Background Left ventricular dilatation is a well-recognizedprecursor of ventricular dysfunction and congestive heart failureafter myocardial infarction. The effect of left ventriculardilatation on the risk of heart failure in people initiallyfree of myocardial infarction is not known.
Methods We examined the relation of the left ventricular end-diastolicand end-systolic internal dimensions, as measured by M-modeechocardiography, to the risk of congestive heart failure in4744 subjects (2661 women and 2083 men) who had not sustaineda myocardial infarction and who were free of congestive heartfailure. We used sex-stratified proportional-hazards regressionto assess the association between base-line left ventricularinternal dimensions and the subsequent risk of congestive heartfailure, after adjusting for age, blood pressure, hypertensiontreatment, body-mass index, diabetes, valve disease, and interimmyocardial infarction.
Results Over an 11-year follow-up period, congestive heart failuredeveloped in 74 subjects (38 men and 36 women). The risk-factoradjustedhazard ratio for congestive heart failure was 1.47 (95 percentconfidence interval, 1.25 to 1.73) for an increment of 1 SDin the left ventricular end-diastolic dimension, indexed forheight. We obtained similar results using the left ventricularend-systolic dimension (hazard ratio, 1.43; 95 percent confidenceinterval, 1.24 to 1.65).
Conclusions An increase in left ventricular internal dimensionis a risk factor for congestive heart failure in men and womenwho have not had a myocardial infarction. Knowledge of the leftventricular dimension improves predictions of the risk of congestiveheart failure made on the basis of traditional risk factors,perhaps by aiding in the identification of subjects with subclinicalleft ventricular dysfunction.
Cardiac enlargement is associated with increased morbidity andmortality among healthy middle-aged and elderly people.1,2,3Increased cardiac size is also an important determinant of clinicaloutcome in patients with coronary heart disease4,5,6,7,8 andin subjects with mild9 or severe10,11,12 heart failure. Severalrecent investigations have emphasized that cardiac dilatationis a precursor both of left ventricular dysfunction and of clinicalheart failure in asymptomatic people who have had myocardialinfarction.13,14 The influence of increased cardiac dimensionson the risk of heart failure in people free of myocardial infarctionor heart failure at base line has not been carefully investigated.We undertook the present investigation to examine prospectivelythe relation of echocardiographic left ventricular dimensionsto the risk of congestive heart failure in a community-basedsample of subjects free of myocardial infarction and congestiveheart failure at base line.
Methods
Study Sample
The selection criteria and study design of the Framingham HeartStudy and the Framingham Offspring Study have been describedpreviously.15,16 Subjects in the Framingham Heart Study whoparticipated in the 16th biennial examination (1979 to 1981)and subjects in the Framingham Offspring Study who participatedin the 2nd study examination (1979 to 1983) constituted thestudy sample used in this investigation. At these base-lineexaminations, a detailed assessment of cardiovascular risk factors,anthropometric measurements, blood-pressure measurements atrest, 12-lead electrocardiography at rest, and echocardiographywere routinely performed.
Of the 6216 subjects who attended the base-line examinations,1259 were excluded from the study because of inadequate echocardiogramsand 3 were lost to follow-up. Of the remaining 4954 subjectswho were eligible for the present investigation, 210 were excludedfor one of the following reasons: a diagnosis of preexistingheart failure (44 subjects), evidence of previous myocardialinfarction (149), and incomplete information on the covariatesused for the analyses (17). After the above exclusions, 4744subjects (2661 women and 2083 men) remained eligible for thepresent investigation.
Echocardiographic Methods
All eligible subjects underwent M-mode echocardiography by methodspreviously described.17 Left ventricular internal dimensionsat end diastole and end systole were measured according to AmericanSociety of Echocardiography guidelines.18 Three measurementswere averaged for each value. Since height and sex are importantdeterminants of left ventricular internal dimensions, sex-specific,height-indexed left ventricular internal dimensions were usedfor the primary sex-stratified analyses.19 Left ventricularmass was calculated from measurements of left ventricular internaldimensions and left-ventricular-wall thickness made in accordancewith the Penn convention in conjunction with the formula ofDevereux and Reichek.20 Left-ventricular-wall thickness wascalculated as the sum of the end-diastolic thicknesses of theinterventricular septum and left ventricular posterior wall.
Follow-Up
All study subjects were periodically monitored for the developmentof congestive heart failure and other cardiovascular events.Information about such events was obtained with the aid of medicalhistories, physical examinations, and hospitalization recordsand by communication with personal physicians. All suspectednew events were reviewed by a panel of three experienced investigators,who evaluated all pertinent medical and hospital records andpathology reports. A diagnosis of congestive heart failure wasmade if at least two major criteria, or one major and two minorcriteria, were met.21 Criteria for other cardiovascular eventshave been described elsewhere.22
Statistical Analysis
We used multivariable, sex-stratified Cox proportional-hazardsregression models23 to evaluate the association between height-indexedend-diastolic and end-systolic left ventricular internal dimensionsand the risk of congestive heart failure among subjects duringfollow-up. Risk factors for heart failure that were consideredin the multivariable analyses were defined at the base-lineexamination and included the following: age, hypertension status,systolic and diastolic blood pressure, body-mass index (as ameasure of obesity), and the presence of diabetes mellitus andvalve disease. Since myocardial infarction is a well-recognizedcause of congestive heart failure, myocardial infarction duringfollow-up (interim myocardial infarction) was modeled as a time-dependentcovariate. Hypertension was defined in accordance with the criteriaof the fifth report of the Joint National Committee on Detection,Evaluation, and Treatment of High Blood Pressure.24 Valve diseasewas defined as the presence of a systolic murmur (grade 3/6or higher) or any diastolic murmur on precordial auscultationat the base-line examination. Criteria for the other risk factorshave been published previously.22 Separate analyses were performedfor height-indexed left ventricular end-diastolic and end-systolicdimensions. Hazard ratios for congestive heart failure and their95 percent confidence intervals were calculated for an incrementof 1 SD in height-indexed left ventricular dimensions.
Several echocardiographic variables have previously been shownto predict the risk of congestive heart failure.6,7,8,25,26,27Therefore, we also used proportional-hazards stepwise forwardanalyses to assess which echocardiographic variables contributedmost to the prediction of congestive heart failure. The echocardiographicvariables evaluated in these analyses included height-indexedleft ventricular end-diastolic and end-systolic dimensions,fractional shortening, and height-indexed left ventricular massand left-ventricular-wall thickness. In these multivariableregression models (adjusted for age, sex, and clinical covariates),echocardiographic variables were assessed both one at a timeand simultaneously. The criterion for entry into the model wasa significance level of 0.05.
To explore the potential effect of wall thickness, sex, fractionalshortening, and heart rate on the risk of congestive heart failureassociated with left ventricular internal dimensions, secondaryanalyses including interaction terms (e.g., wall thickness withleft ventricular internal dimensions) were performed. All theanalyses were performed with the SAS System (SAS Institute,Cary, N.C.) procedures REG,28 LOGISTIC, and PHREG29 on a SUNSparc 2 workstation. All P values reported are two-sided, anda P value of less than 0.05 was considered to indicate statisticalsignificance.
Results
Characteristics of the Study Sample
The clinical and echocardiographic features of the study sampleare shown in Table 1. About one third of the subjects in thissample had hypertension. At base line, approximately 5.5 percentof the subjects had preexisting cardiovascular disease (otherthan myocardial infarction), 3.4 percent had diabetes mellitus,and 2.6 percent had clinical evidence of valve disease. Leftventricular end-diastolic and end-systolic dimensions were highlycorrelated (r = 0.86 in both men and women).
Table 1. Base-Line Characteristics of the Study Sample.
Relation of Left Ventricular Internal Dimensions to the Risk of Congestive Heart Failure
During up to 11 years of follow-up (mean, 7.7), congestive heartfailure developed in 74 of 4744 subjects (36 women and 38 men,1.6 percent). Nineteen of these 74 subjects (13 men and 6 women,26 percent) had a myocardial infarction between base line andthe onset of congestive heart failure.
The results of multivariable proportional-hazards regressionmodels that incorporated known risk factors for congestive heartfailure are shown in Table 2. The risk-factoradjustedhazard ratios for congestive heart failure were 1.47 (95 percentconfidence interval, 1.25 to 1.73) and 1.43 (95 percent confidenceinterval, 1.24 to 1.65) per increment of 1 SD in the height-indexedleft ventricular end-diastolic and end-systolic dimensions,respectively (Table 2, Models 1A and 2A). Multivariable modelsincorporating fractional shortening first were also considered(Table 2, Models 1B and 2B); whereas left ventricular internaldimensions contributed significantly to the risk of congestiveheart failure, base-line fractional shortening did not.
Table 2. Sex-Stratified Multivariable Cox Proportional-Hazards Regression Models Examining the Relation of Left Ventricular Internal Dimensions to the Risk of Congestive Heart Failure.
We used multivariable stepwise models to examine how severalheight-indexed echocardiographic variables and fractional shorteningcontributed to the risk of congestive heart failure. All exceptleft-ventricular-wall thickness were significant individually(P<0.001 for each). When the variables were considered jointly,height-indexed left ventricular end-systolic dimension enteredthe stepwise model first, after which none of the remainingechocardiographic variables (left ventricular end-diastolicdimension, left ventricular mass, and fractional shortening)met the 0.05 criterion for significance.
Additional Analyses
To determine whether the relation of left ventricular internaldimensions to the risk of congestive heart failure was linearon the logarithmic scale, we considered multivariable modelscomparing the risk of congestive heart failure across (trendmodels) and among (multicategory models) quintiles of height-indexedleft ventricular end-diastolic and end-systolic dimensions.These results (Figure 1A and Figure 1B) indicate a log-linearrelation between left ventricular internal dimensions and therisk of congestive heart failure.
Figure 1. Relation of Height-Indexed Left Ventricular End-Diastolic (Panel A) and End-Systolic (Panel B) Internal Dimensions to the Risk of Heart Failure in Sex-Stratified Multivariable Proportional-Hazards Regression Models.
Hazard ratios for congestive heart failure are plotted on a logarithmic scale. The results of clinical-covariateadjusted, sex-stratified statistical models incorporating height-indexed left ventricular internal dimensions as a continuous variable (solid lines), multicategory models evaluating risks among quintiles of height-indexed left ventricular internal dimensions (with the lowest quintile as the reference category; error bars and 95 percent confidence intervals), and models assessing trends in the risk of congestive heart failure according to quintile of height-indexed left ventricular internal dimensions (dashed lines) were consistent. The figure indicates that there is a log-linear relation of left ventricular internal dimensions to the risk of congestive heart failure. The spacing between quintiles reflects values for men; the quintile spacing for women was similar.
We also studied multivariable models incorporating unindexedleft ventricular internal dimensions and dimensions adjustedfor body-surface area, with nearly identical results (e.g.,the hazard ratio for congestive heart failure per incrementof 1 SD in the left ventricular end-diastolic dimension indexedfor body-surface area was 1.46 [95 percent confidence interval,1.22 to 1.75]).
We performed secondary analyses evaluating several interactionterms. Sex, wall thickness, fractional shortening, and heartrate had no significant interaction with left ventricular end-diastolicor end-systolic dimensions (all P values exceeded 0.39).
Although the primary analyses modeled interim myocardial infarctionas a time-dependent covariate, models ignoring interim myocardialinfarction, models excluding subjects with an interim myocardialinfarction, and models censoring data on subjects at the timeof the interim myocardial infarction were also considered. Hazardratios for congestive heart failure associated with height-indexedleft ventricular internal dimensions increased in these analyses.For example, the hazard ratio per increment of 1 SD in the height-indexedleft ventricular end-diastolic dimension increased to 1.64 (95percent confidence interval, 1.36 to 1.97) in the model excludingsubjects with an interim myocardial infarction.
Discussion
Over three decades ago, the German pathologist A.J. Linzbachdescribed structural dilatation of the left ventricle as themorphologic substrate of congestive heart failure.30 More recentinvestigations of ventricular remodeling after myocardial infarctionhave substantiated this concept. Serial observations of leftventricular dimensions and measures of systolic function aftermyocardial infarction suggest that dilatation of the left ventricleis implicated in the development of progressive cardiac dysfunctionand congestive heart failure.13,14 However, the effect of increasedventricular dimensions on the risk of congestive heart failurein people who are free of myocardial infarction and congestiveheart failure at base line is not known. In a previous investigation,we reported that the presence of left ventricular dilatationin asymptomatic, otherwise healthy men was associated with anincreased risk of adverse outcomes.3 That study was based onshorter follow-up than the current study, did not include women,used unindexed left ventricular internal dimensions, and didnot examine congestive heart failure as an end point.3
Principal Findings
In the present investigation we examined prospectively the relationof left ventricular internal dimensions to the risk of congestiveheart failure in men and women who are free of myocardial infarctionor congestive heart failure at base line. In both sexes, increasedleft ventricular internal dimensions were associated with anincreased incidence of congestive heart failure on follow-up.This relation was consistent regardless of the measure of leftventricular dimension used (end-diastolic or end-systolic andunindexed or indexed according to height or body-surface area)and persisted whether or not we included interim myocardialinfarction in the multivariable models. Left ventricular dimensionsemerged as the most important echocardiographic predictor ofcongestive heart failure among several echocardiographic variablesevaluated. Fractional shortening, left ventricular mass, andleft-ventricular-wall thickness were somewhat less informative.It is noteworthy that of 950 subjects in the highest quintileof height-indexed left ventricular end-diastolic dimension,only 72 (7.6 percent) had reduced fractional shortening. Ourinvestigation extends previous observations underscoring theincreased risk of congestive heart failure associated with ventriculardilatation after myocardial infarction13,14 to people withoutmyocardial infarction at the time of echocardiographic evaluation.
Possible Mechanisms
Whereas traditionally it has been believed that ventricularsystolic dysfunction leads to chamber dilatation, a more contemporaryhypothesis is that overt systolic dysfunction is preceded byan increase in chamber volume.31 Ventricular dilatation is theinitial compensatory response of the failing heart that restoresstroke volume; the dilated ventricle is thereby capable of ejectingthe same stroke volume, but with a lesser degree of circumferentialfiber shortening.32 Nonetheless, the mechanical advantage conferredby ventricular dilatation is offset by a concomitant increasein myocardial oxygen consumption and diastolic and systolicventricular-wall stress (according to Laplace's law).33 Increasedwall stress in the dilated ventricle creates afterload mismatch.34We speculate that some asymptomatic subjects with left ventriculardilatation have subclinical ventricular dysfunction, for whichthe increased chamber volume initially compensates; these patientsmay be at risk for overt congestive heart failure when the ventricularpreload reserve is exceeded. In this context it is relevantto note that in clinical studies of patients with asymptomaticleft ventricular systolic dysfunction, a reduction in cardiac-chamberdimensions is associated with a reduction in the risk of overtcongestive heart failure.8,35
In the present investigation, only 19 of 74 subjects in whomcongestive heart failure developed (26 percent) had a myocardialinfarction between base line and the onset of heart failure.The mechanisms by which congestive heart failure developed inthe majority of subjects with increased left ventricular dimensionsare not known and merit further investigation.
Strengths and Limitations
The strengths of the present investigation include its prospectivedesign, the large community-based sample, and the long durationof follow-up. The use of risk factors defined at base line (withthe exception of interim myocardial infarction, which was treatedas a time-dependent covariate) and the use of relatively insensitiveclinical criteria for identifying valve disease are limitations.In addition, the use of M-mode echocardiography is associatedwith a potential for misclassification of subjects in whom leftventricular dilatation is localized to regions not seen fromthe parasternal window; however, this limitation is minimalin subjects without a previous myocardial infarction. Furthermore,the population studied was ambulatory and overwhelmingly white;the results may not be generalizable to hospitalized patientsor to people of other races.
Clinical Implications
An increase in echocardiographic left ventricular internal dimensionsis a risk factor for the development of congestive heart failurein people free of myocardial infarction at base line. Knowledgeof left ventricular dimensions improves predictions of the riskof congestive heart failure made on the basis of traditionalrisk factors, perhaps by aiding in the identification of peoplewith subclinical left ventricular dysfunction.
Supported by a contract (NOI-HC-38038) with the National Heart,Lung, and Blood Institute and a grant (2-ROI-NS-17950-11) fromthe National Institute of Neurological Disorders and Stroke.Dr. Vasan's research fellowship was supported in part by a grantfrom Merck & Co.
Source Information
From the Framingham Heart Study, Framingham, Mass. (R.S.V., M.G.L., E.J.B., J.C.E., D.L.); the Divisions of Cardiology and Clinical Epidemiology, Beth Israel Hospital and Harvard Medical School, Boston (D.L.); the Cardiology Section (E.J.B.) and the Department of Preventive Medicine and Epidemiology (R.S.V., M.G.L., E.J.B., D.L.), Boston University School of Medicine, Boston; and the National Heart, Lung, and Blood Institute, Bethesda, Md. (D.L.).
Address reprint requests to Dr. Levy at the Framingham Heart Study, 5 Thurber St., Framingham, MA 01701.
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