The Risk of Recurrent Deep Venous Thrombosis among Heterozygous Carriers of Both Factor V Leiden and the G20210A Prothrombin Mutation
Valerio De Stefano, M.D., Ida Martinelli, M.D., Ph.D., Pier Mannuccio Mannucci, M.D., Katia Paciaroni, M.D., Patrizia Chiusolo, M.D., Ida Casorelli, M.D., Elena Rossi, M.D., and Giuseppe Leone, M.D.
Background Point mutations in the factor V gene (factor V Leiden)and the prothrombin gene (the substitution of A for G at position20210) are the most common causes of inherited thrombophilia.Whether or not factor V Leiden increases the risk of recurrentdeep venous thrombosis is controversial, and there is no informationon the risk of recurrence among carriers of both mutations.
Methods We studied a retrospective cohort of 624 patients whowere referred for a first episode of deep venous thrombosis.After excluding 212 patients with other inherited or acquiredcauses of thrombophilia, we compared 112 patients who were heterozygouscarriers of factor V Leiden with 17 patients who were heterozygousfor both factor V Leiden and the prothrombin mutation and 283patients who had neither mutation. The relative risk of recurrentdeep venous thrombosis was calculated with use of a proportional-hazardsmodel.
Results Patients who were heterozygous for factor V Leiden alonehad a risk of recurrent deep venous thrombosis that was similarto that among patients who had neither mutation (relative risk,1.1; 95 percent confidence interval, 0.7 to 1.6; P=0.76). Incontrast, patients who were heterozygous for both factor V Leidenand the prothrombin mutation had a higher risk of recurrentthrombosis than did carriers of factor V Leiden alone (relativerisk, 2.6; 95 percent confidence interval, 1.3 to 5.1; P=0.002).When the analysis was restricted to patients with spontaneousrecurrences (i.e., ones that occurred in the absence of transientrisk factors for venous thrombosis), the risk among carriersof both mutations, as compared with carriers of factor V Leidenalone, remained high (relative risk, 3.7; 95 percent confidenceinterval, 1.7 to 7.7; P<0.001), particularly if the firstevent had also been spontaneous (relative risk, 5.4; 95 percentconfidence interval, 2.0 to 14.1; P<0.001). In contrast,the risk of recurrence in the presence of transient risk factorswas similar among carriers of both mutations and carriers offactor V Leiden alone.
Conclusions The risk of recurrent deep venous thrombosis issimilar among carriers of factor V Leiden and patients withoutthis mutation. Carriers of both factor V Leiden and the G20210Aprothrombin mutation have an increased risk of recurrent deepvenous thrombosis after a first episode and are candidates forlifelong anticoagulation.
Inherited resistance to activated protein C is a thrombophiliccondition resulting from a mutant factor V (factor V Leiden).1The mutation is relatively common among whites, with a frequencyof 5 percent in the general population of European ancestryand 11 to 21 percent among patients with venous thromboembolism.2The estimated risk of deep venous thrombosis is 7 times as highamong heterozygous carriers of the mutation as among personswithout the mutation, and 80 times as high among homozygotes.3There is disagreement whether factor V Leiden is associatedwith an increased risk of recurrent deep venous thrombosis.Several studies reported relative risks of recurrence rangingfrom 2.4 to 4.1 among patients with deep venous thrombosis whohad the mutation as compared with those who did not have themutation.4,5 Other studies, however, failed to find an associationbetween factor V Leiden and recurrent deep venous thrombosis.6,7,8This issue is clinically important, because carriers of themutation should receive lifelong anticoagulant therapy if theirrisk of recurrent thrombosis is high.
Another thrombophilic mutation has been identified in the 3'untranslated region of the prothrombin gene (the substitutionof A for G at position 20210)9; the mutant allele is presentin 2 percent of the general population10 and increases the riskof deep venous thrombosis by a factor of 2.7 to 3.8.9,11,12,13The expected prevalence of both the factor V Leiden mutationand the prothrombin mutation in the general population is about1 per 1000; the prevalence has been estimated to be 1 to 5 percentamong patients with deep venous thrombosis.9,11,12,13,14 Theprevalence of the 20210A allele among selected patients withfactor V Leiden and previous venous thromboembolism is 3 to27 percent.11,12,13,14,15,16 Because there is preliminary evidencethat carriers of the prothrombin 20210A allele who also haveother inherited thrombophilic conditions (deficiency of antithrombinIII, protein C, or protein S or the presence of factor V Leiden)are more prone to recurrent thrombotic episodes than personswith one thrombophilic condition,14,17 we evaluated the riskof recurrent deep venous thrombosis among patients who wereheterozygous for factor V Leiden in the presence and the absenceof the prothrombin mutation as compared with patients with noknown causes of inherited thrombophilia.
Methods
Patients
From November 1994 to December 1998, 624 consecutive unrelatedpatients who had had a first episode of deep venous thrombosisof the legs or had been given a diagnosis of recurrent venousthromboembolism in the hospital by their attending physicianswere referred to two specialized thrombosis centers (in Milanand Rome) for an assessment of the possible causes of thrombophilia.All patients were interviewed about their medical history byphysicians before undergoing any laboratory tests, so that thediagnosis of first or recurrent deep venous thrombosis was recordedwithout knowledge of the results of thrombophilia screening.The presence of known risk factors at the time of any episodeof deep venous thrombosis, such as oral-contraceptive use, pregnancyor recent childbirth, surgery, prolonged immobilization (bedrest for at least 10 days, or the need for a leg cast), andtrauma, was also recorded.
The diagnosis of a first episode of deep venous thrombosis wasconsidered valid if it had been based on objective methods suchas phlebography, ultrasonographic examination, or impedanceplethysmography. The diagnosis of contralateral recurrent deepvenous thrombosis also had to be objectively established, andrecurrences of pulmonary embolism were diagnosed on the basisof perfusion lung scanning or computed tomography. Episodesof ipsilateral deep venous thrombosis or pulmonary embolismthat occurred within three months after the first episode ofdeep venous thrombosis were considered to indicate progressionrather than recurrence. Episodes of ipsilateral deep venousthrombosis that occurred more than three months after the firstepisode of thrombosis were considered to indicate recurrenceif the results of the objective tests were worse than thoseobtained at the time of the initial episode or if a new courseof anticoagulant treatment was started.
After giving informed consent, all patients underwent screeningfor thrombophilia as previously described.18 DNA samples wereanalyzed for the presence of the prothrombin gene mutation accordingto the method of Poort et al.9
Of the 624 patients who were referred, 283 had neither mutationand 129 were heterozygous carriers of factor V Leiden, 17 ofwhom were also heterozygous for the G20210A prothrombin mutation.The remaining 212 patients were excluded from the study becauseof the presence of one or more of the following: deficiencyof antithrombin III, protein C, or protein S; homozygosity forfactor V Leiden; an isolated G20210A mutation or a G20210A mutationin combination with thrombophilic traits other than factor VLeiden; cancer or myeloproliferative diseases; autoimmune disorders(including primary antiphospholipid-antibody syndrome); treatmentwith an oral anticoagulant for more than six months after thefirst episode of deep venous thrombosis; or a diagnosis of recurrentsuperficial venous thrombosis without objective signs of deepvenous thrombosis.
Statistical Analysis
We used the chi-square test to estimate differences in prevalenceamong the three groups. We analyzed the interval from the firstepisode of deep venous thrombosis to a recurrence (uncensoredobservations) or to referral to the centers (censored observations)in order to estimate the probability of recurrent deep venousthrombosis as a function of time, according to the method ofKaplan and Meier.19 The probability of recurrent deep venousthrombosis was compared among the groups with use of the log-ranktest; the relative risk of recurrent deep venous thrombosisamong patients with one or both mutations as compared with thosewith neither mutation was estimated with use of a Cox proportional-hazardsmodel, with 95 percent confidence intervals.20
Results
Characteristics of the Patients
The clinical characteristics of the patients are shown in Table 1.Seventeen carriers of the factor V Leiden mutation were alsocarriers of the G20210A prothrombin mutation; none of the patientswere homozygous for the prothrombin mutation. There were nosignificant differences among the group of patients with neithermutation, the group that was heterozygous for factor V Leidenalone, and the group that was heterozygous for both factor VLeiden and the prothrombin mutation with respect to sex distribution,age at the time of the first episode of deep venous thrombosis,age at referral, interval from the first episode of deep venousthrombosis to recurrence or referral, or rate of spontaneousfirst thrombotic events. With one exception, the prevalenceof known risk factors at the time of the first event did notdiffer among the groups; pregnancy and recent childbirth weremore common among the women who had one or both mutations thanamong those with neither mutation.
Table 1. Clinical Characteristics of the Patients with Deep Venous Thrombosis.
Risk of Recurrent Deep Venous Thrombosis
At the time of referral, the cumulative incidence of recurrentdeep venous thrombosis was 30 percent among carriers of factorV Leiden alone and patients with neither mutation. The cumulativeincidence was more than twice as high (65 percent) among the17 carriers of both factor V Leiden and the G20210A prothrombinmutation (P=0.005 and P=0.003, respectively, by the chi-squaretest) (Table 2).
Table 2. Relative Risk of Recurrent Deep Venous Thrombosis.
In general, patients with a first episode of deep venous thrombosisshould be advised not to take oral contraceptives and to startantithrombotic prophylaxis during situations that increase therisk of recurrence, such as surgery or pregnancy. Our patientsdid not always follow these recommendations; therefore, 39 of131 recurrences (30 percent) occurred among patients with aknown risk factor; however, the prevalence of recurrences thatwere associated with a known risk factor was similar in thethree groups: 10 percent among carriers of factor V Leiden alone,9 percent among patients with neither mutation, and 6 percentamong carriers of both factor V Leiden and the prothrombin mutation(P=0.87). When only spontaneous recurrences were considered,the cumulative incidence was still higher among patients withboth mutations (59 percent) than among those with factor V Leidenalone (21 percent, P<0.001) or those with neither mutation(21 percent, P<0.001) (Table 2).
KaplanMeier analysis showed that the likelihood of thrombosis-freesurvival after the first event was similar among carriers offactor V Leiden and patients with neither mutation (relativerisk of recurrence among the carriers, 1.1; P=0.76) (Table 2).Stratification of the risk of recurrence among patients whowere heterozygous for factor V Leiden alone as compared withthose with neither mutation according to whether the first eventwas spontaneous or due to known risk factors or to whether therecurrence was spontaneous or due to known risk factors didnot change the results substantially (Table 2). Analysis ofthe time-to-recurrence curves according to sex showed that thepresence of factor V Leiden did not significantly increase therisk of recurrent deep venous thrombosis among men (relativerisk, 1.1; 95 percent confidence interval, 0.6 to 1.9; P=0.77)or women (relative risk, 1.0; 95 percent confidence interval,0.5 to 1.7; P=0.89).
The overall risk of recurrent deep venous thrombosis among patientswho were heterozygous for both factor V Leiden and the G20210Aprothrombin mutation was 2.6 times as high as that among patientswho were heterozygous for factor V Leiden alone and 2.7 timesas high as that among patients with neither mutation (Table 2).The relative risk of spontaneous recurrent deep venous thrombosiswas 3.7 among patients with both mutations, as compared withpatients who were heterozygous for factor V Leiden alone (Table 2).Further stratification of the risk of recurrent thrombosisamong patients who were heterozygous for both mutations accordingto whether the first episode of thrombosis was spontaneous ordue to known risk factors produced statistical instability becauseof the small number of patients, as reflected by the wide 95percent confidence intervals. Yet the spontaneous occurrenceof an initial episode of thrombosis further increased the relativerisk, to 5.4, as compared with the patients who were heterozygousfor factor V Leiden alone (Table 2). The risk of recurrenceof a spontaneous episode of deep venous thrombosis was not increasedby the fact that the initial episode occurred in the presenceof known risk factors (Table 2).
Discussion
After a first episode of deep venous thrombosis, the risk ofrecurrence is higher among patients with a persistent risk factor(such as cancer or inherited thrombophilia) than among thosewith a transient risk factor (such as oral-contraceptive use,pregnancy or recent childbirth, surgery, or prolonged immobilization).21There is currently no general consensus on the optimal durationof treatment with oral anticoagulants after a first episodeof deep venous thrombosis in patients with inherited thrombophilia.Usually, long-term treatment is not recommended if the firstepisode occurred in association with known transient risk factors,whereas long-term treatment is considered appropriate when deepvenous thrombosis developed spontaneously.18,22,23 The decisionshould take into account the type and severity of the geneticdefect, the number of genetic defects, the site of the firstthrombotic event, and whether there is a family history of thromboembolicepisodes. The risk of recurrent thrombosis has to be weighedagainst the risk of major bleeding that is associated with long-termoral anticoagulation, which is estimated to range from 1.1 percentto 3.8 percent per patient-year.24,25
The high prevalence of factor V Leiden among patients with deepvenous thrombosis prompted studies to determine the risk ofrecurrence associated with this mutation after a first episodeof deep venous thrombosis. An increase in the risk ranging from2.4 to 4.1 has been reported by some authors4,5 but not by others.6,7,8Some of these studies suffered from limitations related to therelatively small number of patients who had the mutation4,5,6or to the short observation period.4,6,7 In addition, most ofthem were carried out before the identification of the G20210Aprothrombin mutation as a cause of inherited thrombophilia.Therefore, some discrepancies in the results may be due to thesimultaneous presence of this genetic defect in some carriersof factor V Leiden. This view is supported by the observationthat in small series of patients with venous thrombosis andinherited thrombophilia, patients who had the G20210A prothrombinmutation had a higher risk of recurrence than those with a singlethrombophilic trait.14,17
To evaluate the risk of recurrent deep venous thrombosis amongpatients with factor V Leiden alone or in association with theG20210A prothrombin mutation, we carried out a retrospectivecohort study. None of the patients had other risk factors forthrombosis, such as deficiencies of naturally occurring coagulationinhibitors, cancer, or myeloproliferative or autoimmune diseases.Although hyperhomocysteinemia has been reported as an importantsynergistic risk factor for deep venous thrombosis in patientswith factor V Leiden,26 we chose not to include it among theexclusion criteria, because the retrospective nature of ourstudy and the possible changes in the homocysteine levels asa result of changes in dietary habits during the observationperiod might have produced a misleading classification of thepatients.
Patients who had only factor V Leiden had a risk of recurrentdeep venous thrombosis that was nearly identical to that amongpatients with neither mutation, irrespective of the outcomeanalyzed (any type of recurrence, spontaneous recurrence, orspontaneous recurrence after either a spontaneous first episodeor an episode due to known risk factors). The presence of bothfactor V Leiden and the G20210A prothrombin mutation increasedthe risk of recurrent deep venous thrombosis by a factor of2.6 and the risk of a spontaneous recurrence by a factor of3.7, as compared with the risk among patients who were heterozygousfor factor V Leiden alone. The relative risk of recurrent deepvenous thrombosis among carriers of both mutations, as comparedwith carriers of factor V Leiden alone, was not significantlyincreased when the first episode occurred in the presence ofa known risk factor.
We do not know whether the increased risk of recurrence amongheterozygous carriers of factor V Leiden and the G20210A prothrombinmutation is due to an interaction between the two mutationsor simply to the presence of the mutant prothrombin gene. Thelatter possibility is not supported by the results of two recentprospective studies, which failed to find an increased riskof recurrent deep venous thrombosis in association with theG20210A prothrombin mutation.8,27
Although we studied a selected group of patients, our resultscan be applied to the majority of patients with factor V Leiden(with or without the G20210A prothrombin mutation) and a previousepisode of deep venous thrombosis. In our initial retrospectivecohort of 624 consecutive patients, the prevalence of heterozygosityfor factor V Leiden was 21 percent, in close agreement withprevious data obtained in consecutive patients with deep venousthrombosis.2 In our cohort, a large fraction of first eventswas associated with oral-contraceptive use or pregnancy or recentchildbirth, yet when the analysis was restricted to male patientsor to patients who had had a spontaneous first episode of deepvenous thrombosis, there was a low risk of recurrence associatedwith the presence of factor V Leiden alone, as compared withthe absence of both mutations.
The retrospective nature of our study and the use of recurrenceof deep venous thrombosis as the primary outcome may have ledto bias. The diagnosis of a first episode of deep venous thrombosisor recurrence was made by the attending hospital physiciansbefore the patients were referred to the thrombosis centers,and each episode was validated by the staff members of the centersbefore laboratory screening was conducted, so that the interviewerswere unaware of the genotype of the patients. Moreover, theperiod after referral to the centers was not considered, becausepatients with a diagnosis of inherited thrombophilia were likelyto be observed carefully for the onset of recurrent deep venousthrombosis, whereas patients with no identified cause of thrombosisin many cases had no further contact with the centers. Thus,it is unlikely that the rate of recurrence was overestimatedin patients with mutations causing thrombophilia. A number ofrecurrences may have been missed because of the retrospectiveevaluation of medical records and because episodes were countedas recurrent only in the presence of objective documentation.However, there is no reason to think that the pattern of underestimationshould have differed among the three groups.
From a practical point of view, our findings suggest that heterozygouscarriers of factor V Leiden with no additional thrombophilictraits should not receive lifelong anticoagulation after a firstepisode of deep venous thrombosis and that they should be treatedlike patients with no known mutations. This suggestion is alsosupported by a recent study of the optimal duration of anticoagulanttreatment after a spontaneous first episode of deep venous thrombosis.25That study failed to find an association between factor V Leidenand recurrent thromboembolism. Our results also support theuse of thorough screening for thrombophilia in patients withdeep venous thrombosis, because a finding of heterozygosityfor both factor V Leiden and the G20210A prothrombin mutationshould prompt lifelong treatment with oral anticoagulants. Sucha recommendation appears to apply in particular to patientsin whom the first episode of deep venous thrombosis occurredin the absence of transient risk factors. Prospective cohortstudies are needed to confirm our findings.
Source Information
From the Department of Hematology, Catholic University, Rome (V.D., K.P., P.C., I.C., E.R., G.L.), and the Angelo Bianchi Bonomi Hemophilia and Thrombosis Center, Istituto di Ricovero e Cura a Carattere Scientifico, Ospedale Maggiore, University of Milan, Milan (I.M., P.M.M.) both in Italy.
Address reprint requests to Dr. De Stefano at the Istituto Semeiotica Medica, Università Cattolica, Largo Gemelli 8, 00168 Rome, Italy.
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