A Controlled Trial of Selegiline, Alpha-Tocopherol, or Both as Treatment for Alzheimer's Disease
Mary Sano, Ph.D., Christopher Ernesto, M.S., Ronald G. Thomas, Ph.D., Melville R. Klauber, Ph.D., Kimberly Schafer, M.S., Michael Grundman, M.D., M.P.H., Peter Woodbury, John Growdon, M.D., Carl W. Cotman, Ph.D., Eric Pfeiffer, M.D., Lon S. Schneider, M.D., Leon J. Thal, M.D., for The Members of the Alzheimer's Disease Cooperative Study
Background There is evidence that medications or vitamins thatincrease the levels of brain catecholamines and protect againstoxidative damage may reduce the neuronal damage and slow theprogression of Alzheimer's disease.
Methods We conducted a double-blind, placebo-controlled, randomized,multicenter trial in patients with Alzheimer's disease of moderateseverity. A total of 341 patients received the selective monoamineoxidase inhibitor selegiline (10 mg a day), alpha-tocopherol(vitamin E, 2000 IU a day), both selegiline and alpha-tocopherol,or placebo for two years. The primary outcome was the time tothe occurrence of any of the following: death, institutionalization,loss of the ability to perform basic activities of daily living,or severe dementia (defined as a Clinical Dementia Rating of3).
Results Despite random assignment, the base-line score on theMiniMental State Examination was higher in the placebogroup than in the other three groups, and this variable washighly predictive of the primary outcome (P<0.001). In theunadjusted analyses, there was no statistically significantdifference in the outcomes among the four groups. In analysesthat included the base-line score on the MiniMental StateExamination as a covariate, there were significant delays inthe time to the primary outcome for the patients treated withselegiline (median time, 655 days; P = 0.012), alpha-tocopherol(670 days, P = 0.001), or combination therapy (585 days, P =0.049), as compared with the placebo group (440 days).
Conclusions In patients with moderately severe impairment fromAlzheimer's disease, treatment with selegiline or alpha-tocopherolslows the progression of disease.
Alzheimer's disease is a neurodegenerative disorder characterizedby loss of memory and other cognitive abilities. Neuropathologically,the disease is characterized by the presence of neurofibrillarytangles and senile plaques, impaired synaptic function, andcell loss.1 There is a prominent loss of cholinergic, noradrenergic,and dopaminergic neurons in Alzheimer's disease.2 The pathologyof the disorder may involve oxidative stress and the accumulationof free radicals, leading to excessive lipid peroxidation andneuronal degeneration in the brain.3,4,5,6
Selegiline, a monoamine oxidase inhibitor, and alpha-tocopherolmay have beneficial effects in patients with Alzheimer's disease.Selegiline may act as an antioxidant, since it inhibits oxidativedeamination, thereby reducing neuronal damage. The drug hasbeen associated with an increased active life span in animals.7Studies in patients with Parkinson's disease have demonstratedthat selegiline delays the need for dopamine-replacement therapyand significantly prolongs the time during which patients functionwell enough to work.8
Selegiline also increases levels of catecholamines, and adrenergicstimulation may improve the cognitive deficits associated withAlzheimer's disease. In short-term trials of selegiline in patientswith Alzheimer's disease, small but significant improvementsin cognition9 and overall ratings of functioning10 have beenreported. A longer study with a small sample yielded a similarbut nonsignificant trend.11
Alpha-tocopherol (vitamin E) is a lipid-soluble vitamin thatinteracts with cell membranes, traps free radicals, and interruptsthe chain reaction that damages cells.12 In animal models, alpha-tocopherolreduced the degeneration of hippocampal cells after cerebralischemia13 and enhanced the recovery of motor function afterspinal cord injury.14 In hypoxic cultured neurons, alpha-tocopherolinhibited lipid peroxidation15 and reduced cell death associatedwith -amyloid protein.16 Although no benefit was noted in astudy of alpha-tocopherol in patients with Parkinson's disease,8there is much interest in a possible role of antioxidants indelaying the onset of Alzheimer's disease.
The primary purpose of the present study was to determine whetherselegiline, alpha-tocopherol, or a combination of the two agentswould slow the clinical deterioration associated with Alzheimer'sdisease. Although previous trials involving patients with Alzheimer'sdisease have focused on cognitive deterioration, our study examinedfunctional loss. We sought to determine whether treatment withthese agents could delay the time to the occurrence of clinicaloutcomes that reflect substantial functional deterioration.
Methods
Patients were recruited from 23 centers participating in theAlzheimer's Disease Cooperative Study (see the Appendix). Atotal of 341 patients with probable Alzheimer's disease of moderateseverity, as measured by a Clinical Dementia Rating of 2,17were enrolled. Informed consent was obtained from each patientor a family member. At the time of enrollment, the patientswere free of other central nervous system diseases, were nottaking psychoactive medications, and were residing either athome or in a supervised setting with a care giver but not ina skilled-nursing facility. The study population has been describedin detail previously.18
The patients were randomly assigned (after stratification accordingto center with the use of a permuted-block procedure) to receiveselegiline, alpha-tocopherol, selegiline and alpha-tocopherol,or placebo. Selegiline (Eldepryl, Somerset Pharmaceuticals,Tampa, Fla.) was given in a dose of 5 mg twice a day, and aracemic mixture of dl-alpha-tocopherol (vitamin E, HoffmannLaRoche,Nutley, N.J.) was given in a dose of 1000 IU twice a day; bothagents were given in the morning and in the afternoon.
Primary Outcome Measure
The primary outcome measure was the time to the occurrence ofany one of the following end points: death; institutionalization;loss of the ability to perform at least two of three basic activitiesof daily living (i.e., eating, grooming, using the toilet),as measured by part 2 of the Blessed Dementia Scale19; and severedementia, defined as a Clinical Dementia Rating of 3.17 Thedate of death or institutionalization was used to calculatethe time to either of these end points; if that date was notavailable, the date of the next follow-up visit was used. Tocalculate the time to the loss of the ability to perform activitiesof daily living or the occurrence of severe dementia, we usedthe date of the follow-up visit during which the end point wasdocumented.18
Secondary outcome measures included measures of cognition, function,behavior, and the presence or absence of extrapyramidal signs.Cognition was assessed with the cognitive portion of the Alzheimer'sDisease Assessment Scale20 and the MiniMental State Examination.21Function was assessed with the total score on the Blessed DementiaScale. This scale has two sections: instrumental activitiesof daily living (e.g., remembering lists and handling smallsums of money) and basic activities of daily living (e.g., eating,using the toilet, and grooming). Function was also assessedwith the Dependence Scale, a seven-point scale that rates theneed for supervision and care.22 The Equivalent InstitutionalService, a subsection of the Dependence Scale, rates the levelof care received as follows: 1, limited home care; 2, care equivalentto that received in an adult care facility; and 3, care equivalentto that received in a skilled-nursing facility. Behavioral disturbancewas assessed with the Behavior Rating Scale for Dementia.23Extrapyramidal signs were assessed with a modification of themotor part of the Unified Parkinson's Disease Rating Scale.24A score of 2 or higher on any item was considered to indicatethe presence of extrapyramidal signs.
Safety
To assess the safety of treatment, routine blood and urine analyseswere performed and vital signs and weight were checked at allclinic visits. Medical events that occurred during the treatmentperiod were reported as adverse events. These events were categorizedon the basis of the description provided.
Follow-Up
Assessments were conducted one month after enrollment and atthree-month intervals for the remainder of the two-year studyperiod. At each interval, every effort was made to assess primaryand secondary outcomes, regardless of whether an end point hadbeen reached or the medication had been discontinued.
Drug-Level Monitoring
The level of alpha-tocopherol was monitored by measuring serumtocopherol concentrations, and the level of selegiline was monitoredby measuring amphetamine, its major metabolite, in urine. Testsfor selegiline were considered positive if the presence of amphetaminewas detected in 75 percent of the urine samples obtained froma given patient. Tests for alpha-tocopherol were consideredpositive if serum tocopherol levels were 2.0 mg per deciliter(46 µmol per liter) or higher in 75 percent of the bloodsamples obtained from a given patient.
Statistical Analysis
Base-line differences in predetermined potential covariatesamong the four groups were examined with the use of either analysisof variance or chi-square analyses, as appropriate. The variablesexamined included demographic characteristics (age, durationof illness, education, and sex) and clinical characteristics(scores on the MiniMental State Examination and BlessedDementia Scale and the presence or absence of extrapyramidalsigns). The variables that differed significantly among thegroups at the 0.1 level were examined as predictors of the primaryoutcome, and the significant predictors were included in theanalysis of the treatment effect.
The primary intention-to-treat analysis of treatment efficacycompared each treatment with placebo with the use of a KaplanMeierestimation25 and log-rank testing for the unadjusted analysisand the Cox proportional-hazards model to control for any imbalancein the predetermined covariates among the four groups. The relativerisk associated with treatment as compared with placebo wasmeasured with the use of the risk ratio derived from the Coxmodel, with significance levels adjusted for multiple comparisons.26The median time to an end point was estimated on the basis ofsurvival curves generated from the Cox model.
The secondary outcomes were examined with the use of survivalanalyses, analysis of variance, or analysis of covariance, asappropriate. Missing values were imputed by using the last observationcarried forward. For each of these analyses, the rate of studycompletion was compared among the four groups. If significantdifferences were observed (P<0.1), the time enrolled in thestudy was included as a covariate in the model.
Safety data were examined by using Fisher's exact test to comparethe frequency of abnormal findings (e.g., adverse events orabnormalities in laboratory results or vital signs) among thestudy groups.
A safety-monitoring committee reviewed the safety data codedaccording to the study group or uncoded, as needed. The committeewas responsible for recommending changes in the protocol orearly termination of the study, if necessary. A preplanned interimanalysis was conducted at the midpoint of the study, with prespecifiedrules for termination.27 Log-rank tests were used for the unadjustedanalysis, and the Cox model was used to adjust for age, scoreon the MiniMental State Examination, and sex. No significanttreatment effects were observed in the interim analysis.
Results
Table 1 shows the demographic and clinical characteristics ofeach study group at base line. There was a trend toward a significantdifference among the groups in the score on the MiniMentalState Examination (P = 0.071), with the placebo group havingthe highest score and the alpha-tocopherol group having thelowest score. There were no significant differences in the othervariables. In the Cox model, a higher score on the MiniMentalState Examination was strongly associated with a delay in theprimary outcome (risk ratio, 0.909 per unit increase in score;P<0.001) and was also associated with a delay in each ofthe individual outcomes.
Table 1. Base-Line Demographic and Clinical Characteristics of 341 Patients with Alzheimer's Disease Randomly Assigned to Receive Placebo, Selegiline, Alpha-Tocopherol, or Both Agents.
Primary Outcome Measure
The results of unadjusted comparisons of selegiline with placebo(risk ratio, 0.72; P = 0.087), alpha-tocopherol with placebo(risk ratio, 0.70; P = 0.077), and combined treatment with placebo(risk ratio, 0.78; P = 0.21) were not statistically significant(Figure 1A, Figure 1B, and Figure 1C). However, when the base-linescore on the MiniMental State Examination was includedas a covariate (Figure 1D), a significant delay in the primaryoutcome was found with selegiline (risk ratio, 0.57; P = 0.012),alpha-tocopherol (risk ratio, 0.47; P = 0.001), and combinationtherapy (risk ratio, 0.69; P = 0.049). The estimated increasein median survival was 230 days for the patients receiving alpha-tocopherol,215 days for those receiving selegiline, and 145 days for thosereceiving both, as compared with the patients receiving placebo(Table 2).
Figure 1. Event-free Survival of 341 Patients with Alzheimer's Disease Assigned to Treatment with Selegiline, Alpha-Tocopherol, Both, or Placebo.
Event-free survival was defined as survival until the occurrence of death, institutionalization, loss of the ability to perform the activities of daily living, or severe dementia (defined as a Clinical Dementia Rating of 3). Panels A, B, and C show KaplanMeier curves for the comparison of placebo with selegiline (P = 0.087), alpha-tocopherol (P = 0.077), and combined treatment (P = 0.21), respectively. Panel D shows a Cox-model estimation for the comparison of the three treatments with placebo, with the base-line score on the MiniMental State Examination included as a covariate (P = 0.012, 0.001, and 0.049, respectively).
Table 2. Primary Outcome and Median Survival According to Study Group.
We also examined the effect of treatment on each of the individualend points in the primary outcome measure (Table 3). For theend point of institutionalization, the comparison of alpha-tocopherolwith placebo showed a significant treatment effect (risk ratio,0.42; P = 0.003). No statistically significant differences amongthe groups were observed for the other end points.
Table 3. Percentage of Patients Reaching Each End Point, According to Study Group.
Secondary Outcome Measures
The results of the analyses of secondary outcome measures arepresented in Table 4. In some cases, the cognitive data werenot complete because of the development of advanced dementia.The mean time to the last score on the MiniMental StateExamination was 15.6 months, and the scores did not differ significantlyamong the four groups. Changes from the base-line scores alsodid not differ significantly among the groups (P = 0.83).
The change in the performance on the cognitive portion of theAlzheimer's Disease Assessment Scale was calculated as the differencebetween the base-line score and the score at the last visit.The mean time to the last score was 12.4 months. The changesin the scores did not differ significantly among the four groups(P = 0.17). The use of the base-line score on the MiniMentalState Examination and the time in the study as covariates didnot change these results.
For the Blessed Dementia Scale, the mean time to the last observationwas 20.0 months. The change in the score from base line to thelast evaluation differed significantly among the groups (P=0.004),with the base-line score on the MiniMental State Examinationincluded as a covariate. Pairwise post hoc comparisons showedsignificant differences between each treatment group and theplacebo group, with a benefit associated with treatment.
At base line, 3 percent of the patients received the maximalrating of 3 for level of care. For the 331 patients who werenot at level 3 at base line, similar proportions in the fourgroups received higher ratings at the last evaluation.
At base line, 3 percent of the patients had a maximal dependencelevel, defined as the need for assistance with moving, turning,eating, or using the toilet. For the 332 patients who were notat the maximal level at base line, the Cox model demonstrateda significant overall effect of treatment in maintaining a lowerlevel of dependence (P = 0.039). Patients treated with alpha-tocopherolalone or combined with selegiline required significantly lesssupervision than those receiving placebo (P = 0.021 and 0.014,respectively).
Changes in the scores on the Behavioral Rating Scale for Dementiadiffered significantly among the four groups (P = 0.020). Thepatients receiving combined therapy had a decrease in behavioralsymptoms, whereas those receiving placebo had an increase insymptoms. The results of no other comparisons were significant.
Extrapyramidal signs were present at base line in 22 percentof the patients, with no significant differences among the fourgroups. There were no differences in the frequency of new extrapyramidalsigns among the groups (P = 0.59).
Safety Data
A total of 49 categories of adverse events were defined. Therewere significant differences among the groups in three categories:dental events, which were defined as any event that led to dentaltreatment (P = 0.023); falls (P = 0.005); and syncopal episodes(P = 0.031) (Table 5). The frequency of other adverse events,including cardiac, gastrointestinal, dermatologic, and psychiatricor other neurologic symptoms, did not differ significantly amongthe groups. Overall, there were no statistically significantdifferences among the groups in adverse-event categories afteradjustment for multiple comparisons.26 There were also no significantdifferences in vital signs, weight change, or laboratory valuesamong the groups.
Table 5. Frequency of Adverse Events According to Study Group.
The death rate was 10.3 percent, which is similar to that reportedin another cohort of patients with Alzheimer's disease of thesame severity.17 We also examined the cause of death and foundno specific pattern associated with treatment.
Drug-Level Monitoring
Urine samples were available from 318 patients for analysisof amphetamine levels. The proportion of patients with positivetests for selegiline was 93 percent in the combined group, 98percent in the selegiline group, 11 percent in the alpha-tocopherolgroup, and 13 percent in the placebo group. Serum samples wereavailable from 332 patients. The proportion of patients withpositive tests for alpha-tocopherol was 91 percent in the combinedgroup, 93 percent in the alpha-tocopherol group, 9 percent inthe selegiline group, and 12 percent in the placebo group.
Discussion
In this double-blind, controlled study of patients with Alzheimer'sdisease, treatment with selegiline or alpha-tocopherol or bothwas beneficial in delaying the primary outcome of disease progression.The median time to the primary outcome was longer with eachtreatment than with placebo. There was a trend toward a delayin reaching each of the individual end points making up theprimary outcome, with a significant delay in institutionalizationin the alpha-tocopherol group. There were also significant delaysin the deterioration of the performance of activities of dailyliving and the need for care. These findings should be of interestsince, to date, no treatment for Alzheimer's disease has shownsimilar benefits with respect to these outcomes. The possibilitythat our findings reflect aberrations in the placebo group isunlikely, since the patients in this group reached the end pointsat the same rate as patients in other multicenter studies.18
Falls and syncope were more frequent in the treatment groups,especially the group receiving combined treatment, than in theplacebo group. Although similar results have been reported withselegiline, there are no such reports with alpha-tocopherol,and the reason for the increased numbers of falls and syncopalepisodes in the group receiving combined treatment is unclear.However, these events did not lead to the discontinuation oftreatment, and we conclude that each agent alone may be relativelywell tolerated by patients with Alzheimer's disease.
There were no demonstrable differences between the results inthe group receiving combined treatment and either of the groupsreceiving individual treatment. There are several possible explanationsfor the lack of an additive effect of treatment. Perhaps bothagents exert their effects through the same mechanism, witheither agent providing a maximal benefit. Alternatively, eachagent may work through an independent mechanism, but the diseasemay have been sufficiently severe that no additive benefit couldbe observed. Finally, one agent may interfere with the absorptionor metabolism of the other, resulting in an effect that is notadditive.
Our findings suggest that the use of selegiline or alpha-tocopherolmay delay clinically important functional deterioration in patientswith Alzheimer's disease. One can only speculate about the mechanismunderlying this effect. Selegiline may have enhanced the functioningof nigral neurons or enhanced their survival by inhibiting oxidativedeamination. Alpha-tocopherol may have provided the same benefit,resulting in the inability to observe an additive effect inthe group receiving combined treatment.
In our study, there was no improvement in cognitive test scoresin any of the treatment groups. Our patients were more severelyimpaired than those described in other clinical trials,28,29and our observation period was long, with a large proportionof patients who did not complete the two years of testing. However,even when we controlled for the length of the observation period,treatment had no effect on cognitive scores. The observed changesin the scores on the cognitive portion of the Alzheimer's DiseaseAssessment Scale and the MiniMental State Examinationare similar to those reported in other studies,30 and our findingsdo not suggest that the patients had reached a maximal deficit.It is possible that other features of advanced disease (e.g.,behavioral disturbances and functional impairments) make itdifficult to assess the cognitive domain. Although cognitivemeasures have typically been the index of symptomatic improvementmeasured over a short interval, they may not be the best measuresof disease progression, particularly in a cohort of patientswith moderately severe Alzheimer's disease followed for a longinterval. There was a benefit of treatment associated with thescore on the Blessed Dementia Scale, which includes instrumentalactivities of daily living those that require cognitivefunction. Perhaps functional and occupational measures of cognitivecapacity are better indicators of disease progression than psychometricmeasures.
The role of selegiline and alpha-tocopherol in the treatmentof neurodegenerative diseases is currently of great interest.Selegiline delays the onset of disability in patients with Parkinson'sdisease.8 Previous trials of alpha-tocopherol have demonstratedno benefit in patients with Huntington's disease31 or Parkinson'sdisease.8 The neuronal populations involved in Alzheimer's diseaseare more sensitive to oxidative stress than those in other neurodegenerativediseases. Perhaps these neurons mediate the clinical end pointsdescribed here. The outcome of improved function despite theabsence of improved cognition raises the possibility that theeffect we observed is a nonspecific health benefit to whichour primary outcome was sensitive. For example, in elderly populationsit has been suggested that antioxidants improve cardiovascularfunction32 and the immune response33 and also reduce the riskof cancer.34 Although we found no differences in the frequencyof these types of adverse events in our study groups, we haveno biologic data to evaluate these possible effects. The smallbehavioral effect that we observed is unlikely to account forthese results. Perhaps cognitive measures would be sensitiveto changes at earlier stages of the disease. However, only randomizedclinical trials can determine the usefulness of these agentsin other populations.
Both selegiline and alpha-tocopherol delay functional deterioration,particularly as reflected by the need for institutionalization,and should be considered for use in patients with moderate dementia.Convenience and cost may play a part in treatment decisions,since both agents were effective. It should be noted that statisticallysignificant results were seen in a model that included adjustmentfor the base-line differences among the groups in the scoreon the MiniMental State Examination. Although this typeof adjustment was used in other studies of drugs to treat Alzheimer'sdisease,28,29 it may limit the interpretation of these results.Replication of our findings would lend support to our data showingthe efficacy of these agents. In addition, little is known aboutthe efficacy of these compounds in other patients, such as thosewith mild cognitive impairment, early dementia, or the verylate stages of Alzheimer's disease.
Supported by a grant (U01-AG10483) from the National Institutesof Health.
We are indebted to Somerset Pharmaceuticals for providing selegilineand to HoffmannLaRoche for providing alpha-tocopherol.
* The members of the Alzheimer's Disease Cooperative Study arelisted in the Appendix.
Source Information
From the Gertrude H. Sergievsky Center, Department of Neurology, Columbia University College of Physicians and Surgeons, New York (M.S.); the Alzheimer's Disease Cooperative Study (C.E., R.G.T., M.R.K., K.S., M.G., P.W., L.J.T.) and the Departments of Family and Preventive Medicine (R.G.T., M.R.K.) and Neurosciences (M.G., L.J.T.), University of California at San Diego, La Jolla; the Department of Neurology, Harvard Medical School, Boston (J.G.); the University of California at Irvine, Irvine (C.W.C.); the University of South Florida, Tampa (E.P.); and the University of Southern California, Los Angeles (L.S.S.).
Address reprint requests to Dr. Sano at 630 W. 168th St., Box 16, New York, NY 10032.
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Appendix
The following members of the Alzheimer's Disease CooperativeStudy participated in this study: S. Vicari, Southern IllinoisUniversity, Springfield; D. Bennett, C. Forchetti, and A. Levin,Rush Institute on Aging, Chicago; C. Clark, University of Pennsylvania,Philadelphia; K. Davis, P. Aisen, D. Marin, and R. Mohs, MountSinai School of Medicine, New York; R. Doody, E. Lipscomb, andP. Schulz, Baylor College of Medicine, Houston; S. Ferris, E.Resnick, and T. McRae, New York University Medical Center, NewYork; N. Foster, N. Barbas, L. Bieliauskas, and L. Bluemlein,University of Michigan, Ann Arbor; J. Growdon, N. Simonian,M. Tennis, C. Burke, A. Markus, and K. Graefe, MassachusettsGeneral Hospital, Boston; L. Harrell, University of Alabamaat Birmingham, Birmingham; C. Kawas, H. Karagiozis, and A. Morrison,Johns Hopkins University, Baltimore; J. Kaye, Oregon HealthSciences University, Portland; D. Knopman, M. Prod'Homme, andL. Langley, University of Minnesota Hospital, Minneapolis; V.Kumar, University of Miami, Miami Beach, Fla.; R. Margolin andP. Brooks, Vanderbilt University, Nashville; J. Morris and E.Rubin, Washington University Medical Center, St. Louis; R. Petersenand L. Limbo, Mayo Clinic, Rochester, Minn.; E. Pfeiffer, Universityof South Florida Health Sciences Center, Tampa; M. Raskind andE. Peskind, Veterans Affairs Medical Center, Seattle; M. Sano,K. Marder, K. Bell, G. Dooneief, P. Schofield, M. Chun, A. Lawton,and J. Wilson, Columbia University, New York; F. Schmitt andW. Ashford, University of Kentucky, Lexington; L. Schneider,S. Pawluczyk, J. Olin, N. Taggart, and C. Ghoush, Universityof Southern California, Los Angeles; W. Strittmatter and S.Wyne, Duke University, Durham, N.C.; L. Thal, W. Samuel, J.Corey-Bloom, D. Galasko, D. Bower, and V. Rice, University ofCalifornia at San Diego, La Jolla; P. Whitehouse, A. Lerner,K. Horner Fedor, P. Hedera, M. Patterson, M. Sanders, and C.Zadorozny, University Hospitals of Cleveland, Cleveland. Membersof the data-monitoring and data-coordinating staff: J. Bochenek,L. Simon, B. White, S. Jin, J. Jeong, L. Berkman, J. Mackell,and M. Schittini. Members of the safety-monitoring committee:E. Jackson, P. Tariot, and T. Sunderland.
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