Endoluminal Beta-Radiation Therapy for the Prevention of Coronary Restenosis after Balloon Angioplasty
Vitali Verin, M.D., Youri Popowski, M.D., Bernard de Bruyne, M.D., Dietrich Baumgart, M.D., Wolfgang Sauerwein, M.D., Markus Lins, M.D., Gyorgy Kovacs, M.D., Martyn Thomas, M.D., Francis Calman, M.D., Clemens Disco, M.Sc., Patrick W. Serruys, M.D., William Wijns, M.D., Marleen Piessens, Ph.D., John Kurtz, M.D., Ruediger Simon, M.D., Patrice Delafontaine, M.D., Raimund Erbel, M.D., for The Dose-Finding Study Group
Background Beta radiation is effective in reducing vascularneointimal proliferation in animals after injury caused by balloonangioplasty. However, the lowest dose that can prevent restenosisafter coronary angioplasty has yet to be determined.
Methods After successful balloon angioplasty of a previouslyuntreated coronary stenosis, 181 patients were randomly assignedto receive 9, 12, 15, or 18 Gy of radiation delivered by a centeredyttrium-90 source. Adjunctive stenting was required in 28 percentof the patients. The primary end point was the minimal luminaldiameter six months after treatment, as a function of the delivereddose of radiation.
Results At the time of follow-up coronary angiography, the meanminimal luminal diameter was 1.67 mm in the 9-Gy group, 1.76mm in the 12-Gy group, 1.83 mm in the 15-Gy group, and 1.97mm in the 18-Gy group (P=0.06 for the comparison of 9 Gy with18 Gy), resulting in restenosis rates of 29 percent, 21 percent,16 percent, and 15 percent, respectively (P=0.14 for the comparisonof 9 Gy with 18 Gy). At that time, 86 percent of the patientshad had no serious cardiac events. In 130 patients treated withballoon angioplasty without a stent, restenosis rates were 28percent, 17 percent, 16 percent, and 4 percent, respectively(P= 0.02 for the comparison of 9 Gy with 18 Gy). Among thesepatients, there was a dose-dependent enlargement of the lumenin 28 percent, 50 percent, 45 percent, and 74 percent of patients,respectively (P<0.001 for the comparison of 9 Gy with 18Gy). The rate of repeated revascularization was 18 percent with9 Gy and 6 percent with 18 Gy (P=0.26).
Conclusions Intracoronary beta-radiation therapy produces asignificant dose-dependent decrease in the rate of restenosisafter angioplasty. An 18-Gy dose not only prevents the renarrowingof the lumen typically observed after successful balloon angioplasty,but actually induces luminal enlargement.
Arterial renarrowing after angioplasty, or restenosis, occursin 30 to 40 percent of patients and results from neointimalproliferation and constrictive remodeling of the injured artery.1A number of trials that took pharmacologic approaches to theprevention of restenosis have evaluated more than 20 candidatedrugs, but the results so far have been disappointing.2 Coronarystenting has led to a 30 to 50 percent decrease in the rateof restenosis, primarily by preventing the constrictive remodelingof the artery, but at the cost of an increase in neointimalproliferation.3,4,5 Thus, a new technique for treatment thatcould prevent both neointimal hyperplasia and constrictive remodelingwould be of great clinical benefit.
Experimental evaluation of beta and gamma radiation in animalshas shown an inhibitory effect on neointimal proliferation aswell as on constrictive remodeling.6,7,8,9 Researchers applieda recently developed technique of treatment with endovascularbeta radiation from an endoluminally centered, pure metallicyttrium-90 source.10,11,12,13 In hypercholesterolemic rabbits,the delivery of a 9-Gy dose of radiation 1 mm below the surfaceof the tissue markedly inhibited neointimal hyperplasia.7 However,in a study of safety and feasibility, the same dose used in15 patients did not have a beneficial effect on restenosis.14We hypothesized that higher doses of radiation were necessary,since the arterial wall in humans is thicker than that in rabbits.Thus, the primary objective of the present study was to determinethe effect of 9, 12, 15, and 18 Gy of beta radiation at a tissuedepth of 1 mm on the rate of restenosis after a first coronaryangioplasty procedure. Secondary objectives were to evaluatethe safety of the procedure and to assess the technical performanceof the yttrium-90 system for intracoronary beta-radiation therapy.
Methods
Study Design and Objectives
The study was designed as a prospective, randomized, multicenter,dose-finding trial. Between October 1997 and February 1999,183 patients were enrolled in the trial at five European centersand randomly assigned by computer, over the telephone, to receive9 Gy, 12 Gy, 15 Gy, or 18 Gy of radiation. Patients more than50 years old who had angina pectoris or silent ischemia wereenrolled if they were suitable candidates for the dilation ofa previously untreated native coronary stenosis. For the enrollmentcriteria to be met, the diameter of the vessel had to be between2.5 and 4.0 mm, and the stenosis had to be shorter than 15 mm.Patients also had to be eligible for angiographic and clinicalfollow-up at six months. Patients were deemed ineligible ifthey had had a recent myocardial infarction with abnormal base-linelevels of cardiac enzymes, had a life expectancy of less thansix months, were pregnant, had had cancer within the previousfive years, had previously received mediastinal irradiation,or were currently participating in another trial. Written informedconsent was obtained from all participating patients.
Irradiation was performed after the completion of the balloonangioplasty. The physicians performing the angioplasty werediscouraged from using multiple balloon inflations and balloondisplacements, so that the length of the vessel segment injuredwould be limited. Beta irradiation was not performed if therewas an urgent need for stent implantation, if glycoprotein IIb/IIIareceptorblockers had been administered, or if there was abrupt vesselclosure that remained unresolved. Complementary stent implantationwas allowed in cases in which there were extensive dissections,symptomatic reductions in blood flow, or both. Initially, ticlopidineand aspirin were given for two months after the procedure; startingin November 1998, the duration of treatment with these drugswas extended to seven months.
The primary end point of the study was the minimal luminal diameterat six months within the vessel treated by balloon angioplasty,as measured by quantitative coronary angiography, as a functionof the delivered dose of beta radiation. The secondary end pointswere the incidences in the entire study population of the followingserious cardiac events: death, myocardial infarction, percutaneousintervention in the target vessel (defined as any additionalintervention within the treated vessel), and coronary-arterybypass grafting. Myocardial infarction was diagnosed when twoof the following occurred: chest discomfort lasting at least30 minutes, the development of abnormal new Q waves, and anincrease in the level of creatine kinase or MB isoenzymes tomore than twice the upper limit of normal.
Procedure for Radiation Therapy
The system used for intraarterial beta-radiation therapy hasbeen described previously10,11,12,13; it consists of the yttrium-90beta-rayemitting source (half-life, 64 hours; maximalenergy, 2.284 MeV), a centering balloon, and an automated deliverydevice. The radioactive source consists of a 29-mm-long, flexiblecoil, secured at the end of a 0.035-cm thrust wire between distaland proximal 6-mm-long, radiopaque tungsten markers, which allowprecise localization of the source under fluoroscopy. The effectivelength of the vessel segment being irradiated (the 90 percentisodose line) is 24 mm. The centering balloon, consisting offour interconnected compartments, is designed to position thesource wire centrally inside the coronary lumen, thereby contributingto a more homogeneous distribution of the dose of radiationalong the vessel wall. Three radiopaque markers are locatedbetween the balloon compartments and allow the device to bepositioned, with the use of fluoroscopy, at the exact site ofthe previous angioplasty. The centering balloon is inflatedwith 5 ml of carbon dioxide up to a maximal pressure of 4 atm.As compared with the use of contrast medium, the use of carbondioxide permits faster inflation and deflation of the balloonand a shorter treatment time (because there is less attenuationof the radiation).11,12
The use of an automated delivery device ensured the safe storageof the source, its easy insertion and withdrawal, its accuratepositioning, and the instantaneous calculation and deliveryof the dose. At the end of each treatment, a printed reportwas automatically generated. After the completion of balloonangioplasty, the centering balloon, which had the same diameteras the angioplasty balloon, was positioned so that it wouldcover fully the site dilated by the angioplasty balloon. Afterthe successful advancement and retrieval of a nonradioactivetest wire, the yttrium-90 source was automatically advancedto the same site. This procedure was performed by a team composedof a cardiologist, an oncologist, and a medical physicist, whocollaborated according to local practices and regulations. Allteams applied the measures normally used in the interventionalsuite for protection from radiation.14
Angiographic Analysis
Coronary angiograms were obtained in multiple views after patientshad received an intracoronary injection of nitrates. An independentcore laboratory (Cardialysis, Rotterdam, the Netherlands), whosepersonnel were unaware of the dose of radiation associated witheach angiogram, analyzed the angiograms quantitatively usingedge-detection techniques.15 Coronary luminal diameter and degreeof stenosis (as a percentage of the diameter) were measuredbefore dilation, at the end of the procedure, and during follow-upangiography six months later (or earlier if there were recurrentsymptoms). Restenosis was defined as the presence of stenosisof more than 50 percent of the luminal diameter. The loss inluminal diameter was calculated as the difference between theluminal diameter measured immediately after the procedure andthat measured at six months. The entire irradiated segment ofthe vessel (24 mm long) and the edges of that segment (5 to6 mm on each side of the segment) were analyzed. The resultingsegment (34 to 36 mm long) encompassed the initial site of stenosis,the 20-mm segment injured by the angioplasty device, the 30-mmarea affected by the centering balloon, and the immediatelyadjacent proximal and distal segments of the vessel (each 2to 3 mm long). This method of analysis has been used in previoustrials of vascular brachytherapy.15
Statistical Analysis
For a study with a power (1) of 90 percent, a one-sidedtype I error () of 0.05, and an expected minimal luminal diameterat follow-up of 1.67 mm (that achieved in the Benestent II trial5among patients who underwent balloon angioplasty alone), witha standard deviation of 27.5 percent, we calculated that wehad to enroll 34 patients in each group in order to detect a20 percent improvement in the minimal luminal diameter at sixmonths (2.00 vs. 1.67 mm). In order to account for an expected30 percent rate of stent implantation, we increased the studypopulation to 180 patients (45 in each of four groups).
For the comparison of binary variables, a Fisher's exact testfor two groups was used, or the chi-square test was used whenapplicable. For the comparison of continuous variables, two-tailedStudent's t-tests were used. The data are expressed as means±SE.
Results
Patient Population
Of 183 patients who underwent randomization, 181 (mean age,64±0.6 years; 74 percent male) received the prescribeddoses of beta radiation: 45 received 9 Gy, 45 received 12 Gy,46 received 15 Gy, and 45 received 18 Gy. Radiation therapywas not administered in two cases (in one due to a technicalfailure, and in one because the angioplasty was unsuccessful).There were no significant differences among the dose groupsin terms of the demographic characteristics of the patientsor the characteristics of the lesions (Table 1). Balloon angioplastyalone was performed in 130 patients (72 percent). Stent implantationfollowing brachytherapy was required in 51 patients (in 47 percentof these patients because of residual stenosis of more than50 percent of luminal diameter, and in the remainder becauseof major dissection).
The mean degree of stenosis before the angioplasty procedure,expressed as a percentage of the vessel diameter, was 65±1.5,64±1.6, 66±1.3, and 65±1.7 in the 9-Gy,12-Gy, 15-Gy, and 18-Gy groups, respectively. There were nosignificant differences among the groups in the mean degreeof residual stenosis after balloon angioplasty or in the postproceduralminimal luminal diameter (Table 2). The mean duration of radiationtreatment was 1.81±0.10, 2.55±0.20, 3.01±0.16, and 3.17±0.19 minutes, respectively, in the fourgroups. Ten patients who were asymptomatic at six months declinedto undergo a second catheterization; one patient died afterhaving an acute myocardial infarction; and lung cancer was diagnosedin another patient. The full complement of angiograms was thusavailable for analysis in 169 patients; all three angiograms preprocedural, postprocedural, and follow-up were suitable for quantitative analysis in 168 of these patients.
Table 2. Angiographic Results Immediately after Balloon Angioplasty and at Six Months.
The largest loss in minimal luminal diameter (from the postproceduralresult to follow-up) occurred within the irradiated segmentof the vessel (Figure 1). Six months after balloon angioplasty,a significant dose-dependent benefit of beta radiation was evidentin the minimal luminal diameter (P=0.006 for the comparisonof 9 Gy with 18 Gy); the mean diameter for patients who hadballoon angioplasty alone was 1.67± 0.09, 1.82±0.13,1.80±0.11, and 2.10±0.12 mm, respectively (Table 2).The loss in luminal diameter was 0.31±0.08 mm inthe 9-Gy group, 0.12±0.09 mm in the 12-Gy group, and0.09±0.10 mm in the 15-Gy group (Figure 2). After irradiationat the 18-Gy dose, the luminal diameter actually increased by0.04± 0.10 mm (P=0.008 for the comparison of 9 Gy with18 Gy). Luminal enlargement occurred in 28 percent, 50 percent,45 percent, and 74 percent of the patients in the 9-Gy, 12-Gy,15-Gy, and 18-Gy groups, respectively (P<0.001 for the comparisonof 9 Gy with 18 Gy). On follow-up angiographic examination,there was occlusion of the vessel in 4 of the 120 patients whohad had balloon angioplasty alone (3.3 percent) and in 7 ofthe 49 who had also required stents (14.3 percent). Of the patientswith occlusion, four (one treated with balloon angioplasty aloneand three who received stents) presented with acute symptoms(at 7 days and at 10, 11, and 12 weeks after irradiation). Noneof these patients were receiving long-term ticlopidine treatment.As a consequence of the absence of ticlopidine therapy, therates of angiographic restenosis in the patients who requiredstents were exceedingly high: 30 percent, 33 percent, 15 percent,and 38 percent, respectively (22 percent, 20 percent, 8 percent,and 20 percent, respectively, after the exclusion of the patientswith stent thrombosis).
Figure 1. Loss in Minimal Luminal Diameter per Vessel Segment from Immediately after Angioplasty to Follow-up in the 168 Patients for Whom Angiographic Follow-up Data Were Available at Six Months.
The mean (+SE) loss in minimal luminal diameter is shown for all patients in the four dose groups. The length of the vessel segment analyzed was progressively increased from the obstructed segment to include the injured segment, the irradiated segment plus the edges, and finally to the entire vessel (total). The loss decreased in a dose-dependent manner, and the greatest loss occurred in the irradiated area. P=0.06 for the loss in the injured segment (9 Gy vs. 18 Gy).
Figure 2. Cumulative Frequency Distribution of the Loss in Minimal Luminal Diameter from Immediately after Angioplasty to Follow-up at Six Months in Patients Treated with Angioplasty and Irradiation with 9, 12, 15, and 18 Gy of Beta Radiation.
As uniformly observed with any coronary intervention used in the past, the distribution curve at follow-up after irradiation at the 9-Gy level is shifted to the right, indicating a progressive loss in the initial luminal gain (P<0.001 for the comparison with 0 on the x axis [no change]). However, after irradiation with 18 Gy, the distribution curve is shifted to the left (showing a negative loss), which is indicative of luminal expansion between the postprocedural result and follow-up. The loss curves for the 12-Gy and 15-Gy groups show an intermediate response.
Clinical Results
The incidence of serious cardiac events was within the rangeof reported values and did not differ significantly among thedose groups (Table 3). The overall incidence of myocardial infarctionwas 3.3 percent. In addition, three patients had an isolatedrise in the creatine phosphokinase level. Repeated percutaneousrevascularization of the target vessel was required in 12 percentof the patients treated with balloon angioplasty alone and in17.6 percent of the patients who required stents.
Table 3. Incidence of Serious Cardiac Events at 210 Days.
Discussion
This dose-finding study demonstrates a marked reduction in therate of restenosis in nonstented arteries after beta-radiationtherapy at the 18-Gy level (at a tissue depth of 1 mm). No deviceor pharmaceutical approach has yielded similarly low rates ofrestenosis after balloon angioplasty alone. The lowest rateof restenosis reported in the context of a randomized trialwas 16 percent at six months with the use of coronary stents,5which are currently implanted during more than 60 percent ofcoronary interventions.16 With the use of beta radiation, arestenosis rate of less than 5 percent was achieved in patientswho had had good angiographic results after balloon angioplastyalone, suggesting that beta-radiation therapy should be evaluatedas a first-line adjunct to angioplasty. The effect observedin our study results from the effect of irradiation on bothremodeling and the formation of neointima, as suggested by intravascularultrasound imaging.17,18
Several systems for endovascular irradiation with sources ofgamma or beta radiation have been developed. Gamma radiationwas shown to decrease the rates of restenosis after the percutaneoustreatment of restenotic lesions, but its effectiveness at thetime of the first angioplasty has not been evaluated.19,20,21Moreover, the use of gamma radiation is less practical thanthat of beta radiation in the environment of a catheterizationlaboratory, because the medical staff must be exposed to greaterradiation and the treatment times must be longer.
Results with other systems of beta radiation have not been asencouraging as our results. The initial analysis of the BetaEnergy Restenosis Trial (BERT), which used a noncentered strontium-90yttrium-90source, found a 15 percent rate of restenosis when the angiographicanalysis was limited to the stenotic segment.22 However, morerecent reports using either strontium-90yttrium-90 orphosphorus-32 found higher rates of restenosis (as high as 25percent) when a longer segment of the vessel was analyzed, asin our study.23
Our data also indicate that caution should be exercised whencombining radiation therapy with the implantation of stents.Historically, the occurrence of subacute stent thrombosis wasreduced from 25 percent to less than 2 percent when patientsreceived treatment with aspirin and ticlopidine for four weeksafter implantation.24,25,26 After irradiation, there was abruptthrombosis or late occlusion of vessels in 14.3 percent of patientswith stents, a finding that is consistent with other reports.27,28By delaying endothelialization after the implantation of a stent,radiation therapy may extend the risk of stent thrombosis beyondfour weeks. Further studies addressing the safety of combiningradiation therapy with stenting are necessary; the long-termuse of antiplatelet drugs will presumably be required.
The use of radiation therapy for the treatment of a nonmalignantdisease may cause concern about several potential problems.One is radiation-induced arteriopathy, an arterial narrowingthat occurs after external fractionated radiation treatmentfor malignant diseases. This complication occurs after a meanof 16 years, and it occurs more frequently in younger patientsin whom large volumes of tissue have been irradiated.29 It isunknown whether this adverse effect can occur several yearsafter the irradiation of a small volume of coronary artery.Another concern is that remodeling of the vessel might ultimatelyresult in the formation of coronary aneurysms. Despite experimental30and clinical31 evidence that radiation may induce aneurysms,we did not observe this phenomenon. We believe that the aneurysmaldilatations observed in earlier studies were related to high-dosegamma radiation of large volumes of tissue,32 but longer follow-upis certainly warranted.
Another reason for concern is that radiation may induce a soft-tissuesarcoma in the arterial wall or the myocardium. Previous experiencewith radiation therapy for breast cancer33 suggests that themaximal risk of carcinogenesis during the 10-year period afterintravascular radiation therapy is in the range of 1 case per1 million patients treated, given the small volume of irradiatedtissue. Radiation-induced cancers were not found in large groupsof patients who had received radiation treatment for keloidsor pterygia with focused doses of 12 and 18 Gy.34,35
Our principal findings have important implications for the fieldof interventional cardiology. Current practice follows the "biggeris better" paradigm, which holds that the bigger the luminaldiameter achieved by angioplasty, the better the long-term result.36A larger lumen can indeed be achieved safely and reliably withthe implantation of a stent. In this respect, stents are superiorto balloons, although they do not inhibit the neointimal proliferationthat causes restenosis. Intracoronary beta radiation has thepotential to change this treatment paradigm, not only becauseit reduces neointimal proliferation but also because of itsbeneficial effect on the healing process in the arterial wall.In a similar fashion to its effect on the healing surgical wound,37,38beta radiation decreases chronic arterial constriction and inducesluminal enlargement, as we have shown. Further randomized trialsshould therefore test the clinical efficacy of the combinationof beta-radiation therapy and balloon angioplasty, as comparedwith the implantation of coronary stents, in improving long-term,event-free survival after percutaneous revascularization.
Supported in part by a grant from the G. and S. Prevot Foundation,Switzerland (to Dr. Popowski); by a grant from the Swiss NationalScience Foundation (3200-049849, to Dr. Verin and Dr. Popowski);and by the Wenckeback prize from the Dutch Heart Foundation(to Dr. Serruys).
Boston Scientific Schneider provided the delivery devices andthe radioactive sources used in the study but was not involvedin the analysis and interpretation of the data or in the preparationof the manuscript. Dr. Verin and Dr. Popowski are the inventorsof the Beta-Med irradiation system and earn royalties from thesponsoring company.
* Other members of the Dose-Finding Study Group are listed inthe Appendix.
Source Information
From the University Hospital, Geneva (V.V., Y.P.); the Cardiovascular Center, Onze-Lieve-Vrouw Ziekenhuis, Aalst, Belgium (B.B., W.W.); the University Hospital, Essen, Germany (D.B., W.S.); the University Hospital, Kiel, Germany (M.L., G.K.); King's College Hospital, London (M.T., F.C.); and Cardialysis and Erasmus University, Rotterdam, the Netherlands (C.D., P.W.S.). Other authors were Marleen Piessens, Ph.D., Cardiovascular Center, Onze-Lieve-Vrouw Ziekenhuis, Aalst, Belgium; John Kurtz, M.D., University Hospital, Geneva; Ruediger Simon, M.D., University Hospital, Kiel, Germany; Patrice Delafontaine, M.D., University Hospital, Geneva; and Raimund Erbel, M.D., University Hospital, Essen, Germany.
Address reprint requests to Dr. Wijns at the Cardiovascular Center, OLV Hospital, B 9300 Aalst, Belgium, or at william.wijns{at}olvz-aalst.be.
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Appendix
Other institutions and investigators that participated in theDose-Finding Study Group are as follows (the numbers of patientsenrolled are given in parentheses): University Hospital, Geneva(57) I. Papirov, A. Sergey, P. Debruyne, and J. Ramosde Olival; Cardiovascular Center, Onze-Lieve-Vrouw Ziekenhuis,Aalst, Belgium (54) G. Heyndrickx, L. Verbeke, and J.De Jans; University Hospital, Essen, Germany (26) M.Haude, D. Flühs, U. Quast, A. Müller, K. Hidgeghty,and C. von Birgelen; University Hospital, Kiel, Germany (22) M. Thomas, G. Herrmann, R. Wilhelm, and P. Kohl; King'sCollege Hospital, London (22) N. Lewis; Study Coordination(Boston Scientific) T. Thaler; Critical Events Committee J. Dekkers; Angiographic Core Laboratory and Data Analysis Y. Teunissen, A. Spierings, C. van der Wiel, and G.Kloek.
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