Improved Survival with an Implanted Defibrillator in Patients with Coronary Disease at High Risk for Ventricular Arrhythmia
Arthur J. Moss, M.D., W. Jackson Hall, Ph.D., David S. Cannom, M.D., James P. Daubert, M.D., Steven L. Higgins, M.D., Helmut Klein, M.D., Joseph H. Levine, M.D., Sanjeev Saksena, M.D., Albert L. Waldo, M.D., David Wilber, M.D., Mary W. Brown, M.S., Moonseong Heo, Ph.D., for The Multicenter Automatic Defibrillator Implantation Trial Investigators
Background Unsustained ventricular tachycardia in patients withprevious myocardial infarction and left ventricular dysfunctionis associated with a two-year mortality rate of about 30 percent.We studied whether prophylactic therapy with an implanted cardioverterdefibrillator,as compared with conventional medical therapy, would improvesurvival in this high-risk group of patients.
Methods Over the course of five years, 196 patients in New YorkHeart Association functional class I, II, or III with priormyocardial infarction; a left ventricular ejection fraction<0.35; a documented episode of asymptomatic unsustained ventriculartachycardia; and inducible, nonsuppressible ventricular tachyarrhythmiaon electrophysiologic study were randomly assigned to receivean implanted defibrillator (n = 95) or conventional medicaltherapy (n = 101). We used a two-sided sequential design withdeath from any cause as the end point.
Results The base-line characteristics of the two treatment groupswere similar. During an average follow-up of 27 months, therewere 15 deaths in the defibrillator group (11 from cardiac causes)and 39 deaths in the conventional-therapy group (27 from cardiaccauses) (hazard ratio for overall mortality, 0.46; 95 percentconfidence interval, 0.26 to 0.82; P = 0.009). There was noevidence that amiodarone, beta-blockers, or any other antiarrhythmictherapy had a significant influence on the observed hazard ratio.
Conclusions In patients with a prior myocardial infarction whoare at high risk for ventricular tachyarrhythmia, prophylactictherapy with an implanted defibrillator leads to improved survivalas compared with conventional medical therapy.
Unsustained ventricular tachycardia in patients who have hada previous myocardial infarction and have left ventricular dysfunctionhas been associated with a two-year mortality rate in the rangeof 30 percent.1,2,3 Antiarrhythmic therapy has been widely usedfor unsustained ventricular tachycardia, but there has beenno evidence of improved survival with this treatment.4,5,6 InDecember 1990, we initiated a prophylactic trial in which high-riskpatients with coronary heart disease and asymptomatic unsustainedventricular tachycardia were randomly assigned to receive animplantable cardioverterdefibrillator or conventionalmedical therapy. To ensure a population at high risk for malignantventricular arrhythmias,7,8 eligible patients had to have aninducible, sustained, nonsuppressible ventricular tachyarrhythmiaon electrophysiologic testing. The end point of the trial wasoverall mortality during a five-year follow-up period.
Methods
Organization of the Trial
The Multicenter Automatic Defibrillator Implantation Trial enrolledpatients from 32 hospital centers (30 in the United States and2 in Europe). The protocol was approved by the institutionalreview boards of the participating centers. A data and safetymonitoring committee independently reviewed the results at regularintervals throughout the trial. The study was totally supportedby a research grant from CPI/Guidant. All investigators agreedin writing in advance of their participation in this study notto hold stock in CPI/Guidant or any other defibrillator-manufacturingcompany and to abide by the conflict-of-interest standards describedby Healy et al.9
Recruitment of Patients
Enrollment in the trial began on December 27, 1990. Patientsof either sex who were 25 to 80 years of age were eligible forthe study if they had had a Q-wave or enzyme-positive myocardialinfarction three weeks or more before entry; had had an episodeof asymptomatic, unsustained ventricular tachycardia (a runof 3 to 30 ventricular ectopic beats at a rate >120 beatsper minute) unrelated to an acute myocardial infarction thatwas documented by 12-lead, ambulatory, or exercise electrocardiography;had an ejection fraction <0.35, as assessed by angiography,radionuclide scanning, or echocardiography; were in New YorkHeart Association functional class I, II, or III; and had noindications for coronary-artery bypass grafting or coronaryangioplasty on the basis of a cardiac evaluation within thepast three months.
Patients were excluded from consideration for enrollment ifone or more of the following conditions were present: previouscardiac arrest or ventricular tachycardia causing syncope thatwas not associated with an acute myocardial infarction; symptomatichypotension while in a stable rhythm; and myocardial infarctionwithin the past three weeks. Patients who had undergone coronary-arterybypass grafting within the past two months or coronary angioplastywithin the past three months were excluded from the study, aswere women of childbearing age who were not using medicallyprescribed contraceptives, patients with advanced cerebrovasculardisease, patients with any condition other than cardiac diseasethat was associated with a reduced likelihood of survival forthe duration of the trial, and patients who were participatingin other clinical trials.
Eligible patients were referred for electrophysiologic study10at the discretion of the patients' attending physicians. Patientsqualified for enrollment if sustained ventricular tachycardiaor fibrillation was reproducibly induced and not suppressedafter the intravenous administration of procainamide (or anequivalent intravenous antiarrhythmic agent if the patient hadhad a previous reaction to procainamide) according to a prespecifiedprotocol, as previously described.11 The enrolling centers didnot keep consistent logs of the eligible patients who had noinducible ventricular tachyarrhythmia or in whom the inducibletachycardia was suppressed by procainamide. A total of 253 patientsqualified in terms of clinical eligibility and electrophysiologictesting, and 196 of the qualified patients gave informed consentfor enrollment. The clinical characteristics of the enrolledpatients and the 57 eligible, qualified patients who did notconsent to enrollment were similar.
Within 30 days after completing the qualifying electrophysiologicstudy, the patients were randomly assigned to receive eitheran implanted defibrillator or conventional medical therapy.The choice of conventional medical therapy, including the decisionwhether to use antiarrhythmic medications, was left to the patient'sattending physician. Antiarrhythmic drugs approved and releasedby the Food and Drug Administration could be administered topatients in either group. The randomization scheme includedstratification according to the interval between the most recentmyocardial infarction and enrollment (<6 months or >6months) and according to center.
Defibrillator Devices and Implantation
Only defibrillators and lead systems approved and released bythe Food and Drug Administration were used in the trial. Investigationaldevices were specifically excluded. CPI/Guidant (St. Paul, Minn.)provided the pulse generators and lead systems. Monophasic (n= 79) and biphasic (n = 11) pulse generators were used.
When the trial began in December 1990, only transthoracic implantswere approved for use. Nonthoracotomy transvenous leads wereincorporated into the trial after full-market approval of thetransvenous lead on August 27, 1993. Once transvenous deviceswere approved at a given center, a new stratum consisting ofpatients assigned to transvenous implantable cardioverterdefibrillatorsor conventional therapy was initiated. Standard techniques wereused to implant the defibrillators. Defibrillation testing wascarried out during the implantation procedure; every effortwas made to achieve defibrillation with a 10-J safety margin.
Data Acquisition and Follow-Up
Definitions for all variables were prespecified in a manualof operations. The qualifying episode of unsustained ventriculartachycardia required electrocardiographic documentation. Base-lineelectrocardiograms were coded according to the Manhattan criteria.12
Patients were seen in the follow-up clinic one month after randomizationand every three months thereafter until the trial was stopped.At each follow-up visit, an appropriate clinical evaluationwas carried out, medication use was recorded, and the defibrillatorwas tested. The patients underwent a final evaluation withinone month after the completion of the study. The first patientenrolled was followed for 61 months, and the last patient enrolledwas followed for less than 1 month. The average duration offollow-up for the 196 enrolled patients was 27 months, withan average of 37 months for the earlier transthoracic stratum(n = 98 patients) and 16 months for the later transvenous stratum(n = 98).
End Points
The primary end point was death from all causes. A two-memberend-point subcommittee reviewed information on the causes andcircumstances of deaths occurring on or before March 24, 1996.Each death was categorized as due to either a cardiac or a noncardiaccause, and the classification of Hinkle and Thaler13 was usedto evaluate the suspected mechanism of death from cardiac causes(arrhythmic or nonarrhythmic).
Statistical Analysis
When planned in 1990, the trial was designed to have an 85 percentpower to detect a 46 percent reduction in the mortality rateamong the defibrillator-treated patients as compared with apostulated two-year mortality rate of 30 percent among the patientsrandomly assigned to conventional therapy, with a two-sidedsignificance level of 0.05. A triangular sequential design modifiedfor two-sided alternatives14 (Figure 1) was used, with presetboundaries to permit termination of the trial if the efficacyor inefficacy of implantable cardioverterdefibrillatorswas established or if there was evidence that there was no differencein outcome between the two treatment groups. The data were analyzedweekly, beginning at the point at which 10 deaths had been reported.The trial was designed to be terminated when the path of thelog-rank statistic, measuring imbalance between the survivalcurves for the two randomized groups, crossed one of the presettermination boundaries (efficacy, inefficacy, or no differencein outcome) of the sequential design.
Figure 1. Sequential Monitoring in the Triangular Design.
The vertical axis is a measure of the accumulated differences in survival between the two treatments (log-rank statistic). The horizontal axis is the variance of the log-rank statistic and is closely related to the number of deaths. A positive value of the log-rank statistic indicates superiority of the defibrillator relative to conventional medical treatment, values close to zero indicate no difference between treatments, and negative values indicate inferiority of the defibrillator. The upper stopping boundary indicates defibrillator efficacy, whereas the lower boundary indicates defibrillator inefficacy or no difference between treatments. The solid circles reflect weekly analyses, which were initiated after 10 deaths had been recorded (September 13, 1993). The trial was stopped shortly after the path crossed the upper boundary (March 18, 1996), indicating the superiority of the defibrillator over conventional medical therapy in reducing mortality. The trajectory of the path provides evidence of the rejection of the null hypothesis at P = 0.009 (two-sided), with a hazard ratio of 0.46 (95 percent confidence interval, 0.26 to 0.82) in favor of the defibrillator. The path continues upward after the termination of the trial as a result of a lag in reporting three additional deaths that occurred before the stopping date but were uncovered during the close-out procedure (April 19, 1996).
The executive committee was unaware of the results of the studythroughout the trial. During the course of the trial, the sequentialdesign was revised by the executive committee on two occasions.On September 1, 1993, transvenous leads were introduced intothe trial. Since this change could alter the type of patientreferred for entry into the trial, the power requirement ofthe trial was increased from 85 to 90 percent so as not to compromisethe credibility of the study. Because of the slow rate of enrollmentand before the first patient enrolled had reached the fifthyear of the study, it was decided on November 12, 1995, thatdata on patients would be censored for analytic purposes atfive years, with subsequent follow-up information on such patientscensored from the ongoing sequential analysis.
Analyses were stratified according to the type of device (transthoracicor transvenous) and followed the intention-to-treat principle.All analyses and potential covariates were specified in advanceof the trial's completion. After termination of the trial, sequential-analysismethods were used to calculate a P value and hazard ratio (medianunbiased), along with a 95 percent confidence interval basedon the P-value function.14,15 Secondary analyses were performedwith the Cox proportional-hazards regression model,16 with adjustmentfor relevant covariates. Separate Cox regression analyses werecarried out in the transthoracic and transvenous strata to determinewhether the efficacy of defibrillators was similar in thesetwo groups. Preselected base-line covariates and prescribedcardiac medications recorded at the one-month clinic visit wereevaluated in the Cox model to determine their effect on therisk of death per unit of time in the defibrillator group ascompared with that in the conventional-therapy group (the hazardratio). Survival curves for patients assigned to defibrillatortreatment and conventional treatment were determined accordingto the method of Kaplan and Meier.17
Results
Study Population and Similarity of Treatment Groups
Of the 196 patients enrolled, 98 were in the transthoracic stratum(45 in the defibrillator group and 53 in the conventional-therapygroup) and 98 in the transvenous stratum (50 in the defibrillatorgroup and 48 in the conventional-therapy group). The base-linecharacteristics of the defibrillator group (n = 95) and theconventional-therapy group (n = 101) are shown in Table 1. Thetwo groups were clinically similar. The distribution of thequalifying Q-wave myocardial infarctions in terms of anterior,inferior, and posterior locations was similar in the two treatmentgroups. The prevalence of the use of cardiac medications onemonth after enrollment and at the last contact with the patientis shown in Table 2.
Table 2. Cardiac Medications One Month after Enrollment and at the Last Contact, According to Treatment Group.
Sixteen crossovers occurred. Eleven patients in the conventional-therapygroup received a defibrillator during the course of the trialbecause of an adverse drug reaction (n = 2), unexplained syncope(n = 2), episodes of ventricular tachyarrhythmia that were ofconcern to the investigator (n = 6), and aborted cardiac arrest(ventricular fibrillation) (n = 1). Five patients assigned tothe defibrillator group never had a defibrillator implanted(one because of a high defibrillation threshold and four becauseof the patient's preference). Two patients had their defibrillatorsdeactivated during the course of the trial.
The therapy-related adverse events in the two treatment groupsare shown in Table 3. There were no operative deaths (deathin the first 30 days). There were 1838 scheduled follow-up clinicvisits during the course of the trial. The defibrillator-treatedpatients attended 92 percent of the scheduled visits, and theconventionally treated patients had an attendance record of86 percent. Three patients were lost to follow-up, two in theconventional-therapy group and one in the defibrillator group.
Table 3. Adverse Events Related to Antiarrhythmic Therapy or to the Defibrillator.
Termination of the Trial
The efficacy boundary of the sequential design was crossed when51 deaths were reported, and the study was officially stoppedat that time. The final sample path of the sequential trial,which included three additional deaths that occurred beforethe stopping date but were identified during the close-out procedure,is presented in Figure 1. The trajectory of the sample pathindicates the superiority of the defibrillator over conventionalmedical treatment, with a P value of 0.009 (two-sided).
End-Point Analyses
The five-year overall mortality, the distribution of deathsfrom cardiac and noncardiac causes, and the cardiac causes ofdeath are presented in Table 4. The hazard ratio comparing therisk of death per unit of time in the defibrillator group withthat in the conventional-therapy group was 0.46 (95 percentconfidence interval, 0.26 to 0.82). The KaplanMeier life-tablecumulative-survival curves for the two treatment groups areshown in Figure 2. The two survival curves separate early andremain well separated throughout the five-year study.
Figure 2. KaplanMeier Analysis of the Probability of Survival, According to Assigned Treatment.
The difference in survival between the two treatment groups was significant (P = 0.009).
The hazard ratio and confidence intervals derived from the Coxmodel with adjustment for relevant covariates were similar tothose obtained with the sequential-analysis design (Table 4).There was no evidence that the effects of the defibrillatordiffered between patients implanted with transthoracic leadsand those who received transvenous leads (ratio of the hazardratios, 0.86; P = 0.78).
Additional Analyses
Separate Cox regression analyses revealed no evidence that antiarrhythmicmedications, including amiodarone and beta-blockers, or othercardiac medications being given one month after enrollment (Table 2)or any of the 11 preselected base-line variables (Table 1)had a meaningful influence on the hazard ratio (P value >0.2for all interactions). However, the power of the analysis forthese interactions is limited, especially in the case of amiodarone,since only two patients in the defibrillator group receivedthe drug. In the conventional-therapy group, overall mortalitywas slightly higher among those who were receiving amiodaroneat one month than among those who were not receiving the drug(36 percent vs. 26 percent).
The cumulative time to the first shock in the defibrillatorgroup is presented in Figure 3. Sixty percent of the patientswith an implanted defibrillator had a shock discharge withintwo years after enrollment. The overall appropriateness of thedefibrillator discharges could not be assessed reliably, sinceonly a small number of patients had pulse generators with electrogramstorage and these units were implanted late in the clinicaltrial.
Figure 3. KaplanMeier Analysis of the Probability of the Discharge of a First Shock with the Implanted CardioverterDefibrillator.
We evaluated the consistency of the beneficial effect of defibrillatortherapy in each of the two centers with the highest enrollments(42 and 21 patients) and compared the results in the high-enrollmentcenters with the results in the 30 centers with lower enrollment(a total of 133 patients). The reductions in mortality withthe defibrillator were similar among these groups.
Discussion
The implantable defibrillator was introduced into clinical medicinein 1980,18 and several reports have substantiated the abilityof this device to terminate ventricular fibrillation automatically.19,20,21,22,23,24In this trial we found a significant reduction in overall mortalityassociated with the implantation of a defibrillator in high-riskpatients with coronary disease and left ventricular dysfunction,asymptomatic unsustained ventricular tachycardia, and induciblesustained ventricular tachycardia. Prescribed medications, includingbeta-blockers, had no discernible effect on the survival benefitderived from the defibrillator in this population. Patientsrandomly assigned to receive the defibrillator had a much lowerrate of death from primary arrhythmia than patients assignedto conventional therapy (Table 4). It is noteworthy that therewere more deaths from nonarrhythmic causes in the conventional-therapygroup than in the defibrillator group, possibly reflecting inaccuracyin classifying the cause of death or conceivably related tothe higher rate of use of amiodarone in the conventional-therapygroup.
When we designed the study, we did not include a comparisongroup that received no treatment because we thought that sucha stipulation would make enrollment extremely difficult in thishigh-risk, arrhythmia-prone population. We did not prespecifyan antiarrhythmic-drug protocol since we anticipated that thesafety and efficacy of antiarrhythmic drugs would change overthe course of the study. The attending physicians were allowedto prescribe antiarrhythmic medications for patients in eithertreatment group. We anticipated that more amiodarone therapywould be prescribed for patients in the conventional-therapygroup than in the defibrillator group, and this was indeed thecase. Amiodarone therapy was ultimately discontinued in 46 percentof conventionally treated patients, a rate similar to that observedby others when amiodarone is used prophylactically in high-riskpatients.25 The specific reasons for this high rate of discontinuationare unclear but are probably related to physicians' knowledgeof the potential of amiodarone to cause adverse effects duringlong-term administration. Only a small number of patients receivedsotalol and class I antiarrhythmic agents. Beta-blockers wereused more frequently in the defibrillator group, but less than30 percent of the patients in this group received beta-blockersduring the course of the study.
The question is whether these imbalances in antiarrhythmic-medicationuse between the two groups contributed to the observed results.No evidence was found by Cox regression analyses that an imbalancein antiarrhythmic-medication use in the two treatment groupshad a meaningful influence on the observed hazard ratio; inother words, there were no significant interactions betweenany of the antiarrhythmic medications, including amiodaroneand beta-blockers, and the assigned treatment. In a recent double-blind,placebo-controlled study of patients with congestive heart failure,amiodarone did not reduce the incidence of sudden death or prolongsurvival in patients with chronic coronary heart disease, asymptomaticventricular arrhythmias, and impaired ventricular function.25
We believe that the use of electrophysiologic testing enhancedthe process of stratification for arrhythmia and helped selecta population at particularly high risk that benefited from thedefibrillator. The mortality rate in the conventional-therapygroup was high (32 percent at two years), but it was consistentwith that previously reported for a similar group of patientswith inducible or nonsuppressible ventricular tachycardia.8Similarly, the Survival Trial of Antiarrhythmic Therapy in CongestiveHeart Failure reported a two-year mortality rate of 30 percentin both the amiodarone group and the placebo group; these patientshad ischemic cardiomyopathy, ejection fractions of 0.40 or less,mild-to-moderate heart failure, and ventricular ectopy.25
A limitation of this study is that we do not know how many patientsattending physicians screened to identify patients who wereeligible. In addition, the enrolling centers did not keep consistentlogs of eligible patients who did not qualify on the basis ofthe electrophysiologic study. Thus, we do not know the truedenominator from which the study population was drawn or themagnitude of selection bias that may have occurred during enrollment.
The triangular, fully sequential design used in this trial ishighly effective for conducting a focused trial that minimizesthe number of both deaths and patients required for a statisticallysignificant conclusion.14 In clinical trials using fixed-sampleor group-sequential design,26 safety and efficacy monitoringis carried out infrequently or when prespecified numbers oranticipated percentages of end points are accumulated. In contrast,the sequential design permits termination of the trial on earlyevidence of benefit, of the absence of a difference betweengroups, or of harm, and the stopping boundaries take into accountthe multiple data analyses. A limitation associated with thesequential design is that early termination minimizes the amountof information collected, thereby reducing the power for exploratorysubgroup analyses.
In the present study, the implanted defibrillator provided effectiveprotection against death in high-risk patients with coronaryheart disease and left ventricular dysfunction, spontaneousasymptomatic unsustained ventricular tachycardia, and inducibleand nonsuppressible ventricular tachyarrhythmia on electrophysiologictesting. Prophylactic defibrillator therapy may reduce mortalityamong other high-risk patients with cardiac disease who areselected on the basis of different or less restrictive criteria.However, until the results of other randomized trials of defibrillatorsbecome available,27,28 the findings from this investigationshould be applied only to the narrowly defined population ofpatients described in this study.
Supported by a research grant from CPI/Guidant Corporation,St. Paul, Minn.
We are indebted to the patients who participated in this trial;to the attending physicians who referred their patients to thisstudy; and to CPI/Guidant Corporation for its support and sustainedcommitment, for supplying the defibrillators, and for the independenceit provided to the investigators to conduct the study.
* The other investigators who participated in the MulticenterAutomatic Defibrillator Implantation Trial are listed in theAppendix.
Source Information
From the Cardiology Unit, Department of Medicine (A.J.M., J.P.D.), the Department of Biostatistics (W.J.H., M.H.), and the Department of Community and Preventive Medicine (M.W.B.), University of Rochester School of Medicine and Dentistry, Rochester, N.Y.; Good Samaritan Hospital, Los Angeles (D.S.C.); Scripps Memorial Hospital, La Jolla, Calif. (S.L.H.); University Hospital, Magdeburg, Germany (H.K.); St. Francis HospitalHeart Center, Roslyn, N.Y. (J.H.L.); Eastern Heart Institute, Passaic, N.J. (S.S.); the Department of Medicine, Case Western Reserve University, and University Hospitals of Cleveland, Cleveland (A.L.W.); and the Cardiology Unit, University of Chicago, Chicago (D.W.).
Address reprint requests to Dr. Moss at the Heart Research Follow-up Program, Box 653, University of Rochester Medical Center, Rochester, NY 14642.
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Appendix
The following investigators also participated in the MulticenterAutomatic Defibrillator Implantation Trial: S. Sridhar, AffiliatedCardiologists, Phoenix, Ariz.; T. Mattioni, Arizona Heart Instituteand Foundation, Phoenix; J. Maloney and B. Wilkoff, ClevelandClinic Hospital, Cleveland; R. Krol, Eastern Heart Institute,Passaic, N.J.; A. Leon, Emory Clinic, Atlanta; R. Cierpka andH.-J. Trappe, Hanover Medical School, Hanover, Germany; S. Kutalek,Hahnemann University Hospital, Philadelphia; J. Rottman, JewishHospital of St. Louis, St. Louis; T. Guanieri and G. Tomaselli,Johns Hopkins University Hospital, Baltimore; B. Olshansky,Loyola University Medical Center, Maywood, Ill.; J. Salerno,Matteo Hospital, Pavia, Italy; B. Crevey, Methodist Hospital,Indianapolis; C. Pratt and D. Zhu, Methodist Hospital, Houston;M. Pritzker, Minneapolis Heart Institute, Minneapolis; S. Winters,Morristown Memorial Hospital, Morristown, N.J.; A. Kadish, NorthwesternMemorial Hospital, Chicago; F. Abi-Samra, Ochsner Clinic, NewOrleans; B. Halperin, J. Kron, and J. McAnulty, Oregon HealthSciences University, Portland; J. Steinberg, RooseveltSt.Luke's Medical Center, New York; S. Greenberg and D. Hoch, SaintFrancis HospitalHeart Center, Roslyn, N.Y.; J. Gallagher,Sanger ClinicCarolina Heart Institute, Charlotte, N.C.;J. Ilvento, Santa Barbara Cottage Hospital, Santa Barbara, Calif.;R. Winkle, Sequoia Hospital, Palo Alto, Calif.; M. Lehmann,Sinai Hospital, Detroit; M. Scheinman, University of CaliforniaMedical Center, San Francisco; R. Myerburg, University of MiamiMedical Center, Miami; T. Akiyama, A. Mushlin, and W. Zareba,University of Rochester Medical Center, Rochester, N.Y.; R.Ruffy, University of Utah School of Medicine, Salt Lake City;and E. Platia, Washington Hospital Center, Washington, D.C.;Data and Safety Monitoring Committee D. Goldblatt, W.Hood, Jr. (chair), D. Oakes, and M. Tanner; End-Point ReviewCommittee L. Cobb and R. Goldstein (chair); RochesterCoordination and Data Center M. Andrews, E. Garcia,N. Kellogg, B. MacKecknie, D. Ramsell, and P. Severski; andstatistical support J. Whitehead and S. Chen.
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