Quality of Life and Clinical Outcomes in Elderly Patients Treated with Ventricular Pacing as Compared with Dual-Chamber Pacing
Gervasio A. Lamas, M.D., E. John Orav, Ph.D., Bruce S. Stambler, M.D., Kenneth A. Ellenbogen, M.D., Elena B. Sgarbossa, M.D., Shoei K. Stephen Huang, M.D., Roger A. Marinchak, M.D., N.A. Mark Estes, M.D., Gary F. Mitchell, M.D., Eric H. Lieberman, M.D., Carol M. Mangione, M.D., Lee Goldman, M.D., John J. Griffin, James D. Maloney, Carlos Rizo-Patrón, Ferdinand J. Venditti, Bruce L. Wilkoff, for The Pacemaker Selection in the Elderly Investigators
Background Standard clinical practice permits the use of eithersingle-chamber ventricular pacemakers or dual-chamber pacemakersfor most patients who require cardiac pacing. Ventricular pacemakersare less expensive, but dual-chamber pacemakers are believedto be more physiologic. However, it is not known whether eithertype of pacemaker results in superior clinical outcomes.
Methods The Pacemaker Selection in the Elderly study was a 30-month,single-blind, randomized, controlled comparison of ventricularpacing and dual-chamber pacing in 407 patients 65 years of ageor older in 29 centers. Patients received a dual-chamber pacemakerthat had been randomly programmed to either ventricular pacingor dual-chamber pacing. The primary end point was health-relatedquality of life as measured by the 36-item Medical OutcomesStudy Short-Form General Health Survey.
Results The average age of the patients was 76 years (range,65 to 96), and 60 percent were men. Quality of life improvedsignificantly after pacemaker implantation (P<0.001), butthere were no differences between the two pacing modes in eitherthe quality of life or prespecified clinical outcomes (includingcardiovascular events or death). However, 53 patients assignedto ventricular pacing (26 percent) were crossed over to dual-chamberpacing because of symptoms related to the pacemaker syndrome.Patients with sinus-node dysfunction, but not those with atrioventricularblock, had moderately better quality of life and cardiovascularfunctional status with dual-chamber pacing than with ventricularpacing. Trends of borderline statistical significance in clinicalend points favoring dual-chamber pacing were observed in patientswith sinus-node dysfunction, but not in those with atrioventricularblock.
Conclusions The implantation of a permanent pacemaker improveshealth-related quality of life. The quality-of-life benefitsassociated with dual-chamber pacing as compared with ventricularpacing are observed principally in the subgroup of patientswith sinus-node dysfunction.
Pacemaker technology and clinical practice in the United Statespermit the use of either single-chamber ventricular pacemakersor dual-chamber pacemakers for patients who require cardiacpacing. To date, the choice of cardiac pacemaker has not beenbased on the results of clinical trials. Ventricular pacemakersare less expensive, are simpler to implant and monitor, andhave a longer service life than dual-chamber pacemakers. However,dual-chamber systems preserve atrioventricular synchrony andmay be more physiologic.1 Some studies have suggested that ascompared with patients with ventricular pacemakers, those withdual-chamber pacemakers have a better health-related qualityof life.2,3 However, those small, crossover studies have hadinconsistent blinding, have occasionally used nonstandard meansto measure quality of life, and have been unable to assess whetherimprovements in the quality of life are maintained during long-termfollow-up. The purpose of the Pacemaker Selection in the Elderlytrial was to assess the effect of the pacing mode on the long-termhealth-related quality of life of elderly patients with pacemakers.
Methods
The study was a single-blind, randomized, controlled comparisonof ventricular pacing and dual-chamber pacing involving 29 centers.On the basis of statistical-power calculations, 400 patientswere required in order to have a power of more than 80 percentto detect a clinically meaningful difference in the qualityof life between treatment groups. Blocked randomization listswere produced centrally for each site. Patient recruitment beganFebruary 26, 1993, and ended September 30, 1994, when 407 patientshad been enrolled. The patients were followed and clinical endpoints were assessed until the initiation of the close-out procedure,which began June 1, 1995, and ended August 31, 1995. After theclose-out procedure was completed, the patients' quality oflife was assessed by telephone interviews through June 30, 1996.The average follow-up for clinical end points was 550 days (range,216 to 996).
All patients were 65 years of age or older, were in sinus rhythm,required a permanent pacemaker for the prevention or treatmentof bradycardia,4 and gave written informed consent for researchparticipation. Intermedics dual-chamber rate-adaptive pacemakers(models 294-03, 293-03, 294-03R, and 294-05) were implanted.Patients were excluded from the study if they could not participatein the quality-of-life assessments, had clinically overt congestiveheart failure at the time of implantation, had had atrial fibrillationwithout any documented sinus mechanism for more than six months,had serious noncardiac illness, or had inadequate atrial-captureor sensing thresholds.
Implantation and Programming
Once both atrial and ventricular leads had been positioned,a randomization envelope was opened. The pacemaker was programmedto ventricular or dual-chamber pacing before implantation. Randomizationwas stratified according to clinical site. Initial programmingin both groups required the use of rate adaptation, which allowsa sensor-based increase in the heart rate proportional to apatient's activity. Therefore, the formal mode designationsfor the study were DDDR (atrial and ventricular pacing, atrialand ventricular sensing, dual response, rate-adaptive) for dual-chamberpacemakers and VVIR (ventricular pacing, ventricular sensing,inhibition response, rate-adaptive) for ventricular pacemakers.5For both groups, a lower rate limit of at least 50 beats perminute was required, and an upper limit of less than 130 beatsper minute was suggested. Programming of all other featureswas left to the discretion of the investigators.
Patient Monitoring
Follow-up visits and health-status assessments took place 3,9, and 18 months after enrollment and at the end of the study.The assessment of health status before randomization was performedat the local clinical site, before the pacemaker mode was assigned.Subsequent assessments were made by telephone from the coordinatingcenter by two experienced telephone interviewers who were unawareof the patients' mode assignments. The first interviewer conducted98 percent of the 3-month interviews, whereas the second interviewerconducted 98 percent of the 9-month interviews and 99 percentof the 18-month interviews.
Multidimensional health-related quality of life was assessedwith the 36-item Medical Outcomes Study Short-Form General HealthSurvey (SF-36),6 which includes one multi-item scale measuringeight health-related aspects: physical function, social function,physical role, emotional role, mental health, energy, pain,and general health perceptions. The score on each of the eighthealth concepts ranges from 0 (worst) to 100 (best). For example,the average physical-function score for a healthy 70-year-oldperson is 69, whereas the average score for a patient of similarage but with congestive heart failure is 48.7 Disease-specificcardiovascular functional status was measured with the SpecificActivity Scale.8 The score on this four-point scale ranges from1 (best) to 4 (worst). We validated the SF-36 by comparing subgroupsof study patients with diagnoses known to affect quality oflife, such as heart failure or angina, and those without suchdiagnoses.
End Points
The primary end point was health-related quality of life asmeasured by the SF-36. In addition, we compared the followingprespecified secondary clinical end points between groups: deathfrom all causes; first nonfatal stroke or death; first hospitalizationfor heart failure, first nonfatal stroke, or death; developmentof atrial fibrillation; and development of the pacemaker syndrome.All the components of the composite end points were chosen onthe basis of data in the pacing literature suggesting the potentialfor improvement with atrial-based pacing.9 The pacemaker syndrome(which is related to a sustained loss of synchronous atrioventricularcontraction) was defined as the presence of left-sided or right-sidedheart failure in association with ventricular pacing or of symptomatichypotension with a drop in blood pressure of 20 mm Hg or moreduring ventricular pacing. We also analyzed prespecified subgroupsof patients with a diagnosis at implantation of sinus-node dysfunctionor atrioventricular block.
Statistical Analysis
Base-line characteristics were compared between treatment groupswith use of Wilcoxon's rank-sum test for continuous measuresand Fisher's exact test for categorical variables. We used Wilcoxon'ssigned-rank tests for paired data to assess changes that occurredafter randomization in all patients and changes that occurredafter crossover to dual-chamber pacing in patients with ventricularpacing. All analyses were based on the intention to treat. Scoresfor the SF-36 subscales were compared between modes at eachperiod with a multiple linear regression analysis, with adjustmentfor sex, quartile of age, and the base-line score for the specificsubscale. Scores for the Specific Activity Scale were comparedbetween treatment groups with an ordinal logistic regressionadjusted for sex, quartile of age, and base-line score for thespecific patient. In addition, longitudinal mode-related differenceswere analyzed with generalized estimating equations.10 For scoresfor the SF-36 subscales, a repeated-measures linear regressionwas used. For the scores for the Specific Activity Scale, thegeneral-estimating-equation analogue of a binomial model wasused. The design of the study necessarily permitted reprogrammingfrom ventricular to dual-chamber pacing if severe pacemakersyndrome developed in patients assigned to ventricular pacing.In each such patient, scores for the SF-36 and Specific ActivityScale were assessed before crossover, and these scores werecarried forward for subsequent statistical analyses of qualityof life. The length of time to the occurrence of the clinicalend points in each group was compared visually with use of KaplanMeiercurves11 and inferentially with use of the Cox proportional-hazardsmethod12 adjusted for sex and quartile of age. For all analyses,the P values were two-tailed, and a P value of less than 0.05was considered to indicate statistical significance.
Results
Base-Line Characteristics
The average age of the patients was 76 (range, 65 to 96), and60 percent were men. Over 70 percent of the overall populationwas in New York Heart Association class I or II. Twenty-ninepercent of the patients had a history of supraventricular tachycardia,including atrial fibrillation, and 27 percent had a historyof heart failure. Cerebrovascular disease was present at baseline in 13 percent. The ejection fraction was known in the caseof 254 patients (62 percent) and was normal in 56 percent ofthese. Antiarrhythmic therapy was in use in 17 percent of patients.There were no significant differences in any of the base-linecharacteristics between groups (Table 1).
Table 1. Base-Line Characteristics of the Patients.
Indications for and Characteristics of the Pacemakers
The indications for the implantation of a permanent pacemakerincluded atrioventricular block in 201 patients (49 percent,of whom 119 patients, or 59 percent, had third-degree block),sinus-node dysfunction in 175 patients (43 percent), and otherdiagnoses in 31 (8 percent). Ventriculoatrial (retrograde) conductionat the time of implantation was present in 29 percent. Therewere no important differences in capture and sensing thresholdsbetween groups at the time of implantation (Table 2).
During the course of the trial, pacemaker syndrome severe enoughto warrant reprogramming from ventricular to dual-chamber pacingwas diagnosed in 53 patients assigned to ventricular pacing(26 percent), in 45 percent of whom sinus-node dysfunction wasthe reason for implantation. Crossover from ventricular to dual-chamberpacing occurred early: 44 percent of the 53 crossovers occurredwithin one month after implantation, and 77 percent within sixmonths (Figure 1). Although multiple symptoms were recordedin each patient, the clinical manifestations were fatigue inall patients, dyspnea or effort intolerance in 67 percent, orthopneaor paroxysmal nocturnal dyspnea in 24 percent, presyncope in33 percent, and a feeling of fullness in the neck in 20 percent.After crossover, the patients had improvement in SF-36 scores,including scores for physical function (+22, P = 0.03) and emotionalrole (+27, P = 0.01).
Figure 1. KaplanMeier Curve of the Proportion of Patients Assigned to Ventricular Pacing Who Did Not Cross Over to Dual-Chamber Pacing.
The tick marks represent the time to crossover or the end of follow-up.
Other Changes in Assigned Mode
Four patients (2 percent) who were initially assigned to dual-chamberpacing had their pacemakers reprogrammed to single-chamber ventricularpacing during the course of the study because chronic atrialfibrillation or supraventricular tachycardia developed (P<0.001for the comparison with the crossover rate in the ventricular-pacinggroup).
Validation of SF-36
Patients with a history of heart failure at base line were comparedwith those without such a history. There was a 13-point differencein scores for the physical-function subscale of SF-36 (44 vs.57, P<0.001) and a 13-point difference in scores for thephysical-role subscale (25 vs. 38, P = 0.004). Patients witha base-line history of angina were compared with those withoutangina. There was a 10-point difference in scores for the physical-functionsubscale (47 vs. 57, P = 0.001) and a 14-point difference inscores for the physical-role subscale (25 vs. 39, P = 0.002).
Quality of Life
In the overall group, there was significant improvement in health-relatedquality of life between base line (before implantation) andthree months after implantation, as measured by several SF-36subscales (social function, P<0.001; physical role, P<0.001;emotional role, P<0.001; mental health, P<0.001; energy,P<0.001). In contrast, there were no significant differencesin scores between the ventricular-pacing group and the dual-chamberpacinggroup in any of the SF-36 subscales at 3 months or 18 months.After nine months of follow-up, there was a significant differencefavoring dual-chamber pacing only in scores for the mental healthsubscale (P = 0.03) (Table 3). Longitudinal analyses, however,detected a borderline improvement in scores on the emotional-rolesubscale in patients assigned to dual-chamber pacing (P = 0.04).There were no significant differences in cardiovascular functionalstatus between groups, as assessed by the Specific ActivityScale, at either the three-month or the nine-month assessment.However, there was a significant difference favoring dual-chamberpacing at the 18-month visit (Table 4), and longitudinal analysisdemonstrated a significant difference favoring dual-chamberpacing (P = 0.045).
Table 4. Cardiovascular Functional Status before and after Pacemaker Implantation, According to the Scores on the Specific Activity Scale.
Clinical Events
There were no significant differences between the ventricular-pacinggroup and the dual-chamberpacing group in the rates ofdeath from all causes, stroke or death, stroke or death or hospitalizationfor heart failure, and the development of atrial fibrillation(Table 5).
Table 5. Analysis of the End Points in the Group as a Whole and among Patients with Sinus-Node Dysfunction or Atrioventricular Block at Implantation.
Analysis of Prespecified Subgroups
Sinus-Node Dysfunction
Among the patients who received pacemakers because of sinus-nodedysfunction, there were significant differences favoring dual-chamberpacing at three months in scores on the physical-role subscale(P = 0.02), social-function subscale (P = 0.03), and emotional-rolesubscale (P = 0.002) of SF-36. Although in the later assessmentsthere were no significant differences between treatment groupsat each time point, longitudinal analyses demonstrated betterscores on the emotional-role subscale (P = 0.001) and social-functionsubscale (P = 0.02) in the patients assigned to dual-chamberpacing. Longitudinal analysis of scores on the Specific ActivityScale demonstrated a significant difference favoring dual-chamberpacing (P = 0.02). Furthermore, there were trends of borderlinesignificance in clinical end points favoring dual-chamber pacing(Table 5).
Atrioventricular Block
Among the patients with atrioventricular block at implantation,there were no significant differences between groups in anyof the SF-36 subscales, in longitudinal analyses of the SpecificActivity Scale, or in any of the prespecified clinical end points(Table 5).
Discussion
Industry sources estimate that nearly 190,000 pacemakers willbe implanted in patients in the United States in 1998, a substantialincrease since 1989, when 110,500 devices were implanted.13Although dual-chamber pacemakers have been in common use fornearly two decades, the effect of the type of pacemaker on thelong-term health-related quality of life of elderly pacemakerrecipients has not been adequately studied.
Over 70 percent of pacemaker recipients are at least 70 yearsold,14 and there are sound physiologic reasons to expect thatmaintenance of atrioventricular synchrony with a dual-chamberpacemaker might be desirable in elderly patients.15,16 However,dual-chamber pacemakers are more expensive and more difficultto implant and monitor than single-chamber ventricular pacemakers,and dual-chamber pacemakers carry a risk of complications intwo leads, not just one.17 In the present cohort, pacemakerplacement led to dramatic improvements in health-related qualityof life. This uncontrolled observation is consistent with thereported low rate of recurrence of symptoms after pacemakerimplantation.18 However, when patients with ventricular pacingwere compared with patients with dual-chamber pacing, therewere no convincing differences in general health-related qualityof life. Analysis of two prespecified subgroups patientswith sinus-node dysfunction and those with atrioventricularblock at implantation did reveal a favorable responseto dual-chamber pacing in patients with sinus-node dysfunction.Nonetheless, these differences are considerably smaller thanwere previously thought. In contrast to the pattern observedwith respect to general quality of life in the overall group,the Specific Activity Scale, an instrument that specificallymeasures the physical limitations associated with cardiovasculardisease, detected differences favoring dual-chamber pacing thatincreased over time and were significant in longitudinal analyses.
Prior studies have suggested a measurably superior quality oflife in patients with dual-chamber pacing, and on the basisof these studies we expected dual-chamber pacing to have a greaterbenefit than we actually found. There are important methodologicdifferences that may account for our divergent results. Somestudies have used a short-term crossover design19 or measuredquality of life with nonstandard instruments that have not beenvalidated.2 We measured quality of life with a standard instrumentand validated it against known disease states within the studypopulation. Follow-up in crossover studies is short, and thelong-term effects of any given pacemaker mode cannot be assessed.Blinding in crossover studies may be difficult, and investigatorbias may occur. Our use of a long-term, parallel study designwith quality-of-life interviewers who were unaware of patients'treatment assignments obviated many of these problems and mayaccount for our unexpected results.
The apparently divergent results of a generic instrument (SF-36)and a cardiovascular diseasespecific instrument (theSpecific Activity Scale) assessing quality of life in the overallgroup emphasize the complexities inherent in measuring thisvariable in the elderly. Although it is clear from our resultsthat dual-chamber pacing is associated with long-term improvementsin cardiovascular function, the importance of aging and of thedevelopment of other conditions may overwhelm the moderate improvementsin cardiovascular functional class and minimize the long-termeffect on general quality of life.
The pacemaker syndrome20,21 most often mimics left-sided orright-sided congestive heart failure with or without associatedleft ventricular systolic dysfunction, or it may present withautonomic dysfunction,22 hypotension, and associated symptoms.The syndrome is related to the loss of synchronous atrioventricularconduction. The reported incidence of the pacemaker syndromevaries widely, from 1.7 percent23 to 83 percent.2 Our resultsmandate a cautious interpretation of the crossover statistics.Crossovers occurred when symptoms of possible pacemaker syndromereached a clinical threshold for reprogramming to dual-chamberpacing. Consequently, it is not surprising that we report anintermediate incidence of reprogramming to a dual-chamber mode.Nevertheless, over 70 percent of patients who were assignedto ventricular pacing and were alive at the end of the studywere still in their assigned mode. Thus, on the basis of quality-of-lifeconsiderations alone, many patients who receive dual-chamberpacemakers might fare just as well with ventricular systems.However, more investigative effort should be focused on findingsimple ways in which to identify preoperatively the minorityof patients who will prove intolerant to ventricular pacing.
The literature on cardiac pacing is replete with retrospectiveanalyses associating dual-chamber or atrial pacing with improvedclinical outcomes.9,24,25,26 However, all these retrospectivestudies are flawed because pacemaker selection was not randomand because clinicians selected the more expensive forms oftechnology for younger, less sick patients. In a late follow-upof a prospective study of patients with sinus-node dysfunction,Andersen et al.23 reported that atrial pacing reduced embolicevents, atrial fibrillation, and mortality. We found that therewas no significant mode-related difference in either the incidenceof atrial fibrillation or any of the other prespecified clinicalend points in the overall group. However, analyses of subgroupsof patients with sinus-node dysfunction revealed trends similarto the findings reported by Andersen et al.23 Patients withatrioventricular block did not demonstrate any clear benefitfrom dual-chamber pacing. This finding in patients with atrioventricularblock is consistent with the reported failure to find a cleardifference in exercise duration in patients with atrioventricularblock with rate-adaptive pacing, ventricular pacing, or dual-chamberpacing.27,28,29,30
The design of the study did not permit maintenance of an accurateregistry to compare the screened and enrolled populations. However,the demographic and clinical characteristics of the participantswere very similar to those of recipients of dual-chamber pacemakersin the Medicare data base.26 Frequent ventricular pacing mightbe associated with the development of the pacemaker syndrome.31However, the pacemakers used in this trial did not have accurateinternal event counters, and the frequency of paced ventricularevents is unknown. The use of rate adaptation may obscure differencesbetween dual-chamber and ventricular pacing. The importanceof this possibility cannot be assessed, since our study didnot include a comparison group with simple ventricular-demandpacing. The difference in clinical events between groups mayhave been reduced by the crossover rate. The study was designedwith good statistical power to detect clinically relevant differencesin health-related quality of life. However, the statisticaldesign still permitted a 20 percent likelihood of a false negativeresult. Finally, there was only limited statistical power toaddress differences in clinical events.
In the study, health-related quality of life improved dramaticallyafter pacemaker implantation; however, general quality-of-lifebenefits associated with dual-chamber pacing as opposed to ventricularpacing were detectable only in the subgroup of patients withsinus-node dysfunction. These benefits were moderate. The interpretationof the quality-of-life results must be tempered by the ratherhigh crossover rates from ventricular pacing to dual-chamberpacing and by strong trends toward clinical benefit in patientsassigned to dual-chamber pacing, particularly in those withsinus-node dysfunction.
Funded by a grant from Intermedics, Freeport, Tex.
We are indebted to John Garcia and Richard Sanders for theirsupport; to the study coordinators, Kimberly Vitale, R.N., andCarolina Dedosantos, for their dedicated assistance; to ElaineAbrams, quality-of-life interviewer, for her attention to detail;and to Lori Martens for secretarial assistance.
* The other principal investigators of the Pacemaker Selectionin the Elderly trial are listed in the Appendix.
Source Information
From the Division of Cardiology, Mount Sinai Medical Center, and the University of Miami School of Medicine, Miami Beach, Fla. (G.A.L., E.H.L.); the Section of Clinical Epidemiology (E.J.O.) and the Cardiovascular Division (G.F.M.), Brigham and Women's Hospital and Harvard Medical School, Boston; the McGuire Veterans Affairs Medical Center (B.S.S.) and the Medical College of Virginia Hospital (K.A.E.), Richmond; the Cleveland Clinic Foundation, Cleveland (E.B.S.); National Taiwan University College of Medicine, Taipei, Taiwan (S.K.S.H.); Lankenau Hospital, Wynnewood, Pa. (R.A.M.); TuftsNew England Medical Center, Boston (N.A.M.E.); the University of California, Los Angeles, Los Angeles (C.M.M.); and the University of California, San Francisco, San Francisco (L.G.). Other authors were John J. Griffin, M.D. (Virginia Beach General Hospital, Virginia Beach, Va.), James D. Maloney, M.D., and Carlos Rizo-Patrón, M.D. (Baylor Medical Center, Dallas), Ferdinand J. Venditti, M.D. (Lahey Clinic Foundation, Burlington, Mass.), and Bruce L. Wilkoff, M.D. (Cleveland Clinic Foundation, Cleveland).
Address reprint requests to Dr. Lamas at the Division of Cardiology, Mount Sinai Medical Center, 4300 Alton Rd., Miami Beach, FL 33140.
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Appendix
Other principal investigators of the Pacemaker Selection inthe Elderly trial are as follows: J. Zimmerman, Hackensack MedicalCenter, Hackensack, N.J.; J. Kirchhoffer, Baystate Medical Center,Springfield, Mass.; J. Brinker, Johns Hopkins Hospital, Baltimore;J. Hayes, Marshfield Clinic, Marshfield, Wis.; N. Tullo, St.Joseph's Hospital and Medical Center, Patterson, N.J.; S. Greenberg,St. Francis Hospital, Roslyn, N.Y.; H. Weiner, Delaware CardiologyResearch Foundation, Newark, Del.; C. Love, Ohio State University,Cleveland; C. Dennis, Deborah Heart and Lung Center, BrownsMills, N.J.; R. Henthorn, Christ Hospital, Cincinnati; J. Herre,Cardiology Consultants, Norfolk, Va.; O. Randall, Howard UniversityHospital, Washington, D.C.; D. Bush, Francis Scott Key MedicalCenter, Baltimore; C. Clyne, University of Pennsylvania MedicalCenter, Philadelphia; L. Beauregard, Cooper Hospital, Camden,N.J.; T. Friehling, Fairfax Hospital, Fairfax, Va.; C. Schuger,Beth Israel Deaconess Medical Center, Boston; and J. Langberg,Emory University, Atlanta.
Single-Chamber versus Dual-Chamber Pacemakers
Hildick-Smith D. J. R., Walsh J. T., Parsonnet V., Roelke M., Gribbin G. M., Parry S. W., Lamas G. A., Goldman L., Mangione C.
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N Engl J Med 1998;
339:630-632, Aug 27, 1998.
Correspondence
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