Treatment of X-Linked Severe Combined Immunodeficiency by in Utero Transplantation of Paternal Bone Marrow
Alan W. Flake, M.D., Maria-Grazia Roncarolo, M.D., Ph.D., Jennifer M. Puck, M.D., Graza Almeida-Porada, M.D., Ph.D., Mark I. Evans, M.D., Mark P. Johnson, M.D., Estaban M. Abella, M.D., Duane D. Harrison, M.D., and Esmail D. Zanjani, Ph.D.
Severe combined immunodeficiency is a congenital syndrome dueto various genetic abnormalities that cause susceptibility toinfection, failure to thrive, lymphoid hypoplasia, very lowlevels of T lymphocytes, and hypogammaglobulinemia.1,2 Untreated,the disorder is usually fatal within the first year of life.We report the successful treatment of a fetus with the X-linkedvariant of severe combined immunodeficiency by the in uterotransplantation of paternal bone marrow that was enriched withhematopoietic cell progenitors.
Case Report
The patient, 11 months old at this writing, is the second sonof a 28-year-old woman known to carry a mutation found in X-linkedsevere combined immunodeficiency. Her first son died at sevenmonths of age of severe combined immunodeficiency, confirmedby autopsy and molecular analysis. Studies of his DNA identifieda splice-donor-site mutation in the gene for the common chainof the interleukin-2 receptor (IL2RG) in complementary DNA atposition 868(+5) in intron 6.
The woman became pregnant again. Analysis of DNA obtained at12 weeks' gestation by chorionic-villus sampling showed thatthe fetus was an affected male. After extensive nondirectivecounseling the family decided in favor of prenatal treatment.
Bone marrow was harvested under general anesthesia from the30-year-old father of the fetus. After enrichment of the bonemarrow with CD34+ cells (hematopoietic cell progenitors), thefetus received three transplants of 14.8 million, 2.0 million,and 1.8 million cells (114 million, 8.9 million, and 6.2 millioncells per kilogram of estimated fetal weight), respectively,by percutaneous, ultrasound-guided, intraperitoneal injectionat 16, 17.5, and 18.5 weeks' gestation. At delivery by cesareansection, the infant appeared normal except for a mild macularrash. A biopsy of the rash revealed no evidence of graft-versus-hostdisease, such as infiltrating lymphocytes, apoptotic keratinocytes,or vacuolar changes of the basal epithelium. The rash resolvedwith a seven-day course of methylprednisolone at a dose of 1mg per kilogram of body weight per day intramuscularly.
Methods
Ethical Considerations
A decision to continue the pregnancy independently of the optionof in utero transplantation was made by the parents after consultationwith specialists in genetics and pediatric immunology. Bothparents subsequently gave informed consent for the in uterotransplantation procedures. The protocol and consent forms werereviewed and approved by the Human Investigation Committee ofWayne State University.
Prenatal Genetic Evaluation
Identification of the IL2RG mutation and analysis of DNA extractedfrom the biopsy of chorionic villi were performed accordingto published techniques.3,4,5
Donor-Cell Processing
Paternal bone marrow was obtained by aspiration from the posterioriliac crest and placed in RPMI-1640 medium with preservative-freeheparin. The mononuclear cells were separated and divided intothree aliquots; the first was processed immediately, and theother two were cryopreserved.
After separation by FicollHypaque density-gradient centrifugation,mononuclear cells were incubated with biotinylated monoclonalantibody against CD34 in RPMI with 0.1 percent human serum albumin.The cells were washed and passed through a Ceprate avidinbiotinimmunoabsorption column (Cellpro, Seattle). The CD34+ cellsthat bound to the column were removed by gentle agitation. Incubationwith the antibody was repeated, and the cells were passed througha second Ceprate column. After each step of enrichment, aliquotswere taken for phenotypic assessment, assays to monitor lossof progenitor cells, and bacterial and fungal cultures.
Injection Procedure
Injections were performed transabdominally with a 22-gauge 3.5-in.(9-cm) spinal needle under real-time ultrasound guidance. Themaximal volume injected was 1 ml.
Detection of Donor-Cell Engraftment
Analysis of cord-blood mononuclear cells and fractionated cellsfor IL2RG sequences was performed as previously described.3,4,5Mononuclear cells were typed with fluorescein-isothiocyanateconjugatedmonoclonal antibodies against HLA class I antigens.6 The fatherwas classified as A3, A68, B7, B8, Bw6; the mother as A31, A30,B35, Bw6; and the patient as A3, A30, B35, B8, Bw6. Therefore,the donor-specific HLA class I antigen HLA-B7, identified bymonoclonal antibody against the antigen from hybridoma HB-59(American Type Culture Collection, Rockville, Md.), was usedto identify donor cells in the infant.
For dual-color immunofluorescence analyses, mononuclear cellsfrom the patient were stained simultaneously with the fluorescein-isothiocyanateconjugatedantibody against HLA-B7 and a phycoerythrin-conjugated monoclonalantibody against CD2, CD3, CD4, CD8, CD14, CD19, CD38, or CD56(Becton Dickinson, Mountain View, Calif.)6 or a biotin-conjugatedantibody against CD34 (Caltag, San Francisco). The antibodiesconjugated with fluorescein isothiocyanate and phycoerythrinwere used at saturating concentrations. Conjugated monoclonalantibodies with irrelevant specificities served as negativecontrols. Cells were analyzed with a FACScan flow cytometer(Becton Dickinson). To detect donor-derived hematopoietic progenitorcells in the recipient's bone marrow, bone marrow cells obtainedfrom the infant at three months of age that were positive forCD34 were selected with the CD34 Isolation Kit according tothe manufacturer's instructions (MACS, Miltenyl Biotec, Baraisch-Gladbach,Germany).7 The enriched population was analyzed by dual-colorflow cytometry after staining with an allophycocyanin-conjugatedmonoclonal antibody against CD34 (avidinallophycocyanin,Becton Dickinson) and a fluorescein-isothiocyanateconjugatedantibody against HLA-B7 or a phycoerythrin-conjugated monoclonalantibody against CD38.
Proliferation Assays
Proliferative responses of cord- and peripheral-blood mononuclearcells to phytohemagglutinin, pokeweed mitogen, and concanavalinA were measured by standard methods.8 The mixed-lymphocyte reactionwas performed according to a previously described technique.9
Results
Enrichment of Donor Marrow with CD34+ Cells
From the harvest of 12.4 billion paternal cells (1.9 percentof which were CD34+ cells), a total of 18.6 million cells weretransplanted in three aliquots. After enrichment, the transfusedparental cells were at least 98.5 percent CD34+ cells and atmost 0.5 percent CD3+ cells.
Engraftment
Phenotypic analysis by flow cytometry of the recipient's cordblood at birth, five months after the last transplantation,with the use of HLA-B7 as a donor-specific marker, demonstratedthat all the patient's T lymphocytes were of donor origin, whereashis B lymphocytes (Figure 1), monocytes (Figure 1), and naturalkiller cells (data not shown) were of host origin. This patternof "split" chimerism in mononuclear cells of the blood was alsofound at 3 and 6 months of age (8 and 11 months, respectively,after the last transplantation). The IL2RG sequences in cord-bloodcells had the donor's genotype in the T cells but the mutantgenotype in mononuclear cells and granulocytes (Figure 2).
Figure 1. Analysis of Cord Blood by Dual-Color Flow Cytometry.
Donor cells are HLA-B7+. The percentages of cells positive for both the lineage marker and HLA-B7 are indicated in the upper right quadrants. Essentially all the CD2+ and CD3+ cells (T cells) are HLA-B7+, whereas all the CD19+ cells (B cells) and CD14+ cells (monocytes) are HLA-B7-.
Figure 2.IL2RG Gene in the Patient Prenatally and Postnatally and in His Father.
The uppercase and lowercase letters shown at the right denote the DNA bases corresponding to the exon 6 and intron 6 splice regions, respectively. The mutation in this genotype of severe combined immunodeficiency is a 5' splice-site transversion of g to c, which follows the end of exon 6. It can be seen in the cells from the fetus, which were obtained by chorionic-villus sampling. The sequence in the patient's father (the bone marrow donor) has the wild-type g at this position. The cord-blood mononuclear cells from the patient had predominantly the mutant sequence, but granulocytes had only the mutant sequence, and T cells had only the donor genotype.
A population of paternal hematopoietic stem cells in the recipient'sbone marrow was found by flow cytometry when he was three monthsof age. Approximately 3 percent of the separated CD34+ bonemarrow cells were HLA-B7+. Of the CD34+, CD38- cells in thisenriched population, over 17 percent were HLA-B7+ (data notshown; CD38 is a differentiation marker that appears later thanCD34).
Hematologic Findings
At birth, the numbers of B cells and CD8+ T lymphocytes werenormal (1312 B cells per cubic millimeter, 41 percent of totallymphocytes; and 896 CD8+ T lymphocytes per cubic millimeter,28 percent of total lymphocytes) and have remained normal sincethen. The total lymphocyte count and the numbers of CD3+ andCD4+ T lymphocytes were all low at birth but progressively increasedand became normal for age at five months of age (10 months afterthe last transplantation) (8200 lymphocytes per cubic millimeter;5248 CD3+ lymphocytes per cubic millimeter, 64 percent of totallymphocytes; and 3034 CD4+ lymphocytes per cubic millimeter,36 percent of total lymphocytes). These values remained normalat 11 months of age.
Cellular Immune Function
Serial measurements of in vitro responses of the patient's lymphocytesto plant mitogens were generally more than 10 times greaterthan those of controls (medium alone). At one month of age theresponse of the patient's cells to phytohemagglutinin was 17,342disintegrations per minute (dpm); to pokeweed mitogen, 5322dpm; and to concanavalin A, 12,847 dpm (control, 560 dpm afterthree days of incubation). The response of the cells to mitogenhas fluctuated, but since the age of six months it has equaledor exceeded that of normal subjects (values at six months ofage: phytohemagglutinin, 87,333 dpm; pokeweed mitogen, 8566dpm; and concanavalin A, 47,636 dpm).
Humoral Immune Function
Serum concentrations of IgM have been normal since birth. IgGconcentrations progressively fell to a physiologic nadir atfour months of age and then rose into the low-normal range.IgE concentrations have increased to within the normal range,but IgA remains undetectable. At seven months of age, afterthree rounds of vaccination, the patient had detectable IgGantibodies against diphtheria toxoid (titer, 1:640), tetanustoxoid (titer, 1:1280), and haemophilus (0.4 µg per milliliter).
Immunologic Tolerance
The patient's mononuclear cells, obtained when he was threemonths of age, did not respond to the father's mononuclear cellsin a mixed-lymphocyte reaction (value, 2193 counts per minute[cpm]; control value, 2028 cpm) and had a partial response tothe mother's mononuclear cells (7048 cpm), but were fully responsiveto mononuclear cells from three unrelated persons (15,111, 24,294,and 22,844 cpm).
Clinical Course
The patient has remained in excellent health since birth. Hehas undergone surgery for an incarcerated inguinal hernia andstrabismus without complication. He has had two upper respiratorytract infections and a single episode of otitis media, all ofwhich resolved normally. His growth and development are normalat 11 months of age (75th percentile for height and weight).
Discussion
The genetic basis of X-linked severe combined immunodeficiencyis a mutation of IL2RG, the gene encoding the common cytokine-receptor chain.10,11 This mutation, by inactivating the common chain,renders the T cells of boys with X-linked severe combined immunodeficiencyunresponsive to several cytokines. The result is a block inT-cell development and a severe deficiency of mature T cells.B cells, although present in normal or even increased numbers,are dysfunctional.12
X-linked severe combined immunodeficiency can be diagnosed prenatallyby molecular techniques.13,14 This allows planning for bonemarrow transplantation in the first weeks or months of life.15,16Results are excellent (almost 100 percent) with an HLA-identicaldonor (15 to 30 percent of cases), but survival is 60 to 80percent if a parent whose HLA antigens match half of those ofthe child's is the donor.15,16,17 The success of bone marrowtransplantation can be hindered by preexisting infection, graftfailure, graft-versus-host disease, and the usual delay (threeto four months) before immunologic reconstitution is complete.
The biology of X-linked severe combined immunodeficiency givestransplanted normal T lymphocytes a growth advantage and mayallow postnatal transplantation without myeloablation. Thisselective advantage may explain the state of split hematopoieticchimerism after postnatal bone marrow transplantation, in whichall T lymphocytes are of donor origin,3,13,18,19 whereas allother lineages are of host origin. In our patient we found splitchimerism after prenatal bone marrow transplantation.
The rationale for prenatal transplantation of hematopoieticstem cells is based on the ontogeny of the hematopoietic system.20,21,22,23In early gestation the fetus is immunologically immature, andspace is available in the developing bone marrow for engraftmentof hematopoietic stem cells. In normal sheep, transplanted allogeneicor xenogeneic hematopoietic stem cells engraft early in gestation,without immunosuppression or the need for myeloablation.24,25,26,27These results indicate the capacity of donor hematopoietic cellsto compete with host cells for growth in a normal hematopoieticenvironment. In patients with a disease that provides a selectivegrowth benefit for normal cells, such as T cells in X-linkedsevere combined immunodeficiency, prenatal transplantation ofnormal cells could be particularly advantageous. The impressivelevels of donor-cell engraftment we found in our patient supportthe rationale for such transplantation.
Clinical experience with in utero hematopoietic stem-cell transplantationis limited.28 In most cases engraftment has not been achieved.Touraine and colleagues29,30,31,32 have reported the successfultreatment of one patient with bare lymphocyte syndrome and anotherpatient with autosomal severe combined immunodeficiency by inutero transplantation of hematopoietic cells from fetal liver.Multiple prenatal and postnatal fetal liver transplantationswere performed, and published evidence of engraftment in thesetwo patients is limited.
The risks of in utero hematopoietic stem-cell transplantationmust be considered. The fetus is particularly susceptible tograft-versus-host disease, the induction of which depends onthe number of T cells in the graft.33,34 We have demonstratedthe engraftment of adult hematopoietic cells enriched with CD34+cells without the occurrence of graft-versus-host disease ina xenogeneic humansheep model.35,36,37,38 The enrichmentincreased the number of hematopoietic stem cells while reducingthe number of T lymphocytes. To minimize the number of transplantedT cells, we passed the father's bone marrow cells through anti-CD34immunoabsorption columns twice. An additional concern was theprocedure itself. The risk of loss of pregnancy with chorionic-villussampling is 0.5 to 0.75 percent.39 The risk of loss of pregnancyfrom a single prenatal intraperitoneal transfusion, based onextensive experience in the treatment of fetal anemia, is approximately1 percent.40 The predicted additive procedural risk for ourpatient was therefore less than 4 percent.
The presence of donor-derived CD34+,CD38- cells in the patient'sbone marrow strongly suggests the engraftment of donor hematopoieticstem cells, early progenitors, or both. Furthermore, the numberof CD3+ cells we transplanted, as compared with the number alreadypresent in the patient, would require a massive increase inthe number of donor lymphocytes, which is unlikely in the absenceof graft-versus-host disease. The presence of multipotent progenitorcells of donor origin in a patient with severe combined immunodeficiencyand split chimerism after postnatal bone marrow transplantationhas been documented by others.41
There are many potential advantages to prenatal transplantation,including the ability to engraft unmatched donor cells withoutimmunosuppression or ablation of the recipient's bone marrow.Early gestational transplantation allows immunologic reconstitutionto begin before the onset of clinical manifestations of thedisease, and the development of donor-specific tolerance couldallow the recipient to receive postnatal transplants from thesame donor. The risks of in utero transplantation appear tobe low, and failure of engraftment does not preclude standardpostnatal therapy. The success of this case supports the cautiousapplication of in utero transplantation to other selected congenitalhematologic diseases.
Supported in part by grants from the Public Health Service (HL52954 to Dr. Flake and HL49042-04, HL48378, DK51427, and HL52955to Dr. Zanjani), and by the G. Harold and Leila Y. Mathers CharitableFoundation.
Source Information
From the Department of Pediatric Surgery (A.W.F.), the Department of Obstetrics and Gynecology, Center for Molecular Medicine and Genetics (M.I.E., M.P.J.), and the Department of Pediatrics (E.M.A., D.D.H.), Wayne State University, Detroit; the Division of Human Immunology, DNAX, Palo Alto, Calif. (M.-G.R.); the National Center for Human Genome Research, National Institutes of Health, Bethesda, Md. (J.M.P.); and the Department of Medicine, Veterans Affairs Medical Center, University of Nevada, Reno (G.A.-P., E.D.Z.).
Address reprint requests to Dr. Flake at the Department of Surgery, Children's Hospital of Philadelphia, 34th St. and Civic Center Blvd., Philadelphia, PA 19104-4318.
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