Lewis B. Holmes, M.D., Elizabeth A. Harvey, Ph.D., M.P.H., Brent A. Coull, Ph.D., Kelly B. Huntington, B.A., Shahram Khoshbin, M.D., Ailish M. Hayes, M.D., and Louise M. Ryan, Ph.D.
Background The frequency of major malformations, growth retardation,and hypoplasia of the midface and fingers, known as anticonvulsantembryopathy, is increased in infants exposed to anticonvulsantdrugs in utero. However, whether the abnormalities are causedby the maternal epilepsy itself or by exposure to anticonvulsantdrugs is not known.
Methods We screened 128,049 pregnant women at delivery to identifythree groups of infants: those exposed to anticonvulsant drugs,those unexposed to anticonvulsant drugs but with a maternalhistory of seizures, and those unexposed to anticonvulsant drugswith no maternal history of seizures (control group). The infantswere examined systematically for the presence of major malformations,signs of hypoplasia of the midface and fingers, microcephaly,and small body size.
Results The combined frequency of anticonvulsant embryopathywas higher in 223 infants exposed to one anticonvulsant drugthan in 508 control infants (20.6 percent vs. 8.5 percent; oddsratio, 2.8; 95 percent confidence interval, 1.1 to 9.7). Thefrequency was also higher in 93 infants exposed to two or moreanticonvulsant drugs than in the controls (28.0 percent vs.8.5 percent; odds ratio, 4.2; 95 percent confidence interval,1.1 to 5.1). The 98 infants whose mothers had a history of epilepsybut took no anticonvulsant drugs during the pregnancy did nothave a higher frequency of those abnormalities than the controlinfants.
Conclusions A distinctive pattern of physical abnormalitiesin infants of mothers with epilepsy is associated with the useof anticonvulsant drugs during pregnancy, rather than with epilepsyitself.
Anticonvulsant drugs1 taken by pregnant women to prevent seizuresare among the most common causes of potential harm to the fetus.In the 1970s and 1980s, the anticonvulsant drugs used most frequentlyto prevent seizures phenobarbital, phenytoin, and carbamazepine were found to cause major malformations, microcephaly,growth retardation, and distinctive minor abnormalities of theface and fingers in infants exposed to them during pregnancy.2,3,4,5,6,7,8
However, medical textbooks9,10,11 have suggested that thesedefects are caused by other factors, such as genetic abnormalitiesthat cause the mother's epilepsy and are inherited by the fetus.12To elucidate this issue, we conducted a cohort study of threegroups of infants: those whose mothers took anticonvulsant drugsduring the pregnancy, those whose mothers had epilepsy but tookno anticonvulsant drugs during the pregnancy, and those whosemothers had no history of epilepsy and took no anticonvulsantdrugs during the pregnancy (the control group).
Methods
Study Design
This study was conducted from 1986 to 1993 at five maternityhospitals in the Boston area: Brigham and Women's Hospital,Beth Israel Hospital, St. Margaret's Hospital, St. Elizabeth'sHospital, and NewtonWellesley Hospital. Potential subjectswere identified in the labor and delivery suites by nurses whoasked the women if they had taken any medication for seizuresduring the pregnancy and if they had ever had a seizure.13 Womenwho answered yes to either question were then interviewed, withthe approval of their obstetricians and nurses, to inform themabout the study and to determine whether they qualified forinclusion. Women were excluded if they did not speak English,had a multiple-gestation pregnancy, or had another potentiallyteratogenic factor, such as type 1 diabetes mellitus. If thewomen qualified, they were asked to enroll and to give writteninformed consent. The study protocol was reviewed and approvedannually by the institutional review board at each participatinghospital. If a mother chose not to enroll, the results of thepediatrician's examination of her infant were reviewed to obtainbirth weight, length, head circumference, and the presence orabsence of any major malformations; these infants were not examinedby a study physician.
The women enrolled in the study were asked to provide demographicdata and to complete questionnaires administered by a researchassistant to determine why they were taking anticonvulsant drugs(e.g., epilepsy or bipolar disorder); the dosage of each anticonvulsantdrug; the characteristics of the seizures, their frequency duringthe pregnancy, and whether the women lost consciousness duringseizures; and the family history with respect to epilepsy. Withthe written authorization of each woman, the results of alldiagnostic tests (e.g., magnetic resonance images, electroencephalograms,and skull radiographs) and the dosages and serum concentrationsof any anticonvulsant drugs were obtained. The responses tothe questions and the results of the diagnostic evaluationsof the women were reviewed by the study epileptologist to determinethe type of epilepsy and its apparent cause with the use ofan international classification of epilepsy.14
For each of the infants born to the enrolled women (i.e., eitheran infant exposed to anticonvulsant drugs or an infant not exposedto anticonvulsant drugs whose mother reported having had epilepsy),a control was recruited from the 10 infants born closest intime to him or her. Selecting randomly from this group of infants,we approached each mother until one was enrolled for each indexinfant. The same questionnaire was administered to the mothersof the control infants, with a separate consent form.
Examination of the Infants
The infants in all three groups were examined by a study physician;this physician was unaware of the exposure status of the infantduring 93 percent of the examinations. The protocol for thephysical examination listed 53 minor physical features to berecorded as present or absent. The dermal-ridge patterns (i.e.,loops, whorls, and arches) on all fingers were recorded withmagnification by otoscope, and 29 measurements were made, includingthe circumference and bitemporal width of the head, the innercanthal distance, and the length of the nose and upper lip (measuredwith a plastic ruler, a tape measure scored in millimeters,or sliding calipers; Seritex, Carlstadt, N.J.). The nose wasmeasured from the lowest point in the depression of the bridgeof the nose to the level of the alae nasi. The upper lip wasmeasured from the base of the nasal septum to the upper edgeof the vermilion border.
The outcomes of interest were major malformations, microcephaly,growth retardation, and hypoplasia of the midface and fingers.Major malformations were defined as structural abnormalitieswith surgical, medical, or cosmetic importance (identified duringthe first five days of life). Features that were not classifiedas major malformations are listed in Table 1.
Table 1. Physical Abnormalities Not Considered to Be Major Malformations.
The analysis included only singleton infants, because multiplebirths are associated with an increased risk of malformations.Microcephaly and growth retardation were defined respectivelyas head circumference and length or weight more than 2 SD belowthe mean value for infants of the same race, sex, and gestationalage.16 Normal values for black infants were adjusted to thoseof the previous week of gestation for white infants.17 Hypoplasiaof the midface (in singleton infants born at 37 weeks of gestationor later) was defined as the presence of at least two of thefollowing three features: a short nose, a long upper lip, andeither telecanthus or a broad bridge of the nose. These featureswere considered to be present if the measurements were morethan 1 SD above or below the mean values for the control infants.Hypoplasia of the fingers was defined as marked stiffness ofthe distal interphalangeal joint in 1 or more fingers or 6 ormore arch patterns among the 10 dermal-ridge patterns. In aprevious study,18 5 percent of the dermal-ridge patterns werearches among children who were not exposed to anticonvulsantdrugs.
Statistical Analysis
Individual logistic-regression analyses were conducted for eachof the main outcomes. The correlation between outcome and eachcategory of exposure (no maternal history of seizure or exposureto drugs, maternal history of seizures without exposure to drugs,exposure to one drug, exposure to more than one drug, and exposureto all drugs) was adjusted for maternal cigarette smoking (halfa pack or more per day); ingestion of alcohol (14.8 ml [0.5oz] on two or more occasions per week); self-reported use ofcocaine or other illicit drugs; loss of consciousness duringa seizure, presence of a febrile illness with a temperatureabove 39°C (102°F) for 48 hours, or presence of an importantmedical illness (e.g., multiple sclerosis); maternal or paternalhead size or height more than 2 SD below the mean; or the presenceof a major malformation in a first-degree relative.
We used two logistic-regression techniques to evaluate the interrelatedoutcomes: collapsed logistic-regression analyses relating theprobability of at least one of the outcomes to the categoryof exposure, and generalized estimating equations assessinga global effect of anticonvulsant drugs on each set of outcomesafter adjustment for confounders and for correlation among outcomesmeasured in the same subject.19
Results
By screening 128,049 women in labor and delivery suites, weidentified 509 who had taken one or more anticonvulsant drugsduring pregnancy, 386 of whom had taken one drug and 123 ofwhom had taken two or more drugs (30 women who had switchedfrom one drug to another were included in the latter group)(Table 2). Among the 386 women who had taken only one anticonvulsantdrug, 35 had taken the drug for medical conditions other thanepilepsy. A total of 606 other women reported a history of seizuresbut had not taken an anticonvulsant drug during the pregnancy.We identified 1186 women who had not been exposed to anticonvulsantdrugs during pregnancy and had no history of seizures.
Table 2. Enrollment of Infants Born to Women Who Had Taken Anticonvulsant Drugs during Pregnancy, Infants Born to Women Who Had a History of Seizures but Had Not Taken Anticonvulsant Drugs, and Control Infants.
The number of subjects in each group was reduced by applicationof the exclusion criteria, refusals to participate, and missedexaminations (Table 2). Fewer women who had taken an anticonvulsantdrug declined to participate (17.0 percent [73 of 430]) thandid the women with a history of seizures who had not taken ananticonvulsant drug (34.1 percent [119 of 349]) and the womenin the control group (48.4 percent). The history of seizuresin the 98 remaining women in the group who had a history ofepilepsy but who had not taken an anticonvulsant drug duringpregnancy was confirmed by a review of the medical records orelectroencephalograms for 90 percent (records for 84 percent,electroencephalograms for 81 percent). Ninety-four percent ofthese women had taken an anticonvulsant drug at some time intheir lives (73 percent for two or more years) before becomingpregnant with the infant in this study. The causes and typesof seizures in the two groups are shown in Table 3.
Table 3. Apparent Cause and Type of Seizures in All Enrolled Women with Epilepsy Whose Singleton Infants Were Examined.
Outcomes in Enrolled Infants
We examined singleton infants born to 223 of the 386 women whohad taken one anticonvulsant drug, 93 of the 123 women who hadtaken two or more anticonvulsant drugs, 98 of the 98 women witha history of seizures who had not taken anticonvulsant drugs,and 508 of the 1186 women in the control group (Table 4). Amongthe women who had taken one anticonvulsant drug, 87 had takenphenytoin, 64 phenobarbital, 58 carbamazepine, 6 valproic acid,6 clonazepam, 1 diazepam, and 1 lorazepam.
Table 4. Frequency of Selected Outcomes in Examined Singleton Infants.
There were no significant differences between the infants ofmothers with a history of seizures who had not taken anticonvulsantdrugs and the control infants, either in terms of individualoutcomes or overall. The groups of infants exposed to eitherone anticonvulsant drug or two or more drugs had a higher frequencyof all of the features of the embryopathy associated with exposureto anticonvulsants (i.e., major malformations, microcephaly,growth retardation, and hypoplasia of the midface and fingers)than did the other infants (20.6 percent of infants exposedto one drug and 28.0 percent of infants exposed to two or moreanticonvulsant drugs had one or more of these abnormalities,as compared with 8.5 percent of control infants) (Table 4).The frequency of most outcomes was increased in the 87 infantsexposed to phenytoin alone and the 64 infants exposed to phenobarbitalalone, as compared with control infants. The frequency of majormalformations, microcephaly, and growth retardation, but nothypoplasia of the midface and fingers, was higher in the 58infants exposed to carbamazepine than in the 508 control infants.
Most of the major malformations identified were types of abnormalitiesthat also occur in infants whose mothers have not taken an anticonvulsantdrug (Table 5). However, two of the major malformations areknown to be more common in infants exposed to anticonvulsantdrugs: marked hypoplasia of the nails plus stiff joints, whichis much more common in infants exposed to phenytoin with orwithout phenobarbital than in unexposed infants,21,22 and lumbosacralspina bifida, which is most common in infants exposed to eithercarbamazepine or valproic acid.23
Table 5. Major Malformations Identified in Singleton Infants Enrolled and Examined by Study Physicians.
Among the infants exposed to one drug, there was no differencein the frequency of the five outcomes between those whose mothershad cryptogenic or familial epilepsy and those whose mothershad epilepsy due to trauma, infection, a tumor, a vascular event,or a congenital anomaly. The frequency of the major outcomesamong the 35 infants whose mothers had taken an anticonvulsantdrug to treat other conditions, such as manicdepressivedisease, was also increased (9.3 percent had major malformationsand 25.3 percent had growth retardation or microcephaly). Fifty-threeof the 316 women who had taken any anticonvulsant drug reportedhaving had convulsive seizures with whole-body shaking duringthe pregnancy. Twenty-seven of the 53 women had the convulsiveseizures in the first trimester. Two of the 27 infants whosemothers had convulsive seizures in the first trimester had amajor malformation (7.4 percent), as compared with 22 of the281 infants of women who reported other types of seizures (7.8percent).
Outcomes in Unenrolled Infants
Since not all of the mothers who were approached about enrollingin this study chose to participate, the medical records (i.e.,the results of the pediatricians' examinations) of the infantswho were eligible but not enrolled were reviewed to determinewhether they had a major malformation or growth retardation.This analysis showed that there were no significant differencesbetween infants who were enrolled and examined by the studyinvestigators and infants who were eligible but were not enrolledand examined by study personnel. The 114 eligible, unexaminedinfants who were exposed to anticonvulsant drugs were somewhatless likely to have a major malformation than the 316 examinedinfants who were exposed to anticonvulsant drugs (1.8 percentvs. 5.7 percent, P=0.10) and slightly but not significantlymore likely to have microcephaly (6.1 percent vs. 3.6 percent,P=0.30) or growth retardation (5.3 percent vs. 4.8 percent,P=0.90). Among the eligible control infants, there were no significantdifferences between the 508 infants who were enrolled and examinedas part of the study and 536 infants who were not enrolled inthe frequency of major malformations (1.8 percent vs. 1.7 percent,P=0.90), microcephaly (1.6 percent vs. 2.6 percent, P=0.30),or growth retardation (1.2 percent vs. 1.7 percent, P=5.00).Data were not analyzed for unenrolled infants born to motherswith a history of epilepsy who had not taken an anticonvulsantdrug during pregnancy, because we could not confirm the maternalhistory of epilepsy.
Discussion
We found that infants exposed to a single anticonvulsant drugtaken by the mother during pregnancy had a significantly higherfrequency of associated abnormalities than control infants,and that infants whose mothers had a history of epilepsy buttook no anticonvulsant drugs during pregnancy did not have anincreased rate of these abnormalities. This study had severalstrengths: the examiner, who was almost always unaware of theinfants' status regarding exposure to drugs, looked systematicallyfor all of the features of the embryopathy associated with exposureto anticonvulsant drugs in the three groups of infants; thefindings were objective12,24,25,26,27; and explicit criteriafor the inclusion and exclusion of major malformations wereused. Since teratogens cause distinctive patterns of abnormalities,the statistical analysis took into account the interrelationof several outcomes.
This study addressed the conflicting interpretations of twoprevious analyses of the same 104 infants exposed to anticonvulsantdrugs.5,28 In those studies, epidemiologists concluded thatthe mother's epilepsy, not the anticonvulsant drug, was theteratogen.28 By contrast, the clinicians concluded that theseinfants had the physical features of embryopathy associatedwith exposure to anticonvulsant drugs.5 The authors of bothreports recommended that future studies enroll a group of infantswhose mothers had previously had epilepsy but who had takenno anticonvulsant drugs during pregnancy and that these infantsbe examined for the features of this embryopathy.5,28,29
The identification and recruitment of mothers with a historyof epilepsy who had taken no anticonvulsant drugs during thepregnancy was another strength of our study. Such women wererecruited in two other recent studies,27,30 which also foundno increase in the risk of embryopathy in infants whose mothershad epilepsy but took no anticonvulsant drugs during pregnancy.Other studies12,28,31,32 have reached different conclusions,but there was a risk of misclassification, because the processof classifying the mother's reported epilepsy did not includea personal interview or a review of her medical records.
There is also concern that the mother's seizures themselvescould have a harmful effect on the fetus, as suggested in casereports.33 This issue was addressed to a limited extent in ourstudy. The frequency of major malformations was the same inthe infants of women taking anticonvulsant drugs who had lossof consciousness during seizures in the first trimester of pregnancyand in infants of women taking anticonvulsant drugs who hadother types of seizures. We also found that infants of womenwho had taken anticonvulsant drugs as treatment for mood disorders,migraine, or pain had an increase in the frequency of embryopathythat was similar to that among infants of women with epilepsy.A limitation of our study is that we did not include pregnanciesthat were terminated electively after fetal abnormalities associatedwith anticonvulsant drugs were diagnosed by prenatal screening.We identified additional cases in which the fetus was exposedto anticonvulsant drugs among pregnancies terminated electivelyat the largest participating hospital, through a separate surveillanceprogram for malformations,34 but we did not include these pregnanciesbecause we could not enroll a comparison group of unexposedfetuses among the other elective terminations.
In previous studies,7,26,27 infants exposed to carbamazepinewere considered by clinical inspection to have an increasedfrequency of hypoplasia of the face and fingers characteristicof the embryopathy associated with exposure to anticonvulsantdrugs. This feature was not found in the infants exposed tocarbamazepine whom we examined. The difference in the findingscan be addressed with more objective methods, such as cephalometricradiography35,36 and dermatoglyphy and radiography of the hands.22This difference is important, because the hypoplasia of themidface35,36 associated with hypoplasia of the facial bonescould be a marker for cognitive dysfunction.37
One would predict that some infants exposed to anticonvulsantdrugs have a greater risk of harmful effects than others becauseof an underlying genetic susceptibility. Such an interrelationbetween genetic factors and environmental exposure has beensuggested in studies of the teratogenicity of maternal cigarettesmoking38 and alcohol use.39 In the case of anticonvulsant drugs,a deficiency of the detoxifying enzyme epoxide hydrolase40,41and an increase in free radicals formed by the anticonvulsantdrug42 are two theories of the reason for increased susceptibility.We predict that the correlations identified in this study willbe much stronger in the more susceptible subgroup of childrenexposed to anticonvulsant drugs. Phenytoin, phenobarbital, andcarbamazepine are folic acid antagonists, and one postulatedmechanism for their teratogenicity has been the induction offolic acid deficiency.43 However, Hernández-Díazand her associates44 recently reported that when pregnant womentaking these anticonvulsant drugs also took a multivitamin supplementthat included folic acid, it did not reduce the incidence ofcardiovascular or urinary tract abnormalities or oral cleftsin their infants.
We conclude that exposure in utero to anticonvulsant drugs isassociated with a distinctive pattern of physical abnormalitiesin infants that are best identified by objective examination.The physical features of infants exposed to various anticonvulsantdrugs are not the same. We found no evidence that infants bornto women with a history of epilepsy who took no anticonvulsantdrugs during pregnancy have an increased risk of the patternof physical abnormalities associated with exposure to anticonvulsantdrugs. The occurrence of such embryopathy was correlated withexposure to anticonvulsant drugs, regardless of the underlyingmaternal illness being treated.
Supported by a grant (NS 24125) from the National Institutesof Health.
We are indebted to the many families, nurses, and physicianswhose cooperation was essential to the success of this project;to Lynn Rosenberg, Sc.D., Barbara R. Pober, M.D., M.P.H., andMartha Werler, Sc.D., for their suggestions about study design;to the research assistants Jennifer Greene, CatherineRooks, Meredith Miller, Nancy Goodman, Susan Tan Torres, M.D.,and Joan Drury for their diligence and diplomacy incarrying out this study; and to Ellice Lieberman, M.D., Dr.P.H.,for her comments and suggestions on the manuscript.
Source Information
From the Genetics and Teratology Unit, Pediatric Service, Massachusetts General Hospital (L.B.H., E.A.H., K.B.H., A.M.H.); the Department of Biostatistics, Harvard School of Public Health (B.A.C., L.M.R.); and the Department of Neurology, Brigham and Women's Hospital (S.K.) all in Boston.
Address reprint requests to Dr. Holmes at the Genetics and Teratology Unit, Warren 801, Massachusetts General Hospital, 55 Fruit St., Boston, MA 02114-2696, or at holmes.lewis{at}mgh.harvard.edu.
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