A Computerized Reminder System to Increase the Use of Preventive Care for Hospitalized Patients
Paul R. Dexter, M.D., Susan Perkins, Ph.D., J. Marc Overhage, M.D., Ph.D., Kati Maharry, M.A.S., Richard B. Kohler, M.D., and Clement J. McDonald, M.D.
Background Although they are effective in outpatient settings,computerized reminders have not been proved to increase preventivecare in inpatient settings.
Methods We conducted a randomized, controlled trial to determinethe effects of computerized reminders on the rates at whichfour preventive therapies were ordered for inpatients. Duringan 18-month study period, a computerized system processed on-lineinformation for all 6371 patients admitted to a general-medicineservice (for a total of 10,065 hospitalizations), generatingpreventive care reminders as appropriate. Physicians who werein the intervention group viewed these reminders when they wereusing a computerized order-entry system for inpatients.
Results The reminder system identified 3416 patients (53.6 percent)as eligible for preventive measures that had not been orderedby the admitting physician. For patients with at least one indication,computerized reminders resulted in higher adjusted orderingrates for pneumococcal vaccination (35.8 percent of the patientsin the intervention group vs. 0.8 percent of those in the controlgroup, P<0.001), influenza vaccination (51.4 percent vs.1.0 percent, P<0.001), prophylactic heparin (32.2 percentvs. 18.9 percent, P<0.001), and prophylactic aspirin at discharge(36.4 percent vs. 27.6 percent, P<0.001).
Conclusions A majority of hospitalized patients in this studywere eligible for preventive measures, and computerized reminderssignificantly increased the rate of delivery of such therapies.
Although they are cost effective, preventive care measures areunderutilized. Pneumococcal vaccination is associated with decreasedrates of hospitalization, decreased rates of bacteremia, andcost savings among patients who are at least 65 years old,1,2,3yet the vaccine is administered to only 45 percent of such patients.4Similarly, only 66 percent of patients in this age group arevaccinated against influenza,4 despite reports that vaccinationleads to decreased mortality, hospitalization rates, and medicalcosts.5,6,7 Daily aspirin use reduces the risk of myocardialinfarction, stroke, and death in persons who are at high riskfor occlusive vascular disease,8 yet 22 percent of eligiblepatients may leave the hospital after acute myocardial infarctionwithout an order for aspirin.9 Similarly, the prophylactic useof subcutaneous heparin reduces the incidence of venous thromboembolismamong hospitalized patients with various medical conditions,10but only one third of such high-risk patients receive this treatment.11,12
Although multiple randomized trials have confirmed that computerizedreminders increase the use of preventive care in the outpatientsetting,13,14,15,16,17 a trial among hospitalized patients failedto demonstrate an increase in the use of preventive care measureswith this intervention.14,18 Nevertheless, hospitalization representsan opportunity to target persons who are particularly likelyto benefit from preventive care. For example, 1 future hospitalizationmight be avoided by the simple administration of pneumococcalvaccine to 100 appropriate hospitalized patients.19 We hypothesizedthat a computerized reminder system could increase the use ofpreventive care among hospitalized patients.
Methods
Setting and Eligibility
We obtained approval for this study from the institutional reviewboard of the Indiana University Medical Center. The board didnot require informed consent from patients, since computer remindershave been considered routine components of care in the outpatientsetting. We included all patients admitted to the general-medicineservice of Wishard Memorial Hospital, an urban public teachinghospital in Indianapolis, between May 1, 1997, and October 31,1998. The organization of the teams of the general-medicineward has been described previously18; at present there are eightindependent teams whose staff members (physicians and students)rotate approximately monthly.
Randomization and Outcomes
Using a blinded system of coin randomization, one of the investigatorsrandomly designated four of the general-medicine teams as interventionteams and four as control teams. All physicians, medical students,and patients associated with a team were assigned that team'sintervention status. The same investigator also randomly assignedphysicians to teams insofar as practical constraints allowed(e.g., avoiding assignments that might lead to two consecutivenights of overnight on-call duty). When physicians returnedfor multiple rotations during the study period, we attemptedto maintain their original intervention status by assigningthem to teams with the same status; most medical students hadonly one rotation at the hospital during the study period. Patientswere admitted to the general-medicine wards with the use ofa system that distributed admissions equally among the teams,solely on the basis of the order in which patients requiredhospitalization. Patients automatically assumed the interventionstatus of the team to which they were assigned on admissionand retained that status for the duration of their hospitalization.Previous studies involving inpatients have shown no materialdifferences in clinical status among patients assigned to differentteams.20
The primary outcomes of interest were the rates at which thevarious preventive therapies were ordered. These rates wereobtained from routinely stored data.
Computerized Order Entry and Clinical-Decision Support
Using personal-computerbased order-entry workstations,18,20,21,22resident physicians and medical students on the general-medicineteams wrote all orders (except for do-not-resuscitate orders);these persons were the targets of the intervention. During theorder-entry process, the system provided clinical-decision supportto physicians and medical students by means of rule-based reminders,which we called Care rules.18,23 The Care rules generated thereminders in this study as prewritten orders with explanatorytext. Physicians could accept or reject the reminders with oneor two keystrokes on the computer.
Generation and Display of Computer Reminders
Using the Care rules, we implemented national guidelines thatwere current at the time of the study regarding the use of pneumococcalvaccination,3 influenza vaccination,24 prophylactic enteric-coatedaspirin for cardiovascular disease,25,26,27 and prophylacticsubcutaneous heparin to reduce the risk of thromboembolic eventsin patients with certain medical conditions.28 Computer-generatedreminders for all but one of these therapies (subcutaneous heparin)have been a routine part of care in the outpatient setting formore than 15 years. The computer was programmed to suggest influenzavaccination only during the "flu-shot season" from October 1,1997, through January 31, 1998. Before the study, we testedthe appropriateness of the reminders generated by the Care rules(available from the National Auxiliary Publications Service[*]) by having the practitioners review the rules directly tojudge whether they were reasonable and by running the rule-basedreminder program on a sample of more than 300 patient recordsand manually validating the recommendations by reference tothe rules and the content of the computerized medical charts.
The Care rules relied on multiple sources of such routinelycollected data as demographic characteristics of the patient,lists of medical problems, diagnoses at previous hospital discharge,vital signs, active inpatient orders, previous pharmacy records,and coded radiologic results. In addition, we obtained informationfrom patients on their vaccination status by means of a standardadmission questionnaire completed by a research assistant orthe admitting nurse. The Care rules generated reminders whenthe patient's electronic medical record included at least oneindication for one of the selected preventive therapies, noevident contraindication to the therapy, no active orders forthe therapy, and in the case of the two vaccinations, no recordof previous administration within an appropriate time frame.
The Care rules program was used for all study patients (in boththe intervention group and the control group) when the physicianinitiated an order-entry session for daily care, for the transferof the patient, or for discharge. The program was not run andno reminders were generated when orders were entered at thetime of admission; thus, the clinician had one opportunity toorder the preventive therapies without receiving a reminder.The computer program logged the following types of data: thenames of all the Care rules that were applied, all the resultantmessages and orders that were generated, the dates and timesof all messages and orders, the physician's identification numberand intervention status, and the patient's hospital identificationnumber and intervention status.
In most cases, the physician and the patient had the same interventionstatus; when physicians were on call or during emergencies,they might write orders for a patient with a different interventionstatus. When the physician and the patient were both assignedto the intervention group, the computer displayed to the physicianall reminders generated by the program. When either the physicianor the patient was assigned to the control group, the computerlogged the reminders but did not display them. Patients whosedata triggered a reminder were considered to be eligible forthe specified therapy.
A sample computerized reminder message, as it would appear toa physician assigned to the intervention group, is shown inFigure 1. Physicians indicated their acceptance or rejectionof each recommended therapy by choosing "order" or "omit." Forthe three therapies with few risks (influenza vaccination, pneumococcalvaccination, and subcutaneous heparin), we set the default to"order," so that the physician could accept the item simplyby pressing the "enter" key. In the case of daily aspirin prophylaxisagainst coronary artery disease, we set the default to "omit,"thereby requiring a more deliberate effort by the physicianto change the status to "order." As a means of capturing thephysician's attention briefly, we disabled the "escape" keyand presented the reminders in a color scheme different fromthat used for physician-initiated orders. If a physician orderedthe targeted therapy, no more reminders related to that therapyappeared. No reminders were displayed between the fifth hospitalday and the time discharge orders were entered, at which timevaccination and prophylactic daily aspirin were suggested againif they were indicated.
Figure 1. Example of a Computerized Reminder as Displayed to Physicians on Intervention Teams.
Statistical Analysis
We compared the demographic characteristics of the patientsin the intervention and control groups by means of the chi-squaretest and Student's t-test. The demographic data, including race,used for these comparisons were obtained as part of the routineprocedures for hospital registration. The unit of analysis forall models was the individual hospital admission. We used ageneralized-estimating-equation method29 for all estimates ofeffect. We used a compound-symmetry structure, which assumesthat patients are independent of each other and that hospitalizationsfor a particular patient have a fixed correlation that doesnot vary over time. Our primary analyses included all hospitaladmissions, but we also performed analyses that dealt with theeffects of crossover by excluding patients and physicians whowere part of both the intervention and the control group atdifferent times. We limited these analyses to patients' firsthospitalizations during the study period and excluded physicianswho were in both the intervention group and the control groupduring the course of the study.
We modeled the effect of the explanatory variables (interventionstatus and demographic characteristics) on the binary responsevariable (therapy ordered or not ordered) with the use of logisticregression, and we considered a P value of 0.05 or less to indicatestatistical significance. To account for possible similaritiesamong the ordering rates of physicians working on the same team,we included in the models a variable indicating medical teamnested within the intervention status. We created two modelsfor each of the four preventive therapies one includingonly the hospitalizations during which a reminder was generatedby the computer, and the other including all hospitalizations.
Results
Study Subjects
A total of 6371 patients accounted for 10,065 admissions duringthe study period; patients were assigned to intervention teamsfor 4995 hospitalizations and to control teams for 5070 hospitalizations.Twenty-eight percent of the patients were hospitalized morethan once. The mean age of the hospitalized patients was 53.2years, 50 percent were women, and 51 percent were black. Therewere no significant differences in mean age, race, or sex betweenthe intervention and control groups.
During the 18 months of the study, a total of 202 physiciansrotated an average of 2.1 times onto the inpatient service:96 of these physicians (47.5 percent) were assigned only tointervention teams, 78 (38.6 percent) were assigned only tocontrol teams, and 28 (13.9 percent) were assigned at differenttimes to intervention teams and control teams.
Computer Reminders and Ordering Rates for Preventive Therapies
Overall, 3416 patients (53.6 percent) were eligible for at leastone preventive therapy. The mean number of times that a reminderwas displayed to a physician on an intervention team rangedfrom 3.4 to 5.2 for each hospitalization of an eligible patientin the intervention group.
The display of computer-generated reminders had a significanteffect on the use of each of the four preventive therapies (Table 1).The use of the reminders led to a higher ordering rate forpneumococcal vaccination (35.8 percent among eligible patientsin the intervention group, as compared with 0.8 percent amongeligible patients in the control group) and a higher orderingrate for influenza vaccination (51.4 percent as compared with1.0 percent) (Table 1). When the total number of hospitalizationswas used as the denominator for calculating the ordering ratesfor each of the preventive therapies, the rates were also significantlyhigher among patients in the intervention group than among thosein the control group (Table 2). There were no important differencesin our results when we limited our analyses to the patients'first hospitalizations and excluded the physicians who tookpart in both intervention and control teams during the studyperiod.
Table 2. Adjusted Ordering Rates for Preventive Therapies for All 6371 Hospitalized Patients during 10,065 Hospitalizations.
Physicians varied in the frequency with which they acceptedthese reminders. The distribution of ordering rates among 114physicians randomly assigned to the intervention group who receivedcomputerized reminders for at least 10 patients (range, 10 to82) is shown in Figure 2.
Figure 2. Distribution of Ordering Rates for Preventive Therapies among the Physicians in the Intervention Group.
Data are limited to the physicians who had at least 10 patients for whom reminders were displayed.
The rates of physicians' orders for each of the four preventivetherapies were positively correlated with the age of the patients(P<0.002 for all comparisons). Physicians also ordered prophylacticaspirin at the time of discharge more frequently for patientswho were hospitalized for acute myocardial infarction and unstableangina than for those with other indications (cerebrovasculardisease, peripheral vascular disease, and coronary risk factors)(P<0.001 for all comparisons).
Discussion
The results of this trial provide compelling evidence that computerizedreminders can increase the delivery of preventive care to hospitalizedpatients. For all four preventive therapies, the use of computerizedreminders resulted in absolute ordering rates for both eligiblepatients and all hospitalized patients that were significantlyhigher than the rates in the control group. In particular, theuse of reminders increased the use of pneumococcal and influenzavaccination from practically zero to approximately 35 percentand 50 percent, respectively. (Analyses of data from the 15months after the completion of the controlled trial revealedthat, with continuing reminders, these rates had increased to50 percent for pneumococcal vaccination and 57 percent for influenzavaccination.) The easy sustainability of computer-based remindersystems contrasts with the weaknesses of such approaches asmanual reviewing of charts,30,31 patient-directed interventions,32,33and physician-directed continuing medical education.30
Previous studies of computer-generated reminders for preventivecare have focused almost exclusively on the outpatient setting.14Yet we found that 54 percent of patients hospitalized in general-medicinewards were eligible for preventive care interventions and thatphysicians' rates of compliance with the reminders were similarto those achieved in outpatient settings.15 These findings alonewould justify focusing greater attention on preventive carefor inpatients, but there are other reasons to do so as well.For one, patients hospitalized because of severe underlyingdiseases may benefit more from preventive measures (e.g., pneumococcalvaccination19,34) than patients who do not require hospitalization.Also, among patients who do not have regular outpatient follow-up,hospitalization may offer the only good case-finding opportunityto provide such care.35 Other preventive therapies, such assubcutaneous heparin, are specifically indicated in the hospitalsetting.
The findings of this study contrast with the results of a previousstudy performed at our institution that did not demonstratean effect of computerized reminders.18 We attribute our recentsuccess to relatively small changes in the presentation of thesereminders. In our previous study, we relied on physicians tomake a deliberate choice to view the reminders and notifiedthem only by means of a banner at the bottom of the screen statingthat "there are suggested orders for this patient." By contrast,in the current study, the computer immediately displayed thereminders to the physicians as full, prewritten orders. In thisstudy, we also highlighted the suggested reminders with a distinctivecolor scheme, disabled the "escape" key, repeated the individualreminders approximately four times per hospitalization, on average,and set the default to "order" for three of the preventive therapies(allowing the physician to accept the item simply by pressingthe "enter" key).
We do not have data on the reasons for noncompliance by physiciansin the intervention group. In some cases, physicians may havehad good reasons for ignoring a reminder; they may have knownsomething that the computer did not for example, thepatient may have told the physician that aspirin had causedbleeding in the past. Furthermore, the compliance rates of physiciansin some cases were related to the strength of the indication.For example, physicians complied with reminders for aspirinprophylaxis in 79 percent of the cases in which a patient wasadmitted for an acute myocardial infarction but only 22 percentof the cases in which indications were an age of more than 50years and two or more coronary risk factors.
As in previous studies,36 there was a great deal of individualvariation among physicians in their acceptance of the reminders.This variation suggests that some portion of the overall rateof noncompliance was attributable to very low compliance amongsome physicians who generally ignored the reminders. The extremelylow rate of use of vaccinations in the control group also suggeststhat some of the noncompliance with vaccination reminders couldbe attributed to long-established habits of vaccinating patientsonly in the outpatient setting.
Although the reminders in this study were based on a physicianorder-entry system and a rich repository of clinical data, neitherof these features is necessarily a prerequisite to improvinghospital-based preventive care. In the outpatient setting, reminderswritten on paper encounter forms are effective in increasingthe use of preventive care.16 The daily patient census reportsproduced for physicians in many hospitals could be as effectivea mechanism for delivering reminders in the hospital as an order-entrysystem. Furthermore, the majority of the reminders generatedin our study were triggered by information that is routinelyavailable in hospital information systems. For example, an ageof at least 65 years is a valid indication for pneumoccal andinfluenza vaccination. The addition of the diagnosis on admission,past diagnoses, and the service to which the patient was admittedwould have been sufficient to identify the majority of patientswith indications for vaccinations and many of those with indicationsfor aspirin or subcutaneous heparin. It is likely that witha small amount of computer programming and the creation of nursingor other protocols to check for possible contraindications andprevious vaccinations, many hospitals could implement programsthat provide simple reminders and thereby improve preventivecare for inpatients.
Supported by a grant (HS07719) from the Agency for HealthcareResearch and Quality and a grant (N01-LM-6-3546) from the NationalLibrary of Medicine.
We are indebted to the physicians, nurses, and administratorsat Wishard Memorial Hospital for their support of the physicianorder-entry process and this study.
* See NAPS document no. 05605 for 8 pages of supplementary material.To order, contact NAPS, c/o Microfiche Publications, 248 HempsteadTpke., West Hempstead, NY 11552.
Source Information
From the Department of Medicine, Indiana University School of Medicine (P.R.D., S.P., J.M.O., K.M., R.B.K., C.J.M.); the Regenstrief Institute for Health Care (P.R.D., S.P., J.M.O., C.J.M.); and the Richard L. Roudebush Veterans Affairs Medical Center (P.R.D., R.B.K.) all in Indianapolis.
Address reprint requests to Dr. McDonald at the Regenstrief Institute for Health Care, 1050 Wishard Blvd., Indianapolis, IN 46202, or at clem{at}regen.rg.iupui.edu.
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