Dysfunction of Endothelial Protein C Activation in Severe Meningococcal Sepsis
Saul N. Faust, M.R.C.P., Michael Levin, F.R.C.P., Ph.D., Odile B. Harrison, B.Sc., Robert D. Goldin, F.R.C.Path., Marion S. Lockhart, B.Sc., Sheila Kondaveeti, Ph.D., Zoltan Laszik, M.D., Charles T. Esmon, Ph.D., and Robert S. Heyderman, M.R.C.P., Ph.D.
Background Impairment of the protein C anticoagulation pathwayis critical to the thrombosis associated with sepsis and tothe development of purpura fulminans in meningococcemia. Westudied the expression of thrombomodulin and the endothelialprotein C receptor in the dermal microvasculature of childrenwith severe meningococcemia and purpuric or petechial lesions.
Methods We assessed the integrity of the endothelium and theexpression of thrombomodulin and the endothelial protein C receptorin biopsy specimens of purpuric lesions from 21 children withmeningococcal sepsis (median age, 41 months), as compared withcontrol skin-biopsy specimens.
Results The expression of endothelial thrombomodulin and ofthe endothelial protein C receptor was lower in the patientswith meningococcal sepsis than in the controls, both in vesselswith thrombosis and in vessels without thrombosis. On electronmicroscopical examination, the endothelial cells were generallyintact in both thrombosed and nonthrombosed vessels. Plasmathrombomodulin levels in the children with meningococcal sepsis(median, 6.4 ng per liter) were higher than those in the controls(median, 3.6 ng per liter; P=0.002). Plasma levels of proteinC antigen, protein S antigen, and antithrombin antigen werelower than those in the controls. In two patients treated withunactivated protein C concentrate, activated protein C was undetectableat the time of admission, and plasma levels remained low.
Conclusions In severe meningococcal sepsis, protein C activationis impaired, a finding consistent with down-regulation of theendothelial thrombomodulinendothelial protein C receptorpathway.
Neisseria meningitidis is the leading infectious cause of deathin children in developed countries and is a cause of disabilityresulting from extensive skin damage and loss of limbs.1,2 Severemeningococcal sepsis is characterized by marked inflammatory-cellactivation, disseminated intravascular coagulation, and vascularcompromise.3,4,5 As compared with other forms of septic shock,the coagulopathy and microvascular thrombosis that develop inthis type of sepsis are particularly severe. Purpura fulminansoccurs in 10 to 20 percent of cases6,7 and in severe cases involvesthrombosis of the large vessels with infarction of the digitsand limbs.6,8 This disorder results from complex dysregulationof normal hemostatic mechanisms.6,7,8 Procoagulant pathwaysare activated,9,10,11,12 and there is impairment of both thenatural anticoagulant pathways13,14,15,16,17 and the fibrinolyticsystem.18,19,20,21 It remains unclear why purpura fulminansdevelops in some patients, whereas in others with equally severeseptic shock there are no thrombotic complications.
Dysfunction of the protein C activation pathway appears to becritical to the development of thrombosis in purpura fulminans.6,7,22Protein C is a vitamin Kdependent glycoprotein that circulatesin plasma as an inactive zymogen. Once activated, protein Crequires protein S as a cofactor for its anticoagulant functions.Congenital and acquired deficiencies of protein C or of proteinS may result in purpura fulminans.22,23,24 Replacement therapywith protein C concentrate prevents purpura fulminans in childrenwith a congenital deficiency of this glycoprotein, and infusionsof activated protein C have been shown to moderate the developmentof coagulopathy and prevent death in animal models of gram-negativesepsis and in humans with severe sepsis.25,26 In meningococcaldisease, plasma levels of protein C and protein S are markedlyreduced,13,16,17,27 but dysfunction of the endothelial proteinC activation pathway may also be involved.
Activation of protein C requires binding of the protein to tworeceptors on the endothelial surface: thrombomodulin and theendothelial protein C receptor.22 The resulting complex actsas a molecular switch that limits the procoagulant activityof thrombin (Figure 1); this complex also has a number of antiinflammatoryproperties.22 We postulated that disruption of the activatedendothelial protein C complex is an early event in the developmentof the widespread thrombosis and disseminated intravascularcoagulation associated with severe meningococcal disease. Totest this hypothesis, we studied the expression of thrombomodulinand the endothelial protein C receptor on the dermal endotheliumin skin-biopsy specimens from children with severe meningococcaldisease and related these findings to events in the circulation.
Figure 1. Endothelial Activation of Coagulation and the Protein C Pathway.
Coagulation is initiated by tissue factor and other coagulation-factor complexes on the surface of endothelial cells and monocytes. The activated factor X that is consequently generated requires activated cofactors V and VIII to produce thrombin, which in turn forms a complex with thrombomodulin. Protein C activation takes place by way of interaction between the thrombomodulinthrombin complex and the endothelial protein C receptor. Activated protein C, together with its cofactor, protein S, inactivates factors V and VIII to provide negative feedback to the generation of thrombin. Complex 1 comprises tissue factor and coagulation factors VII, IX, and X; complex 2 comprises factors IX and X and cofactor VIII; and complex 3 comprises factor X, prothrombin, and cofactor V.
Methods
Patients and Specimens
Meningococcal disease was diagnosed according to clinical criteriaand was confirmed microbiologically in children admitted toSt. Mary's Hospital, London.19,28 The study was approved bythe St. Mary's local research-ethics committee and was conductedbetween January 1998 and November 2000. Informed consent wasobtained from the parents of the hospitalized children for thecollection of the clinical samples and from the healthy adultsand the parents of the healthy children who served as controls.
Plasma samples were obtained from 83 children with meningococcaldisease at recorded intervals after the first administrationof parenteral antibiotics. The median age of the children was37 months (range, 1 to 210), and the median Glasgow MeningococcalSepticemia Prognostic Score was 12 (range, 5 to 15) on a scaleof 0 to 15 (higher scores denote more severe disease).29 Twopatients received treatment with unactivated protein C concentrate.The patients were categorized according to the clinical severityof their cutaneous disease, as follows: no scarring or onlymild disease, severe scarring (no plastic surgery required),or purpura fulminans (requiring amputation or skin graftingor resulting in death due to severe disease). Control plasmasamples were obtained from eight adults and eight healthy childrenbefore routine surgery.
Specimens of skin 3 mm in diameter were obtained by punch biopsyfrom the edge of purpuric or petechial lesions in 21 patientswith severe meningococcal sepsis (a consecutive subgroup ofthe cohort of 83 children).30 The median age of these 21 childrenwas 41 months (range, 1 to 185). The median Glasgow MeningococcalSepticemia Prognostic Score was 11 of 15 (range, 6 to 15), and9 of 15 patients had a Pediatric Risk of Mortality score above50 percent.31 All the biopsy specimens were taken within 24hours after the administration of the first dose of parenteralantibiotics. In two additional patients, biopsy specimens werealso obtained three months into recovery, during plastic-surgeryprocedures. Control skin-biopsy specimens were obtained fromfive children during routine surgery.
Immunohistochemical Studies
Formalin-fixed, paraffin-embedded sections of the skin-biopsyspecimens were immunostained for thrombomodulin, endothelialprotein C receptor, a neutrophil marker (neutrophil elastase),endothelial-cell markers (CD31 and CD34), and a monocyte marker(CD68) by the avidinbiotinperoxidase method.32Sections 3 µm thick were incubated with monoclonal antibodiesto detect expression of thrombomodulin (antibody, 7.8 µgper milliliter), endothelial protein C receptor (antibody, 0.2mg per milliliter),33 neutrophil elastase (M0752, Dako), CD31(M0823, Dako), CD34 (M7165, Dako), and CD68 (M0876, Dako). Antigenretrieval by microwave heat induction in citrate buffer (pH6.0; HDS05, SD Supplies) was required for optimal staining withthe anti-CD31, anti-CD34, and anti-CD68 antibodies.34 Primaryantibody binding was detected with an immunoperoxidase kit (VectastainElite ABC kit, Vector Laboratories).
In each section, the degree of thrombosis was assessed (severe[more than 66 percent of the vessels thrombosed], moderate [33to 66 percent of the vessels thrombosed], or mild [less than33 percent of the vessels thrombosed]), as was the degree ofinflammation (severe, moderate, or mild). The intensity of immunostainingwas graded semiquantitatively as strong, moderate, weak, orabsent by comparison with the staining observed in control skinspecimens, with strong staining equivalent to that in the controls.For each antigen, two to five sections, with 30 to 75 µmbetween sections, were studied to ensure that in all the biopsyspecimens, both normal and abnormal tissue was obtained.
To avoid bias, all the sections were initially compared withthe controls by a single investigator, who was unaware of theidentity of the patients and the severity of their illness.For each antigen, 20 random sections were then assessed separatelyby two independent, blinded investigators to ensure that theinterpretation of the staining was consistent and accurate.In addition, 15 biopsy specimens were examined by two independenthistopathologists who had no knowledge of the nature of thestudy. Additional information is in Supplementary Appendix 1(available with the full text of this article at http://www.nejm.org).
Supplementary Appendix 1. Comparative Analysis of Ratings of Staining Intensity among Investigators.
Electron Microscopy
For electron microscopy, skin-biopsy specimens were fixed in4 percent glutaraldehyde and stained with osmium tetroxide.Final staining was with uranyl acetate and Reynold's lead citrate.Transmission electron microscopy (model 400, Philips) was carriedout at magnifications of 1000 to 2800.
Assays of Plasma Antigens
Thrombomodulin antigen and thrombinantithrombin complexeswere detected with the use of a thrombomodulin enzyme-linkedimmunosorbent assay (ELISA) kit (Immubind [no. 837], AmericanDiagnostica) and a TAT-complex ELISA kit (Enzygnost, Dade Behring).Endothelial protein C receptor, protein C, protein S, and antithrombinantigens were measured by ELISA.35,36,37,38 Activated proteinC in plasma was measured with the use of a modified enzyme-captureassay.39 The lower limit of detection was 3 ng per milliliter.Details of this method are in Supplementary Appendix 2 (availablewith the full text of this article at http://www.nejm.org).
Supplementary Appendix 2. Functional Activated Protein C Assay.
Statistical Analysis
Data are expressed as medians, means, and ranges. Comparisonsbetween the patients and the controls were performed with useof paired t-tests with log-transformed data.
Results
Histologic and Ultrastructural Findings
In all the biopsy specimens, the general tissue structure waswell preserved; there was evidence of thrombosis and frequentlyof a perivascular, acute inflammatory-cell infiltrate of neutrophilsand monocytes (Figure 2). Thrombosis was classified as severein 5 of the 21 patients, moderate in 9, mild in 4, and absentin 3. Inflammation was assessed as severe in 6 of these 21 patients,moderate in 12, and mild in 3. The intensity of staining forthe endothelial-cell markers CD31 and CD34 in the biopsy specimensfrom the patients with meningococcal sepsis was generally equivalentto that observed in the control skin specimens, but discontinuousstaining was occasionally observed in both thrombosed and nonthrombosedvessels. Transmission electron microscopy of skin-biopsy specimensfrom five children with purpuric lesions revealed that althoughsome vessels (both those with and those without thrombosis)showed loss of endothelial cells with a characteristic lackof organelles, this finding was not widespread. The integrityof the endothelial cells was generally preserved in both thrombosedand nonthrombosed vessels (Figure 3).
Figure 2. Skin-Biopsy Specimen from a Patient with Meningococcal Sepsis.
A biopsy specimen from a purpuric lesion shows areas containing thrombosed vessels (right-hand arrow in Panel A and arrow in Panel B) and a perivascular infiltrate (left-hand arrow in Panel A) (hematoxylin and eosin, x100 [Panel A] and x400 [Panel B]). Panel C shows inflammatory cells (arrow) around nonthrombosed vessels (hematoxylin and eosin, x400). The cellular infiltrate consisted of both neutrophils (identified by neutrophil-elastase staining) and monocytes and macrophages (identified by CD68 staining).
Figure 3. Transmission Electron Micrographs of Skin-Biopsy Specimens from Patients with Meningococcal Sepsis.
The endothelium is intact (arrows) in both a thrombosed vessel (Panel A, x1300) and a nonthrombosed vessel (Panel B, x2200). The black areas are artifacts that result from the processing of small and fragile specimens.
Thrombomodulin and Endothelial Protein C Receptor Expression on Endothelium
The intensity of staining for endothelial thrombomodulin inthe biopsy specimens from all the patients with meningococcalsepsis was less than that in the specimens from the controls(Figure 4). Thrombomodulin staining was weak in 15 and moderatein 6 of the 21 specimens from the patients with meningococcalsepsis. The intensity of staining for endothelial protein Creceptor was lower in 17 of these 21 specimens than in the controlspecimens: it was judged to be weak in 11 and moderate in 6,but staining was strong (i.e., equivalent to that of the controls)in the other 4 specimens (Figure 5). Comparatively weak stainingfor thrombomodulin and endothelial protein C receptor was alsoobserved in areas with little thrombosis. Occasionally, areasof weak thrombomodulin staining were identified where moderateor strong staining for endothelial protein C receptor was preservedin adjacent sections. In two patients with severe purpura fulminans,comparative examination of skin-biopsy specimens over time revealedthe resolution of most of the initial changes, with some residualacute inflammatory infiltrate three months later (Figure 6).
Figure 4. Skin-Biopsy Specimens Incubated with a Monoclonal Antibody against Thrombomodulin (Immunoperoxidase Stain).
Panel A (x200) shows normal skin with intense thrombomodulin staining on endothelial cells (arrow). Epidermal cells are known to stain nonspecifically with this antibody33 (as seen in the area of dense staining [upper right]). Panels B (x200), C (x400), and D (x200) show skin specimens from patients with meningococcal sepsis. There is reduced thrombomodulin staining in nonthrombosed vessels (arrows in Panels B and D) and thrombosed vessels (arrows in Panel C).
Figure 5. Skin-Biopsy Specimens Incubated with an Antibody against Endothelial Protein C Receptor (Immunoperoxidase Stain).
Panel A (x200) shows normal skin, with intense staining for endothelial protein C receptor on endothelial cells (arrow). Epidermal cells are known to stain nonspecifically with this antibody33 (as seen in the area of weak staining [upper part of panel]). Panels B (x200), C (x400), and D (x200) show skin from children with meningococcal sepsis, in which the staining for endothelial protein C receptor is reduced, in both nonthrombosed vessels (arrows in Panels B and D) and thrombosed vessels (arrows in Panel C).
Figure 6. Immunostaining for Thrombomodulin in Skin-Biopsy Specimens from Patients with Meningococcal Sepsis during the Initial Infection and Three Months Later (Immunoperoxidase Stain, x200).
Thrombomodulin immunostaining of skin-biopsy specimens from a patient with acute meningococcal sepsis during the initial infection (Panel A) and three months later (Panel B) is shown. The same sequence is shown for a second patient (Panels C and D). Panel E is another initial specimen from the second patient. The arrows in Panels A and E show unthrombosed vessels with reduced thrombomodulin staining, and the arrow in Panel C a thrombosed vessel with reduced thrombomodulin staining. Partial recovery of thrombomodulin expression (arrows in Panels B and D), together with some residual inflammatory infiltrate, is seen in both patients after three months.
Plasma Levels of Thrombomodulin, Endothelial Protein C Receptor, Protein C, Protein S, and Antithrombin Antigens and ThrombinAntithrombin Complexes
The plasma levels of thrombomodulin antigen were significantlyhigher in all the patients with meningococcal disease on day1 after the initiation of treatment than in the controls (P=0.002).The levels had returned to normal six to eight weeks later.The levels of thrombomodulin antigen correlated with the severityof disease (Table 1). Plasma levels of endothelial protein Creceptor antigen in the children with moderate disease werenot significantly different from those in either the childrenor the adults who served as controls (P=0.35 and P=0.30, respectively).Plasma levels of protein C, protein S, and antithrombin antigenswere also low on day 1 (P<0.001, P=0.004, and P=0.01, respectively,for the comparison with the levels in the controls). Activationof coagulation was confirmed by the detection of high levelsof thrombinantithrombin complexes on day 1.
Table 1. Results of Analysis of Plasma Antigen Levels in Children with Meningococcal Sepsis on Day 1 after the Initiation of Treatment and in Controls.
Activated Protein C in Plasma
On day 1 after the initiation of treatment, 11 of 14 patientshad undetectable plasma levels of activated protein C (lowerlimit of detection, 3 ng per milliliter). On days 2, 3, and4, activated protein C was undetectable in all 14 of these patients.Two patients received unactivated protein C concentrate (50IU per kilogram of body weight every eight hours) on days 1,2, and 3. Although trough levels (measured immediately beforean infusion) and peak levels (measured one hour after an infusion)of protein C antigen were within the normal range, activatedprotein C was not detected. To ensure that these observationswere not due to the presence of a plasma inhibitor, in separateexperiments plasma samples from patients with meningococcalsepsis were spiked with exogenous activated protein C beforethe assay. In these experiments, 80 to 90 percent of the expectedfunction of the added activated protein C was recovered (datanot shown).
Discussion
The control of intravascular thrombosis depends on a carefullyregulated balance of prothrombotic and antithrombotic mechanismsboth on the vessel wall and in the circulation. Because of thedifficulties of studying the vascular endothelium, most of whatis known about changes in endothelial thromboregulatory pathwayshas been inferred from studies in vitro. We studied importantregulators of the coagulation process in both the vascular endotheliumand the plasma of children with acute meningococcal sepsis.The results show impairment of an endothelium-based anticoagulationpathway in vivo.
We found a marked reduction in the expression of thrombomodulinand endothelial protein C receptor on the endothelium of boththrombosed and nonthrombosed dermal vessels in children withearly meningococcal disease. Ultrastructural studies showedthat this reduction could not be explained simply by the lossof endothelial cells. The finding that plasma levels of activatedprotein C were low or undetectable in children with meningococcalsepsis, as well as the failure of activated protein C levelsto rise after the administration of unactivated protein C concentrate(in two patients), suggests that the reduction in the endothelialexpression of thrombomodulin and endothelial protein C receptorresults in the impairment of protein C activation. Given thewidespread generation of thrombin in meningococcal sepsis, wewould have expected the plasma levels of activated protein Cto increase markedly if the endothelial pathways for activationwere intact. Alternative explanations are that the activatedprotein C is bound to cellular sites, that it has been inactivated,or that it has been cleared from the circulation. Whatever themechanism, in meningococcal sepsis a functional impairment ofthe endothelial protein C activation pathway will exacerbatethe existing state of hypercoagulability that is due to markedlyreduced levels of protein C, protein S, and antithrombin.
Several processes during the acute inflammatory response havebeen implicated in the reductions in endothelial-cell thrombomodulinand endothelial protein C receptor. These include down-regulationof transcription of the genes encoding thrombomodulin and endothelialprotein C receptor in response to cytokines and endotoxin40,41and enzymatic cleavage of the protein C activation complex.42,43As others have observed in studies of sepsis,44,45 we founda marked elevation of plasma thrombomodulin levels in meningococcemiaand a relation between plasma antigen levels and the severityof the disease. Given our finding of reduced thrombomodulinexpression in dermal endothelium, there appears to be sheddingof this molecule from the endothelial surface rather than failureof protein production.46 This shedding may be mediated by aninflammatory process involving both meningococci in the dermis47,48and host inflammatory cells and mediators.3,5,12,49 We havepreviously shown in vitro that meningococci adhering to thevascular endothelium act as a focus for the up-regulation ofcell-adhesion molecules (intercellular adhesion molecule 1,vascular-cell adhesion molecule 1, and E-selectin [CD62E]) andfor the attachment of neutrophils50,51 and that endothelial-cellglycosaminoglycans are cleaved from the endothelial surfacein response to activated neutrophils and other inflammatorystimuli.50,52,53 Thrombomodulin is normally attached to a glycosaminoglycan(chondroitin sulfate) on the endothelial surface,54 and disruptionof the glycosaminoglycan component of thrombomodulin by thesemediators may therefore lead to further dysfunction of thismolecule. Why similar changes in the endothelial protein C receptorin plasma were not observed remains uncertain.55 Soluble endothelialprotein C receptor may be bound to activated leukocytes56 orfurther degraded, reducing its immunoreactivity.
Severe meningococcal sepsis frequently presents a therapeuticchallenge.4 Current strategies involving the replacement ofclotting factors, platelets, and fibrinogen may be insufficientto arrest the progression of widespread thrombosis.15,25,57,58,59,60,61An improvement in the outcome of children with meningococcalsepsis who were treated with unactivated protein C concentrateshas been described in case reports and one uncontrolled series.57,62,63,64The theoretical advantage of protein C is that it would be activatedat the site of injury in response to the generation of thrombinand that the activation of the anticoagulant system would beproportional to the concentration of thrombin and cease whenthrombin generation was controlled by the normal anticoagulantsystems. However, this approach requires the vascular proteinC activation complex to be intact. Our finding that the endothelialpathways required for protein C are impaired in severe meningococcalsepsis may have important therapeutic implications. For example,activated protein C does not require a functioning thrombomodulinendothelialprotein C receptor pathway, so it may be more effective thanunactivated protein C concentrate in patients in whom the activationcomplex is compromised. A successful phase 3 clinical trialof activated protein C in adults has recently been reported.26
Endothelial events are important in controlling both coagulationand inflammation within the vascular compartment,7,12 so studiesof plasma events can provide only a partial picture of the processesinvolved. The strategy we used may be helpful in investigatingthe thrombotic and inflammatory processes in other acute disorders.Although observations made in dermal blood vessels may not fullyreflect events in the systemic circulation, it is likely thatfor a generalized disease such as meningococcal sepsis, eventsin the cutaneous vasculature reflect those taking place elsewhere.The levels of protein C are low in many forms of sepsis,65,66and the endothelial dysfunction we observed may also occur inother severe bacterial infections. We speculate that the dysfunctionof the endothelial protein C activation pathway that occursin meningococcal sepsis is more profound than that in otherforms of septic shock and that this difference may explain thecommon association of this disease with purpura fulminans.
Supported by a Clinical Training Fellowship from the MedicalResearch Council, United Kingdom (to Dr. Faust); by a projectgrant from the Meningitis Research Foundation (to Dr. Levinand Dr. Heyderman); and by a grant (P50 HL54804) from the HowardHughes Medical Institute (to Dr. Esmon).
We are indebted to Naomi Esmon and Deborah Stearns-Kurosawa(Oklahoma Medical Research Foundation); Rodney Rivers, SureshLadva, Marjorie Walker, Alick Stephens, Funmi Daramola, andJane Webb (Imperial College at St. Mary's Hospital); the PaediatricIntensive Care clinical team and Mary Thompson (St. Mary's Hospital);Simon J. Davidson (Imperial College at the Royal Brompton Hospital);Nigel Klein, John Harper, and Marion Malone (Great Ormond StreetHospital); and Edward Sheffield (University of Bristol).
Source Information
From the Departments of Paediatrics (S.N.F., M.L., O.B.H., S.K.) and Pathology (R.D.G.), Imperial College School of Medicine at St. Mary's Hospital, London; the Oklahoma Medical Research Foundation, Oklahoma City (M.S.L., C.T.E.); the Departments of Pathology (Z.L., C.T.E.) and Biochemistry and Molecular Biology (C.T.E.), University of Oklahoma Health Sciences Center, Oklahoma City; the Howard Hughes Medical Institute, Oklahoma City (C.T.E.); and the Departments of Pathology and Microbiology, University of Bristol, Bristol, United Kingdom (R.S.H.).
Address reprint requests to Dr. Levin at the Department of Paediatrics, Imperial College School of Medicine at St. Mary's Hospital, Norfolk Pl., London W2 1PG, United Kingdom, or at m.levin{at}ic.ac.uk.
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