Clinical Significance of Minimal Residual Disease in Childhood Acute Lymphoblastic Leukemia
Hélène Cavé Cave, Ph.D., Jutte van der Werff ten Bosch, M.D., Stefan Suciu, M.S., Christine Guidal, M.S., Christine Waterkeyn, M.S., Jacques Otten, M.D., Marleen Bakkus, Ph.D., Kris Thielemans, M.D., Bernard Grandchamp, Ph.D., M.D., Etienne Vilmer, M.D., Brigitte Nelken, Martine Fournier, Patrick Boutard, Emmanuel Lebrun, Françoise Méchinaud, Richard Garand, Alain Robert, Nicole Dastugue, Emmanuel Plouvier, Evelyne Racadot, Alice Ferster, Jan Gyselinck, Odile Fenneteau, Michel Duval, Gabriel Solbu, Anne-Marie Manel, for The European Organization for Research and Treatment of CancerChildhood Leukemia Cooperative Group
Background and Methods The implications of the detection ofresidual disease after treatment of acute lymphoblastic leukemia(ALL) are unclear. We conducted a prospective study at 11 centersto determine the predictive value of the presence or absenceof detectable residual disease at several points in time duringthe first six months after complete remission of childhood ALLhad been induced. Junctional sequences of T-cellreceptoror immunoglobulin gene rearrangements were used as clonal markersof leukemic cells. Residual disease was quantitated with a competitivepolymerase-chain-reaction (PCR) assay. Of 246 patients enrolledat diagnosis and treated with a uniform chemotherapy protocol,178 were monitored for residual disease with one clone-specificprobe (in 74 percent) or more than one probe (in 26 percent).The median follow-up period was 38 months.
Results The presence or absence and level of residual leukemiawere significantly correlated with the risk of early relapseat each of the times studied (P<0.001). PCR measurementsidentified patients at high risk for relapse after the completionof induction therapy (those with 102 residual blastsper 2x105 mononuclear bone marrow cells) or at later time points(those with 103 residual blasts). Multivariate analysisshowed that as compared with immunophenotype, age, risk group(standard or very high risk), and white-cell count at diagnosis,the presence or absence and level of residual disease were themost powerful independent prognostic factors.
Conclusions Residual leukemia after induction of a remissionis a powerful prognostic factor in childhood ALL. Detectionof residual disease by PCR should be used to identify patientsat risk for relapse and should be taken into account in consideringalternative treatment.
Despite advances in the treatment of childhood acute lymphoblasticleukemia (ALL), the risk of relapse remains about 30 percent.Studies have shown that the presence or absence of residualdisease, as assessed by the polymerase-chain-reaction (PCR)assay, can serve as a prognostic factor in patients with ALL,1,2,3,4and threshold levels of residual leukemic cells have been proposedfor predicting relapse.5,6,7,8,9,10 However, many of the studieshave been retrospective analyses4,5,8 or have involved a smallnumber of patients who were sometimes treated with differentprotocols. Furthermore, the course of residual disease has variedconsiderably in some studies.4,6,7,8,9,10
In a pilot study, we validated the method of quantitating residualblasts in the marrow with a competitive PCR assay.11 This methoduses the rearranged T-cellreceptor or immunoglobulinheavy-chain genes of the leukemic blasts as clonal markers.We found that quantitation of residual leukemia during the firstmonths of remission can help identify patients who are likelyto have a relapse.11 We undertook this prospective study toextend our preliminary findings.
Methods
Treatment
We used the BerlinFrankfurtMunster (BFM) treatmentprotocol with minor modifications (European Organization forResearch and Treatment of Cancer [EORTC] protocol 58881).12In brief, after one week of treatment with prednisolone andone intrathecal injection of methotrexate, induction therapywas begun. It consisted of a five-drug regimen given over aperiod of four weeks (daily prednisolone, weekly vincristineand daunorubicin, asparaginase twice weekly, and intrathecalmethotrexate on days 8 and 22). After the completion of thistreatment, patients who had had more than 1000 blasts per cubicmillimeter of blood at the end of the first week of prednisolonetreatment, those who did not have a complete remission, andthose with the t(4;11) or t(9;22) translocation were classifiedas having a very high risk of relapse. All other patients wereclassified as having a standard risk.
Patients with a standard risk of relapse received four weeksof consolidation therapy, consisting of daily mercaptopurine,four four-day courses of cytarabine, and cyclophosphamide ondays 1 and 28. This consolidation phase was followed by an eight-weekcourse of daily mercaptopurine and four courses of high-dosemethotrexate (interval therapy). A delayed intensification phaseconsisted of dexamethasone (for 3 weeks), four weekly injectionsof vincristine and doxorubicin, and four injections of asparaginase(protocol IIA), followed by daily thioguanine (for 14 days),one injection of cyclophosphamide, two courses of cytarabine,and one intrathecal injection of methotrexate (protocol IIB).The duration of treatment from the start of induction therapyto the completion of the delayed intensification phase was about27 weeks. Delayed intensification therapy was followed by maintenancetreatment consisting of daily mercaptopurine and weekly methotrexate.The total duration of treatment was two years.
Patients at very high risk for relapse received intensifiedconsolidation therapy of six weeks' duration, consisting ofcyclophosphamide, high-dose methotrexate and cytarabine, asparaginase,and oral mercaptopurine, followed by two series of three chemotherapeuticcourses according to the BFM relapse protocol.13
Detection of Residual Disease
Bone marrow mononuclear cells were counted, lysed, and storedat 20°C until analysis. Rearrangements of the T-cellreceptorgenes TCR (V1J1,2; V1JP1,2; and V9J1,2)and TCR (V2D3, V1J1, D2D3, and V2J1)were sought in samples obtained at the time of diagnosis.11,14If none of these rearrangements were detected, rearrangementsof the gene for immunoglobulin heavy chain (IgH) were soughtwith the use of consensus FRIII and JH primers.15 The presenceor absence of such clonal markers was determined after polyacrylamide-gelelectrophoresis. Discrete bands of PCR products correspondingto clonal rearrangements were sequenced. An oligonucleotideprobe specific for the junctional sequence was synthesized foreach rearrangement. Tests for residual disease were conductedby PCR amplification of 2x105 mononuclear bone marrow cellsin samples obtained during remission, with the use of the primerset corresponding to the T-cell or B-cell clonal rearrangementidentified at the time of diagnosis. PCR products were dot-blottedand hybridized to the radiolabeled clone-specific probe.11
All frozen samples obtained at all time points from a givenpatient were run at the same time. The specificity of detectionwas checked for each probe on at least two different polyclonalsamples. The sensitivity of each probe was assessed by testingserial dilutions of the patient's blasts in a mixture of polyclonalmarrow mononuclear cells. The median level of detection was5x105 (i.e., 5 blasts per 100,000 normal mononuclearcells). For the statistical analyses, the results were considerednegative only if the level detected was less than 1.5x104.
We used a competitive PCR assay to quantitate residual blasts.Amplification was carried out as for blast detection in thepresence of 100 copies of internal standard in each PCR sample.Internal standards consisted of DNA from monoclonal cells thathad a rearrangement involving the same genomic segments as thepatient's blasts but with a distinct junctional sequence. EachPCR series included serial dilutions of the patient's blasts.PCR products were hybridized in duplicate with clone-specificprobes corresponding to the patient's blasts and to the internalstandard. The ratio of the radioactivity of the two probes wascalculated. A calibration curve was drawn from the results obtainedwith the serial dilutions. In samples obtained during remission,the number of blasts per 100,000 mononuclear marrow cells wasderived from the calibration curve. Replicate assays gave resultswith a standard deviation of 15 to 30 percent of the mean value.When two different markers (e.g., one TCR V2D3 rearrangementand one TCR V9J1 rearrangement) were analyzed to quantitateresidual leukemic cells in the same sample, the results wereclosely correlated (correlation coefficient for 28 samples,0.94).
Study Design
The 11 centers participating in the study enrolled all theirpatients at the time of diagnosis, after obtaining informedconsent. Bone marrow samples from all patients were obtainedat the time of diagnosis and at the end of induction therapy.In the standard-risk group, samples were obtained after consolidation,interval, and delayed intensification treatments. In the very-high-riskgroup, samples were obtained on completion of intensified consolidationtherapy, which was given after induction therapy. Bone marrowsamples were analyzed at one of two reference laboratories (inBrussels, Belgium, and in Paris) for the detection of residualdisease. Quantitative analysis was performed at a single laboratory(in Paris) for all samples in which residual leukemia was detected.Personnel at both laboratories were unaware of the patients'status at the time the samples were assayed. Clinical and moleculardata were centralized at the EORTC data center, where the statisticalanalysis was performed.
Patients
A total of 246 children with ALL were enrolled in the studyat the time of diagnosis. The enrollment period started in November1989 (at 1 center) or July 1993 (at 10 centers) and ended inMarch 1996. Four patients were excluded because they did nothave a remission, defined by the detection of fewer than 5 percentblasts in bone marrow smears, which were independently reviewedby two cytologists. At least three bone marrow samples fromeach patient were studied, with the exception of patients whohad relapses before delayed intensification therapy was completed.Sixteen patients were excluded because fewer than three follow-upbone marrow samples were obtained.
Among the remaining 226 patients, no gene rearrangements weredetected in 25 (11 percent), whereas at least one rearrangementwas detected in 201 (89 percent). TCR was rearranged in 115of 188 patients (61 percent) with B-lineage ALL and in 14 of38 (37 percent) with T-lineage ALL. TCR was rearranged in 108patients (57 percent) with B-lineage ALL and in 32 (84 percent)with T-lineage ALL. An IgH rearrangement was detected in 12of 32 patients (38 percent) with B-lineage ALL in whom no TCRor TCR rearrangement was detected.
In 23 of 201 patients with at least one rearrangement, no probecould be obtained because of an oligoclonal pattern of rearrangementor biallelic rearrangements that were unsuitable for good electrophoreticseparation. At least one clone-specific probe was availablefor 178 patients, who formed the study group. Residual diseasewas evaluated with the use of a single probe in 132 patients(74 percent) and with two or more probes in 46 patients (26percent). One or more TCR probes were used alone in 64 patients(36 percent), one or more TCR probes were used alone in 83 patients(47 percent), both TCR and TCR probes were used in 19 patients(11 percent), and one or more IgH probes were used alone in12 patients (7 percent). In 18 patients, residual disease wasdetected but could not be quantitated because the samples wereinadequate. Data for the 25 patients in the pilot study11 wereincluded in the statistical analysis.
The comparability of our patients with the general populationof children with ALL was evaluated by comparing the outcomesin our group with those among the 654 children treated duringthe same period in the Childhood Leukemia Cooperative Groupcenters that did not participate in the study of residual disease(Table 1).
Table 1. Prognostic Factors and Outcomes in the Study Group and among Patients at Other Centers.
Statistical Analysis
The principal end point used to determine the prognostic valueof the presence or absence of residual disease was the relapse-freeinterval, which was calculated as the interval from the timeof a given assessment of residual disease until the date ofthe first relapse. Actuarial curves were computed accordingto the KaplanMeier method.16 The prognostic value ofthe variables studied was assessed with the use of the log-ranktest,17 or the log-rank test for linear trend in the case ofordered categorical variables. The relative risk representedthe ratio of the daily risk of relapse in patients with residualdisease to the risk in patients without residual disease orthe ratio of the daily risk of relapse in those with a highlevel of residual disease to the risk in those with a low level.This was estimated by calculating the ratio of observed to expectedrelapses18 with the use of log-rank computations.
The prognostic significance of other variables measured at thetime of diagnosis was determined in the same way. Subgroupsof patients were defined according to classic prognostic factors(Table 1). The stratified log-rank test was used to determinethe prognostic value of residual disease as compared with otherprognostic factors, and the corresponding stratified relativerisks were computed. Cytogenetic characteristics were not includedin the stratified analyses because of the high percentage ofpatients in whom they could not be evaluated (22 percent). TheCox regression model19 was used to determine the most significantindependent prognostic factors. The stratified Cox regressionmodel19 was used to determine the prognostic value of residualdisease as compared with that of immunophenotype. This methodprovided an estimate of the relative risk and 95 percent confidenceinterval.
Results
Of the 246 patients enrolled in the study at the time of diagnosis,178 (72 percent) were monitored for residual disease. These178 patients were similar to the 654 patients in the nonparticipatingcenters with regard to the time to relapse and the distributionof prognostic factors (Table 1). The effects of prognostic factorswere also similar in the two groups, except for immunophenotype.The duration of remission in the group of 68 patients who wereenrolled at the time of diagnosis but were subsequently excludedfrom the study was similar to that in the 178 patients who remainedin the study. The median follow-up period was 38 months.
Residual Disease during the First Six Months of Remission
After the completion of induction therapy, 42 percent of thepatients had residual leukemia (Table 2). Residual blasts weredetected in 38 percent of the standard-risk group and 66 percentof the very-high-risk group; they were detected in 36 percentof the group with B-lineage ALL and 90 percent of the groupwith T-lineage ALL. In the standard-risk group, 25 percent ofthe patients had detectable residual disease after consolidationtherapy, 17 percent after interval therapy, and 13 percent afterdelayed intensification therapy.
Table 2. Risk of Relapse According to the Presence or Absence and Level of Residual Disease at Different Times after Induction of Remission.
Table 3 shows the predictive value of a change in status withrespect to detectable residual disease at two different pointsin time. The relative risk of relapse was 4.9 for the patientswho had residual disease initially but did not have residualdisease after consolidation therapy and 15.0 for the patientswith persistent residual disease after consolidation therapy,as compared with the patients in whom residual disease was undetectableafter both induction and consolidation therapy. The resultswere similar at subsequent time points. During the first sixmonths after induction therapy, no patient who initially hadno detectable disease subsequently had detectable disease. However,six patients in whom the level of residual disease increasedduring the first 6 months had a relapse 1 to 15 months later.
Table 3. Relative Risk of Relapse According to the Presence or Absence of Residual Disease at Two Time Points.
Predictive Value of Residual Disease at the End of Induction Therapy
The patients with detectable residual disease at the end ofinduction therapy, including those with a standard risk of relapseand those with a very high risk, had a significantly shortertime to relapse than the patients with undetectable residualdisease (P<0.001 by the log-rank test), and the instantaneousrisk of relapse was 5.7 times as high in the patients with residualdisease as in those without residual disease (Figure 1 and Table 2).To determine whether the level of residual disease couldbe used to predict relapse, we assigned the patients to oneof three subgroups according to the concentration of residualleukemic cells in marrow samples: less than 103, 103or more but less than 102, and 102 or more. Theprobability of relapse increased with the level of residualdisease. Patients with 102 or more residual blasts hada shorter time to relapse than those with lower levels of blasts(P<0.001 by the log-rank test) (Figure 1), and the relativerisk of relapse was 16 times as high in the patients with 102or more blasts as in those with less than 103 blasts.
Figure 1. KaplanMeier Estimates of the Relapse-free Interval According to the Presence or Absence and Level of Residual Disease in Patients with a First Complete Remission of ALL at the End of Induction Therapy.
P<0.001 for the comparison between patients with residual disease and those without residual disease and for the comparison between patients with 102 residual blasts and those with <102 residual blasts. Nine of the 15 patients with a high level of residual disease (102 blasts) died, as compared with only 4 of the 118 with a lower level of residual disease (<102 blasts). The numbers of patients shown below the graph are the numbers at standard or very high risk for whom bone marrow samples were available. In 18 patients, residual disease was detected but was not quantitated.
The duration of survival was also related to the presence orabsence and level of residual disease. Patients with residualdisease had a risk of death that was 10 times that in patientswithout detectable residual disease. The quantitative analysiswas even more predictive: the risk of death was 24 times ashigh for patients with 102 or more residual leukemiccells as for patients with lower levels of residual disease(data not shown).
Predictive Value of Residual Disease at Later Times
At three different time points, the time to relapse in the standard-riskgroup was significantly shorter for patients with detectableresidual disease than for those without detectable residualdisease (P<0.001 by the log-rank test) (Figure 2). The riskof relapse was significantly higher in patients with detectabledisease than in those with undetectable disease (7.3 times ashigh after consolidation and interval therapy and 9.2 timesas high after delayed intensification therapy) (Table 2). Quantitativeassessment of residual leukemia allowed further discrimination:a value at or above a threshold of 103 residual leukemiccells was highly predictive of relapse at all three time points(P<0.001 by the log-rank test) (Figure 2). The risk of relapseincreased by a factor of 15.3 to 22.0 in patients with 103or more residual blasts (representing 4 to 7 percent of thepatients), as compared with those with fewer than 103residual blasts (Table 2). The risk of death was increased bya factor of approximately 25 in patients with 103 ormore residual blasts at each time point (data not shown).
Figure 2. KaplanMeier Estimates of the Relapse-free Interval in Patients with ALL at Standard Risk, According to the Presence or Absence and Level of Residual Disease after Consolidation Therapy (Top Panel), Interval Therapy (Middle Panel), and Delayed Intensification Therapy (Bottom Panel).
P<0.001 for the comparison between patients with residual disease and those without residual disease and for the comparison between patients with 103 residual blasts and those with <103 residual blasts. The majority of patients with 103 blasts died: four of eight after consolidation therapy, six of nine after interval therapy, and five of five after delayed intensification therapy. For each point in time, the numbers of patients shown below the graph are the numbers at standard risk for whom bone marrow samples were available. In 18 patients, residual disease was detected but was not quantitated.
In the very-high-risk group, patients without detectable residualdisease after intensified consolidation therapy had a lowerprobability of relapse than those with detectable disease (P=0.03by the log-rank test).
Predictive Value of Residual Disease after Stratification for Other Factors
The T-lineage immunophenotype, a white-cell count of 100,000per cubic millimeter or higher, an age of 10 to 15 years, andassignment to the very-high-risk group (which accounted for9 to 16 percent of the patients monitored for residual disease)were associated with the poorest outcome, with a relative riskof relapse ranging from 2.18 to 2.58 (Table 1). Bivariate analysesshowed that the presence or absence and level of residual diseaseat different time points remained significant prognostic factorsafter stratification for white-cell count, immunophenotype,risk group, and age (Table 4). With the use of the stratifiedlog-rank method, the estimated relative risk of relapse wasabout 5 for the patients with residual disease and more than5 for those with 102 or more residual blasts after inductionand 103 or more subsequently (Table 4).
Table 4. Relative Risk of Relapse According to the Presence or Absence and Level of Residual Disease and Other Prognostic Factors.
In a Cox model, residual disease remained the most importantprognostic factor, followed by either immunophenotype or white-cellcount (data not shown). Since the immunophenotype was a significantprognostic factor and was closely correlated with the levelof residual disease after induction therapy, the Cox model wasstratified according to immunophenotype to assess the relativeprognostic importance of the subsequent evaluations of residualdisease (Table 4). The relative risks calculated with this modelwere higher than those based on the ratio of observed to expectedrelapses. However, the 95 percent confidence intervals for theCox-model relative risks spanned the ratios of observed to expectedrelapses, indicating that the two methods give consistent results(Table 4). The lower limits of these confidence intervals weremarkedly higher than 1, confirming that the presence or absenceand level of residual disease were important independent prognosticfactors.
Discussion
We found that the use of PCR to detect small numbers of leukemiccells remaining in the bone marrow after the induction of aremission by chemotherapy can predict relapse. Since the clinicaloutcome was similar in the 178 patients who were analyzed forresidual disease and the 654 patients registered in the sametrial but not enrolled in the study of residual disease, webelieve that our conclusions have general applicability to patientswith ALL.
Residual disease was detected in about 40 percent of patientsafter the completion of induction therapy. After consolidationand interval treatment, the proportion of patients with detectableresidual disease decreased. Delayed intensification therapyhad a limited effect on eliminating residual disease, perhapsbecause of resistance to chemotherapy. Our results differ fromthose of studies showing that leukemic cells persist in mostpatients during the first six months of treatment.4,7,9,10,20However, there are differences in the sensitivity of detectionmethods. For example, in the study by Roberts et al.,20 a detectionlevel of about 5x106 was achieved by testing a largenumber of cells,21 thus resulting in a longer period duringwhich residual leukemia could be detected. Our study also differsfrom the work of Roberts et al. with regard to the statisticalmethods used and the characteristics of the patients. Theirsmall sample (25 patients) may not be representative; none oftheir patients, for example, had an early relapse. In our view,the numbers of measurements made in the early stages of remissionin the study by Roberts et al.20 were too small for an accurateassessment of the predictive value of the level of residualdisease.
In our study, the risk of relapse was markedly increased inpatients with 102 or more residual leukemic cells atthe end of induction therapy. This cutoff value was below thelimit of detection with conventional microscopical examinationof bone marrow by two experienced cytologists. For the additionalthree time points, a value at or above a cutoff of 103leukemic blasts was highly predictive of relapse.
The presence or absence and level of residual leukemic cellswere predictive of survival at all four time points. Our resultsshow that residual leukemia is especially predictive of relapsesduring therapy. Under these circumstances, the prognosis isparticularly poor.
Stratified and multivariate analyses showed that the presenceor absence and level of residual disease remained significantprognostic factors even when other known prognostic factors,such as immunophenotype, white-cell count, age, and risk group,were taken into consideration. However, the occurrence of individualrelapses was not always predicted. The failure to predict relapsesin patients without detectable residual disease was probablynot due to inadequate sensitivity of the PCR assay (median levelof detection, 5x105), since the relapse rate was similarin the group of patients with a level of residual disease below103 and in those without detectable disease. It is likelythat these relapses resulted from the emergence of a malignantsubclone with resistance to chemotherapy.
If the detection of residual leukemia is to be used in clinicalpractice to identify patients with a high probability of earlyrelapse, two conditions must be met: the analysis should beperformed as early as possible, and the laboratory techniqueshould be simple and rapid so that treatment can be tailoredto the adjusted assessment of risk. In this respect, the thresholdsthat we found predicted relapse can now be reached with simplerand more rapid techniques, such as use of the leukemia-associatedimmunophenotype to detect residual cells22 or fluorescencePCRanalysis of gene rearrangements.23
Supported by grants from the Association pour la Recherche surle Cancer and the National Cancer Institute (5U10-CA11488-23through 5U10-CA11488-28). Drs. van der Werff ten Bosch and Bakkusare the recipients of research awards from the Belgian NationalFund for Scientific Research.
Source Information
From the Laboratoire de Biochimie Génétique and the Service d'Hémato-Immunologie, Hôpital Robert Debré, Paris (H.C., C.G., B.G., E.V.); the Department of Physiology, Vrige Universiteit Brussel, Brussels, Belgium (J.W.B., M.B., K.T.); the European Organization for Research and Treatment of Cancer Data Center, Brussels, Belgium (S.S., C.W.); and the Akademisch Ziekenhuis, Vrige Universiteit Brussel, Brussels, Belgium (J.O.). Other authors were Brigitte Nelken and Martine Fournier (Centre Hospitalier Universitaire, Lille, France), Patrick Boutard and Emmanuel Lebrun (Centre Hospitalier Universitaire, Caen, France), Françoise Méchinaud and Richard Garand (Centre Hospitalier Régional Hôtel Dieu, Nantes, France), Alain Robert and Nicole Dastugue (Centre Hospitalier Universitaire, Toulouse, France), Emmanuel Plouvier and Evelyne Racadot (Centre Hospitalier Régional, Besançon, France), Alice Ferster (Centre Hospitalier Universitaire, Reine Fabiola, Brussels, Belgium), Jan Gyselinck (Algemeen Kinderziekenhuis, Antwerp, Belgium), Odile Fenneteau and Michel Duval (Hôpital Robert Debré, Paris), Gabriel Solbu (European Organization for Research and Treatment of Cancer Data Center, Brussels, Belgium), and Anne-Marie Manel (Centre Hospitalier Régional, Lyons, France).The views expressed in this article are solely those of the authors and do not represent the official views of the National Cancer Institute.
Address reprint requests to Dr. Vilmer at the Service d'Hémato-Immunologie, Hôpital Robert Debré, 48 Blvd. Serurier, 75019 Paris, France.
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