Placental Blood as a Source of Hematopoietic Stem Cells for Transplantation into Unrelated Recipients
Joanne Kurtzberg, M.D., Mary Laughlin, M.D., Michael L. Graham, M.D., Clay Smith, M.D., Janice F. Olson, M.D., Edward C. Halperin, M.D., Gilbert Ciocci, P.N.P., Carmelita Carrier, Ph.D., Cladd E. Stevens, M.D., and Pablo Rubinstein, M.D.
Background Transplantation of bone marrow from unrelated donorsis limited by a lack of HLA-matched donors and the risk of graft-versus-hostdisease (GVHD). Placental blood from sibling donors can reconstitutehematopoiesis. We report preliminary results of transplantationusing partially HLA-mismatched placental blood from unrelateddonors.
Methods Twenty-five consecutive patients, primarily children,with a variety of malignant and nonmalignant conditions receivedplacental blood from unrelated donors and were evaluated forhematologic and immunologic reconstitution and GVHD. HLA matchingwas performed before transplantation by serologic typing forclass I HLA antigens and low-resolution molecular typing forclass II HLA alleles. In donorrecipient pairs who differedby no more than one HLA antigen or allele, high-resolution classII HLA typing was done retrospectively. For donorrecipientpairs who were mismatched for two HLA antigens or alleles, high-resolutiontyping was used prospectively to select the best match for HLA-DRB1.
Results Twenty-four of the 25 donorrecipient pairs werediscordant for one to three HLA antigens. In 23 of the 25 transplantrecipients, the infused hematopoietic stem cells engrafted.Acute grade III GVHD occurred in 2 of the 21 patients who couldbe evaluated, and 2 patients had chronic GVHD. In vitro proliferativeresponses of T cells and B cells to plant mitogens were detected60 days after transplantation. With a median follow-up of 121/2 months and a minimal follow-up of 100 days, the overall 100-daysurvival rate among these patients was 64 percent, and the overallevent-free survival was 48 percent.
Conclusions HLA-mismatched placental blood from unrelated donorsis an alternative source of stem cells for hematopoietic reconstitutionin children.
Allogeneic bone marrow transplantation can cure some hematologiccancers, bone marrow failure syndromes, immunodeficiency disorders,and inborn errors of metabolism,1,2,3,4,5 but its success dependson the prompt identification of a suitable donor and the avoidanceof severe graft-versus-host disease (GVHD).6,7,8,9,10 Transplantationof hematopoietic stem cells from placental or cord blood canovercome these problems.
Over the past seven years, placental blood from a sibling hasbeen used as a source of hematopoietic stem cells in more than100 allogeneic transplantations.11,12,13,14 In 44 placental-bloodtransplantations involving sibling donors that were reportedto the International Cord Blood Transplant Registry, there wassuccessful hematopoietic reconstitution and a lower incidenceof GVHD than expected with bone marrow grafts.11,12 Delays inmyeloid engraftment were noted, but the probability of event-freesurvival was 72 percent after a median follow-up of 1.6 years.
In 1992 the Placental Blood Program was established at the NewYork Blood Center to explore the feasibility of using bankedplacental blood from unrelated donors for the transplantationof hematopoietic stem cells.15 In this report we describe thepreliminary results of 25 consecutive transplantations of placentalblood from unrelated donors that were performed at a singlecenter with units obtained through the Placental Blood Program.Nearly all of the patients in this study were children (agerange, 0.8 to 23.5 years).
Methods
Eligibility and Study Objectives
This phase 1 study of the transplantation of placental bloodfor the treatment of malignant and nonmalignant conditions wasapproved by the institutional review board of Duke UniversityMedical Center. Patients were eligible for enrollment if therewas neither an HLA-identical related donor nor a related donorwith two HLA mismatches available and if an HLA-matched, unrelatedbone marrow donor could not be identified within six months.Informed consent and a sample of autologous backup bone marrowwere also required.
Donor Selection
Beginning in September 1993, formal searches were conductedby the Placental Blood Program on behalf of 210 patients referredto the Duke University Medical Center. Initial matching criteriafor an HLA-matched unit required the placental blood to shareat least five HLA antigens with the potential recipient. Theseantigens were identified by serologic typing (HLA class I) andlow-resolution DNA typing (HLA class II). Such matched unitswere found for 92 of the 210 patients (44 percent). Of these92 units, 6 matched all six of the recipients' class I and classII major histocompatibility complex (MHC) antigens. Donor unitsthat matched with four of the prospective recipients' six classI and II HLA antigens were sought for 58 of the remaining patientsand identified for 52.
When several units were available for a patient, we selectedthe one that best matched the patient's HLA haplotypes and containedan optimal number of nucleated cells. In choosing among unitswith one HLA incompatibility, mismatches at class II MHC lociwere considered as important as class I mismatches; when possible,mismatches within the same cross-reacting group of HLA antigenswere preferred to major incompatibilities. When the donor unitand the potential recipient differed by two HLA antigens, morethan one unit was usually available. In these instances, theresults of high-resolution typing of HLA-DRB1 were used to findthe unit with the closest match. In all other cases, high-resolutiontyping was analyzed retrospectively. After identification ofa suitable placental blood unit, confirmatory HLA typing ofthe patient and the prospective unit was performed. A test samplefrom the unit that was transplanted into the one patient withLeschNyhan disease was assayed for hypoxanthine phosphoribosyltransferaseactivity by Dr. William Nyhan. None of the transplanted placental-bloodunits were depleted of red cells, reduced in volume, or depletedof T cells before cryopreservation. All transplanted units werenegative for human immunodeficiency virus (HIV), hepatitis A,B, and C, and human T-cell lymphotropic virus type I (HTLV-I)by standard blood-bank screening tests. None of the units, northe mothers of the donors, were positive for IgM antibody tocytomegalovirus (CMV).
Transplantation Procedure
Cryopreserved units of placental blood were transported to thestudy center in a shipping container cooled by liquid nitrogenin vapor phase and stored in liquid nitrogen. For the firstthree transplantations, the unit of blood was thawed at thebedside and infused intravenously over a period of 10 to 15minutes. For subsequent transplantations, the unit was thawedin the laboratory and washed with 10 percent dextran 40 (Baxter,Glendale, Calif.) and 5 percent human albumin before infusion.16A nucleated-cell count, ABO and Rh typing, a test of cell viability,bacterial and fungal cultures, an assay for hematopoietic progenitorcells, and a CD34+ cell count were performed on a sample fromeach thawed unit at the time of infusion (Table 1).
Table 1. Characteristics of Placental-Blood Grafts.
Preparative Regimens and GVHD
Table 2 lists the preparative regimens and details of prophylaxisagainst GVHD. Patients two years of age or older who had leukemiareceived hyperfractionated total-body irradiation (150 cGy twicea day for nine doses), melphalan, and antithymocyte globulin.Busulfan was given instead of total-body irradiation to patientsunder two years of age who had leukemia. Blood levels were measuredafter the second of 16 doses to achieve a steady-state concentrationof 600 to 900 ng per milliliter, and doses 8 through 16 weremodified if necessary. Patients with conditions other than leukemiawere treated with other regimens, as described in Table 2. Prophylaxisagainst GVHD consisted of cyclosporine alone for the two patientswith Fanconi's anemia. A combination of methotrexate, cyclosporine,and methylprednisolone was given to the first 11 patients whodid not have Fanconi's anemia. Since no case of severe GVHDoccurred in these 11 patients, the regimen was reduced to cyclosporinealone in 2 patients and cyclosporine and high-dose methylprednisolonein 10 patients. Methotrexate was given in a dose of 15 mg persquare meter of body-surface area on day 1, followed by 10 mgper square meter on days 3 and 6. Leucovorin (15 mg per squaremeter) was given 24 hours after each dose of methotrexate. Thedose of methylprednisolone was 10 mg per kilogram of body weighton days 5 to 7, 5 mg per kilogram on days 8 to 10, 3 mg perkilogram on days 11 and 12, and 2 mg per kilogram on days 15to 17; thereafter the dose was tapered 10 percent per week.The patients continued to receive a full dose of cyclosporineuntil a point between day 180 and day 270 after transplantation,after which the dose was tapered by 10 percent per week.
Table 2. Preparative Regimens and Prophylaxis against GVHD.
Supportive Care
All patients were kept in reverse isolation under high-energyparticulate air filtration. A parent roomed with each child.Prophylaxis with trimethoprimsulfamethoxazole againstPneumocystis carinii was initiated before transplantation. Broad-spectrumantibiotic therapy was instituted at the time of the first episodeof neutropenic fever and continued until the absolute neutrophilcount exceeded 500 per cubic millimeter for two days. All patientsreceived intravenous amphotericin B (0.25 mg per kilogram perday) from day 0 (the day of transplantation). The dose of amphotericinB was increased to 1 mg per kilogram per day if fever persistedfor three days after the institution of antibiotic therapy.Patients received transfusions of leukocyte-depleted, irradiated,packed red cells and platelets to maintain platelet counts equalto or greater than 20,000 per cubic millimeter and hematocritvalues greater than 27 percent during the first four weeks aftertransplantation. Filgrastim (10 µg per kilogram) was administereddaily from day 0 until the absolute neutrophil count was 10,000or more per cubic millimeter for three consecutive days or morethan 2000 per cubic millimeter for two weeks. Patient 23 hadpolymicrobial sepsis at the time of preparation for transplantationand was supported with irradiated, filgrastim-mobilized parentalgranulocytes for the first 10 days after transplantation.
Intravenous immune globulin (Gamimune N, 10 percent, CutterBiologicals, Elkhart, Ind.) was administered to each patientat a dose of 500 mg per kilogram weekly through day 100 andthen once every two weeks or monthly during year 1. Patientswho had IgG anti-CMV antibodies before transplantation or whoreceived grafts that were CMV-positive (as determined by cultureof the infants' saliva18) received ganciclovir through day 100.The presence of IgG anti-CMV antibodies alone in the infantmotherpair was not considered a risk factor for transmission of CMVthrough the placental-blood graft. Documented CMV infectionthat occurred after transplantation was treated with therapeuticdoses of ganciclovir (5 mg per kilogram per dose, given twicea day) and intravenous immune globulin every other day for threeweeks.19
Study End Points
To evaluate engraftment, the primary end point was the numberof days required for the absolute neutrophil count to reach500 per cubic millimeter. Secondary end points included thedemonstration of megakaryocytes in the bone marrow and the numberof days needed for the platelet count to remain above 20,000per cubic millimeter and the hemoglobin level to stay above10 g per deciliter without transfusion. Chimerism was evaluatedby fluorescence in situ hybridization for the X chromosome insex-mismatched transplants, or DRB1 allele-specific hybridizationin cases in which the patient and donor differed at HLA-DR.These tests were performed 28 to 35, 100, 180, and 360 daysafter transplantation. Complete chimerism was inferred whenall cells in the marrow and peripheral blood of the patientwere of donor origin, whereas mixed chimerism was defined asthe simultaneous presence of both donor and host cells. Primarygraft failure was defined as a failure to reach a white-cellcount of 500 per cubic millimeter or an absolute neutrophilcount of 200 per cubic millimeter within 30 days of transplantationor a continued need for platelet transfusions for more than100 days after transplantation in the absence of a frank leukemicrelapse. Immunologic studies included assays for lymphocyteproliferation in response to plant mitogens (phytohemagglutinin,concanavalin A, and pokeweed mitogen) and tetanus toxoid andCandida albicans antigens; counting of the lymphocyte subgroupsby fluorescence-activated cell sorting; and an assay of natural-killer-cellfunction by the measurement of lysis of the K562 cell line.
GVHD
GVHD was scored according to standard criteria.9 During thefirst month after transplantation, all the patients were evaluateddaily. After discharge from the hospital, patients were seentwice weekly during the second month after transplantation,weekly during the third through sixth months, and then quarterly.GVHD was documented histopathologically. DNA probes for maternalHLA genes were used to seek grafted cells derived from the donor'smother in all biopsy samples. GVHD (of grade II or higher) wastreated with a high dose of methylprednisolone for three toseven days, after which the dose was tapered.
Statistical Analysis
The probability of event-free survival was calculated by KaplanMeieranalysis.20 Data on patients were censored at the first adverseevent, such as death due to treatment-related toxicity, graftfailure, relapse, or death from other causes. Correlations betweenthe numbers of nucleated, hematopoietic progenitor, and CD34+cells infused and the length of time to engraftment were expressedas the linear correlation coefficient (R2) and evaluated bythe t-test with SPSS for Windows software (SPSS, Chicago).
Results
Patient Characteristics
Twenty-five patients received transplants from August 1993 throughNovember 1995 (Table 3). Searches for matched, unrelated bonemarrow donors failed to identify such a donor for 17 of 22 patients.The median weight of the patients was 19.4 kg (range, 7.5 to79.0) and the median age was 7.0 years (range, 0.8 to 23.5).Nineteen patients had malignant diseases and four had nonmalignantconditions; in two patients (Patients 8 and 23), a primary nonmalignantcondition had converted to malignant disease. In nine patients,prior infection with CMV was evidenced by IgG anti-CMV antibodytiters of 1:8 or higher. Two patients with acute nonlymphocyticleukemia underwent transplantation during a relapse after theyhad undergone autologous bone marrow transplantation.
Selection of Units of Placental Blood for Transplantation
Units of placental blood were initially matched to the patient'sHLA phenotype by serologic typing for class I HLA antigens andlow-resolution DNA typing for class II HLA alleles. By thesemeans, 1 of the 25 units we transplanted was matched for sixof six HLA antigens, 20 were matched for five of six, 3 forfour of six, and 1 for three of six. Subsequently, all the patientsand units of placental blood were typed for HLA-DRB1 by high-resolutionDNA hybridization with group-specific polymerase-chain-reactionprimers and allele-specific oligonucleotide probes. This secondgenetic analysis revealed the following distribution of HLAmatches: 1 donorrecipient pair at six loci, 9 pairs atfive loci, 11 pairs at four loci, and 4 pairs at three loci(Table 4). When a matched unit was available, the median timeto its identification was 3 days, and the median time to transplantation102 days. When a continued search was required to find a suitableunit, the average time to identification was 18 days (range,0 to 128), and the time to transplantation 115 days (range,12 to 291).
There was evidence of myeloid engraftment in 23 of the 25 patients.In one patient (Patient 3), the infused cells failed to engraft,but spontaneous reconstitution with autologous cells occurred65 days after transplantation. Two patients (Patients 9 and12) had persistent leukemia (one of them had evidence of myeloidengraftment), and the absolute neutrophil count never rose above500 per cubic millimeter. In the remaining 22 patients, theabsolute neutrophil count reached 500 per cubic millimeter ina median of 22 days (range, 14 to 37). Platelet transfusionsbecame unnecessary in a median of 56 days (range, 35 to 89)in 16 patients who could be evaluated. Platelet counts of 50,000and 100,000 per cubic millimeter were reached by a median of82 and 115 days, respectively. Red-cell transfusions could bestopped after a median of 55 days (range, 32 to 90). Seven patientsdied of relapse (Patient 9), regimen-related toxicity (Patients7 and 17), or infection (Patients 8, 11, 19, and 21) while stilldependent on platelet or red-cell transfusions. All survivingpatients were complete chimeras as of the most recent follow-upin May 1996.
Cell Dose and Speed of Engraftment
The number of nucleated cells infused per kilogram of the patient'sbody weight correlated with the rate of myeloid engraftment(P=0.002; data not shown). There was a trend for the time tomyeloid or platelet engraftment to increase with the dose ofclonogenic precursors or CD34+ cells, but the correlations werenot statistically significant. After observing delayed recoveryof neutrophils in the first three patients, we began to usea new thawing technique that increases cell viability in vitro.16In patients infused with these "washed" units of placental blood,myeloid engraftment was accelerated (Figure 1), but plateletand red-cell engraftment was not affected.
Figure 1. Relation of Neutrophil Recovery to Thawing Method.
Values shown are means ±SD.
GVHD
Twenty-one of the 25 patients could be evaluated for GVHD. Fourpatients did not have GVHD; eight patients had grade I GVHD,involving only the skin; and seven patients had grade II GVHD,involving the skin and gut. In two patients (Patients 13 and16, who were recipients of grafts that were mismatched at HLA-Band at HLA-B and HLA-DRB1, respectively), grade III GVHD, involvingthe skin and gut, developed. No patient had acute grade IV GVHD.In two patients (Patients 5 and 16), chronic GVHD limited tothe liver or skin developed 19 and 7 months after transplantation.There was no correlation between the incidence or extent ofGVHD and the degree of HLA mismatching (data not shown). Maternalcells from the donor unit were not found in the tissue-biopsyspecimens from any patient with GVHD. All patients with GVHDresponded to treatment with high doses of methylprednisolone,and none required second-line therapy for steroid-refractoryGVHD.
Immunologic Reconstitution
In vitro responses to T-cell and B-cell mitogens were detectablein 13 patients with engraftment who were studied within threemonths of transplantation (Table 5). The absolute lymphocytecounts were greater than 500 per cubic millimeter, but the CD4:CD8ratios were inverted in all patients studied for the first sixmonths after transplantation. Natural-killer-cell function wasnormal in six patients tested two to three months after transplantation.
As of June 1996, 12 of the 25 patients had survived event-freefor 7 to 32 months after transplantation (Table 6), for an event-freesurvivalrate of 48 percent. Seven of the 19 patients undergoing transplantationfor malignant conditions and 5 of the 6 with nonmalignant conditionshad survived event-free with Karnofsky scores above 90, witha median follow-up of 12 1/2 months (range, 7 to 32). Only oneof the eight patients who underwent transplantation while inremission and survived for more than 100 days had had a leukemicrelapse. Thirteen of the 25 patients had died of infection,relapse, or toxic effects of treatment.
Table 6. Engraftment, GVHD, and Survival in Patients Who Received HLA-Mismatched Placental Blood.
Discussion
In this study we found that hematopoietic stem cells in placentalblood from unrelated donors engrafted and reconstituted hematopoiesisin more than half of a group of high-risk patients, nearly allof them children, with malignant and nonmalignant conditions.There was a complete match between the donor and the recipientfor all class I HLA antigens and class II HLA alleles in onlyone case. Despite the HLA incompatibility, GVHD was mild (lessthan grade III) in all but two recipients. The substitutionof melphalan for cyclophosphamide in patients with malignantconditions allowed adequate engraftment.22,23,24,25,26,27,28,29Complete donor chimerism was achieved without total-body irradiationin nine patients who were prepared with chemotherapy alone.This experience is relevant for transplantation in younger children,who are at especially high risk for treatment-related neurotoxicity.30The recovery of platelets and red cells was later in all recipientsof placental-blood grafts than in recipients of marrow grafts,perhaps because placental blood contains a higher proportionof immature hematopoietic progenitor cells than does bone marrow.31,32,33,34,35,36,37,38
Engraftment occurred in patients who received as few as 6 millionnucleated, HLA-disparate, placental-blood cells per kilogram,but we do not know whether this result in children can be appliedto adults.31,32,33,34,35,36,37,38 We found a relation betweenthe speed of myeloid recovery and the dose of infused cells,but the International Cord Blood Transplant Registry found nosuch correlation in recipients of placental blood from relateddonors.11 This difference may be due to the uniformity of resultsa single center can obtain, or to the use of filgrastim in ourpatients. Although the number of CD34+ cells (presumably hematopoieticprogenitor cells) in the graft correlates with myeloid and plateletengraftment in recipients of filgrastim-mobilized peripheral-bloodprogenitor cells, we did not find any such correlation.
All but one of the pairs of donors and recipients in this seriesdiffered by one to three HLA antigens. Nevertheless, primarygraft failure occurred only in patients who underwent transplantationduring leukemic relapse, and severe acute or chronic GVHD wasnot observed. By contrast, in 462 patients undergoing bone marrowtransplantation from HLA-matched, unrelated donors, the probabilityof grade III or IV acute GVHD was 47 percent overall and 30percent for patients less than 18 years of age; for chronicGVHD, the probability was 55 percent.2 Contamination of placentalblood by maternal cells is a potential cause of serious GVHD,39,40,41,42,43but our results do not support this possibility. The observationthat placental T cells mount less of a graft-versus-host responsethan bone marrow from unrelated donors in HLA-mismatched recipientshas yet to be explained, but it parallels observations madein vitro and in animal studies.44 Another unsolved problem iswhether the lower incidence of GVHD indicates a decrease ingraft-versus-leukemia activity and thus an increase in the riskof leukemic relapse. Our data are too premature to answer thisquestion.
Banked placental blood has potential advantages over bone marrowfrom adults. Placental blood is less likely than adult bonemarrow to contain viruses; the storage of placental blood reducesprocurement time to one or two weeks, substantially less thanthe four to six months typically needed to find an unrelatedbone marrow donor; and with placental blood the time requiredto prepare the patient for transplantation is usually short.
A major disadvantage of placental-blood transplantation is thatonly one unit is available for each transplantation procedure.Ex vivo expansion of stem cells and progenitor cells might circumventthis problem. A second possible disadvantage is the unwittingtransmission of a genetic disease affecting hematopoietic cells.Placental blood can be tested for common hematologic diseases,such as hemoglobinopathies, before banking or transplantation,and the family history can reveal the possibility of an inheriteddisorder. Nevertheless, extremely rare genetic diseases areunlikely to be revealed by the family history, and laboratorytesting for them may be impractical or impossible.
In summary, we have demonstrated that partially mismatched placentalblood from unrelated donors can provide an alternative sourceof stem cells for hematopoietic reconstitution. The use of placentalblood that differed from the recipient's by one to three HLAalleles resulted in 100 percent donor chimerism, generally treatableGVHD, and immune reconstitution.
Supported in part by a grant (1R18-HL48031) from the NationalHeart, Lung, and Blood Institute and by the Leukemia Societyof America.
We are indebted to the nursing staff of the Pediatric Bone MarrowTransplant Program at Duke University Medical Center for caringfor these patients with diligence and compassion; to Alice Stewartand the staff of the Pediatric Bone Marrow Transplant Laboratoryfor characterizing and processing the placental-blood units;and to Jill Beimdiek and Connie Stephens for data collectionand coordinating the searches, sample procurement, and engraftmentstudies;to the referring physicians (Tanya Trippett, CharlesDaeschner, Kenneth Starling, Deborah Scott, Felicia Little,Eric Werner, Roger Berkow, Bob Ettinger, Raj Malik, Barry Golembe,Allen Chauvenet, Paul Martin, Ming Yang, Virgil Rose, Mark Mogul,Gary Jones, Stuart Gold, Frank Keller, Kim Ritchie, RichardSchiff, Terry Harville, and Rebecca Buckley) for their willingnessto refer their patients and for their enthusiasm and compliancein supplying follow-up data; and to the staff of the Departmentof Obstetrics and Gynecology and the Department of Neonatologyat Mount Sinai Medical Center, New York, for their support inthe collection of blood units and samples from babies and mothers.
Source Information
From the Pediatric Bone Marrow Transplant Program at Duke University Medical Center, Durham, N.C. (J.K., M.L., M.L.G., C.S., J.F.O., E.C.H., G.C.), and the Placental Blood Program at the New York Blood Center, New York (C.C., C.E.S., P.R.).
Address reprint requests to Dr. Kurtzberg at Box 3350, Duke University Medical Center, Durham, NC 27710.
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Ammann A. J., Bertolini F., della Cuna G. R., Locatelli F., Maccario R., Zecca M., Abecasis M. M., Guimaraes A., Machado A., Kurtzberg J., Rubenstein P., Stevens C. E., Jefferies L. C., Silberstein L. E.
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336:68-70, Jan 2, 1997.
Correspondence
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