Nephrectomy Followed by Interferon Alfa-2b Compared with Interferon Alfa-2b Alone for Metastatic Renal-Cell Cancer
Robert C. Flanigan, M.D., Sydney E. Salmon, M.D., Brent A. Blumenstein, Ph.D., Scott I. Bearman, M.D., Vivek Roy, M.D., Patrick C. McGrath, M.D., John R. Caton, Jr., M.D., Nikhil Munshi, M.D., and E. David Crawford, M.D.
Background The value of nephrectomy in metastatic renal-cellcancer has long been debated. Several nonrandomized studiessuggest a higher rate of response to systemic therapy and longersurvival in patients who have undergone nephrectomy.
Methods We randomly assigned patients with metastatic renal-cellcancer who were acceptable candidates for nephrectomy to undergoradical nephrectomy followed by therapy with interferon alfa-2bor to receive interferon alfa-2b therapy alone. The primaryend point was survival, and the secondary end point was a responseof the tumor to treatment.
Results The median survival of 120 eligible patients assignedto surgery followed by interferon was 11.1 months, and amongthe 121 eligible patients assigned to interferon alone it was8.1 months (P=0.05). The difference in median survival betweenthe two groups was independent of performance status, metastaticsite, and the presence or absence of a measurable metastaticlesion.
Conclusions Nephrectomy followed by interferon therapy resultsin longer survival among patients with metastatic renal-cellcancer than does interferon therapy alone.
It is unknown whether removal of the primary tumor (cytoreductivesurgery) is beneficial in metastatic renal-cell cancer.1,2,3,4,5,6The disease has a poor prognosis and resists conventional chemotherapy,but spontaneous regression occasionally occurs.7 For these reasons,aggressive surgery has been advocated, especially when solitaryor resectable metastatic lesions are present or in patientswith a primary tumor in situ whose metastases have respondedto interleukin-2.8,9 Nevertheless, no study has clearly demonstratedthat nephrectomy is advantageous in metastatic renal-cell cancer.5,6
There are indications that patients with metastatic renal-cellcancer who are treated with interferon alfa or other cytokineshave improved outcomes if they first undergo nephrectomy.10,11Patients who undergo nephrectomy followed by immunotherapy withinterleukin-2, with or without tumor-infiltrating lymphocytes,also survive longer than historical controls.12,13,14,15 However,none of the reports were studies based on prospective, controlledtrials.
In 1989, the Southwest Oncology Group (SWOG) initiated a studyto determine whether nephrectomy affects survival in metastaticrenal-cell cancer. We report the results of this randomizedtrial.
Methods
Study Patients
Eligible patients had a histologically confirmed diagnosis ofmetastatic renal-cell carcinoma in tissue obtained by needlebiopsy or needle aspiration of at least one measurable lesionor the primary tumor and had metastases beyond the regionallymphatics; that is, metastatic disease involving a tumor ofany size and any nodal status. The primary tumor was consideredamenable to surgical extirpation by the attending surgeon. Patientswith thrombosis of the inferior vena cava below the hepaticveins were not excluded.
A performance status of 0 or 1 according to the SWOG criteriawas required, and patients were excluded if they had receivedprior treatment with chemotherapy, hormonal therapy, interferon,interleukin-2, lymphocyte-activated killer cells, or other biologic-responsemodifiers. In addition, prior or concomitant radiation therapyto the primary tumor or to metastatic sites was not allowed.A serum bilirubin level no higher than three times the upperlimit of the normal value at the institution and a serum creatininelevel of no more than 3.0 mg per deciliter (265 µmol perliter) were required. Patients with uncontrolled cardiac arrhythmiaswere not eligible. Patients who had previously had cancer werealso excluded unless they had been free of cancer for at leastfive years or unless their cancer was adequately treated basal-cellskin cancer, squamous-cell skin cancer, or in situ cervicalcancer. All patients provided written informed consent, andthe trial was approved by the institutional review board ateach institution.
Assessment and Treatment
Before randomization, patients were stratified according toSWOG performance status (0 vs. 1), the presence or absence oflung metastases only, and the presence or absence of at leastone measurable metastatic lesion in the region not to be resected.The patients were randomly assigned by a central computer toone of the two groups with dynamic balancing based on the stratificationfactors.16
The patients either underwent immediate radical nephrectomyfollowed by therapy with interferon alfa-2b (Intron-A, Schering-Plough,Kenilworth, N.J.) (surgery-plus-interferon group) or were givenimmediate interferon alfa-2b therapy without surgery (interferon-onlygroup).
The dosages of subcutaneous interferon alfa-2b were as follows.Induction therapy was begun at 1.25 million IU per square meterof body-surface area, with escalation to a starting dose of5 million IU per square meter on the first day of treatment(1.25 million IU per square meter three days before, 2.5 millionIU per square meter two days before, and 3.75 million IU persquare meter the day before treatment). Interferon was to becontinued at a dose of 5 million IU per square meter each Monday,Wednesday, and Friday until progression of the tumor was detected.On each day of treatment, the dosage was modified if any toxiceffects were observed, and the modified dosage was continueduntil resolution of the toxic effects. In the case of two ormore toxic effects in the same category, dosage modificationwas based on the highest-grade toxic effect observed. The toxiceffects specifically monitored included hematologic, hepatic,and gastrointestinal effects (e.g., diarrhea and anorexia) andhypotension.
Radical nephrectomy was performed through a transabdominal,flank, or thoracoabdominal approach. It was defined as the excisionof the tumor outside Gerota's fascia, with early ligation ofthe renal artery and vein. The surgery was performed withinfour weeks of enrollment. The limits of lymphadenectomy werenot defined. The surgeon noted whether grossly involved lymphnodes were left unresected at the time of nephrectomy. Responsesto treatment (a complete response, a partial response, a stablecondition, progression, and an unconfirmed response) were definedaccording to the criteria of the SWOG.17
Statistical Analysis
The trial was planned with survival as the primary end point,a one-sided probability of a type I error of 0.05, and a powerof 0.85, and it was based on the assumptions that the mediansurvival would be one year in the interferon-only group andthat survival in the surgery-plus-interferon group would be33 percent lower (hazard ratio for survival, 0.67). A one-sidednull hypothesis was used to plan the study, because an additionalclinical question was addressed: Is there a benefit to nephrectomybefore systemic therapy? We calculated that the trial wouldrequire 244 patients enrolled over a period of three years,with one year of follow-up. Two formal interim analyses wereplanned and were performed without interruption of the trial.This article reports the final analysis of the trial. The criterionwe used for significance with respect to the primary end pointwas P=0.04 (one-sided, with adjustment for the interim analyses).Although the design and monitoring of this trial were basedon a one-sided null hypothesis, two-sided P values are reportedthroughout so as to conform to the Journal 's policy of reportingonly two-sided P values.
The primary analysis concerns survival among eligible patientsin the two groups. Eligibility was based only on data collectedbefore randomization. The planned primary analysis was performedwith the stratified log-rank test (one-sided), with use of thestratification factors identified above.18 The analyses in thisarticle are based on data obtained through March 2000.
Results
Between June 1991 and October 1998, 246 patients from 80 participatinginstitutions were randomly assigned to two groups of 123 each.Five patients were found to be ineligible because the pathologicaldiagnosis had been incorrect (three in the surgery-plus-interferongroup and two in the interferon-only group). For an additional16 patients (8 in the surgery-plus-interferon group and 8 inthe interferon-only group), the data were insufficient for thedetermination of eligibility; data from these 16 patients wereincluded in the analysis, but the data on the 5 patients whodid not have renal-cell cancer were excluded.
Table 1 shows relevant characteristics of the patients at thetime of enrollment. There were no significant imbalances exceptwith respect to performance status (P=0.04).
Table 1. Characteristics of the 241 Eligible Patients.
Of the 120 patients in the surgery-plus-interferon group, 17did not undergo the planned surgery: 7 refused, 5 were foundto be medically ineligible for surgery, 3 had unresectable primarytumors, and 2 died before surgery could be performed. Ninety-eightpatients were evaluated for complications of nephrectomy. Onepatient with an unresectable tumor died of wound dehiscenceand intraabdominal abscess with peritonitis; two patients hadcardiac ischemia or infarction, two had postoperative infections,and one had hypotension. Sixteen patients had only mild-to-moderatecomplications. No surgical complications were reported in 76of the 98 patients. The mean duration of hospitalization fornephrectomy was 8.2 days (range, 3 to 22). The mean time tothe initiation of interferon alfa-2b therapy in patients whounderwent nephrectomy was 19.9 days.
Two eligible patients, one in each group, declined interferontherapy. Two hundred ten patients were evaluated for toxic effectsof interferon. One patient in the interferon-only group diedof myocardial infarction attributed to interferon. Twenty-threepatients (10 in the surgery-plus-interferon group and 13 inthe interferon-only group) had severe complications due to interferon.
Among the 92 patients in the surgery-plus-interferon group whoseresponses could be evaluated and who had a measurable lesionat base line, three partial responses were reported (3.3 percent;95 percent confidence interval, 1 to 9 percent), and among the83 comparable patients in the interferon-only group, three responseswere reported (one complete, one partial, and one unconfirmed;3.6 percent; 95 percent confidence interval, 1 to 10 percent).Of the 175 patients with a measurable lesion at base line, 65(37 percent) had inadequate data for assessment of the response,and they were assumed not to have had a response. There wereno differences between the two groups with respect to the proportionwith a response to interferon alfa-2b. The response rates inboth groups in this study were lower than those generally reported.19,20The most likely explanation for this difference is that theSWOG criteria for a response are more rigorous than the criteriagenerally used.17
At the time of our analysis of the study data, only 20 of the241 eligible patients were alive, with a median follow-up of368 days. Table 2 shows the estimated median survival times,the KaplanMeier estimates of survival at one year, andthe one-sided P values (derived by the log-rank test) accordingto group and stratification factors. Figure 1 shows actuarialsurvival in the two groups.
Figure 1. Actuarial Survival among All Eligible Patients, According to Treatment-Group Assignment.
In the interferon-only group, there were 115 deaths and median survival was 8.1 months. In the surgery-plus-interferon group, there were 106 deaths and median survival was 11.1 months.
The primary analysis, based on the stratified log-rank test,found a significant advantage associated with nephrectomy (P=0.05)(Table 2), with two-sided P values. The median overall survivalwas 8.1 months in the interferon-only group (95 percent confidenceinterval, 5.4 to 9.5) and 11.1 months in the surgery-plus-interferongroup (95 percent confidence interval, 9.2 to 16.5).
The survival advantage associated with nephrectomy was evidentin subgroups defined according to all three stratification factors(Table 2). The imbalance with respect to performance statusat randomization (Table 1) could explain the overall differencein survival, since patients with a performance status of 1 (thosewith a worse prognosis) were overrepresented in the interferon-onlygroup. However, the differences in median survival favor thesurgery-plus-interferon group among patients with each performancestatus: 17.4 and 11.7 months for performance status 0 in thesurgery-plus-interferon and interferon-only groups, respectively,and 6.9 and 4.8 months for performance status 1. In a proportional-hazardsregression model that included treatment group, performancestatus, and the interaction between treatment group and performancestatus, the interaction term was not significant anindication that the imbalance did not explain the primary result.
Discussion
This study provides evidence that nephrectomy before interferonalfa-2b therapy for metastatic renal-cell cancer confers a survivalbenefit. Metastatic renal-cell cancer is very difficult to treateffectively, because of its unpredictable behavior and resistanceto chemotherapy. Yagoda et al. reviewed a large series of trialsof chemotherapeutic regimens and found a 5.6 percent rate ofobjective response to cytotoxic agents in 3502 adequately treatedpatients.21 There are, however, indications of improved survivalwith chemotherapy after nephrectomy.22 Moreover, previous trialsof biologic-response modifiers in metastatic renal-cell cancerhave consistently shown an improved response rate or improvedsurvival after removal of the primary tumor.2,12,23,24 The intervalfrom nephrectomy to the systemic treatment of the renal-cellcancer was not controlled in these series, thus raising thequestion whether nephrectomy had a biologic effect or whetherpatients selected for nephrectomy had tumors that would probablyrespond to systemic treatment. The effect of nephrectomy may,however, be real. Several reports of immunotherapy for renal-cellcancer, with or without concomitant chemotherapy, have supportedthe idea that patients who undergo nephrectomy before systemictreatment have a survival advantage.14,25,26
Recently, the combination of nephrectomy, tumor-infiltratinglymphocytes, and cytokine therapy in metastatic renal-cell cancerhas yielded a response rate of 33.9 percent (12.5 percent completeresponses and 21.4 percent partial responses)11 and two-yearand three-year survival rates of 40 percent and 31 percent,respectively, among patients treated in this aggressive manner.15Why nephrectomy before systemic therapy might be effective isunknown. A recent study by Fujikawa et al. suggests that onlypatients with elevated serum C-reactive protein levels may benefitfrom cytoreduction by nephrectomy.13
One argument against the use of nephrectomy before therapy witha biologic-response modifier has been the high operative morbidityand mortality rate. Although earlier series reported mortalityrates of 6 to 11 percent,27,28 there was only one operativedeath in our study (less than 1.0 percent), and the rate ofsevere complications with surgery in our trial (4.9 percent;five patients) compares favorably with rates in other studies.11Furthermore, there is no evidence that nephrectomy delayed systemictreatment in a way that would offset the survival benefit associatedwith the surgery (mean hospitalization time, 8.2 days; meantime to initiation of interferon alfa-2b therapy, 19.9 days).
We believe that nephrectomy in suitable patients should be aneligibility criterion in trials of new systemic agents for thetreatment of metastatic renal-cell cancer. We also believe thatnephrectomy followed by therapy with interferon alfa-2b (withor without other cytokines) should be considered the standardof care (i.e., should be used in the control group) in futurephase 3 trials.
Supported in part by Public Health Service Cooperative Agreementsfrom the National Cancer Institute (CA38926, CA32102, CA46282,CA13612, CA42777, CA58686, CA04920, CA46136, CA76447, CA37981,CA46113, CA16385, CA58416, CA22433, CA35128, CA14028, CA35261,CA12644, CA74647, CA04919, CA35090, CA27057, CA58882, CA35431,CA35176, CA35281, CA35119, CA58861, CA45450, CA45461, CA52654,CA76132, CA76448, CA46441, CA45560, CA20319, CA63850, CA76462,CA35192, and CA63845).
Source Information
From the Loyola University Stritch School of Medicine, Maywood, Ill. (R.C.F.); the University of Arizona Cancer Center, Tucson (S.E.S.); the Southwest Oncology Group Statistical Center, Seattle (B.A.B.); the University of Colorado, Denver (S.I.B., E.D.C.); the University of Oklahoma Health Science Center, Oklahoma City (V.R.); the University of Kentucky Medical Center, Lexington (P.C.M.); Brook Army Medical CenterWilford Hall Medical Center, San Antonio, Tex. (J.R.C.); and the University of Arkansas for Medical Sciences, Little Rock (N.M.).
Address reprint requests to the Southwest Oncology Group (SWOG-8949), Operations Office, 14980 Omicron Dr., San Antonio, TX 78245-3217, or at rflanig{at}luc.edu.
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