Long-Term Treatment with Inhaled Budesonide in Persons with Mild Chronic Obstructive Pulmonary Disease Who Continue Smoking
Romain A. Pauwels, M.D., Claes-Göran Löfdahl, M.D., Lauri A. Laitinen, M.D., Jan P. Schouten, Ph.D., Dirkje S. Postma, M.D., Neil B. Pride, M.D., Stefan V. Ohlsson, Ph.D., for The European Respiratory Society Study on Chronic Obstructive Pulmonary Disease
Background and Methods Although patients with chronic obstructivepulmonary disease (COPD) should stop smoking, some do not. Ina double-blind, placebo-controlled study, we evaluated the effectof the inhaled glucocorticoid budesonide in subjects with mildCOPD who continued smoking. After a six-month run-in period,we randomly assigned 1277 subjects (mean age, 52 years; meanforced expiratory volume in one second [FEV1], 77 percent ofthe predicted value; 73 percent men) to twice-daily treatmentwith 400 µg of budesonide or placebo, inhaled from a dry-powderinhaler, for three years.
Results Of the 1277 subjects, 912 (71 percent) completed thestudy. Among these subjects, the median decline in the FEV1after the use of a bronchodilator over the three-year periodwas 140 ml in the budesonide group and 180 ml in the placebogroup (P=0.05), or 4.3 percent and 5.3 percent of the predictedvalue, respectively. During the first six months of the study,the FEV1 improved at the rate of 17 ml per year in the budesonidegroup, as compared with a decline of 81 ml per year in the placebogroup (P<0.001). From nine months to the end of treatment,the FEV1 declined at similar rates in the two groups (P=0.39).Ten percent of the subjects in the budesonide group and 4 percentof those in the placebo group had skin bruising (P<0.001).Newly diagnosed hypertension, bone fractures, postcapsular cataracts,myopathy, and diabetes occurred in less than 5 percent of thesubjects, and the diagnoses were equally distributed betweenthe groups.
Conclusions In persons with mild COPD who continue smoking,the use of inhaled budesonide is associated with a small one-timeimprovement in lung function but does not appreciably affectthe long-term progressive decline.
Chronic obstructive pulmonary disease (COPD) is characterizedby a progressive and largely irreversible limitation of airflow.Cigarette smoking is the principal risk factor, and smokingcessation has been shown to decrease the rate of decline inlung function,1 but the success of smoking-cessation programsis limited.2
The decline in lung function in patients with COPD is relatedto the presence of inflammatory changes in the airways and lungparenchyma.3 Airway inflammation in COPD differs from such inflammationin asthma.4 Inhaled glucocorticoids are successfully used inasthma.5 Some studies have shown an effect of inhaled glucocorticoidson airway inflammation in COPD.6,7,8,9 In this study, we testedthe hypothesis that regular treatment with the inhaled glucocorticoidbudesonide would reduce the decline in lung function in patientswith mild COPD who continued smoking.10
Methods
Study Design
The study was a parallel-group, double-blind, placebo-controlled,randomized, multicenter study. Thirty-nine study centers innine European countries (Belgium, Denmark, Finland, Italy, theNetherlands, Norway, Spain, Sweden, and the United Kingdom)participated. Approval from regulatory and ethics committeeswas obtained at all centers. All subjects gave written informedconsent.
The study started with a run-in phase consisting of a three-monthsmoking-cessation program. All subjects received extensive informationabout the health hazards of smoking and a starting package ofnicotine gum. More extensive smoking-cessation programs wereencouraged. In subjects who did not stop smoking, this phasewas followed by a three-month period during which compliancewith inhaled medication was assessed with the use of a placebo-containingdry-powder inhaler with a hidden mechanical counter. Subjectswho continued smoking and were at least 75 percent compliantwith the recommended treatment regimen were randomly assignedto twice-daily treatment with either 400 µg of budesonide(Pulmicort, Astra, Stockholm, Sweden) or placebo from a dry-powderinhaler (Turbuhaler, Astra) for three years. The primary outcomevariable was the change over time in forced expiratory volumein one second (FEV1) after use of a bronchodilator.
Subjects
Persons 30 to 65 years of age were eligible if they were currentlysmoking at least five cigarettes per day and had smoked cigarettesfor at least 10 years or had a smoking history of at least 5pack-years. The FEV1 after the use of a bronchodilator had tobe between 50 percent and 100 percent of the predicted normalvalue,11 and the ratio of prebronchodilator FEV1 to slow vitalcapacity had to be less than 70 percent. The increase in FEV1after the inhalation of 1 mg of terbutaline from a dry-powderinhaler had to be less than 10 percent of the predicted normalvalue. The change in FEV1 between the end of the first three-monthperiod of the run-in phase and the end of the second had tobe less than 15 percent. Subjects with a history of asthma,allergic rhinitis, or allergic eczema and those who had usedoral glucocorticoids for more than four weeks during the precedingsix months were excluded. The use of inhaled glucocorticoidsother than the study medication, beta-blockers, cromones, orlong-acting inhaled ß2-adrenergic agonists was notallowed.
Outcome Measures
Clinic Visits
The subjects were seen at the clinics every three months forspirometry and evaluation of smoking habits, compliance withmedication, and safety-related variables. At selected centers,bone density was measured before treatment and after 6, 12,24, and 36 months. Spine radiographs were obtained before andat the end of treatment.
Spirometry
Each center was supplied with a dry rolling-seal spirometer(model SMI III, Spirometrics, Auburn, Me.). The criteria ofthe American Thoracic Society12 were used to determine FEV1.All technicians attended an initial training session about thespirometer and the techniques to be used. Thereafter, regularvisits were made by a monitor to check the calibration of thespirometer and to monitor the technique.
Spirometry was performed with the subject seated and wearinga nose clip. At recruitment and at the end of the study, slowvital capacity and FEV1 were measured after at least 6 hourswithout inhaled bronchodilators and after 24 hours without oralbronchodilators. Three technically adequate and two reproduciblemaneuvers were required for the measurement of slow vital capacityand FEV1. The largest values measured for slow vital capacityand FEV1 were accepted, provided the second largest measurementwas within 0.1 liter or 5 percent of the largest measurement.At all clinic visits, FEV1 was obtained 15 minutes after theinhalation of 1 mg of terbutaline. Values were corrected forbody temperature, ambient pressure, and water saturation andcompared with the reference values of the European Communityfor Coal and Steel.11
Safety Studies and Serum Analysis
At each visit, subjects were specifically asked whether theyhad received a diagnosis of glucocorticoid-related diseasesor conditions such as hypertension, bone fractures, posteriorsubcapsular cataracts, myopathy, or diabetes in the precedingperiod. The number of skin bruises larger than 50 mm in diameteron the volar side of the forearms was noted. All other adverseevents were recorded. Serious adverse events were those thatwere judged by the investigators to constitute a hazard or handicapto the subject.
Lateral thoracic and lumbar spinal radiographs were obtainedwith standard values for target-to-film distance and centering.The films were sent to a central evaluator who was unaware ofthe treatment received and were analyzed according to a standardizedcomputerized protocol. The presence or absence of vertebralfractures at base line was determined by comparing each subject'sbase-line vertebral height ratio with reference values. A newfracture was defined as a reduction of at least 20 percent,with an absolute decrease of at least 4 mm, in the height ofany vertebral body.13
We measured the bone mineral density of the lumbar spine (L2to L4), the femoral neck, Ward's triangle, and the trochanterby dual-energy x-ray absorptiometry with a densitometer (modelQDR-1000, Hologic, Waltham, Mass., or model DPX-L, Lunar, Madison,Wis.). The quality of the instruments was assessed before andthen monthly during the study by an external organization (BonaFide, Madison, Wis.).
At randomization a blood sample was taken to test for IgE antibodies(Phadiatop, Pharmacia & Upjohn, Uppsala, Sweden).
Statistical Analysis
The sample size was based on an estimated standard deviationof the mean slope of the FEV1 of 100 ml per year according toa previous study,14 a withdrawal rate of 40 percent, and a powerof 80 percent to detect a difference in treatment response of20 ml per year. Data on the randomized subjects were analyzedon an intention-to-treat basis. Student's t-test was used tocompare treatment groups with respect to normally distributedvariables, and the Wilcoxon rank-sum test was used for othervariables. The 2 test was used to compare categorical variables.Differences were assessed with two-sided tests, with an alphalevel of 0.05.
Several models were used to assess the serial changes in thevariables of interest in the longitudinal data. First, the changein the variables over time was examined graphically. Unweightedand weighted individual regression lines of the variable ofinterest against time were used to estimate the slopes for eachsubject. The weighted regression lines were estimated by linear-mixed-effectsmodeling,15,16,17 with intercept and time in the model as bothfixed and random effects. The slopes were calculated for variousperiods with stratification according to confounders, effectmodifiers, or both, and were compared between treatment groups.
Piecewise linear regression analysis of FEV1 against time withinthe budesonide group with a linear-mixed-effects model showeda best fit with one breakpoint after three or six months oftreatment and fitted significantly better than a model thatassumed linearity over the whole study period. The study periodwas therefore partitioned into two periods. The best fit wasdetermined with the likelihood-ratio test for nested modelsor with Akaike's information criterion statistic.18
The data are presented either as absolute changes for all subjectswho were in the study at a certain time or as unweighted slopeson the intention-to-treat population. These data are presentedas median values, since their distribution was not normal.
Results
From January 1992 to July 1993, 2157 potential subjects wererecruited at the participating centers. Of these, 462 were foundto be ineligible, and the remaining 1695 were enrolled in thesmoking-cessation program, during which 169 (10 percent) stoppedsmoking. Of the remaining 1526 subjects, 1277 (84 percent) werecompliant with the inhaled medication, continued smoking, andwere randomly assigned to treatment (643 to placebo and 634to budesonide). Nine hundred twelve subjects (71 percent) remainedin the study for three years. During the study, 198 subjectswere withdrawn because of noncompliance with the study procedures,132 were withdrawn because of adverse events, and 35 were lostto follow-up, resulting in 176 withdrawals from the budesonidegroup and 189 from the placebo group. The reasons for withdrawalwere similar in the two groups.
The base-line characteristics of the subjects in the two groupswere similar (Table 1). The mean age was 52 years; 354 (27 percent)were women. The majority had been heavy cigarette smokers formany years and had mild, poorly reversible airflow limitation.The subjects had decreased their cigarette consumption duringthe six months before randomization (to a mean of 18.8 and 17.3cigarettes per day, respectively, in the budesonide and placebogroups at randomization). An increasing number of subjects inboth treatment groups reported quitting smoking during the treatmentperiod. At the end of the study, approximately 10 percent ofthe subjects (9.1 percent of the budesonide group and 11.2 percentof the placebo group) reported not smoking during the previoussix months.
Table 1. Base-Line Characteristics of the 1277 Subjects at Enrollment.
Changes in FEV1 Values after Bronchodilator Use over Time
The changes in postbronchodilator FEV1 over time differed betweenthe two treatment groups (Figure 1). The placebo group showeda linear decline in FEV1 over time, with a slope of 65ml per year. In the budesonide group, the FEV1 improved overthe first six months at a rate of 17 ml per year, as comparedwith a decline of 81 ml per year in the placebo group (P<0.001).However, the slopes from nine months to the end of treatmentwere similar in the two groups: 57 ml per year in thebudesonide group and 69 ml per year in the placebo group(P=0.39) (Table 2). During that period, 55 percent of the subjectsin the placebo group had a rapid decline in FEV1 (more than60 ml per year), as compared with 49 percent of the subjectsin the budesonide group (P=0.06). In the 912 subjects who completedthe study, the median decline in FEV1 over the three-year periodwas 140 ml in the budesonide group and 180 ml in the placebogroup (P=0.05), or 4.3 percent and 5.3 percent of their respectivepredicted values (P=0.04).11
Figure 1. Median Change in Forced Expiratory Volume in One Second (FEV1) as Compared with the Value at Randomization (Month 0) in the Placebo () and Budesonide () Groups.
The change is shown for all subjects treated, for subjects with a smoking history of 36 pack-years or less, and for subjects with a smoking history of more than 36 pack-years.
Table 2. Change in FEV1 over Time in the Two Treatment Groups According to Smoking History.
Budesonide had a more beneficial effect in subjects who hadsmoked less (Figure 1). Subjects with a history of smoking thatwas at or below the median of 36 pack-years at enrollment hada decrease in FEV1 of 190 ml during placebo treatment and of120 ml during budesonide treatment (P<0.001). The loss ofFEV1 in three years among subjects with more than 36 pack-yearsof smoking was 160 ml during placebo treatment and 150 ml duringbudesonide treatment (P=0.57). Analysis of FEV1 slopes indicatedthat age, sex, base-line FEV1, the presence or absence of serumIgE antibodies, and reversibility of airflow limitation hadno significant effects on the outcome of treatment.
Similar percentages of subjects stopped smoking in both treatmentgroups; thus, stopping smoking did not explain the differencein the change in FEV1 between the groups. When we compared thechange in FEV1 between the subjects who continued smoking atthe same rate and those who either decreased their consumptionby more than five cigarettes per day or stopped completely,we found a nonsignificant trend toward a beneficial effect inaddition to the effect of budesonide.
Side Effects and Safety
More subjects in the budesonide group had skin bruising (Table 3).In total, 10 percent of subjects in the budesonide groupand 4 percent of those in the placebo group had bruises duringthe study (P<0.001). The highest prevalence of bruises atany visit was 4.9 percent in the budesonide group and 1.4 percentin the placebo group.
Table 3. Serious Adverse Events, Discontinuations Due to Adverse Events, Deaths, and Glucocorticoid-Related Side Effects.
Bone density was measured in 194 subjects (102 in the budesonidegroup and 92 in the placebo group). There was no significantchange over time and no significant effect of treatment on bonedensity, except for a small but significant difference at thefemoral trochanter in favor of budesonide. The yearly declinein the bone density of the trochanter was 0.38 percent in theplacebo group and 0.04 percent in the budesonide group (P=0.02).
Two sets of radiographs of the spine were assessed in 653 subjects,185 women and 468 men. At randomization, 43 in the budesonidegroup (13.4 percent) and 38 in the placebo group (11.5 percent)had at least one vertebral fracture. During the study, new fractureswere unusual (three in the placebo group and eight in the budesonidegroup) and were similarly distributed (P=0.50).
Newly diagnosed hypertension, bone fractures, postcapsular cataracts,myopathy, and diabetes occurred in less than 5 percent of thesubjects and were equally distributed between the groups (datanot shown).
Serious Adverse Events
Serious adverse events were equally distributed between thegroups (Table 3). Seventy patients in the budesonide group werewithdrawn from the study, as compared with 62 in the placebogroup (P=0.51). More subjects in the budesonide group withdrewfrom the study because of nonserious adverse events (35, vs.23 in the placebo group), mainly oropharyngeal candidiasis (8in the budesonide group and none in the placebo group) and localirritation of the throat or dysphonia (8 in the budesonide groupand 2 in the placebo group).
Discussion
Patients with COPD must always be advised and encouraged tostop smoking, and they should be offered treatment programsto facilitate smoking cessation. Nonetheless, some patientscontinue to smoke. In such patients with mild COPD, we foundthat the use of inhaled budesonide was associated with a small,one-time improvement in the FEV1 after bronchodilator use, butthat it did not appreciably affect the long-term progressivedecline in lung function.
In the placebo group, the postbronchodilator FEV1 declined bya median of 180 ml over a period of three years, the medianslope being 65 ml per year. In the budesonide group,the median decrease in FEV1 over the three years was 140 ml.The benefit of budesonide was limited to the initial six monthsof treatment. The beneficial effect of budesonide was greaterin subjects with a history of fewer pack-years of smoking.
We studied subjects with mild COPD (mean FEV1, 77 percent ofthe predicted value at base line) and a history of moderate-to-heavycigarette smoking. These characteristics are similar to thoseof the patients in the Lung Health Study.1 We attempted to excludesubjects with asthma by eliminating those with a history ofasthma or any other atopic disease or with reversible airflowlimitation. The presence or absence of IgE antibodies or thedegree of reversibility of the airflow limitation did not influencethe effect of budesonide. The decline in FEV1 in the placebogroup corresponds with findings in other long-term follow-upstudies of COPD.1,19,20
Most studies of glucocorticoid treatment in patients with COPDhave examined short-term effects on airflow limitation.8,14,21,22,23,24,25,26,27,28,29Results have been variable, but several studies have found anincrease in FEV1 after treatment with oral or inhaled glucocorticoids.21,22,25,29The change in FEV1 during the first months of our study is inline with these findings. Few studies have investigated theeffect of glucocorticoid treatment on the long-term change inFEV1 in patients with COPD. Two retrospective studies suggestedthat daily treatment with prednisolone might slow the progressivedecline in FEV1.30,31 In a small group of patients with COPDwho had previously been treated with bronchodilators, Dompelinget al.23,32 observed that daily treatment with 800 µgof beclomethasone was associated with an increase in prebronchodilatorFEV1 during the first 6 months of treatment, followed by a declineduring the remaining 18 months of the treatment period. In atwo-year controlled study in a small group of patients withCOPD, Renkema et al.14 did not find a significant effect oftreatment with budesonide (800 µg twice daily alone orin combination with 5 mg of prednisolone daily) on the declinein FEV1.
We also examined the side effects of inhaled glucocorticoidsin a group of middle-aged smokers. An increased prevalence ofskin bruising in patients treated with high doses of inhaledglucocorticoids has been reported in cross-sectional studies.33,34In our study, the budesonide group had an overall incidenceof skin bruising of 10 percent, as compared with 4 percent inthe placebo group, with a maximal prevalence at any time of4.9 and 1.4 percent, respectively. There was also a higher incidencein the budesonide group of oropharyngeal candidiasis and localirritation of the throat, both well-known side effects of inhaledglucocorticoids. We found no significant effect of budesonideon bone density or the fracture rate, although all subjectswere smokers and many of the women were postmenopausal both of which are well-known risk factors for fracture.
The overall effect of three years of treatment with budesonideon FEV1 in subjects with mild COPD who continued smoking wasquite limited as compared with the beneficial effects of inhaledglucocorticoids in asthma. Although the base-line FEV1 is significantlyrelated to the prognosis of patients with COPD,20 we cannotextrapolate our findings to assess the potential effect on disabilityor mortality. The small, overall, one-time beneficial effecton pulmonary function and the possibly more pronounced effectin the subgroup of those who had smoked less must be balancedagainst the risk of local and systemic side effects.
Funded by a grant from Astra Draco, Lund, Sweden.
* The other participants in the study are listed in the Appendix.
Source Information
From the Department of Respiratory Diseases, University Hospital, Ghent, Belgium (R.A.P.); the Department of Respiratory Medicine, University Hospital, Lund, Sweden (C.-G.L.); the Department of Medicine, University Central Hospital, Helsinki, Finland (L.A.L.); the Department of Epidemiology and Statistics, University of Groningen, Groningen, the Netherlands (J.P.S.); the Division of Respiratory Disease, University Hospital, Groningen, the Netherlands (D.S.P.); the Respiratory Division, Imperial College School of Medicine, Hammersmith Hospital, London (N.B.P.); and Clinical Research and Development, Astra Draco, Lund, Sweden (S.V.O.).
Address reprint requests to Dr. Pauwels at the Department of Respiratory Diseases, University Hospital, De Pintelaan 185, B9000 Ghent, Belgium, or at romain.pauwels{at}rug.ac.be.
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Appendix
The following physicians enrolled patients in the European RespiratorySociety Study on Chronic Obstructive Pulmonary Disease: Belgium M. DeJonghe, J. Aumann, W. Vincken, and W. DeBacker;Denmark A. Kok-Jensen, R. Dahl, and P. Tønnesen;Finland T. Valta, S. Koskinen, P. Tukiainen, P. Saarelainen,and R. Kulmala; Italy A. Potena, C. Giuntini, A. Foresi,and S. Bianco; the Netherlands R. van Altena, F.P. Maesen,L. Greefhorst, and P. van Spiegel; Norway N. Ringdal,C.A. Stendal, G. Vea, V. Søyset, and G.M. Areklett; Spain R. Rodríguez Roísin, J. Morera Prat, J.M.Marín Trigo, A.A. Farcia-Navarro, and S.A. Leopoldo;Sweden B. Lundbäck, K. Ström, L. Lazer, andT. Månsson; United Kingdom J. Gibson, A. Wade,P. Ind, and A. Tattersfield. The following committee memberswere involved in the study: Safety Committee J. Boe,Norway; T.-B. Conradson, Sweden (Astra Draco); L.M. Fabbri,Italy; and H. Magnussen, Germany. Scientific Committee A. Tattersfield, United Kingdom; R. Dahl, Denmark; G.J. Huchon,France; B. Mossberg, Sweden; P. Paoletti, Italy; R. RodríguezRoísin, Spain; and J.C. Yernault, Belgium. The followingconsultants were involved in the study: P. Quanjer and P. Sterk(spirometry), the Netherlands; J.M. Vonk (statistics), the Netherlands;and O. Johnell (evaluation of radiographs and dual-energy x-rayabsorptiometric measurements), Sweden. The following Astra employeeswere involved in the study: G. Jönsson (study coordinator),H. Hansson (data entry), M. Broddéne (safety evaluation),and H. Holm (bioanalysis). The national medical monitors wereC. Wouters, A. Vandenbossche, M. Vilstrup, C. Olsen, T. Svahn,E.-L. Kiiskilä, C.M. Morelli, M. Schiassi, E. Tammeling,M. van den Dobbelsteen, V. van Driel-Schroijen, S. Holthe, R.Estiarte Navarro, E. Pellicer Thoma, A. MacLean, F. Glen, andE. Story.
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