Background The California Tobacco Control Program, a large,aggressive antitobacco program implemented in 1989 and fundedby a voter-enacted cigarette surtax, accelerated the declinein cigarette consumption and in the prevalence of smoking inCalifornia. Since the excess risk of heart disease falls rapidlyafter the cessation of smoking, we tested the hypothesis thatthis program was associated with lower rates of death from heartdisease.
Methods Data on per capita cigarette consumption and age-adjustedrates of death from heart disease in California and the UnitedStates from 1980 to 1997 were fitted in multiple regressionanalyses. The regression analyses included the rates in therest of the United States and variables that allowed for changesin the rates after 1988, when the tobacco-control program wasapproved, and after 1992, when the program was cut back.
Results Between 1989 and 1992, the rates of decline in per capitacigarette consumption and mortality from heart disease in California,relative to the rest of the United States, were significantlygreater than the pre-1989 rates, by 2.72 packs per year peryear (P=0.001) and by 2.93 deaths per year per 100,000 populationper year (P<0.001). These rates of decline were reduced (by2.05 packs per year per year [P=0.04], and by 1.71 deaths peryear per 100,000 population per year [P=0.03]) when the programwas cut back, beginning in 1992. Despite these problems, theprogram was associated with 33,300 fewer deaths from heart diseasebetween 1989 and 1997 than the number that would have been expectedif the earlier trend in mortality from heart disease in Californiarelative to the rest of the United States had continued. Thediminished effectiveness of the program after 1992 was associatedwith 8300 more deaths than would have been expected had itsinitial effectiveness been maintained.
Conclusions A large and aggressive tobacco-control program isassociated with a reduction in deaths from heart disease inthe short run.
In 1988, the voters of California approved Proposition 99, whichincreased the tax on cigarettes by 25 cents per package andallocated 5 cents of the new tax for an antitobacco educationalcampaign,1 resulting in the creation of the largest tobacco-controlprogram ever undertaken. This program combined the effects ofthe tax increase with an aggressive media campaign, which attackedthe tobacco industry and stressed clean indoor air,2 and withcommunity-based programs promoting clean indoor air and policiesdesigned to foster a smoke-free society.3,4 This program,5,6,7,8,9as well as similar programs in Florida,10 Massachusetts,11,12and Oregon,13 accelerated the decline in the number of cigarettessmoked and in the prevalence of smoking.14
Several studies have estimated the effects of the CaliforniaTobacco Control Program on the prevalence of smoking or on percapita and total consumption. Pierce et al.6,7 estimated thatbefore the implementation of the California Tobacco ControlProgram, the prevalence among adults of smoking was fallingat about the same rate in California as in the rest of the UnitedStates (by 0.74 percent per year in California and by 0.77 percentper year in the rest of the United States); in the early 1990s,when the program was most effective, the rate of decline inthe prevalence of smoking accelerated (to 1.06 percent per year),whereas it slowed in the rest of the United States (to 0.57percent per year). In December 1988, before the program wasimplemented, the prevalence of smoking in California was 89percent of that in the rest of the United States; by December1996, it was 80 percent. In addition, the number of packs smokedamong persons who continued to smoke fell more rapidly in Californiathan in the rest of the United States after the California programwas initiated.7 Lightwood and Glantz8 estimated that the programaccelerated the rate of decline in the absolute prevalence ofsmoking by 1 percent per year, whereas there was no change inthe rate of decline in the rest of the United States. Siegelet al.9 reported similar rates of decline in the prevalenceof smoking in California during the late 1980s (before the programwas implemented, in 1989), with the prevalence falling muchfaster during the early 1990s in California than in the restof the United States (by 0.39 percent per year in Californiavs. 0.05 percent per year in the rest of the United States).Thus, there is a strong consensus that the California programaccelerated the decline in cigarette smoking.14
Reducing the use of tobacco is the operational goal of any tobacco-controlprogram, but the ultimate goal is to reduce the diseases thatsmoking causes. We wanted to determine whether the reductionsin tobacco use in California were associated with measurablereductions in deaths caused by tobacco. Whereas the excess riskof death from cancer or lung disease associated with smokingchanges slowly after people stop smoking,15,16 the excess riskof heart disease declines rapidly.8 The relative risk of hospitalizationfor myocardial infarction associated with smoking is reducedby half within the first year after the cessation of smoking,and within three to five years it is nearly the same as therisk among persons who have never smoked.8 Because of this rapidreduction in risk, one would expect to begin to see changesin the rate of mortality from heart disease within a year afterchanges in cigarette use. We hypothesized that rates of deathfrom heart disease would decline more quickly in Californiathan in the rest of the United States after the implementationof the California Tobacco Control Program, paralleling the changesin cigarette use.
Methods
Data
Because the tobacco-control program reduced both the prevalenceof smoking and the consumption of cigarettes among persons whocontinued to smoke,7 we selected per capita cigarette consumption,reflected by per capita cigarette sales,17 as our measure ofthe program's effect on smoking.
We obtained the age-adjusted death rates for diseases of theheart (codes 390 through 398, 402, and 404 through 429 of theInternational Classification of Diseases, 9th Revision18), whichincludes ischemic heart disease, rheumatic fever and rheumaticheart disease, hypertensive heart disease, diseases of the endocardium,and all other forms of heart disease. Ischemic heart diseaseaccounts for approximately 70 percent of all these deaths. Weobtained data on age-adjusted rates of death from heart diseaseand population data from the National Center for Health Statistics(NCHS),18,19,20 for the United States, and from the Center forHealth Statistics of the California Department of Health Services(DHS), for California.21,22 Both these sources provide populationand age-distribution data that are updated yearly. We used theDHS data for California rather than the NCHS data because theDHS population data are generated by the California Departmentof Finance, and the estimates provide a better measure of annualmigration (based on driver's licenses) than do the nationalestimates (based on tax returns). In addition, the DHS mortalitydata provide a more accurate measure of deaths that occur inCalifornia; the NCHS data for California include deaths of Californiaresidents outside California. Since California residents residingoutside the state are not influenced by the California TobaccoControl Program, it is more reasonable to use the DHS statisticsto assess the effects of the program on people residing in California.
We estimated the rates of cigarette consumption and of deathfrom heart disease for the United States excluding California,on the basis of the overall U.S. rates, the rates in California,and the yearly resident populations of California and the UnitedStates. Figure 1 shows the rates of per capita cigarette consumptionand age-adjusted rates of death from diseases of the heart inCalifornia and in the rest of the United States from 1980 to1997.
Figure 1. Per Capita Cigarette Consumption and Age-Adjusted Rates of Death from Heart Disease from 1980 through 1997 in California and the Rest of the United States.
Rates of per capita cigarette consumption (Panel A) and age-adjusted rates of death from heart disease (Panel B) fell from 1980 to 1997 in both California and the rest of the United States, although at different rates. The rates of decline in both consumption and mortality in California increased when the California Tobacco Control Program was implemented in 1989.
Statistical Analysis
To test our hypothesis that the California Tobacco Control Programwas associated with reductions in the rates of cigarette consumptionand mortality from heart disease, we had to model not only theeffects of the program, but also the fact that in 1992 GovernorPete Wilson suspended the antismoking media campaign until alawsuit forced him to reinstitute it late that year.1,2,23 Inaddition, beginning in 1993, Wilson seriously cut back the program,toned down the advertisements, and changed the focus from thegeneral public to teenagers.1,6,24
To account for these events, we modeled the changes in ratesof per capita cigarette consumption and age-adjusted rates ofdeath from heart disease in California as a linear functionof the rates in the United States with California excluded,allowing for changes in the slope with time, starting in 1988and in 1992 (see Table 1 for the equation). By including therate for the rest of the United States in the regression model,we controlled for changes in cigarette consumption and mortalityfrom heart disease due to trends over time, national changesin risk factors, and advances in treatment. We chose 1988 asthe first break point in the analysis to allow for any alterationin the rate of change in cigarette consumption or mortalityfrom heart disease in California the year the tobacco-controlprogram was implemented (1989). We chose 1992 as the secondbreak point to allow for possible effects of the changes inthe program that began in 1992.
Table 1. Regression Models for per Capita Cigarette Consumption and Age-Adjusted Rates of Death from Heart Disease in California.
We examined the reasonableness of the break points in our hypothesizedmodel for age-adjusted rates of death from heart disease byconducting a forward stepwise regression, which included candidatevariables with breaks at 1988, 1989, 1990, 1991, 1992, 1993,and 1994. This procedure confirmed that 1988 and 1992 were thebest break points for this analysis.
We estimated cigarette sales and deaths from heart disease thatwere prevented by the tobacco-control program by summing overtime the difference between the actual rate in California andthe predicted rate in the absence of the program, multipliedby the population of California. Likewise, we estimated thenumber of excess deaths associated with the diminished effectivenessof the California program after 1992 by summing over time thedifference between the actual death rate in California and thepredicted rate had the effectiveness of the program observedbetween 1989 and 1992 been maintained, multiplied by the populationof California.
Results
The model provided an excellent fit to the data for both ratesof per capita cigarette consumption and age-adjusted rates ofdeath from heart disease (Table 1 and Figure 2). All the termsin the model were statistically significant for both per capitacigarette consumption and rates of death from heart disease.
Figure 2. Rates of per Capita Cigarette Consumption and Age-Adjusted Rates of Death from Heart Disease in California Relative to Rates in the Rest of the United States and Predicted Rates If the Tobacco-Control Program Had Not Been Instituted in 1989 and If It Had Not Been Cut Back in 1992.
The solid lines, which represent the fit of the regression equation to the data (solid circles), show that the program, which was implemented in 1989, was associated with greater reductions in rates of per capita cigarette consumption (Panel A) and mortality from heart disease (Panel B) than the rates predicted on the basis of the relation between the rates in California and those in the rest of the United States before 1989 (broken lines). Had the effectiveness of the program not been reduced starting in 1992, the per capita consumption and death rates would have fallen even faster than they did (dotted lines).
The regression coefficient was 1.09 for the rate of per capitacigarette consumption in California in relation to that in therest of the United States, indicating that before 1989, therate of consumption was falling slightly faster in Californiathan in the rest of the United States. After the introductionof the California Tobacco Control Program, there was a significantlygreater rate of decline in per capita consumption in Californiarelative to the rate of decline in the rest of the United States(by 2.72 packs per year per year). Although the rate of consumptioncontinued to decline after the political difficulties that affectedthe program beginning in 1992, the rate of decline was significantlyreduced (by 2.05 packs per year per year).
The changes in age-adjusted rates of death from heart disease,after adjustment for changes in the rates in the rest of theUnited States, paralleled the changes in per capita cigaretteconsumption. The regression coefficient was 0.67 for the ratein California in relation to that of the rest of the country,indicating that before 1989, the rate of death in Californiawas about two thirds that in the rest of the United States.The introduction of the California Tobacco Control Program wasassociated with a significantly greater annual rate of declinein mortality from heart disease in California than in the restof the United States (by 2.93 deaths per year per 100,000 populationper year). Although the death rate continued to decline after1992, the rate of decline was significantly reduced (by 1.71deaths per year per 100,000 population per year).
The broken lines in Figure 2 show the predicted rates of percapita cigarette consumption and mortality from heart diseasein California had the relation between the rates in Californiaand those in the rest of the United States before 1989 beenmaintained. The difference between these lines and the actualvalues (solid circles) for the nine years from 1989 to 1997indicates that the tobacco-control program was associated with2.9 billion fewer packs of cigarettes sold (worth $4 billionto the tobacco industry in pretax sales) and 33,300 fewer deathsfrom heart disease (as compared with a total of 611,500 deathsfrom heart disease in California during this period21,22).
The dotted lines in Figure 2 show the predicted rates of percapita consumption and mortality from heart disease in Californiahad there been no reduction in the effectiveness of the programin 1992.1,6,7,24 This loss of effectiveness was associated with1 billion excess packs of cigarettes sold (worth $1.4 billionto the tobacco industry) and 8300 excess deaths from 1993 through1997 (as compared with a total of 340,800 deaths from heartdisease21,22).
Discussion
The California Tobacco Control Program has led to significantlylarger decreases in the prevalence of smoking and in the rateof per capita cigarette consumption in California than in therest of the United States.5,6,7,8,9,14 It has been well establishedthat smoking causes heart disease25 and that the cessation ofsmoking quickly reduces the excess risk of heart disease.8 Ourfindings are consistent with these facts. Mortality from heartdisease decreased significantly more in California than in therest of the United States after the introduction of the CaliforniaTobacco Control Program, and the changes in mortality from heartdisease mirrored the changes in per capita cigarette consumptionover time.
Furthermore, a simple calculation shows that the changes inthe rate of death from heart disease were quantitatively consistentwith the changes in cigarette consumption. Values for the riskof death from coronary heart disease that is attributable tosmoking range from 40 to 55 percent.26 In 1997, the rate ofper capita cigarette consumption in California was 21 percentlower than the predicted rate had the pre-1989 relation betweenthe rates in California and the rest of the United States beenmaintained. A 40 to 55 percent reduction of 21 percent is 8to 12 percent, which is similar to the actual 13 percent differencebetween the actual rate of death from heart disease in Californiaand the predicted rate had the pre-1989 trend been maintained.
We also analyzed the data separately for persons 25 to 64 yearsold and those 65 years or older in order to determine whetherthe primary effects were among the elderly. If so, it wouldbe evidence against our hypothesis that the California TobaccoControl Program led to the changes in mortality from heart disease,because both the prevalence of smoking and the risk of coronarydisease that is attributable to smoking decline with age. Wefound similar effects (after adjusting for the base-line rateof death from coronary heart disease) in the two age groups.
Our conclusions are based on a relatively simple statisticalmodel, and one can never exclude the possibility that the differenceswe are attributing to the California Tobacco Control Programare due to unknown confounding variables, such as changes indiets or use of hormone-replacement therapy in California thatdiffered from those in the rest of the United States. We considerthis situation unlikely for several reasons. First, the changesin rates of death from heart disease paralleled the changesin per capita cigarette consumption in ways that would be expected,given the relation between smoking and heart disease. Second,by using age-adjusted death rates, we accounted for differencesin age distribution between the population of California andthat of the rest of the United States. Third, by using the deathrates in the population outside California as an independentvariable in the regression model with a regression coefficientnot constrained to be 1, we accounted for changes in medicalpractice during the study period (which were substantial interms of treating heart disease) as well as trends over timein mortality from heart disease that were unrelated to the CaliforniaTobacco Control Program. Fourth, the risk of death from heartdisease after the cessation of smoking falls over a period ofyears,8 not all in one year. As a result, the changes we quantifiedin our model represent the cumulative effects (strictly speaking,the convolution) of changes in cigarette consumption over time.The slope-change terms in the model were probably an oversimplificationrequired by the fact that we had only one data point per yearfor a relatively small number of years.
Despite these limitations, our data indicate that well-designed,aggressive tobacco-control programs are associated with majorreductions in deaths from heart disease in a short period oftime. Our study also shows that scaling back or weakening suchprograms by limiting them to children, as the tobacco industryand some representatives of the public health community advocate,is associated with an increase in deaths. In view of this fact,public health advocates should redouble their efforts to confrontthe tobacco industry and its allies in legislatures and elsewhereand insist that effective programs be introduced as rapidlyas possible to reduce the number of deaths caused by tobacco.
Supported by a grant (CA-61021) from the National Cancer Institute.
Source Information
From the Cardiovascular Research Institute, Institute for Health Policy Studies, and Department of Medicine, University of California, San Francisco.
Address reprint requests to Dr. Glantz at the Cardiovascular Research Institute, Box 0130, University of California, San Francisco, CA 94143-0130, or at glantz{at}medicine.ucsf.edu.
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Barnoya, J, Glantz, S
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Hovell, M. F., Meltzer, S. B., Wahlgren, D. R., Matt, G. E., Hofstetter, C. R., Jones, J. A., Meltzer, E. O., Bernert, J. T., Pirkle, J. L.
(2002). Asthma Management and Environmental Tobacco Smoke Exposure Reduction in Latino Children: A Controlled Trial. Pediatrics
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Fiore, M. C., Hatsukami, D. K., Baker, T. B.
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Gross, C. P., Soffer, B., Bach, P. B., Rajkumar, R., Forman, H. P.
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(2002). Effect of smoke-free workplaces on smoking behaviour: systematic review. BMJ
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Ling, P. M., Glantz, S. A.
(2002). Why and How the Tobacco Industry Sells Cigarettes to Young Adults: Evidence From Industry Documents. AJPH
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Rohrbach, L. A., Howard-Pitney, B., Unger, J. B., Dent, C. W., Howard, K. A., Cruz, T. B., Ribisl, K. M., Norman, G. J., Fishbein, H., Johnson, C. A.
(2002). Independent Evaluation of the California Tobacco Control Program: Relationships Between Program Exposure and Outcomes, 1996-1998. AJPH
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(2002). Evaluating comprehensive tobacco control interventions: challenges and recommendations for future action. Tobacco Control
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(2002). Annual Smoking-Attributable Mortality, Years of Potential Life Lost, and Economic Costs--United States, 1995-1999. JAMA
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Lightwood, J., Fleischmann, K. E., Glantz, S. A.
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