Augmented Post-Induction Therapy for Children with High-Risk Acute Lymphoblastic Leukemia and a Slow Response to Initial Therapy
James B. Nachman, M.D., Harland N. Sather, Ph.D., Martha G. Sensel, Ph.D., Michael E. Trigg, M.D., Joel M. Cherlow, M.D., Ph.D., John N. Lukens, M.D., Lawrence Wolff, M.D., Fatih M. Uckun, M.D., Ph.D., and Paul S. Gaynon, M.D.
Background Children with high-risk acute lymphoblastic leukemia(ALL) who have a slow response to initial chemotherapy (morethan 25 percent blasts in the bone marrow on day 7) have a pooroutcome despite intensive therapy. We conducted a randomizedtrial in which such patients were treated with either an augmentedintensive regimen of post-induction chemotherapy or a standardregimen of intensive post-induction chemotherapy.
Methods Between January 1991 and June 1995, 311 children withnewly diagnosed ALL who were either 1 to 9 years of age withwhite-cell counts of at least 50,000 per cubic millimeter or10 years of age or older, had a slow response to initial therapy,and entered remission at the end of induction chemotherapy wererandomly assigned to receive standard therapy (156 children)or augmented therapy (155). Those with lymphomatous featureswere excluded. Event-free survival and overall survival wereassessed from the end of induction treatment.
Results The outcome at five years was significantly better inthe augmented-therapy group than in the standard-therapy group(KaplanMeier estimate of event-free survival [±SD]:75.0±3.8 vs. 55.0±4.5 percent, P<0.001; overallsurvival: 78.4±3.7 vs. 66.7±4.2 percent, P=0.02).The difference between treatments was most pronounced amongpatients one to nine years of age, all of whom had white-cellcounts of at least 50,000 per cubic millimeter (P<0.001).Risk factors for an adverse event in the entire cohort includeda white-cell count of 200,000 per cubic millimeter or higher(P=0.004), race other than black or white (P<0.001), andthe presence of a t(9;22) translocation (P=0.007). The toxiceffects of augmented therapy were considerable but manageable.
Conclusions Augmented post-induction chemotherapy results inan excellent outcome for most patients with high-risk ALL anda slow response to initial therapy.
In children with acute lymphoblastic leukemia (ALL) who areolder than one year of age, certain presenting features, suchas a white-cell count above 50,000 per cubic millimeter,1,2,3an age of 10 years or older,4,5 the presence of bulky disease,1,3,6T-celllineage immunophenotype,7,8,9 and various chromosomaltranslocations,10,11,12,13,14,15,16 carry an increased riskof treatment failure. The outcome for most of these childrenhas improved with the use of intensive chemotherapy after theinduction of remission,17,18,19,20,21,22 but approximately 30percent of such high-risk patients eventually relapse.
Numerous studies have demonstrated that a rapid response toinitial chemotherapy is an important prognostic factor in childhoodALL.17,18,23,24,25,26,27,28 German investigators observed thatpatients with fewer than 1000 blasts per cubic millimeter inthe peripheral blood after a seven-day course of prednisonehad significantly bette r event-free survival than patientswith 1000 or more blasts per cubic millimeter.17,28,29 Similarly,we reported that children with 25 percent blasts or fewer inthe bone marrow on day 7 had a better response to initial chemotherapy(three-year event-free survival, 77 percent) than those withmore than 25 percent blasts (three-year event-free survival,48 percent).26 In an attempt to improve the outcome for childrenwith a slow response to initial therapy, we developed a strategyof augmented, intensive post-induction chemotherapy that wasbased on previous successful regimens for ALL.30,31,32 Thisapproach appeared promising in a nonrandomized pilot study.33We now report on a randomized comparison of augmented therapywith standard intensive post-induction therapy in children withhigh-risk ALL who entered remission after a slow response toinitial therapy.
Methods
Patients
Children and adolescents with newly diagnosed ALL who were 1to 9 years of age and had white-cell counts of at least 50,000per cubic millimeter or who were 10 years of age or older wereenrolled between January 1991 and June 1995. Those with lymphomatousfeatures6 were excluded. Diagnosis was based on morphologic,biochemical, and immunologic features of leukemic cells, includinglymphoblast morphology as determined by WrightGiemsastaining, negative staining for myeloperoxidase, and reactivitywith monoclonal antibodies to lymphoid differentiation antigensassociated with B-cell or T-cell lineage, as described previously.34Patients with slow initial responses (>25 percent marrowblasts on day 7) who had entered remission by day 28 were randomlyassigned at the end of induction therapy to receive standardor augmented therapy.
Treatment Protocol
All patients received identical five-week courses of inductionchemotherapy, as previously described.33 The post-inductionregimens are given in Table 1. During the first year of post-inductiontherapy, the augmented regimen included more vincristine, asparaginase,methotrexate, and dexamethasone than the standard regimen, althoughthe standard regimen included more oral methotrexate, prednisone,and mercaptopurine. Therapy was continued for two years forgirls and for three years for boys, beginning with the firstinterim maintenance period (Table 1)35 (and unpublished data).Presymptomatic central nervous system therapy consisted of intrathecalmethotrexate and cranial radiation. This protocol was approvedby the National Cancer Institute and the institutional reviewboards of the participating institutions. Informed consent wasobtained from the patients, their parents, or both, as deemedappropriate, according to Department of Health and Human Servicesguidelines.
Table 1. The Standard-Therapy and Augmented-Therapy Regimens.
Study Design and Statistical Analysis
Balanced block randomization was used to ensure that approximatelyequal numbers of patients were randomly assigned to each regimen.The study was monitored by an independent data-monitoring committeeand followed a monitoring plan that was based on group sequentialmonitoring boundaries36 that required analysis of results atsix-month intervals for a maximum of 10 analyses. With a targetenrollment of 296 randomized patients, we estimated that thestudy had a power of approximately 81 percent at the final analysisto detect a change in five-year event-free survival from 45percent to 62 percent or more with a two-sided log-rank test(alpha level, 0.05). The monitoring boundary was crossed inJuly 1996 (the ninth planned data analysis), and at that timestudy results were released.
This analysis was performed in December 1997. Similarities betweenpatients in the two groups were assessed with chi-square testsfor homogeneity of proportions. Outcome analyses used life-tablemethods and associated statistics. The primary end point examinedwas event-free survival from the time of randomization. Theevents considered were relapse at any site, death during remission,or a second malignant neoplasm, whichever occurred first. Dataon patients who had not had an event at the time of the analysiswere censored in the analysis of event-free survival at thetime of the last contact with them. Life-table estimates werecalculated by the KaplanMeier procedure, and the standarddeviation of the life-table estimate was obtained with Greenwood'sformula.37 The KaplanMeier estimates (±SD) arepresented for either the first five years or the first threeyears after randomization, depending on the number of patientsin the follow-up. Ninety-five percent confidence intervals canbe approximated as the life-table estimates ±1.96 SD.The log-rank statistic was used to compare patterns of event-freesurvival and overall survival in the groups.38,39 Comparisonsof randomized treatment regimens were performed according tothe intention-to-treat method. Stratified log-rank tests werealso used to adjust for the possible modifying effect of otherfactors on the comparison of interest.40 An adjusted Cox regressionanalysis was used to determine the influence of prognostic factorson the primary treatment effect. Life-table analyses of theeffect of isolated central nervous system and marrow relapseson the results with each regimen were compared with the log-rankstatistic. Life-table analysis of the relative risk of an adverseevent was calculated with the log-rank ratio of observed eventsto expected events.41
Results
Patients
A total of 1136 patients were enrolled. Three patients diedbefore day 7, and marrow was not obtained on day 7 from 15 patients.Of the remaining 1118 patients, 360 (32 percent) had slow responsesto initial therapy. Of these, 340 (94 percent) entered remissionafter induction therapy, 19 did not enter remission after inductiontherapy, and 1 received modified induction therapy and thereforewas deemed ineligible. Of the 340 eligible patients, 317 (93percent) underwent randomization. A subsequent review revealedthat 6 of these patients did not have a slow response; thus,311 patients were eligible for the study. Of these, 156 wereassigned to standard therapy and 155 were assigned to augmentedtherapy.
The characteristics of the patients in the two groups are shownin Table 2. There were no significant differences between thegroups. Most patients were at least 10 years of age, and approximatelyhalf had white-cell counts of at least 50,000 per cubic millimeter.Centrally reviewed cytogenetic data on translocations associatedwith a high risk of an adverse event were available for 91 ofthe patients: 3 patients had the t(4;11) translocation, 4 hadt(1;19), and 7 had t(9;22). Among 209 patients with immunophenotypicdata, 87.6 percent had ALL of B-cell lineage.
Table 2. Characteristics of the Patients at Diagnosis.
Study Violations
Thirteen patients (seven in the standard-therapy group and sixin the augmented-therapy group) received a bone marrow transplantduring their first remission but were included in the intention-to-treatanalysis. Indications for transplantation included the presenceof a t(9;22) translocation (four patients), a white-cell countof more than 200,000 per cubic millimeter (three patients),virus-associated hemophagocytic syndrome (one patient), thepresence of myeloid antigen (two patients), and other reasons(three patients). Two patients in the standard-therapy groupand one patient in the augmented-therapy group refused cranialradiotherapy. Five patients assigned to augmented therapy didnot receive the second cycle of delayed intensification therapy.Major changes in treatment were required for three patientsassigned to standard therapy (two patients had fungal infections,and one had an elevation in aminotransferases) and five patientsassigned to augmented therapy (three patients had elevationsin aminotransferases, one had leukoencephalopathy, and one wasnot compliant with oral therapy).
Outcome of Treatment
At the time the study data were released in July 1996, the four-yearevent-free survival rate was significantly better among patientsin the augmented-therapy group than among those in the standard-therapygroup (75.4±4.0 vs. 57.2±4.5 percent, P=0.009,adjusted for multiple evaluations of the data). At that timethe median follow-up for patients with event-free survival was31 months (range, 1 to 63). When we reanalyzed the data in December1997 after an additional follow-up period of approximately 1.5years, 5-year event-free survival remained significantly betterin the augmented-therapy group than in the standard-therapygroup (75.0±3.8 vs. 55.0±4.5 percent, P<0.001)(Figure 1). The median follow-up for patients with event-freesurvival was 49 months (range, 2 to 82 months). The differencein event-free survival was maintained (P<0.001) when patientswho received a bone marrow transplant were censored at the timeof transplantation. Overall survival at five years was alsobetter in the augmented-therapy group than in the standard-therapygroup (78.4±3.7 vs. 66.7±4.2 percent, P=0.02).
Figure 1. Event-free Survival during Five Years of Follow-up in Patients with ALL, According to the Type of Post-Induction Chemotherapy.
There were 65 events in the standard-therapy group and 36 eventsin the augmented-therapy group (Table 3). Isolated marrow relapsewas the main cause of treatment failure for both regimens, occurringin 43 patients in the standard-therapy group and 30 patientsin the augmented-therapy group (P= 0.004 by the log-rank test),whereas central nervous system relapses were more common amongpatients in the standard-therapy group (8 vs. 0, P=0.002 bythe log-rank test). Seven patients in the standard-therapy groupand four patients in the augmented-therapy group died whilein remission.
Table 3. Frequency and Type of Events among Patients Assigned to Standard or Augmented Therapy.
In all subgroups analyzed, the results were better among patientswho received augmented therapy than among those who receivedstandard therapy. The difference in outcome between groups wasmost pronounced for patients who were one to nine years of age,all of whom had high white-cell counts as dictated by the eligibilitycriteria, with five-year event-free survival of 41.7±8.4percent in the standard-therapy group and 84.6±5.0 percentin the augmented-therapy group (P<0.001) (Figure 2A) anda relative risk of an adverse event in the standard-therapygroup of 4.6. For patients who were 10 or more years old withwhite-cell counts of at least 50,000 per cubic millimeter, theoutcome was better after augmented therapy than after standardtherapy (three-year event-free survival, 66.7±9.7 vs.47.9±9.7 percent) (Figure 2B), with a relative risk ofan adverse event of 1.7 in the standard-therapy group (P=0.21).Among patients who were 10 or more years old with white-cellcounts below 50,000 per cubic millimeter, the five-year event-freesurvival rate was 73.3±5.7 percent in the augmented-therapygroup and 66.2±5.8 percent in the standard-therapy group(relative risk of an adverse event, 1.26; P=0.45). Among 31patients with white-cell counts of 200,000 per cubic millimeteror higher, event-free survival was better for those in the augmented-therapygroup (relative risk of an adverse event in the standard-therapygroup, 2.2; P=0.14).
Figure 2. Event-free Survival during Five Years of Follow-up in Patients with ALL Who Received Standard Therapy or Augmented Therapy, According to Age and White-Cell Count at Diagnosis.
Augmented therapy improved the outcome for patients with ALLof either B-cell lineage or T-cell lineage. Estimates of five-yearevent-free survival for patients with B-celllineage ALLwere 74.7±5.1 percent with augmented therapy and 52.2±5.9percent with standard therapy (P=0.002). For patients with T-celllineageALL, event-free survival at three years was 91.7±8.0percent in the augmented-therapy group and 71.4±12.1percent in the standard-therapy group (P=0.25). Furthermore,the outcome for patients with ALL of T-cell lineage was similarto that for patients with ALL of B-cell lineage, regardlessof regimen.
Prognostic Factors
An analysis of prognostic factors for the entire cohort of patientsindicated that most base-line characteristics did not influenceevent-free survival. However, a white-cell count of 200,000per cubic millimeter or higher, race other than black or white,and the presence of a t(9;22) translocation were prognosticallyimportant. For patients with white-cell counts of at least 200,000per cubic millimeter, three-year event-free survival was 47.4±9.1percent, as compared with 72.4±2.7 percent for thosewith white-cell counts below 200,000 per cubic millimeter (P=0.004).Patients who were neither black nor white had a significantlyincreased risk of an adverse event, as compared with whitesor blacks (five-year event-free survival, 51.2±6.0 percentvs. 69.4±3.4 percent; P<0.001). Patients with a t(9;22)translocation had a significantly increased risk of an adverseevent, as compared with those without this translocation (three-yearevent-free survival, 28.6±17.1 percent vs. 73.6±4.8percent; P=0.007).
Notably, of the seven patients with the Philadelphia chromosome,two of the three in the standard-therapy group and three ofthe four in the augmented-therapy group had events. Both patientswith the Philadelphia chromosome who survived without an event(one in each group) received a bone marrow transplant whilein first remission. A Cox regression analysis with adjustmentfor these and other common prognostic factors revealed no attenuationof the effect of treatment on the difference in outcome betweenthe augmented-therapy and the standard-therapy groups (P=0.001).
Toxic Effects
The toxic effects of the two types of therapy are shown in Table 4.There was a higher frequency of allergic reactions to Escherichiacoli asparaginase in the augmented-therapy group than in thestandard-therapy group (64 vs. 4 reactions). The majority ofthe patients with allergic reactions (49 and 4, respectively)successfully continued asparaginase therapy after they wereswitched to erwinia asparaginase or polyethylene glycol asparaginase.Osteonecrosis developed in 20 patients in the augmented-therapygroup and in 14 patients in the standard-therapy group; only1 of these patients was under 10 years of age at the time ofdiagnosis. Life-table estimates for the occurrence of osteonecrosisat three years were 15.1 percent for the augmented-therapy groupand 11.9 percent for the standard-therapy group (P=0.44). Nocases had developed after three years of follow-up. The meantotal duration of hospitalization was slightly longer for patientsin the augmented-therapy group than in the standard-therapygroup, primarily because of the additional time needed for thesecond cycles of interim maintenance and delayed intensificationtherapy (data not shown).
Table 4. Toxic Effects of Standard and Augmented Therapy.
Three patients in the augmented-therapy group died in remissionas a result of toxicity: one died of acute respiratory distresssyndrome, one of pulmonary toxicity, and one of Candida tropicalisinfection; one patient in remission was murdered. Seven patientsin the standard-therapy group died in remission. Four of thesedeaths were due to documented infection: aspergillosis in onepatient, clostridium septicemia in one, hepatosplenic candidiasisin one, and infection with an unspecified gram-negative bacteriain one. Of the remaining three deaths, one was due to pulmonaryhemorrhage, one was due to acute respiratory distress syndromeafter a presumed infection, and one was due to unknown causes.
Discussion
We previously reported that among children with high-risk ALL,those with a rapid response to initial therapy (defined as thepresence of no more than 25 percent blasts in the marrow onthe seventh day of induction chemotherapy) had a better outcomethan those with a slow response (more than 25 percent blasts).24,26,27Other investigators also reported poor outcomes for patientswith a slow response to prednisone or multiagent induction therapy.17,25,28,29In this randomized trial of post-induction treatment of patientswith a slow response, we found that the outcome with augmentedtreatment was superior to that with standard treatment (five-yearevent-free survival, 75 percent vs. 55 percent). In our nonrandomizedpilot study of augmented therapy, the four-year event-free survivalrate (±SD) was 70.8±4.6 percent.33 Furthermore,subsequent analysis of the pilot study revealed a six-year event-freesurvival rate of 65.4±4.9 percent, suggesting that theresults of the randomized trial are unlikely to change significantlywith longer follow-up. Our results also suggest that the degreeof cytoreduction achieved after one to two weeks of inductionchemotherapy is a useful indicator of the susceptibility ofleukemic cells to chemotherapeutic drugs.
Augmented treatment significantly improved event-free survivaloverall (75.0±3.8 percent, as compared with 55.0±4.5percent in the standard-therapy group). In all subgroups analyzed,augmented therapy resulted in improved event-free survival.The difference was significant in the subgroup of patients whowere one to nine years of age, all of whom had high white-cellcounts. There was a trend toward a better outcome among olderpatients. There was also a trend toward improved outcomes withaugmented therapy in patients with ALL of either B-cell lineageor T-cell lineage. This finding is in agreement with our analysis,which demonstrated improved outcome for the entire cohort ofchildren with T-celllineage ALL who were treated withChildren's Cancer Group protocols between 1989 and 1995.34 Augmentedtherapy was ineffective for the seven patients with the Philadelphiachromosome. Five of these seven patients had events, and fourof them ultimately died. The two patients who survived withoutevents received a bone marrow transplant while in first remission.These data are consistent with recent data from European studiesof children with ALL who have a poor response to initial prednisonetherapy.42
The toxic effects of augmented therapy have been considerable,but they appear to be manageable. The most common long-termtoxic effect was osteonecrosis, which occurred almost exclusivelyin adolescent patients.
We noted a significantly lower rate of central nervous systemrelapse in the augmented-therapy group than in the standard-therapygroup. Since the patients assigned to each regimen receivedcranial radiotherapy and intrathecal therapy for presymptomatictreatment of the central nervous system, the benefit observedwith augmented therapy may have been due to the use of intensifiedsystemic therapy. Indeed, previous investigators have noteda similar effect with intensive systemic therapy.43,44,45
Although we do not know which components of augmented therapywere responsible for the improved outcome, we surmise that theeffect is attributable to the increased dose intensities andprolonged duration of therapy. During the interim maintenancephase in the augmented-therapy regimen, repeated courses ofvincristine, intravenous methotrexate, and asparaginase replacedthe daily oral mercaptopurine and the weekly oral methotrexateused in the standard-therapy regimen. The augmented regimenalso included an additional two weeks of nonmyelosuppressivetherapy with vincristine and asparaginase during each consolidationor reconsolidation course and included both a second interimmaintenance phase and a second course of delayed intensification.
A recent Children's Cancer Group study of intermediate-riskALL showed that patients with a slow response had an improvedoutcome when treated with two courses of delayed intensificationrather than one course,45 suggesting that prolonged therapywas important to the improved outcome with augmented therapyin the current study. We are attempting to distinguish the relativecontributions of early increased dose intensity and a prolongedduration of therapy in a new therapeutic study of children withhigh-risk ALL.
Supported by grants from the National Institutes of Health (CA13539, CA 02971, CA 17829, CA 05436, CA 10382, CA 20320, CA03888, CA 02649, CA 03750, CA 03526, CA 36015, CA 26270, CA26044, CA 07306, CA 11796, CA 42764, CA 13809, CA 10198, CA29013, CA 26126, CA 14560, CA 27678, CA 29314, CA 28851, andCA 28882).
Source Information
From the Section of Pediatric HematologyOncology, University of Chicago, Chicago (J.B.N.); the Department of Preventive Medicine, University of Southern California School of Medicine, Los Angeles (H.N.S.); Group Operations Center, Children's Cancer Group, Arcadia, Calif. (H.N.S., M.G.S.); the Division of Pediatric Bone Marrow Transplantation, University of Iowa Hospital and Clinics, Iowa City (M.E.T.); the Department of Radiation Oncology, Long Beach Memorial Medical Center, Long Beach, Calif. (J.M.C.); the Department of Pediatric HematologyOncology, Vanderbilt University, Nashville (J.N.L.); the Department of Pediatric HematologyOncology, Oregon Health Sciences University, and Doernbecher Children's Hospital, Portland (L.W.); Children's Cancer Group Acute Lymphoblastic Leukemia Biology Reference Laboratory and Wayne Hughes Institute, St. Paul, Minn. (F.M.U.); and the Department of Pediatrics, University of Wisconsin, Madison (P.S.G.).
Address reprint requests to Dr. Nachman at the Children's Cancer Group, P.O. Box 60012, Arcadia, CA 91066-6012.
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Appendix
The following institutions and principal investigators of theChildren's Cancer Group participated in the study: Group OperationsCenter, Arcadia, Calif. W. Bleyer, A. Khayat, H. Sather,M. Krailo, J. Buckley, D. Stram, R. Sposto; University of MichiganMedical Center, Ann Arbor R. Hutchinson; Universityof California Medical Center, San Francisco K. Matthay;University of Wisconsin Hospital, Madison P. Gaynon;Children's Hospital and Medical Center, Seattle R. Chard;Rainbow Babies and Children's Hospital, Cleveland S.Shurin; Children's National Medical Center, Washington, D.C. G. Reaman; Children's Hospital of Los Angeles, Los Angeles J. Ortega; Children's Hospital of Columbus, Columbus,Ohio F. Ruymann; Columbia Presbyterian College of Physiciansand Surgeons, New York S. Piomelli; Children's Hospitalof Pittsburgh, Pittsburgh J. Mirro; Vanderbilt UniversitySchool of Medicine, Nashville J. Lukens; DoernbecherMemorial Hospital for Children, Portland, Oreg. L. Wolff;University of Minnesota Health Sciences Center, Minneapolis W. Woods; Children's Hospital of Philadelphia, Philadelphia A. Meadows; Memorial Sloan-Kettering Cancer Center,New York P. Steinherz; James Whitcomb Riley Hospitalfor Children, Indianapolis P. Breitfeld; Universityof Utah Medical Center, Salt Lake City R. O'Brien; Universityof British Columbia, Vancouver C. Fryer; Children'sHospital Medical Center, Cincinnati R. Wells; HarborUCLAand Miller Children's Medical Center, Long Beach, Calif. J. Finklestein; University of California Medical Center, LosAngeles S. Feig; University of Iowa Hospitals and Clinics,Iowa City R. Tannous; Children's Hospital of Denver,Denver L. Odom; Mayo Clinic and Foundation, Rochester,Minn. G. Gilchrist; Izaak Walton Killam Hospital forChildren, Halifax, N.S. D. Barnard; University of NorthCarolina, Chapel Hill J. Wiley; University of Medicineand Dentistry of New Jersey, Camden M. Donaldson; Children'sMercy Hospital, Kansas City, Mo. M. Hetherington; Universityof Nebraska Medical Center, Omaha P. Coccia; Wyler Children'sHospital, Chicago J. Nachman; M.D. Anderson Cancer Center,Houston B. Raney; Princess Margaret Hospital, Perth,Western Australia D. Baker; New York University MedicalCenter, New York A. Rausen; and Children's Hospitalof Orange County, Orange, Calif. M. Cairo.
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