedin association with class I HLA molecules reduced the risk ofGVHD. All the T-cell clones administered as therapy recognizedstructural virion proteins; further study of the clones givento seven patients identified the pp65 and pp150 proteins ofCMV as the dominant target antigens (data not shown).24,25
Several results support our conclusion that the reconstitutionand persistence of cytotoxic-T-lymphocyte responses specificfor CMV were due to the transfer of cytotoxic-T-lymphocyte clonesfrom the donor. First, selective recovery of cytotoxic T lymphocytesspecific for CMV in the absence of CMV-specific helper T cellswas not observed in any of 56 patients previously evaluatedwho had not received adoptive immunotherapy,17,19 but such recoverywas observed in all 11 patients who lacked CD4+ T-helper responsesin this study. Second, the infusion of increasing doses of cellsresulted in an increased CMV-specific cytotoxic-T-lymphocyteresponse in the recipient. Finally, the persistence of the transferredclones was demonstrated in three patients when the rearrangedT-cell V and V genes were used as molecular markers.
The infusion of T-cell clones in patients who required high-doseimmunosuppressive therapy for severe GVHD restored cytotoxic-T-lymphocyteresponses specific for CMV, but not always to the level presentin the immunocompetent donors, suggesting that such patientsmay benefit from higher doses of T cells. Patients who had aprogressive decline in the response of cytotoxic T lymphocytesdid not recover CD4+ CMV-specific T-helper responses, suggestingthat the concurrent transfer of CD4+ T-helper cells or the administrationof interleukin-2 may have application.36,39 A potential problemwith the administration of interleukin-2 early after allogeneicmarrow transplantation is that it may worsen GVHD.
The absence of CMV viremia and CMV disease in the 14 patientswho received adoptive immunotherapy suggests that studies ofthe efficacy of this approach as prophylaxis against CMV infectionare warranted.
Supported by a grant (CA18029) from the National Cancer Institute.Dr. Walter was supported by the U.S. Air Force. Dr. Riddellis the recipient of a Partridge Foundation Investigator Awardfrom the Cancer Research Institute, and Dr. Gilbert is the recipientof a postdoctoral fellowship (DRG-065) from the Cancer ResearchFund.
We are indebted to Mark Elliot and Kimberly Stankey for experttechnical assistance; to the members of the nursing and physicianstaffs at the Fred Hutchinson Cancer Research Center, for theircontribution to the care of these patients; and to JenniferMichaels for assistance in the preparation of the manuscript.
Source Information
From the Fred Hutchinson Cancer Research Center (E.A.W., P.D.G., M.J.G., K.S.W., E.D.T., S.R.R.) and the Departments of Immunology (P.D.G., R.J.F.) and Medicine (P.D.G., E.D.T., S.R.R.), University of Washington, Seattle.
Address reprint requests to Dr. Riddell at the Fred Hutchinson Cancer Research Center, Mailstop M758, 1124 Columbia St., Seattle, WA 98104.
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Parkhurst, M. R., Riley, J. P., Igarashi, T., Li, Y., Robbins, P. F., Rosenberg, S. A.
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Kotloff, R. M., Ahya, V. N., Crawford, S. W.
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Huang, J., El-Gamil, M., Dudley, M. E., Li, Y. F., Rosenberg, S. A., Robbins, P. F.
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