Background It is not known whether infants conceived with useof intracytoplasmic sperm injection or in vitro fertilizationhave a higher risk of birth defects than infants conceived naturally.
Methods We obtained data from three registries in Western Australiaon births, births after assisted conception, and major birthdefects in infants born between 1993 and 1997. We assessed theprevalence of major birth defects diagnosed by one year of agein infants conceived naturally or with use of intracytoplasmicsperm injection or in vitro fertilization.
In vitro fertilization was introduced into practice with littleformal evaluation of its effects on the health of the childrenconceived with this procedure. When intracytoplasmic sperm injectionwas introduced in 1992, earlier concern reemerged that infantsconceived with the use of assisted reproductive technology mighthave an increased risk of birth defects.1,2,3,4
In general, studies have not shown an increased risk of majorbirth defects in children conceived with either intracytoplasmicsperm injection or standard in vitro fertilization.5 Much ofthis research, however, has had methodologic problems, includinginadequate sample sizes and a lack of appropriate data for comparison.Moreover, the definitions of major birth defects used for infantsconceived with assisted reproductive technology were differentfrom those used for infants conceived naturally; this differencemay have led to an underestimation of the relative prevalenceof birth defects among infants conceived with assisted reproductivetechnology.6
Treatment with assisted reproductive technology is providedby three private clinics in Western Australia. Treatment isregulated by the Human Reproductive Technology Act 1991, whichestablished the statutory Reproductive Technology Register thatcontains information on all procedures performed with assistedreproductive technology in Western Australia since April 1993.7We compared the prevalence of major birth defects among infantsconceived with such procedures with that in a random sampleof naturally conceived infants, using the same system of classificationfor all birth defects.
Methods
Collection of Data
We used data from the Reproductive Technology Register to identifyall pregnancies of at least 20 weeks' gestation resulting fromintracytoplasmic sperm injection or standard in vitro fertilizationtreatment undertaken between 1993 and 1997 and all terminationsof such pregnancies because of fetal abnormalities (regardlessof the length of gestation). The three private clinics performed719, 1191, and 2931 cycles of embryo transfer, respectively,during this period.
The Midwives' Notification System collects information on allinfants delivered in Western Australia at 20 weeks' gestationor later.8 A random sample of 4000 infants born in Western Australiabetween 1993 and 1997 was selected after the exclusion of theinfants conceived with assisted reproductive technology.
The Western Australian Birth Defects Registry collects informationon birth defects occurring in liveborn and stillborn infantsdelivered in Western Australia, and on pregnancies terminatedbecause of fetal malformations.9 For the purposes of the registry,birth defects are defined as abnormalities that are probablyof prenatal origin, including structural, chromosomal, and geneticdefects. The classification system of the British PaediatricAssociation, based on the International Classification of Diseases,9th Revision (ICD-9), is used to code each defect, and all defectsare classified as major or minor according to a method devisedby the Centers for Disease Control and Prevention.9 Most minordefects (listed in Supplementary Appendix 1, available withthe full text of this article at http://www.nejm.org) are excludedfrom the registry; however, defects on the exclusion list thatrequire treatment or are disfiguring are included. Approximately90 percent of cases in the registry involve at least one majordefect (with or without minor defects); the remainder involveminor defects only.9 Birth defects diagnosed prenatally andin children up to six years of age are included. Cases are reportedby multiple statutory and voluntary sources with a high levelof ascertainment and accuracy.10
Supplementary Appendix 1. Birth Defects Excluded from the Western Australian Birth Defects Registry (Revised September 1995)
Automatch (probabilistic matching software)11 was used to linkthe records of the three registers. When linkage was complete,birth records were available for all infants in the study; recordsof birth defects were available for those for whom a link wasfound within the Birth Defects Registry.
To assess the potential effects of differential surveillanceaccording to mode of conception, a list of all birth defectsreported for each child was prepared without identificationof whether conception was assisted or natural. An independentpediatrician examined the list and identified, on the basisof clinical experience, defects that might have been diagnosedbecause of closer surveillance and might not otherwise havebeen detected in a child less than one year of age.
Approval for the study was obtained from the appropriate institutionalethics committee.
Prevalence of Birth Defects
The prevalence of major birth defects diagnosed by one yearof age was calculated for the intracytoplasmic-sperm-injection,in-vitro-fertilization, and natural-conception groups. We comparedthe groups by calculating odds ratios for major birth defectsand exact 95 percent confidence intervals on the basis of prevalence.The use of these odds ratios rather than relative risks facilitatedthe comparison with the odds ratios that were subsequently calculatedby logistic regression. Two-tailed P values were calculatedwith the use of SPSS software.12
Multiple logistic-regression analysis was used to assess theeffect of maternal age and parity and the sex of the infanton the odds-ratio estimates. Generalized-estimating-equationanalyses were performed with the use of Stata software13 toexamine the effect of potential correlations of risk betweensiblings in the data set.
Although our study dealt primarily with birth defects diagnosedat or after birth, it is possible that the rates of terminationof pregnancy because of fetal anomalies might have differedbetween the assisted-conception groups and the natural-conceptiongroup and that investigating only births may have led to a biasedresult. We identified all terminations of pregnancy after theprenatal diagnosis of birth defects in the assisted-conceptiongroups; there were four such terminations among the women whounderwent in vitro fertilization and none among the women whounderwent intracytoplasmic sperm injection. In Western Australia,there are 3.5 terminations of pregnancy because of fetal anomaliesper 1000 total births. For the sake of comparison, we conducteda secondary analysis including 14 pregnancies that had resultedfrom natural conception and that had been terminated becauseof birth defects; these pregnancies were randomly selected fromthe Birth Defects Registry and added to the 4000 births forthis analysis.
Results
The study included 301 infants conceived with intracytoplasmicsperm injection, 837 infants conceived with standard in vitrofertilization, and 4000 naturally conceived infants. As comparedwith the mothers of the natural-conception group of infants,the women who had undergone treatment with assisted reproductivetechnology were, on average, older and less likely to have hada child previously (Table 1). They were more likely to be marriedor cohabiting, to be white, and to live in the metropolitanarea of Perth. As compared with the infants in the natural-conceptiongroup the infants conceived with assisted reproductive technologywere more likely to be delivered by cesarean section, to havelow birth weight, and to be born before term (Table 2). Whenonly singleton infants were considered, low birth weight anddelivery by cesarean section were significantly more commonin both the in-vitro-fertilization group and the intracytoplasmic-sperm-injectiongroup than in the natural-conception group, and preterm birthwas significantly more common in the in-vitro-fertilizationgroup than in the natural-conception group.
Table 2. Mode of Delivery and Characteristics of Infants Conceived with Intracytoplasmic Sperm Injection, with in Vitro Fertilization, or Naturally.
In a total of 26 of the infants conceived with intracytoplasmicsperm injection (8.6 percent [95 percent confidence interval,5.7 to 12.4 percent]), 75 of the infants conceived with in vitrofertilization (9.0 percent [95 percent confidence interval,7.1 to 11.1 percent]), and 168 of the naturally conceived infants(4.2 percent [95 percent confidence interval, 3.6 to 4.9 percent]),a major birth defect was diagnosed by one year of age (P<0.001for the comparisons between the natural-conception group andthe assisted-conception groups). There were no significant differencesin prevalence among the clinics (data not shown). When all theinfants were considered, those conceived with assisted reproductivetechnology were more than twice as likely as naturally conceivedinfants to have a major birth defect diagnosed by one year ofage (Table 3). The results were similar and remained significantwhen only singleton infants were considered, when the analyseswere further restricted to singletons born at term (at least37 weeks of gestation), and when the analyses were adjustedfor maternal age and parity, the sex of the infant, and correlationof the risk of birth defects between siblings (Table 3).
Table 3. Prevalence of Major Birth Defects Diagnosed by One Year of Age.
About two thirds of the major defects were diagnosed duringthe first week of life (Figure 1), and more than 90 percentwere diagnosed by six months of age. The defects in three infantsin the natural-conception group (all renal defects), four infantsin the intracytoplasmic-sperm-injection group (two with renaldefects and two musculoskeletal defects), and one infant inthe in-vitro-fertilization group (a musculoskeletal defect)were identified by the independent pediatrician as possiblyhaving been diagnosed early because of close surveillance. Whenthese infants were excluded from the analysis, the odds ratiofor a major birth defect diagnosed by one year of age as comparedwith the natural-conception group was 1.8 (95 percent confidenceinterval, 1.1 to 2.9) in the intracytoplasmic-sperm-injectiongroup and 2.2 (95 percent confidence interval, 1.7 to 3.0) inthe in-vitro-fertilization group.
Figure 1. Cumulative Prevalence of Diagnosed Major Birth Defects in Singleton Infants, According to Age at Diagnosis.
ICSI denotes intracytoplasmic sperm injection, and IVF in vitro fertilization.
When pregnancies terminated because of fetal abnormalities wereincluded in the analysis, the overall prevalence of major birthdefects was 4.5 percent in the natural-conception group and9.4 percent in the in-vitro-fertilization group; it was unchangedat 8.6 percent in the intracytoplasmic-sperm-injection group.When the nine infants with known inherited conditions and theseven with metabolic disorders were excluded from the analysis,the overall prevalence of birth defects was 8.0 percent in theintracytoplasmic-sperm-injection group, 8.5 percent in the in-vitro-fertilizationgroup, and 4.0 percent in the natural-conception group. Theodds ratios for a major birth defect associated with assistedconception in these analyses remained similar to those calculatedin the primary analysis (data not shown). All the infants inour study with unilateral undescended testis or hypospadiashad undergone surgery and were therefore included in our primaryanalyses. Nevertheless, in some systems of classification ofbirth defects, these defects would be regarded as minor. Wheninfants with these conditions were excluded from the analysis,the odds ratio for a major birth defect was 2.5 (95 percentconfidence interval, 1.6 to 4.0) in the intracytoplasmic-sperm-injectiongroup and 2.2 (95 percent confidence interval, 1.6 to 3.0) inthe in-vitro-fertilization group.
As compared with infants conceived naturally, a significantlygreater proportion of those conceived with assisted reproductivetechnology had musculoskeletal and chromosomal defects (Table 4).Those conceived with in vitro fertilization, but not thoseconceived with intracytoplasmic sperm injection, had a significantlygreater prevalence of cardiovascular, urogenital, and otherdefects. Some, but not all, of these findings persisted whenthe analysis was restricted to singletons (Table 4). We alsocompared the proportions of infants with multiple major defects,defined as two or more defects affecting different systems.Six of the infants conceived with intracytoplasmic sperm injection(2.0 percent), 13 of those conceived with in vitro fertilization(1.6 percent), and 20 of the naturally conceived infants (0.5percent) had multiple major defects. Overall, the infants conceivedwith assisted reproductive technology were significantly morelikely to have multiple major defects than the naturally conceivedinfants (odds ratio associated with intracytoplasmic sperm injection,4.1 [95 percent confidence interval, 1.6 to 10.2]; odds ratioassociated with in vitro fertilization, 3.1 [95 percent confidenceinterval, 1.6 to 6.3]). A complete list of the birth defectsis provided in Supplementary Appendix 2 (available with thefull text of this article at http://www.nejm.org).
Table 4. Prevalence of Major Birth Defects According to the Organ System Affected.
Although minor birth defects were not the primary focus of thisstudy, the Birth Defects Registry collects details of defectsthat would otherwise be considered minor but are disfiguringor require treatment (e.g., polydactyly). Such defects werediagnosed by one year of age in 1 infant in the intracytoplasmic-sperm-injectiongroup (0.3 percent), 7 infants in the in-vitro-fertilizationgroup (0.8 percent), and 25 infants in the natural-conceptiongroup (0.6 percent).
We designed our study to address the major methodologic problemsof previous research. We used the same source of data and thesame birth-defect classification system for all three groupsof infants. Furthermore, data on birth defects were collectedwithout reference to the mode of conception. There is neverthelessa risk of differential diagnostic vigilance, given that infantsconceived with assisted reproductive technology may be moreclosely examined than naturally conceived infants, because ofeither the history of their conception or a clinical conditionassociated with prematurity or multiple birth. If so, majorbirth defects might have been diagnosed earlier in the assisted-conceptiongroups. However, the results were essentially unchanged whenwe excluded defects that might be more likely to be detectedwith closer surveillance. We also found that the excess riskremained when only term singletons were considered.
Pregnancies that result from treatment with assisted reproductivetechnology may be more closely monitored than those that resultfrom natural conception. However, detailed ultrasonographicexaminations of fetal anatomy are performed at 16 to 20 weeksof gestation in almost all pregnancies in Western Australia.Furthermore, the majority of the defects diagnosed prenatallyin the infants in both the assisted-conception groups and thenatural-conception group would have been clinically obviousat birth. We also minimized the likelihood of differential diagnosticvigilance by including defects diagnosed up to one year afterbirth, by which time most major defects are likely to have beendetected; in Western Australia 70 percent of all major birthdefects are diagnosed by one year of age.9 Increased diagnosticvigilance may also increase the rate of detection of more subtledefects; however, such vigilance is unlikely to explain theexcess risk in the infants conceived with assisted reproductivetechnology, since the majority of the defects in this groupwere either visible (e.g., cleft lip and palate) or would havebeen clinically obvious at, or soon after, birth (e.g., tracheoesophagealfistula). Finally, although the likelihood of terminating apregnancy because of fetal anomalies may vary with the modeof conception, the inclusion of pregnancies that were terminatedbecause of birth defects had little effect on our findings.
Recent data have suggested that there is an increased risk ofbirth defects in infants conceived with in vitro fertilization18or intracytoplasmic sperm injection,19 but these results mighthave been attributed to conditions associated with multipleand preterm birth.19 Our results cannot be explained by thesefactors, since they remained similar when we restricted ouranalyses to term singletons.
Supported by a research grant (6-FY98-497) from the March ofDimes Birth Defects Foundation, New York, and a program grant(003209) from the National Health and Medical Research Councilof Australia. Dr. Bower is supported by a research fellowship(172303) from the National Health and Medical Research Councilof Australia.
We are indebted to all the contributors to the Birth DefectsRegistry, the Midwives' Notification System, and the ReproductiveTechnology Register; to Ms. Carol Garfield for providing datalinkage between registers; to Mrs. Gail Reading, Mr. Peter Cosgrove,Dr. Desiree Silva, Prof. Paul Burton, Ms. Edwina Rudy, Ms. AandraRyan, Mrs. Vivien Gee, and Ms. Margo O'Neill for their contributionsto this study; and to the Confidentiality of Health InformationCommittee of Western Australia and the Western Australian ReproductiveTechnology Council for granting permission, on behalf of theCommissioner for Health, for us to use the data from the registries.
Source Information
From the Telethon Institute for Child Health Research and the Center for Child Health Research, University of Western Australia (M.H., J.J.K., C.B.); the Health Department of Western Australia (M.H., S.W.); and the Western Australian Birth Defects Registry (C.B.) all in Perth, Australia; and the Department of Epidemiology and Public Health, University of Leicester, Leicester, United Kingdom (J.J.K.).
Address reprint requests to Dr. Kurinczuk at the Department of Epidemiology and Public Health, University of Leicester, 22-28 Princess Rd. W., Leicester LE1 6TP, United Kingdom, or at jjk6{at}le.ac.uk.
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Major Birth Defects after Assisted Reproduction
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