Incidence of Hereditary Nonpolyposis Colorectal Cancer and the Feasibility of Molecular Screening for the Disease
Lauri A. Aaltonen, M.D., Reijo Salovaara, M.D., Paula Kristo, Ph.D., Federico Canzian, Ph.D., Akseli Hemminki, M.B., Päivi Peltomäki, M.D., Robert B. Chadwick, M.Sc., Helena Kääriäinen, M.D., Matti Eskelinen, M.D., Heikki Järvinen, M.D., Jukka-Pekka Mecklin, M.D., Albert de la Chapelle, M.D., Antonio Percesepe, M.D., Heikki Ahtola, M.D., Niilo Härkönen, M.D., Risto Julkunen, M.D., Eero Kangas, M.D., Seppo Ojala, M.D., Jukka Tulikoura, M.D., and Erkki Valkamo, M.D.
Background Genetic disorders that predispose people to colorectalcancer include the polyposis syndromes and hereditary nonpolyposiscolorectal cancer. In contrast to the polyposis syndromes, hereditarynonpolyposis colorectal cancer lacks distinctive clinical features.However, a germ-line mutation of DNA mismatch-repair genes isa characteristic molecular feature of the disease. Since clinicalscreening of carriers of such mutations can help prevent cancer,it is important to devise strategies applicable to molecularscreening for this disease.
Methods We prospectively screened tumor specimens obtained from509 consecutive patients with colorectal adenocarcinomas forDNA replication errors, which are characteristic of hereditarycolorectal cancers. These replication errors were detected throughmicrosatellite-marker analyses of tumor DNA. DNA from normaltissue from the patients with replication errors was screenedfor germ-line mutations of the mismatch-repair genes MLH1 andMSH2.
Results Among the 509 patients, 63 (12 percent) had replicationerrors. Specimens of normal tissue from 10 of these 63 patientshad a germ-line mutation of MLH1 or MSH2. Of these 10 patients(2 percent of the 509 patients), 9 had a first-degree relativewith endometrial or colorectal cancer, 7 were under 50 yearsof age, and 4 had had colorectal or endometrial cancer previously.
Conclusions In this series of patients with colorectal cancerin Finland, at least 2 percent had hereditary nonpolyposis colorectalcancer. We recommend testing for replication errors in all patientswith colorectal cancer who meet one or more of the followingcriteria: a family history of colorectal or endometrial cancer,an age of less than 50 years, and a history of multiple colorectalor endometrial cancers. Patients found to have replication errorsshould undergo further analysis for germ-line mutations in DNAmismatch-repair genes.
Several hereditary disorders predispose people to colorectalcancer. Among these the polyposis syndromes have distinctiveclinical features,1 whereas the diagnosis of hereditary nonpolyposiscolorectal cancer is based mainly on family history. The lackof characteristic diagnostic features has prompted the use ofthe so-called Amsterdam criteria to establish the diagnosis:the presence of histologically verified colorectal cancer inat least three relatives (one of whom is a first-degree relativeof the other two), the presence of the disease in at least twosuccessive generations, and an age at onset of colorectal cancerof less than 50 years in one of the relatives. In addition,the various polyposis syndromes must be ruled out.2
Typical features of hereditary nonpolyposis colorectal cancerinclude a family history of colorectal cancer at a relativelyyoung age, predominance of proximal tumors, and a tendency tohave multiple primary tumors. Certain types of extracolonictumors are associated with the disease, especially tumors ofthe endometrium.3,4,5,6 Germ-line mutations of five genes involvedin DNA nucleotide mismatch repair, MSH2, MLH1, PMS1, PMS2, andMSH6 (also known as GTBP), have been identified in patientswith the disease, but only occasional examples of mutationsof PMS1, PMS2, and MSH6 have been reported. In the great majorityof families with hereditary nonpolyposis colorectal cancer themutations affect MSH2 or MLH1.7,8,9 One additional mismatch-repairgene, MSH3, has not been associated with hereditary nonpolyposiscolorectal cancer.10 These genes encode enzymes that surveynewly replicated DNA for errors and repair mismatched basesin the molecule. Defective DNA mismatch-repair genes resultin replication errors and genetic instability.11
Recent evidence suggests that members of families with hereditarynonpolyposis colorectal cancer benefit from clinical screeningby colonoscopy.12 For such screening to be effective and efficient,it should only be offered to family members with a mutation.Programs to identify carriers of mutations in mismatch-repairgenes have been implemented in some centers in which affectedfamilies have been identified.3,13 However, only a fractionof such families have been identified. A further complicationis that the incidence of hereditary nonpolyposis colorectalcancer is not known. Epidemiologic and genetic studies haveestimated that 0.5 to 13 percent of cases of colorectal cancerare due to hereditary nonpolyposis colorectal cancer,14,15 leavinga high level of uncertainty about the actual incidence. Giventhat carriers of mismatch-repair gene mutations have a greaterthan 80 percent risk of cancer by the age of 75,3 it is importantto determine the frequency of the disease in the populationand to devise efficient and cost-effective ways of detectingthis condition.
Benign and malignant colorectal tumors in patients with hereditarynonpolyposis colorectal cancer are characterized by a high frequencyof DNA replication errors.16,17 These errors can be identifiedby detecting microsatellite marker alleles in tumor DNA thatare not present in DNA from normal tissue. The microsatellitesare short, repetitive nucleotide sequences containing, for example,multiple consecutive cytosine (C) and adenine (A) bases. Thesenovel alleles presumably reflect the genetic instability causedby mutations in mismatch-repair genes. The length of these sequencescan be determined by designing primers that will flank the repeatedsequence and performing a polymerase chain reaction (PCR) formicrosatellite marker analysis. By analyzing DNA from normaltissue and tumor tissue from the same patient, one can evaluatethe fidelity of the replication of these sequences in the tumor.A finding of alleles in the tumor DNA that are not present inthe normal tissue may indicate that the fidelity of DNA replicationin the tumor cells is poor. About 10 to 15 percent of all colorectalcarcinomas have replication errors,16,17,18,19,20 and it hasbeen suggested that the presence of such errors can be a usefulmarker for hereditary nonpolyposis colorectal cancer.16 Thereis a need for such a marker because in the absence of characteristicclinical features, the diagnosis rests largely on family history2;moreover, screening for germ-line mutations in mismatch-repairgenes is likely to be inefficient.21
The present study was conducted to determine the frequency ofhereditary nonpolyposis colorectal cancer among patients withcolorectal cancer and to test a screening strategy for the diseasein patients with newly diagnosed colorectal cancer.
Methods
Patients and Tissue Preparation
We collected fresh-frozen specimens of colorectal adenocarcinomasfrom 509 consecutive patients between May 1994 and April 1996at nine large regional hospitals in southeastern Finland. Informedconsent was obtained from each patient before any molecularanalyses were carried out. Specimens were examined histologicallyso that the sections used for DNA extraction would have as higha proportion of tumor cells as possible.22 In 96 percent ofthe patients this proportion was over 50 percent. Normal mucosa(from a separate site, not from the margins of the tumor) orblood was used as a source of normal tissue for DNA extraction.
We documented the patients' family histories by identifyingall first-degree relatives (parents, siblings, and children)in the official population registries and verifying the diagnosesof cancer in the relatives through the Finnish Cancer Registry(Table 1). Both the population registries and the Cancer Registryhave almost complete coverage,23,24 and this method of documentingfamily history has been successfully used in the past.14 Thedata on previous cancers in the patients were also obtainedfrom the Cancer Registry. The Finnish Cancer Registry is nationwide,is population based, and has legal status. The great majorityof the cases of cancer reported to the registry are histologicallyor cytologically documented; in 1994, 94 percent of cases wereso documented.25
Table 1. Characteristics of the 509 Patients with Colorectal Carcinomas.
Analysis for Replication Errors
In the first 236 carcinomas of the series, analysis for replicationerrors was performed with radioactive-labeling techniques, whereasthe last 273 carcinomas were analyzed by fluorescence-basedPCR methods that became available during the study and thathave been described previously.26 The newer method allowed efficientand precise determination of the lengths of the alleles andwas safe to work with since it did not involve the use of radioactiveisotopes. In a separate study, the comparability of the resultsof the two methods was confirmed.26 The presence or absenceof replication errors was determined by a reviewer with no priorknowledge of the clinical features of the patients.
With the radioactive technique the tumors were first analyzedwith a set of seven microsatellite markers (D5S404, D17S787,D5S346, D1S216, D11S904, D10S197, and TP53). If tumor DNA (ascompared with the respective normal-tissue DNA) unambiguouslydisplayed novel microsatellite alleles, reflecting the presenceof replication errors, at two or more loci as evaluated by tworeviewers, the tumor was scored as positive for replicationerrors. If the two reviewers disagreed (as occurred in threecases), a third reviewer evaluated the results. If none of themarkers displayed novel alleles, the tumor was scored as negativefor replication errors, provided that at least five of the sevenloci had been amplified successfully. In the few cases in whichonly 1 locus showed novel alleles, we used additional markers(DCC, D13S175, D7S519, D20S100, D15S120, D2S136, and D14S79)to study a minimum of 10 loci. If no additional evidence ofreplication errors was obtained, the tumor was scored as negative.If at least one additional marker displayed instability, thetumor was designated as positive for replication errors. Thus,in practice the number of loci successfully analyzed with theradioactive method ranged from 5 to 12 per pair of samples,but was typically 5 to 7.
With fluorescent labeling and subsequent fragment analysis byan automated sequencer, all pairs of samples were directly analyzedwith 16 markers (D8S254, MYC, NM23, D5S346, TP53, D1S228, D8S261,D7S496, D8S137, DCC, D7S501, MCC, D5S318, D1S507, D19S394, andRB1). The number of successful amplifications ranged from 7to 16, but was typically more than 12. Because of the largernumber of markers analyzed, at least 30 percent of the studiedmarker loci had to have novel alleles to meet the minimal requirementfor positivity for replication errors. When the technique wasintroduced, amplifications were extensively repeated. Sincethe results were consistent, routine repetition of the analyseswas considered unnecessary. Finally, to verify uniformly thereplication-error status of the patients, the whole series oftumors was analyzed by a PCR-based method using radioactivelylabeled BAT-26, a recently introduced mononucleotide markerthat is particularly sensitive to replication errors.27,28 Tumorsdisplaying BAT-26 alleles at least 7 bp apart were consideredunstable. Patients identified as having replication errors werecontacted and offered genetic counseling.
Detection of Mutations
In patients whose tumors had replication errors, a search forgerm-line mutations in MLH1 and MSH2 was performed by two-dimensionaldenaturing gradient gel electrophoresis in the first 198 patients.29The sensitivity of this method in detecting point mutationsis 90 to 100 percent.30,31,32,33 For the 311 subsequent patients,tumors with replication errors were analyzed for mutations bydirect sequencing. The promoter regions and each exon of theMLH1 and MSH2 genes from genomic DNA were individually amplifiedin a PerkinElmer cycler (model 9600, PerkinElmer,Norwalk, Conn.)34 and subsequently sequenced directly with fluorescence-labeledM13 forward and reverse primers (PerkinElmer AppliedBiosystems Division, Foster City, Calif.) with a Prism dye primercycle-sequencing kit (Applied Biosystems) according to the manufacturer'sinstructions. Chromatograms of the sequences were analyzed withFactura and Sequence Navigator software (Applied Biosystems).34
In addition to the above, samples of normal tissue from all509 patients were analyzed with a PCR-based method35 regardlessof replication-error status for a common founder mutation, referredto as mutation 1, that cannot be detected by the analytic approachesdescribed above (Figure 1). It consists of a 3.5-kb genomicdeletion comprising exon 16 of MLH1 and has so far been identifiedin more than 30 families in Finland and Sweden.35,36,37
Figure 1. The Approach Used to Identify Hereditary Nonpolyposis Colorectal Cancer in Patients with Newly Diagnosed Colorectal Cancer.
Mutation 1 is a founder mutation that cannot be detected by the methods used to find mutations in MLH1 and MSH2.
Results
On the basis of data from the Finnish Cancer Registry, we estimatethat we examined approximately two thirds of all patients withnewly diagnosed colorectal carcinoma in the participating centers.Of the 509 samples of colorectal cancer, 63 (12 percent) hadreplication errors (Table 1). The proportion of tumors withreplication errors was very similar with both methods used todetect such errors: 13 percent (31 tumors) in the 236 samplesanalyzed with radioactive reagents and 12 percent (32 tumors)in the 273 samples analyzed by fluorescence labeling.
To study the whole series of 509 tumors uniformly we used BAT-26,a highly sensitive microsatellite marker for DNA replicationerrors.27,28 Altogether, 64 tumors showed evidence of geneticinstability with the BAT-26 marker. Of these, 58 were amongthe 63 samples that were found to be positive for replicationerrors with multiple markers. Six samples judged to be negativewith the other types of tests were positive on BAT-26 testing:2 were among the 236 samples tested with the radioactive method,and 4 were among the 273 samples tested by fluorescence labeling.Of 31 samples deemed positive with the radioactive method, 3were negative on BAT-26 testing, and 2 of the 32 positive samplesdetected by fluorescence were negative on BAT-26 testing.
Mutation analysis of normal-tissue DNA (the source being eithernormal colonic mucosa distant from the neoplasm or blood lymphocytes)identified 10 unambiguous germ-line mutations. Two of thesemutations were revealed by two-dimensional DNA electrophoresisand sequencing,29 two by direct automated sequencing, and fiveby the test for mutation 1. The sample from one patient (Patient115), who had had a prior colon carcinoma, was analyzed morethoroughly and was shown to have a deletion of MLH1 exons 3,4, and 5 in complementary DNA.38 Thus, the total number of germ-linemutations was 10 (2.0 percent) (Table 2). DNA from six patientswhose tumors were negative for replication errors on initialtesting but were positive on BAT-26 testing was also sequenced,and none of the sequences had a mutation of MSH2 or MLH1.
Table 2. Characteristics of 10 Patients with Germ-Line Mutations.
A number of previously described polymorphisms in MLH1 and MSH2and three apparently neutral intronic sequence variants in MLH1were also detected in the normal-tissue samples (453+79AG, 88524TA,and 21048AT). In samples from 20 patients, changes inthe promoter regions were observed. Eleven of these patientswere heterozygous for the substitution of glycine for alanine93 bp upstream from the initiation codon of exon 1 of MLH1,and four patients were homozygous for this change. Seven patientswere heterozygous for a change from threonine to cysteine 118bp upstream from the beginning of exon 1 of MSH2. This changewas also present in 11 of 32 healthy controls. Both of thesechanges are likely to be neutral variants.
Data were obtained on all patients through population registriesand the Finnish Cancer Registry (Table 1). All but 1 of the10 patients with germ-line mutations had a first-degree relativewith colorectal or endometrial cancer (Table 2). Four of the10 families fulfilled the Amsterdam criteria for the syndrome,2as evaluated by a registry search, and 3 additional familiesfulfilled these criteria on the basis of existing informationon the extended pedigrees.2 None of the 53 patients with replicationerrors but without mutations had a family history of cancerthat was compatible with the Amsterdam criteria, nor did anyof the 446 patients without replication errors.
Discussion
We used replication-error analysis to screen samples from 509consecutive patients with colorectal cancer for evidence ofgenetic instability consistent with the presence of hereditarynonpolyposis colorectal cancer. We found 63 samples with replicationerrors and were able to detect germ-line mutations of MLH1 andMSH2 (genes that encode DNA repair enzymes) in 10 of these specimens.We can therefore say that hereditary nonpolyposis colorectalcancer was diagnosed by molecular methods in 10 (2 percent)of the specimens. In many of the remaining 53 samples with replicationerrors, the cancer may be the result of somatic inactivationof a mismatch-repair gene, rather than a germ-line mutation.Five of the 10 germ-line mutations of the MLH1 and MSH2 genesinvolved the founder mutation 1 of MLH1, and all 5 had replicationerrors. This founder mutation, a deletion of exon 16 of MLH1,has been detected in more than 30 families with hereditary coloncancer in Finland and Sweden.35,36,37 This mutation was notfound in any of the 446 patients without replication errors,which supports the potential value of replication-error analysisas an initial screen for hereditary nonpolyposis colorectalcancer. If the effect of the relatively prevalent founder mutation1 is excluded, the proportion of patients with hereditary nonpolyposiscolorectal cancer is 1 percent. These figures are based on theidentification of germ-line mutations and are somewhat lowerthan the results obtained in epidemiologic studies. We can usethese figures to estimate the frequency of hereditary nonpolyposiscolorectal cancer in the general population as follows. Accordingto the data base of the Finnish Cancer Registry, the risk ofcolorectal cancer in Finland is 5 percent by the age of 85.If, as we found, 2 percent of all colorectal cancers are hereditarynonpolyposis colorectal cancer, then the risk of this type ofcancer is 2 percent of 5 percent, or 1 in 1000. These estimatesneed to be confirmed and expanded by extensive population studies.
Our finding that 2 percent of the samples had hereditary nonpolyposiscolorectal cancer represents the absolute minimum in our series.Mutations can be missed because of technical limitations, andwe did not analyze three minor genes, PMS1, PMS2, and MSH6,that are predisposing factors for this disease. Liu et al. usedseveral methods to detect mutations in four DNA mismatch-repairgenes and found a mutation in 70 percent of families with hereditarynonpolyposis colorectal cancer that met the Amsterdam criteriafor the disease.39 These authors also concluded that some mutationshad escaped detection. Another factor that may have led us tounderestimate the population frequency of hereditary nonpolyposiscolorectal cancer is that we only screened patients with colorectalcancer, although colorectal cancer accounts for no more thantwo thirds of the cancers in affected families.40 Screeningpatients with endometrial cancer for hereditary nonpolyposiscolorectal cancer would increase the estimates of the populationfrequency. None of the patients without replication errors fulfilledthe Amsterdam criteria, but it is likely that screening forreplication errors does not identify patients with other typesof hereditary colorectal cancer and that there are as yet unidentifiedsyndromes of hereditary colorectal cancer.
In each participating unit one physician was responsible fororganizing the collection of samples. We obtained samples fromtwo thirds of all patients with colorectal cancer who were treatedin the participating units during the study. In the case ofthe remaining third, the patients did not consent to participate,emergency laparotomies were performed, or the samples were collectedimproperly.
The possibility that samples from patients with a family historyof colorectal cancer were overrepresented cannot be ruled out.Such a bias could cause overestimates of the frequency of hereditarynonpolyposis colorectal cancer. However, the proportion of youngpatients (those less than 50 years of age) in our series (8percent) was the same as in the complete Cancer Registry forthis geographic area, indicating that the sampling was unbiasedwith respect to age.
Only 3 of 10 mutations (in Patients 52, 115, and 179) have notbeen previously identified in multiple, apparently unrelatedFinnish families.35,38 Studies of Finnish families with hereditarynonpolyposis colorectal cancer have been extensive, and themost prevalent mutations in the population have probably beenidentified.16,17,35,37,38 Five of the 10 patients with germ-linemutations in our study were members of previously identifiedfamilies. Although the Finnish Hereditary Nonpolyposis ColorectalCancer Registry has promoted clinical screening in these familiesfor more than a decade,12 in only two (Patients 115 and 483)were the tumors diagnosed by a screening endoscopy. This suggeststhat even more intensive screening efforts are needed.
Analysis of all colorectal cancers for replication errors followedby direct sequencing of MLH1 and MSH2 in patients with replicationerrors as a strategy for detecting hereditary nonpolyposis colorectalcancer has not been tested on a large scale or in a prospectivemanner. The results of our study support the feasibility ofthis approach, but also suggest that screening could be mademore efficient by certain modifications. Importantly, the diseasephenotype in our patients appeared to be very similar to thatdescribed in previous studies of high-risk families. All thepatients in whom germ-line mutations were detected had at leastone of the three major hallmarks of hereditary nonpolyposiscolorectal cancer: a family history of colorectal or endometrialcancer, a young age at onset (less than 50 years), or multipleprimary cancers. Three of the 10 patients with germ-line mutationswere more than 60 years old (Table 2), and 1 of the 10 did nothave a family history of hereditary nonpolyposis colorectalcancer. Perhaps, then, the efficiency of screening for hereditarynonpolyposis colorectal cancer in patients with colorectal cancercould be improved if all young patients, all patients with afirst-degree relative with colorectal or endometrial cancer,and all patients with multiple primary cancers in the colorectum,endometrium, or both were analyzed for replication errors. Inour study, 8 percent, 16 percent, and 3 percent of the 509 patientswould have fallen into these respective categories, but becauseof overlap among the groups, only 24 percent would have beenanalyzed for replication errors. Among these patients, therewould have been 20 with replication errors (4 percent of patients),and mutation analysis would have led to the identification ofthe same 10 patients who were identified with the other approach.
We conclude that analysis for replication errors is a usefulway of detecting possible cases of hereditary nonpolyposis colorectalcancer in clinical practice. However, since only 10 of 63 patients(16 percent) with replication errors had a detectable germ-linemutation, and since all patients with these mutations were young,had a family history of the disease, or had had a previous cancer,the number of patients in whom molecular analyses are indicatedcan be reduced through the selection of appropriate patients.In this way, molecular screening for hereditary nonpolyposiscolorectal cancer would be feasible for large populations ofpatients with newly diagnosed cancer.
Supported by grants from the Finnish Cancer Society, the Academyof Finland, the Sigrid Juselius Foundation, the Federation ofFinnish Insurance Companies, Duodecim, the Ida Montin Foundation,the Jalmari and Rauha Ahokas Foundation, the Emil Aaltonen Foundation,and the National Institutes of Health (CA67941 and CA16058)and by a contract (BMH4-CT96-0772) with the European Commission.
We are indebted to the Folkhälsan Institutes of Genetics,the Finnish Cancer Registry, Siv Lindroos, Minna Veini, MarilottaTurunen, Sinikka Lindh, Kirsi Pylvänäinen, Tuula Lehtinen,and Aira Lindeman.
Source Information
From the Departments of Medical Genetics (L.A.A., R.S., P.K., F.C., A.H., P.P., A.C.) and Pathology (R.S.), Haartman Institute, University of Helsinki, Helsinki, Finland; Applied Biosystems Division, PerkinElmer Corporation, Foster City, Calif. (R.B.C.); the Human Cancer Genetics Program, Comprehensive Cancer Center, Ohio State University, Columbus (R.B.C., A.C.); the Family Federation of Finland, Helsinki (H.K.); the Department of Surgery, Central Hospital of Jyväskylä, Jyväskylä, Finland (J.-P.M.); the Department of Surgery, Kuopio University Hospital, Kuopio, Finland (M.E.); and the Second Department of Surgery, Helsinki University Central Hospital, Helsinki, Finland (H.J.). Other authors were Antonio Percesepe, M.D. (Department of Medical Genetics, Haartman Institute, University of Helsinki, Helsinki), Heikki Ahtola, M.D. (Department of Surgery, Central Hospital of Joensuu, Joensuu), Niilo Härkönen, M.D. (Department of Surgery, Central Hospital of Mikkeli, Mikkeli), Risto Julkunen, M.D. (Department of Internal Medicine, Kuopio University Hospital, Kuopio), Eero Kangas, M.D. (Department of Surgery, Central Hospital of Lappenranta, Lappenranta), Seppo Ojala, M.D. (Department of Surgery, Central Hospital of Kajaani, Kajaani), Jukka Tulikoura, M.D. (Department of Surgery, Central Hospital of Kotka, Kotka), and Erkki Valkamo, M.D. (Department of Surgery, Central Hospital of Savonlinna, Savonlinna) all in Finland.
Address reprint requests to Dr. Aaltonen at the Department of Medical Genetics, Haartman Institute, P.O. Box 21, FIN-00014 University of Helsinki, Helsinki, Finland.
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