Risk-Reducing Salpingo-oophorectomy in Women with a BRCA1 or BRCA2 Mutation
Noah D. Kauff, M.D., Jaya M. Satagopan, Ph.D., Mark E. Robson, M.D., Lauren Scheuer, M.S., Martee Hensley, M.D., Clifford A. Hudis, M.D., Nathan A. Ellis, Ph.D., Jeff Boyd, Ph.D., Patrick I. Borgen, M.D., Richard R. Barakat, M.D., Larry Norton, M.D., Mercedes Castiel, M.D., Khedoudja Nafa, Ph.D., and Kenneth Offit, M.D., M.P.H.
Background Risk-reducing salpingo-oophorectomy is often consideredby carriers of BRCA mutations who have completed childbearing.However, there are limited data supporting the efficacy of thisapproach. We prospectively compared the effect of risk-reducingsalpingo-oophorectomy with that of surveillance for ovariancancer on the incidence of subsequent breast cancer and BRCA-relatedgynecologic cancers in women with BRCA mutations.
Methods All women with BRCA1 or BRCA2 mutations identified duringa six-year period were offered enrollment in a prospective follow-upstudy. A total of 170 women 35 years of age or older who hadnot undergone bilateral oophorectomy chose to undergo eithersurveillance for ovarian cancer or risk-reducing salpingo-oophorectomy.Follow-up involved an annual questionnaire, telephone contact,and reviews of medical records. The time to cancer in the twogroups was compared by KaplanMeier analysis and a Coxproportional-hazards model.
Results During a mean follow-up of 24.2 months, breast cancerwas diagnosed in 3 of the 98 women who chose risk-reducing salpingo-oophorectomyand peritoneal cancer was diagnosed in 1 woman in this group.Among the 72 women who chose surveillance, breast cancer wasdiagnosed in 8, ovarian cancer in 4, and peritoneal cancer in1. The time to breast cancer or BRCA-related gynecologic cancerwas longer in the salpingo-oophorectomy group, with a hazardratio for subsequent breast cancer or BRCA-related gynecologiccancer of 0.25 (95 percent confidence interval, 0.08 to 0.74).
Salpingo-oophorectomy for the prevention of ovarian and fallopian-tubecancers in carriers of BRCA1 and BRCA2 mutations is widely recommended,4,7but support for this approach comes from retrospective studiesin which participants either were not genotyped8 or were insome cases included in the analysis after self-selection forgenetic testing years after the preventive surgery.9 Reportsof primary peritoneal cancer after oophorectomy in women atrisk for hereditary ovarian cancer have called into questionthe efficacy of this procedure for the prevention of BRCA-relatedgynecologic (ovarian, fallopian-tube, and primary peritoneal)cancers.10,11,12,13 Retrospective series have also suggestedthat oophorectomy may protect against hereditary breast cancers.14We report a prospective evaluation of the role of salpingo-oophorectomyin reducing the risk of breast cancer and BRCA-related gynecologiccancers in carriers of BRCA1 and BRCA2 mutations.
Methods
Study Subjects
All women evaluated for possible pathogenic BRCA1 or BRCA2 mutationsin the context of genetic counseling at Memorial Sloan-KetteringCancer Center in New York between June 1, 1995, and May 30,2001, were offered enrollment in one of three follow-up studiesthat had been approved by the institutional review board. Thestudy protocols and the results of a different analysis havebeen described in a previous report.5 The current analysis containsadditional follow-up and clinical information on 154 patientsincluded in that report, as well as data on 23 carriers of BRCAmutations who were not included in that study. In the currentstudy, we analyzed the prevention of cancer (the reduction inincidence) with surgery as compared with surveillance, whereasthe previous study was limited to an analysis of the stage ofthe cancers that were detected.
Of 272 women found to carry a pathogenic BRCA1 or BRCA2 mutation,265 elected to participate in follow-up studies. Of these 265women, 63 who had undergone bilateral salpingo-oophorectomybefore genetic testing were excluded from the analysis. An additional25 women who were younger than 35 years of age at the time oftesting were also excluded because, in our study, carriers ofBRCA mutations were advised to initiate screening for ovariancancer or consider risk-reducing oophorectomy after 35 yearsof age.
Follow-up through November 30, 2001, involved an annual questionnaire,telephone contact, and review of medical records. Pathologyreports were obtained for all new cancers diagnosed during follow-up.Pathology reports were also obtained for 92 percent of risk-reducingsurgical procedures. Four patients who were lost to follow-upbefore the first follow-up contact were excluded from the analysis.Three patients were found to have unsuspected early-stage gynecologiccancer (two had ovarian cancer, and one had fallopian-tube cancer)at the time of risk-reducing salpingo-oophorectomy and wereexcluded from the statistical analysis of cancer end points.
Statistical Analysis
The salpingo-oophorectomy group included all women who had arisk-reducing salpingo-oophorectomy with or without concomitanthysterectomy after the receipt of genetic-test results. Thesurveillance group included all women who did not elect to undergorisk-reducing salpingo-oophorectomy. Women who had a therapeuticoophorectomy because of abnormalities found through surveillancefor ovarian cancer were included in the surveillance group,and their follow-up data were censored at the date of oophorectomy.For women in the surveillance group, the duration of follow-upwas calculated from the date of receipt of genetic-test resultsto the date of diagnosis of new breast or BRCA-related gynecologiccancer, the date of last contact, or the date of death. Forwomen in the salpingo-oophorectomy group, the duration of follow-upwas calculated from the date of salpingo-oophorectomy to thedate of diagnosis of new breast or BRCA-related gynecologiccancer, the date of last contact, or the date of death.
The demographic characteristics of the two groups were comparedwith the use of the independent-sample t-test for continuousvariables and Fisher's exact test for discrete variables. KaplanMeieranalysis and the log-rank test were used to compare the twogroups in terms of the time to a subsequent diagnosis of cancer.
To calculate the hazard ratio for the combined incidence ofbreast cancer and BRCA-related gynecologic cancer after risk-reducingsalpingo-oophorectomy, we used a Cox proportional-hazards modelfor multiple events.15,16 This model allowed us to adjust forboth differing frequency and differing timing of bilateral mastectomybetween the two groups by censoring follow-up data related tobreast cancer at the time of bilateral mastectomy. A Cox proportional-hazardsmodel was also used to determine the separate hazard ratiosfor breast cancer after risk-reducing salpingo-oophorectomyand for BRCA-related gynecologic cancer after such surgery.Analyses were performed with the use of SPSS software (version10.0, SPSS) and S-Plus software (version 6, Insightful). Allreported P values are two-sided.
Results
Of 170 women who met the criteria for entry, 98 elected to undergorisk-reducing salpingo-oophorectomy a median of 3.6 months afterreceiving the results of genetic testing, and 72 chose surveillancefor ovarian cancer. There was no significant difference betweenthe two groups in terms of mean age, percentage with BRCA1 orBRCA2 mutations, mean number of first- and second-degree relativeswith breast, ovarian, fallopian-tube, or primary peritonealcancer, and percentage with a history of breast cancer, systemicchemotherapy, or oral-contraceptive use. More women in the salpingo-oophorectomygroup than in the surveillance group (29 of 98 women [30 percent]vs. 10 of 72 women [14 percent]) had undergone bilateral mastectomybefore the start of follow-up (P=0.02). There was no significantdifference in the number of women who underwent bilateral mastectomyduring a mean of 24.2 months of follow-up. Complete demographicinformation for the two groups is summarized in Table 1.
Table 1. Demographic Characteristics of the Women.
Time to Cancer
Total follow-up was 191 woman-years in the salpingo-oophorectomygroup and 152 woman-years in the surveillance group. When follow-updata were censored at the time of diagnosis of ovarian canceror therapeutic oophorectomy, there were 139 woman-years of follow-upfor the 72 women who elected surveillance for ovarian cancer.Ovarian cancer was diagnosed in four women and primary peritonealcancer in one woman a mean of 17.0 months after the receiptof genetic-test results. All these cancers were diagnosed aftersuspicious or persistent abnormalities were noted either ontransvaginal ultrasonography or in the serum CA-125 concentration.An additional seven women in the surveillance group had suspiciousor persistent abnormalities that prompted surgical explorationa mean of 1.8 months after the receipt of genetic-test results.In all seven cases, the findings represented benign conditions.With a mean follow-up of 15.3 months after surgery, no new breastor gynecologic cancers had been diagnosed in these seven women.
During 191 woman-years of follow-up in the 98 women who choseto undergo salpingo-oophorectomy, primary peritoneal cancerwas diagnosed in 1 woman 16.3 months after salpingo-oophorectomy.No other woman in this group underwent surgical explorationafter salpingo-oophorectomy.
During 120 woman-years of follow-up in the 62 women with breasttissue in the surveillance group, breast cancer was diagnosedin 8 women a mean of 12.7 months after the receipt of genetic-testresults. During 127 woman-years of follow-up in the 69 womenwith breast tissue in the salpingo-oophorectomy group, breastcancer was diagnosed in 3 women a mean of 10.3 months afterrisk-reducing salpingo-oophorectomy.
When the two types of cancer were analyzed together, breastcancer or BRCA-related gynecologic cancer was found to havebeen diagnosed in a total of four women in the salpingo-oophorectomygroup during 186 woman-years of follow-up. In the surveillancegroup, 13 such cancers were diagnosed in 12 women during 135woman-years of follow-up (Figure 1). The estimated proportionfree from breast cancer or BRCA-related gynecologic cancer atfive years (according to the KaplanMeier analysis) wassignificantly greater in the salpingo-oophorectomy group (P=0.006)(Table 2). To take into account the different proportions ofwomen in the two groups who had undergone bilateral mastectomybefore study entry, a Cox proportional-hazards model for multipleevents was used. This analysis revealed that the hazard ratiofor the development of breast cancer or BRCA-related gynecologiccancer after risk-reducing salpingo-oophorectomy was 0.25 (95percent confidence interval, 0.08 to 0.74) (Table 3). Therewas no significant effect of the type of mutation (BRCA1 vs.BRCA2) on the time to breast or gynecologic cancer (P=0.31).
Figure 1. KaplanMeier Estimates of the Time to Breast Cancer or BRCA-Related Gynecologic Cancer among Women Electing Risk-Reducing Salpingo-oophorectomy and Women Electing Surveillance for Ovarian Cancer.
P=0.006 by the log-rank test for the comparison between the actuarial mean times to cancer. A Cox proportional-hazards model for multiple end points, which took into account the different proportions of women in the two groups who had breast tissue at risk, yielded a hazard ratio for subsequent breast cancer or BRCA-related gynecologic cancer after risk-reducing salpingo-oophorectomy of 0.25 (95 percent confidence interval, 0.08 to 0.74).
Table 3. Hazard of Breast Cancer or BRCA-Related Gynecologic Cancer after Risk-Reducing Salpingo-oophorectomy.
When the analysis was limited to new ovarian, fallopian-tube,and primary peritoneal cancers, the time to a diagnosis of cancerwas longer in the salpingo-oophorectomy group than in the surveillancegroup (P=0.04) (Table 2). The hazard ratios for the developmentof BRCA-related gynecologic cancer or breast cancer after salpingo-oophorectomyare shown in Table 3.
Among the women in the surveillance group for whom detaileddata were available, 51 of 63 (81 percent) indicated that theywere undergoing ultrasonographic surveillance, CA-125basedsurveillance, or both. Among patients undergoing such surveillancefor ovarian cancer, a mean of 1.73 transvaginal ultrasonographicexaminations (range, 1 to 4) and 1.68 determinations of theserum CA-125 concentration (range, 1 to 4) per year were reported.A total of 51 of 58 women with breast tissue in this group (88percent) also underwent regular mammographic examination. Inthe salpingo-oophorectomy group, 63 of 65 women with breasttissue for whom data were available (97 percent) underwent regularmammographic examination. The risk of breast cancer or BRCA-relatedgynecologic cancer was significantly lower among the 98 womenin the salpingo-oophorectomy group than among the 51 women whoindicated that they were undergoing ultrasonographic surveillance,CA-125based surveillance, or both (hazard ratio, 0.19;95 percent confidence interval, 0.06 to 0.56).
Complications of Risk-Reducing Salpingo-oophorectomy
In this study, we prospectively evaluated 170 women with germ-lineBRCA mutations who elected either risk-reducing salpingo-oophorectomyor surveillance for ovarian cancer. Survival free of breastcancer and BRCA-related gynecologic cancer was longer in thecohort that chose salpingo-oophorectomy: the projected proportionof women who will be free of breast cancer or BRCA-related gynecologiccancer five years from the time of salpingo-oophorectomy orthe beginning of surveillance is 94 percent in the salpingo-oophorectomygroup and 69 percent in the surveillance group. Three patientswho were not included in the actuarial analysis were found toharbor an occult stage I gynecologic neoplasm at the time ofwhat had been considered to be risk-reducing surgery. Takentogether, these results provide strong support for includingdiscussion of risk-reducing salpingo-oophorectomy as part ofa preventive-oncology strategy for women with a BRCA1 or BRCA2mutation. Our findings recall those of Meijers-Heijboer et al.,6who showed in a similar prospective study that risk-reducingmastectomy decreased the risk of breast cancer in carriers ofBRCA mutations.
The protective effect of salpingo-oophorectomy in this serieswas slightly lower than that found in a recent retrospectiveanalysis.9 The greater effect in that study may have reflectedunderascertainment of peritoneal cancers in carriers of BRCAmutations who had previously undergone oophorectomy. The trendtoward a decreased risk of breast cancer after oophorectomyin our series is consistent with a previous retrospective casecontrolseries14 and with the finding that hormone deprivation has abeneficial effect on the risk of breast cancer.17,18,19,20 Themoderate reduction we found in the incidence of breast cancermust, however, be compared with the results recently documentedby Meijers-Heijboer et al., in whose study no case of breastcancer occurred after prophylactic mastectomy in 76 women withBRCA mutations followed for the same length of time as in ourseries.6
The incidence of breast cancer and BRCA-related gynecologiccancer in our study of 53 cases per 1000 woman-years is somewhathigher than the 21 to 42 cases per 1000 woman-years that wouldbe predicted on the basis of linkage studies.21,22,23 This higherincidence may reflect the presence of preexisting cancers thatwere detected during the first year of follow-up. When the eightpatients in whom cancer was diagnosed during the first yearof follow-up are excluded from the analysis, the incidence ofcancer in our cohort is 25 per 1000 woman-years, which fallswithin the range derived from linkage studies.
Approximately 12 percent of the risk-reducing salpingo-oophorectomyprocedures in our series included removal of the uterus. Althoughthere is no proven increase in the risk of uterine cancer incarriers of BRCA mutations,29 several authors have recommendedconcomitant hysterectomy because of the risk of cancer arisingfrom the small amount of intramural fallopian-tube tissue thatis left by salpingo-oophorectomy.30,31 In a previous series,five cases of peritoneal carcinomatosis occurred after hysterectomywith bilateral oophorectomy in women with a hereditary predispositionto cancer.11 Whether hysterectomy further reduces the risk ofcancer is unknown, and prospective studies will be requiredin order to resolve this question.
Although the median time between genetic testing and risk-reducingsalpingo-oophorectomy was only 3.6 months, a possible bias mayhave been introduced by beginning follow-up in the salpingo-oophorectomygroup at the time of surgery. According to an analysis in whichfollow-up for all patients began at the time of notificationof genetic-test results, however, salpingo-oophorectomy remainedhighly protective against breast cancer and BRCA-related gynecologiccancer (hazard ratio, 0.21; 95 percent confidence interval,0.07 to 0.62). If the three cases of unsuspected gynecologiccancer detected at the time of risk-reducing surgery were includedin this analysis, the hazard ratio for development of breastor BRCA-related gynecologic cancer would be 0.37 (95 percentconfidence interval, 0.12 to 0.90). Another limitation of ourstudy was the selection of time to cancer rather than overallsurvival as an end point. Salpingo-oophorectomy may have adverseeffects on the lipid profile32 and may increase the risks ofcardiovascular disease33 and osteoporosis.34 There may alsobe psychosocial and sexual effects. A recent study demonstratedthat women who underwent this type of surgery had more physicaland emotional symptoms than those who underwent screening.35
Whether our results will translate into improved survival willdepend, in large part, on the effectiveness of screening forovarian cancer. We have found early-stage gynecologic cancerswith ovarian ultrasonography and CA-125based screening,5but these screening methods can fail to detect ovarian cancersat a curable stage.36,37,38,39 Hormonal chemoprevention of breastcancer and ovarian cancer offers an additional potential strategyfor some carriers of BRCA mutations.40,41 In the absence ofnovel imaging techniques or new serum markers that can predictablyidentify early-stage ovarian and fallopian-tube neoplasms, risk-reducingsalpingo-oophorectomy remains an important option for womenat risk for hereditary breast or gynecologic cancer.
Supported by grants (PRTA-38 [to Dr. Robson] and RP95-10503[to Dr. Offit]) from the American Cancer Society, a grant (DAMD17-96-1-6293 [to Dr. Offit]) from the Department of DefenseBreast Cancer Research Program, the Society of Memorial Sloan-KetteringCancer Center, the Koodish Fellowship Fund, the Lymphoma Foundation,the Danziger Foundation, the Frankel Foundation, and the BreastCancer Research Foundation.
We are indebted to Robin Baum, M.S., Flavia Facio, M.S., EmilyGlogowski, M.S., Judy Hull, M.S., Heather Pierce, Ph.D., andBeth Siegel, M.S., for their contributions, care, and follow-up;to the physicians and nurses at Memorial Hospital for theircare of the patients; to Bridget Kelly, M.P.H., Amy Finch, AliceSchluger, M.S., Helen Huang, Archana Minnal, Beth Rapaport,and Peter Herndon for technical advice and assistance; and toSusan G. Hilsenbeck, Ph.D., for her critical reading of themanuscript.
Source Information
From the Clinical Genetics Service (N.D.K., M.E.R., L.S., N.A.E., J.B., K.O.), the Breast Cancer Medicine Service (M.E.R., C.A.H., L.N.), and the Developmental Chemotherapy Service (M.H.), Department of Medicine; the Department of Epidemiology and Biostatistics (J.M.S.); and the Gynecology Service (J.B., R.R.B.) and the Breast Service (P.I.B.), Department of Surgery all at Memorial Sloan-Kettering Cancer Center, New York. Other authors were Mercedes Castiel, M.D. (Gynecology Service, Department of Surgery), and Khedoudja Nafa, Ph.D. (Clinical Genetics Service, Department of Medicine), Memorial Sloan-Kettering Cancer Center, New York.
Address reprint requests to Dr. Offit at the Clinical Genetics Service, Memorial Sloan-Kettering Cancer Center, 1275 York Ave., New York, NY 10021, or at offitk{at}mskcc.org.
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Oophorectomy in Carriers of BRCA Mutations
Zhuang S. H., Leonard G. D., Swain S. M., Peshkin B. N., DeMarco T. A., Schwartz M. D., Anderson W. F., Brawley O. W., Chang S., Whitfield G. A., Kauff N. D., Robson M. E., Offit K., Rebbeck T. R., Weber B. L.
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347:1037-1040, Sep 26, 2002.
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