A Comparison of Sustained-Release Bupropion and Placebo for Smoking Cessation
Richard D. Hurt, M.D., David P.L. Sachs, M.D., Elbert D. Glover, Ph.D., Kenneth P. Offord, M.S., J. Andrew Johnston, Pharm.D., Lowell C. Dale, M.D., Moise A. Khayrallah, Ph.D., Darrell R. Schroeder, M.S., Penny N. Glover, M.Ed., C. Rollynn Sullivan, M.D., Ivana T. Croghan, Ph.D., and Pamela M. Sullivan, M.D.
Background and Methods Trials of antidepressant medicationsfor smoking cessation have had mixed results. We conducted adouble-blind, placebo-controlled trial of a sustained-releaseform of bupropion for smoking cessation. We excluded smokerswith current depression, but not those with a history of majordepression. The 615 subjects were randomly assigned to receiveplacebo or bupropion at a dose of 100, 150, or 300 mg per dayfor seven weeks. The target quitting date (or "target quit date")was one week after the beginning of treatment. Brief counselingwas provided at base line, weekly during treatment, and at 8,12, 26, and 52 weeks. Self-reported abstinence was confirmedby a carbon monoxide concentration in expired air of 10 ppmor less.
Results At the end of seven weeks of treatment, the rates ofsmoking cessation as confirmed by carbon monoxide measurementswere 19.0 percent in the placebo group, 28.8 percent in the100-mg group, 38.6 percent in the 150-mg group, and 44.2 percentin the 300-mg group (P<0.001). At one year the respectiverates were 12.4 percent, 19.6 percent, 22.9 percent, and 23.1percent. The rates for the 150-mg group (P = 0.02) and the 300-mggroup (P = 0.01) but not the 100-mg group (P = 0.09) were significantly better than those for the placebogroup. Among the subjects who were continuously abstinent throughthe end of treatment, the mean absolute weight gain was inverselyassociated with the dose (a gain of 2.9 kg in the placebo group,2.3 kg in 100-mg and 150-mg groups, and 1.5 kg in the 300-mggroup; P = 0.02). No effects of treatment were observed on depressionscores as measured serially by the Beck Depression Inventory.Thirty-seven subjects stopped treatment prematurely becauseof adverse events; the frequency was similar among all groups.
Conclusions A sustained-release form of bupropion was effectivefor smoking cessation and was accompanied by reduced weightgain and minimal side effects. Many participants in all groupswere smoking at one year.
Pharmacologic treatments such as nicotine-replacement therapyhave been shown to help smokers stop smoking. Using a medicationthat does not contain nicotine, such as an antidepressant, hasintrigued investigators for several reasons. Smokers are morelikely to have a history of major depression than nonsmokers,1,2and nicotine may act as an antidepressant in some smokers.3,4The development of a depressed affect or depression after smokingcessation may lead to relapse.5,6,7
Results of clinical trials of antidepressant therapy for smokingcessation have been mixed. The initial experience with doxepinwas promising; however, no large trials have been reported.8The results of trials of fluoxetine have not been published.A serotonin-uptake inhibitor had no effect on smoking ratesin heavy smokers.9 An immediate-release form of bupropion (300mg per day for 12 weeks) showed efficacy in two double-blind,placebo-controlled trials, one with 42 male smokers and theother with 190 smokers.10 On the basis of these results, weevaluated the efficacy and safety of a sustained-release formof bupropion (Zyban, Glaxo Wellcome) as an aid to smoking cessation.This form of bupropion was recently approved by the Food andDrug Administration as a prescription drug for the indicationof smoking cessation.
Methods
Subjects
This randomized, double-blind, placebo-controlled, doseresponsestudy was performed at three sites (Mayo Clinic, Rochester,Minn.; the Palo Alto Center for Pulmonary Disease Prevention,Palo Alto, Calif.; and West Virginia University, Morgantown)and approved by each center's institutional review board. Recruitmentwas conducted through advertisements and press releases. A totalof 742 volunteers who were interested in stopping smoking wereevaluated, of whom 615 met the study criteria and underwentrandomization. After an initial screening interview conductedby telephone, subjects attended an informational meeting atwhich the study was explained, questionnaires completed, andwritten informed consent provided.
The subjects were eligible for inclusion if they were at least18 years of age, had smoked an average of 15 cigarettes or moreper day for the past year, were motivated to stop smoking, andwere in generally good health. Only one smoker per householdwas allowed in the study. Exclusion criteria included the presenceor a family history of a seizure disorder, a history of severehead trauma, predisposition to seizures (such as a history ofbrain tumor or stroke), a history or current diagnosis of anorexianervosa or bulimia, the presence of an unstable medical or psychiatriccondition, pregnancy, lactation, a history of dependence onalcohol or a non-nicotine substance within the past year, currentuse of psychotropic medications, previous use of bupropion,current use of tobacco products other than cigarettes, and currentuse of any nicotine-replacement therapy, fluoxetine, clonidine,buspirone, or doxepin. Subjects with current depression as assessedby the physician were also excluded. Those with a history ofmajor depression as assessed by a structured clinical interviewwere not excluded.11
At the base-line visit subjects were randomly assigned to receiveeither a sustained-release form of bupropion at a dose of 100mg per day (50 mg twice a day), 150 mg per day (150 mg eachmorning and placebo each evening), or 300 mg per day (150 mgper day for three days, followed by 150 mg twice a day) or placebo(twice a day). All the tablets were identical in appearance.Subjects set a target quitting date (or "target quit date")after one week of medication (usually the eighth day). Theyreturned weekly during the 7-week treatment phase, then at 8,12, 26, and 52 weeks for follow-up. The subjects were telephoned3 days after the target quitting date and at 4, 5, 7, 8, 9,10, and 11 months. At the base-line physical examination, eachsubject received a brief, personalized message to stop smokingfrom the physician and self-help material based on the NationalCancer Institute program.12 In this program, which has beenvalidated as an effective intervention for smoking cessation,the physician asks each patient whether he or she smokes, advisesall smokers to stop smoking, helps the patient set a quittingdate, and arranges a follow-up visit.
Subjects underwent chest roentgenography, laboratory testing,electrocardiography, and physical examination. We obtained dataon smoking history, asked subjects to keep a daily diary torecord smoking rates and symptoms of nicotine withdrawal,13and administered several questionnaires.14,15,16 The eight-itemFagerström Tolerance Questionnaire is a widely used measureof nicotine dependence with a score ranging from 0 to 11; ascore of 6 or greater indicates higher levels of dependence.17The Beck Depression Inventory is a 21-item questionnaire completedby the subject that assesses the severity of depressive symptoms.15Total scores range from 0 to 63, with scores of 9 or below consideredto be within the normal range. Scores of 10 to 18 indicate mild-to-moderatedepression, scores of 19 to 29 indicate moderate-to-severe depression,and scores of 30 or higher indicate severe depression. Eachweek we collected the subjects' daily diaries and recorded concomitantmedication use, adverse events, vital signs, and the carbonmonoxide content of expired air. Self-reported abstinence wasconsidered validated by a carbon monoxide level in expired airof 10 ppm or below. Brief individual counseling (approximately10 to 15 minutes) was provided by a study assistant at eachvisit.
Statistical Analysis
The sample size was based on the ability to detect a differencebetween active treatment and placebo at the end of treatment,given a projected abstinence rate of 40 percent in the bupropiongroups and 24 percent in the placebo group. Approximately 130subjects were needed for each treatment group, in order to havea two-sided alpha level of 0.05 and a power of 0.80 to detectsuch a difference. To ensure an adequate sample, 150 subjectswere enrolled in each treatment group.
The base-line characteristics of the four groups of subjectswere compared by analysis of variance for continuous variablesand chi-square analysis for categorical variables. The efficacyof smoking cessation was evaluated with the use of weekly point-prevalenceabstinence rates and rates of continuous abstinence. For thepoint-prevalence rates, subjects were classified as abstinentif they reported not smoking during the previous seven daysand this report was confirmed by an expired carbon monoxidevalue of 10 ppm or less. To be classified as continuously abstinent,the subjects had to be confirmed as not smoking on the basisof carbon monoxide measurement at each visit. In all cases,an intention-to-treat analysis was performed. Subjects who misseda follow-up visit were considered to be smoking. Randomizationof subjects was stratified according to site to ensure thatsimilar numbers of subjects were assigned to each group at eachsite. However, to verify the assumption that the effect of treatmentwas not dependent on the study site, the efficacy of smokingcessation was first evaluated with logistic-regression modeling.In these models, the dependent variable was smoking status,as confirmed by carbon monoxide measurement, and the independentvariables were dose (placebo vs. 100 mg vs. 150 mg vs. 300 mgof bupropion) and study site (California vs. Minnesota vs. WestVirginia). We included an interaction term to assess whetherthe effect of dose was dependent on the study site. After verifyingthat the effect of treatment was not dependent on the studysite, we performed a logistic-regression analysis to assessdifferences between groups including site as a covariate. Thecomparisons of placebo with 100 mg of bupropion, placebo with150 mg of bupropion, and placebo with 300 mg of bupropion wereidentified a priori to be of specific interest.
Body weight was analyzed among subjects who were continuouslyabstinent during the treatment phase. The absolute change inweight from base line was calculated weekly from the start ofmedication through the end of treatment. The effect of dosewas evaluated with a two-factor repeated-measures analysis ofvariance model, with dose as an independent continuous cross-classificationfactor and time as the repeated factor. We included an interactionterm to assess whether the effect of dose was consistent overtime. Linear regression and pairwise dose comparisons were usedto supplement these analyses.
Withdrawal symptoms were assessed daily with a composite withdrawalscore computed as the mean of the nine items included in thedaily diary. Symptoms of nicotine withdrawal included cravingfor a cigarette; depressed mood; difficulty falling asleep;awakening at night; irritability, frustration, or anger; anxiety;difficulty concentrating; restlessness; and increased appetite.The severity of each symptom was scored by the subject on afive-point scale as absent (0), slight (1), mild (2), moderate(3), or severe (4). For each subject a base-line withdrawalscore was calculated with data from all diaries completed beforethe start of medication, during which time the subjects wereinstructed to continue smoking their usual number of cigarettes.Withdrawal-symptom scores obtained after the target quittingdate were analyzed as the change from base line. The data weresummarized daily for the first week after the target quittingdate and as weekly means for each of the next five weeks. Foreach group, the mean change in the withdrawal score was comparedwith zero by the one-sample t-test. The effect of treatmentwas evaluated with a two-factor repeated-measures analysis ofvariance model in which change in the withdrawal score was thedependent variable, treatment group was an independent cross-classificationfactor, and time was the repeated factor. Separate analyseswere performed for the daily summary of week 1 and the weeklysummary of the entire treatment phase. In addition to the overallmodel, separate pairwise analyses were performed that comparedeach active-treatment group with placebo.
Symptoms of depression were assessed with the Beck DepressionInventory15 at base line and at weeks 2 and 6 after the targetquitting date. Depression scores were analyzed in terms of thechange from base line. For each group, the mean change in thedepression score was compared with zero by the one-sample t-test.The effect of treatment was evaluated with a two-factor repeated-measuresanalysis of variance model in which change in the depressionscore was the dependent variable, treatment group was an independentcross-classification factor, and time was the repeated factor.Fisher's exact test was used to compare the rates of adverseevents for each active-treatment group with those in the placebogroup.
Results
The base-line characteristics of the subjects are presentedin Table 1. There were no significant differences among thegroups. A total of 219 subjects (148 during the treatment phaseand 71 subsequently) did not complete the 12-month study. Ofthese subjects, 196 (89 percent) withdrew their consent forvarious reasons (e.g., scheduling difficulties or perceivedlack of benefit); 15 stopped participating because of an adverseevent, 6 because of protocol deviations, and 1 for administrativereasons; 1 subject died. The rate of completion of the studyincreased with the dose and was 57 percent, 65 percent, 64 percent,and 71 percent for the placebo, 100-mg, 150-mg, and 300-mg groups,respectively (P = 0.01 by logistic-regression analysis in whichdose was treated as a continuous variable).
Table 1. Base-Line Characteristics of the Subjects.
The biochemically confirmed point-prevalence smoking-cessationrates according to treatment are shown in Table 2. At the endof the treatment phase (week 6 after the target quitting date),the cessation rate for each of the three active-treatment groupswas significantly better than for the placebo group. Subjectswho received 300 mg of bupropion per day had a significantlybetter (P = 0.005) cessation rate than those who received 100mg per day. The respective point-prevalence smoking-cessationrates at six weeks and one year were 19.0 percent and 12.4 percentin the placebo group and 44.2 percent and 23.1 percent in thegroup that received 300 mg of bupropion. At one year, the smoking-cessationrates for the 150-mg and 300-mg groups but not the 100-mggroup were significantly better than that for the placebogroup. When dose was treated as a continuous variable, a significantdose effect was detected at all periods (P<0.001 at week6, P = 0.003 at 3 months, P = 0.03 at 6 months, and P = 0.02at 12 months).
Table 2. Point-Prevalence Smoking-Cessation Rates Confirmed by Carbon Monoxide Measurement.
Figure 1 shows the rates of continuous abstinence from the targetquitting date through the end of treatment (10.5 percent inthe placebo group, 13.7 percent in the 100-mg group, 18.3 percentin the 150-mg group, and 24.4 percent in the 300-mg group).The rate of continuous abstinence was significantly better inthe group that received 300 mg of bupropion than in the placebogroup (P = 0.001) and in the group that received 100 mg of bupropion(P = 0.02).
Figure 1. Rates of Confirmed Continuous Abstinence from the Target Quitting Date through the End of Treatment.
Self-reported abstinence was confirmed by a finding of an expired carbon monoxide concentration of 10 ppm or less. The asterisks (0.01<P0.05), daggers (0.001<P0.01), and double daggers (P0.001) indicate significant differences from placebo. All subjects are included at all time points.
Weight Change
The mean change in weight from the start of medication (baseline) for the 103 subjects who were continuously abstinent duringthe treatment phase is shown in Figure 2. At the end of treatment,the subjects had gained a mean of 2.9 kg in the placebo group(16 subjects), 2.3 kg in the 100-mg group (21 subjects) andthe 150-mg group (28 subjects), and 1.5 kg in the 300-mg group(38 subjects). Weight change was negatively associated withthe dose (P = 0.003, by repeated-measures analysis of variance),with evidence of an interaction between dose and time (P = 0.04)that indicated a larger disparity between doses at later periods.For each of the first six weeks after the target quitting date,weight change was negatively associated with dose, with lessweight gain found with higher doses of bupropion. Of the 59subjects who were continuously abstinent from the target quittingdate to the six-month follow-up visit, the mean weight gainwas not significantly associated with dose: 5.5 kg in the placebogroup (9 subjects), 6.6 kg in the 100-mg group (10 subjects),4.4 kg in the 150-mg group (21 subjects), and 4.5 kg in the300-mg group (19 subjects).
Figure 2. Mean Change in Weight from Base Line through the End of Treatment among 103 Subjects Who Were Continuously Abstinent.
Weight was analyzed at the end of each week. The mean weight change was significantly greater than zero (P<0.05 by the one-sample t-test) at weeks 1 through 6 in the placebo group, at weeks 2 through 6 in the 100-mg and 150-mg groups, and at weeks 3 through 6 in the 300-mg group. The P values shown are for the effect of dose assessed with a linear regression model in which absolute change in weight was the dependent variable and dose was the independent variable. Asterisks (0.01<P0.05), daggers (0.001<P0.01), and the double dagger (P0.001) indicate a significant difference (by the two-sample t-test) from placebo. The number of subjects with data available is the same for all periods except week 5, for which data were missing for one subject in the 150-mg group. Treatment was started at base line.
Symptoms of Depression and Withdrawal
During the medication phase, there was no evidence of a differencein change among treatment groups in the mean scores on the BeckDepression Inventory. In addition, the change in scores frombase line was not significantly different from zero for anygroup either two weeks after the target quitting date (mean±SD change, -0.3±4.7 in the placebo group [121subjects], +0.4±4.1 in the 100-mg group [124 subjects],+0.6±4.9 in the 150-mg group [123 subjects], and +0.3±5.0in the 300-mg group [128 subjects]) or at the end of treatment(-0.8±4.7 [103 subjects]; +0.5±5.5 [115 subjects];-0.4±5.7 [110 subjects], and +0.8±5.2 [128 subjects],respectively).
The mean changes from base line in the composite withdrawalscores are shown in Figure 3. For each group, the mean changefrom base line was significantly greater than zero (i.e., withdrawalsymptoms increased) at all periods. For the first week afterthe target quitting date, the change in the withdrawal scoreswas not significantly different among the four treatment groups.In the analysis of the weekly means, a significant treatmenteffect was detected (P<0.001). From the pairwise comparisonsof the active-treatment groups with the placebo group, onlythe 100-mg group had significantly more withdrawal symptoms(P = 0.008) than the placebo group. There were no significantinteractions between time and treatment.
Figure 3. Mean Change from Base Line in the Withdrawal Score.
For each group, the mean change from base line was significantly greater than zero (P<0.05 by the one-sample t-test) in all periods. Asterisks (0.01<P0.05) and daggers (0.001<P0.01) indicate a significant difference from placebo (by the two-sample t-test). The numbers of subjects for whom data were available are listed below the figure.
Despite explicit instructions to the contrary, seven subjectsused nicotine-replacement products during the study, only oneof whom stopped smoking at any point. That subject chewed onepiece of nicotine gum on day 17 before remembering he was notto do so.
Safety
All adverse events reported one or more times by at least 10percent of subjects in any given treatment group are shown inTable 3. A total of 37 subjects stopped treatment prematurelybecause of adverse events (8 in the placebo group [5 percent],9 in the 100-mg group [6 percent], 7 in the 150-mg group [5percent], and 13 in the 300-mg group [8 percent]). Tremor, headaches,rash, and urticaria were the most common reasons for stoppingtreatment.
Three serious adverse events were reported during or immediatelyafter the medication phase. A 23-year-old man assigned to receive300 mg of bupropion per day reported extreme irritability, restlessness,anger, anxiety, and cravings soon after he stopped smoking.The study medication was stopped, and he began treatment witha nicotine patch. Two days later he was doing well. A 66-year-oldwoman assigned to the 300-mg group had an allergic reactionmanifested by a pruritic rash, angioedema, dyspnea, and petechiae.She had received bupropion for 24 days, but had begun takingamoxicillinclavulanate for the treatment of bronchitis8 days before the onset of the reaction. The bupropion and amoxicillinclavulanatewere stopped, and the reaction resolved after treatment withantihistamines, epinephrine, and corticosteroids. The reactionwas judged to be most likely related to amoxicillinclavulanate.A 63-year-old woman with preexisting cardiomyopathy and hypertensionhad cardiac and pulmonary arrest four days after completingthe treatment phase (300-mg group) and died nine days later.
Discussion
We found that the sustained-release form of bupropion was aneffective treatment for smoking cessation, although many participantsin all groups were smoking at one year. There was a significantdose response at all periods. Furthermore, the rates of abstinenceat one year were significantly better in the 150-mg group (P= 0.02) and the 300-mg group (P = 0.01) than in the placebogroup. Although the 300-mg dose was the most effective initially,its effects were not significantly different from those of the150-mg dose at the end of treatment or at one year. Nonetheless,the 300-mg dose was the only one to show a difference in therates of continuous abstinence from the target quitting datethrough the end of treatment. Thus, we would recommend usingthe 300-mg dose (150 mg twice a day) as the target dose formost patients, given the favorable side-effect profile and thefact that there was less weight gain during the medication phasewith this dose. Because steady-state plasma levels of bupropionare usually reached within eight days, we started the medicationat least seven days before the target quitting date in orderto ensure that these levels were attained.18 We used bupropionfor seven weeks on the basis of pilot studies and experiencewith nicotine-patch therapy, which showed that extending treatmentbeyond eight weeks does not appear to increase efficacy.19 Althoughthis duration of therapy may be adequate, a longer durationmay be appropriate if relapse is a concern. Antidepressantsare commonly used for several months to treat depression orchronic pain and have little potential for abuse. We did not,however, study a longer duration of treatment.
Another important finding was the significantly smaller weightgain in subjects who continuously abstained from smoking andwho were receiving higher doses of bupropion. The typical weightgain associated with successful smoking cessation is 3 to 4kg,20 and it is a concern that inhibits many smokers (especiallywomen) from attempting to stop.21 Nicotine-replacement therapyhas had mixed results in controlling weight gain after smokingcessation,22,23,24,25,26,27 with nicotine gum and nicotine nasalspray showing the greatest benefit. A medication effective forsmoking cessation that is also capable of minimizing the associatedweight gain would offer a major advantage.28 Bupropion seemsto have that potential, even though the differences observedwere moderate, and the effect seems to be limited to the timethe drug is used. The effect of a longer treatment period onweight gain has not been determined.
Nicotine activates central nervous system pathways to releasenorepinephrine, dopamine, and other neurotransmitters29,30 andelevates dopamine levels in areas of the brain associated withthe reinforcement of the effects of amphetamines, cocaine, andopiates.31,32,33 Bupropion is a weak inhibitor of the neuronaluptake of norepinephrine and dopamine but has no effect on serotonin.34Its dopaminergic and noradrenergic activities could be responsiblefor its efficacy in smoking cessation, with the dopaminergicactivity affecting areas of the brain having to do with thereinforcement properties of addictive drugs and the noradrenergicactivity affecting nicotine withdrawal.34 We observed no treatmenteffects on depression scores as measured serially by the BeckDepression Inventory; thus, the mechanism for bupropion's efficacyis unlikely to be through its antidepressant effects. However,subjects with current depression were excluded from this study.Further study is needed for a full understanding of the responsiblemechanisms.
Bupropion was well tolerated, with the most frequent adverseeffects being headache, insomnia, and dry mouth. Antidepressantsare associated with a small risk of seizure.35 For sustained-releasebupropion used for the treatment of depression, this risk is0.1 percent for doses of up to 300 mg per day (i.e., one seizureper 1000 subjects receiving bupropion for varying periods oftime from a few weeks to more than a year).36 Our studylacked adequate power to evaluate seizures at these low rates.None of the 462 subjects in this study who received bupropionhad a seizure. However, we excluded potential subjects who hada personal or family history of seizures, a history of severehead trauma, eating disorders, or active alcoholism. In clinicalpractice, patients should be screened for the possibility ofseizure before they start treatment with bupropion.
Even though relief of nicotine-withdrawal symptoms is not aprerequisite for smoking cessation, we were puzzled by the findingthat subjects who received 100 mg of bupropion a day had a highermean score for withdrawal symptoms. A possible explanation isthat a dose of 50 mg twice a day was sufficient to produce sideeffects that could be interpreted as similar to withdrawal symptoms,but was not sufficient to reduce the severity of true withdrawalsymptoms.
The strengths of our study are the sample size, the use of multiplecenters, the dose response, and the efficacy demonstrated bypoint-prevalence rates and rates of continuous abstinence. However,subjects who enroll in clinical trials are motivated to stopsmoking and may not be representative of the general populationof smokers. Much remains to be learned, such as the optimalduration of treatment, the potential role of combination therapywith nicotine-replacement products, and the use of bupropionfor smoking cessation in smokers with depression.
Supported by a grant from Glaxo Wellcome.
We are indebted to the following people for their hard workand assistance in completing this project: Marilyn Eischen,Karen Hurtis, and Troy Wolter from the Mayo Clinic; Paul M.Maloney, Lynne D. Rowe, R.N., Alicia B. Gonzales, Susan L. Winget,Carol A. Sontag, R.N., and Barbara Newman from the Palo AltoCenter for Pulmonary Disease Prevention; and Connie Cerulloand Anna Greco from the West Virginia University Health SciencesCenter.
Source Information
From the Nicotine Research Center (R.D.H., L.C.D., I.T.C.), the Section of Biostatistics (K.P.O., D.R.S.), and the Division of Community Internal Medicine (R.D.H., L.C.D.), Mayo Clinic and Mayo Foundation, Rochester, Minn.; the Palo Alto Center for Pulmonary Disease Prevention, Palo Alto, Calif. (D.P.L.S.); Robert C. Byrd Health Sciences Center, West Virginia University, Morgantown (E.D.G., P.N.G., C.R.S., P.M.S.); and Glaxo Wellcome, Inc., Research Triangle Park, N.C. (J.A.J., M.A.K.).
Address reprint requests to Dr. Hurt at the Mayo Clinic, 200 First St. SW, Rochester, MN 55905.
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