Prophylactic Oophorectomy in Carriers of BRCA1 or BRCA2 Mutations
Timothy R. Rebbeck, Ph.D., Henry T. Lynch, M.D., Susan L. Neuhausen, Ph.D., Steven A. Narod, M.D., Laura van't Veer, Ph.D., Judy E. Garber, M.D., M.P.H., Gareth Evans, M.D., Claudine Isaacs, M.D., Mary B. Daly, M.D., Ph.D., Ellen Matloff, M.S., Olufunmilayo I. Olopade, M.D., Barbara L. Weber, M.D., for the Prevention and Observation of Surgical End Points Study Group
Background Data concerning the efficacy of bilateral prophylacticoophorectomy for reducing the risk of gynecologic cancer inwomen with BRCA1 or BRCA2 mutations are limited. We investigatedwhether this procedure reduces the risk of cancers of the coelomicepithelium and breast in women who carry such mutations.
Methods A total of 551 women with disease-associated germ-lineBRCA1 or BRCA2 mutations were identified from registries andstudied for the occurrence of ovarian and breast cancer. Wedetermined the incidence of ovarian cancer in 259 women whohad undergone bilateral prophylactic oophorectomy and in 292matched controls who had not undergone the procedure. In a subgroupof 241 women with no history of breast cancer or prophylacticmastectomy, the incidence of breast cancer was determined in99 women who had undergone bilateral prophylactic oophorectomyand in 142 matched controls. The length of postoperative follow-upfor both groups was at least eight years.
Results Six women who underwent prophylactic oophorectomy (2.3percent) received a diagnosis of stage I ovarian cancer at thetime of the procedure; two women (0.8 percent) received a diagnosisof papillary serous peritoneal carcinoma 3.8 and 8.6 years afterbilateral prophylactic oophorectomy. Among the controls, 58women (19.9 percent) received a diagnosis of ovarian cancer,after a mean follow-up of 8.8 years. With the exclusion of thesix women whose cancer was diagnosed at surgery, prophylacticoophorectomy significantly reduced the risk of coelomic epithelialcancer (hazard ratio, 0.04; 95 percent confidence interval,0.01 to 0.16). Of 99 women who underwent bilateral prophylacticoophorectomy and who were studied to determine the risk of breastcancer, breast cancer developed in 21 (21.2 percent), as comparedwith 60 (42.3 percent) in the control group (hazard ratio, 0.47;95 percent confidence interval, 0.29 to 0.77).
Conclusions Bilateral prophylactic oophorectomy reduces therisk of coelomic epithelial cancer and breast cancer in womenwith BRCA1 or BRCA2 mutations.
Women with germ-line BRCA1 or BRCA2 mutations have an increasedrisk of breast and ovarian cancer as compared with the generalpopulation.1,2,3 These women often undergo bilateral prophylacticoophorectomy to reduce the risk of ovarian cancer. Nevertheless,the data on the resulting reduction in the risk of cancer arelimited.4 Moreover, papillary serous peritoneal cancers, whicharise from the same cell lineage as ovarian cancer and are clinicallyindistinguishable from stage III ovarian cancer,5,6,7 have beenreported in women at high risk who have undergone the procedure.8,9Prophylactic oophorectomy reduces the risk of breast cancerby about 50 percent in both carriers of BRCA1 mutations andgenetically uncharacterized women.10,11,12,13,14 We determinedthe incidence of papillary serous peritoneal cancer after prophylacticoophorectomy in women with BRCA1 or BRCA2 mutations, as comparedwith the incidence of any cancer of the coelomic epitheliumin women who did not undergo prophylactic oophorectomy. We alsoinvestigated whether prophylactic oophorectomy reduces the riskof breast cancer in women with BRCA1 or BRCA2 mutations, aswe had previously observed in a subgroup of the current studypopulation.10
Methods
Study Participants
Women with germ-line, disease-associated BRCA1 or BRCA2 mutationswho reported having undergone prophylactic oophorectomy wereidentified from 11 North American and European registries (thoseof Creighton University, DanaFarber Cancer Institute,Fox Chase Cancer Center, Georgetown University, the Universityof Chicago, the University of Pennsylvania, the University ofUtah, Netherlands Cancer Institute, St. Mary's Hospital, Women'sCollege Hospital, and Yale University). The BRCA1 or BRCA2 mutationstatus of all subjects was confirmed by direct mutation testing,with informed consent, under protocols approved by the human-subjectsreview boards at each institution. Women with BRCA1 or BRCA2variants of unknown functional importance were excluded. Twosamples of women who had undergone prophylactic oophorectomyand matched controls were used to evaluate the effect of prophylacticoophorectomy on the risk of ovarian and breast cancer. Potentiallyeligible controls were selected to be in the study sample atrandom and without replacement. One or more controls were selectedfor inclusion in the study sample if they could be matched toa subject who had undergone prophylactic oophorectomy accordingto type of mutation (BRCA1 or BRCA2), treatment center, andyear of birth (within five years).
Study of Ovarian-Cancer Risk
Women were excluded from the study if they had undergone unilateraloophorectomy or had a history of ovarian cancer (including borderlinetumors or tumors of low malignant potential) before undergoingprophylactic oophorectomy. Women were included in the groupof subjects studied to determine the risk of ovarian canceronly if their surgery was not performed to treat ovarian cancer.A control was eligible if she had a disease-associated BRCA1or BRCA2 mutation, was alive with both ovaries intact at thetime the woman with whom she was matched underwent prophylacticoophorectomy, and had no history of ovarian cancer at the timeof the matched subject's prophylactic oophorectomy.
Using these criteria, we identified 259 eligible subjects whohad undergone prophylactic oophorectomy and 292 eligible controls.Three hundred twenty-five subjects (59 percent) were relatedto at least one other person in the sample. The relatednessof 49 subjects (9 percent) was unknown for various reasons,and they were assumed to be unrelated to any other subject.
Study of Breast-Cancer Risk
The criteria for choosing subjects and matched controls forthe group studied to determine breast-cancer risk were identicalto those for the group studied to determine ovarian-cancer risk,except that subjects who had undergone prophylactic oophorectomywere excluded if they had previously undergone mastectomy orhad a history of breast cancer (including carcinoma in situ)at the time of the prophylactic oophorectomy. Controls wereexcluded if they had undergone prophylactic oophorectomy orhad a history of breast cancer at the time of the matched subject'sprophylactic oophorectomy. Using these criteria, we identified99 subjects who had undergone prophylactic mastectomy and 142controls.
Data Collection
Enrollment and follow-up at each center were undertaken withoutregard to surgical status. Information on vital status and theoccurrence of cancer was obtained from medical records, telephoneinterviews, self-administered questionnaires, or a combinationof these. For women who had died since their entry into thestudy, we reviewed medical records and family-history reportsto establish the presence or absence of cancer and to verifythat they had died. Self-reported reproductive histories andhistories of various types of exposure, including hormone use,smoking, and alcohol consumption, were obtained by questionnaire.Occurrences of cancer after surgery were verified by a reviewof medical records, operative notes, pathology reports, or acombination of these.
Statistical Analysis
Cox proportional-hazards models were used to estimate differencesin the incidence of cancer according to whether the woman hadundergone prophylactic oophorectomy, with use of Stata software(release 6). A robust variancecovariance estimation method15was used to correct for nonindependence of observations amongrelated subjects. Subjects who had undergone prophylactic oophorectomyand controls were followed from the date of the subject's prophylacticoophorectomy until the occurrence of the first cancer or untilcensoring. A diagnosis of cancer derived from the coelomic epithelium(in the ovary or peritoneum) was the primary end point in thegroup studied to determine the risk of ovarian cancer. Observationswere censored as of the date when a subject died or was lostto follow-up, or the date of last contact if neither of theseevents occurred. In the group studied to determine the riskof breast cancer, the primary end point was the first diagnosisof an invasive breast cancer or a ductal carcinoma in situ.Observations were censored as of the date on which the subjectreceived a diagnosis of ovarian cancer or primary peritonealcarcinoma, underwent prophylactic mastectomy, died, or was lostto follow-up, or the date of last contact if none of these eventsoccurred.
Results
Ovarian Cancer
Subjects who underwent prophylactic oophorectomy and controlswere matched with respect to BRCA1 and BRCA2 status, year ofbirth, age at the time the subject underwent prophylactic oophorectomy,and the center where the surgery was performed. Subjects whounderwent prophylactic oophorectomy were significantly morelikely than controls to have received hormone-replacement therapy(47.9 percent vs. 19.9 percent, P<0.001), which is prescribedfor symptoms of menopause after oophorectomy (Table 1).
Table 1. Characteristics of the Group Studied to Determine the Risk of Ovarian Cancer.
Of 259 subjects who underwent prophylactic oophorectomy, 8 (3.1percent) received a diagnosis of ovarian cancer or papillaryserous peritoneal cancer at or after oophorectomy, as comparedwith 58 of 292 controls (19.9 percent) (Table 1). Of the eightcancers in the subjects who underwent prophylactic oophorectomy,six were stage I ovarian cancers that were diagnosed at thetime of surgery. Two cases of papillary serous peritoneal cancerwere diagnosed 3.8 and 8.6 years after surgery. Neither breastnor ovarian cancer developed in 185 of the 259 subjects whounderwent prophylactic oophorectomy (71.4 percent) during follow-up,as compared with 153 of 292 controls (52.4 percent, P<0.001).The average length of follow-up after the subject underwentprophylactic oophorectomy was 8.2 years for those undergoingsurgery and 8.8 years for the controls (P=0.54). One hundredthirty-six subjects who underwent prophylactic oophorectomy(52.5 percent) and 124 controls (42.5 percent) were followedfor at least five years after the surgery in the subject inthe oophorectomy group. The hazard ratio for cancer of the coelomicepithelium after prophylactic oophorectomy was 0.04 (95 percentconfidence interval, 0.01 to 0.16) (Table 2).
Table 2. Effect of Prophylactic Oophorectomy on the Risk of Ovarian and Breast Cancer, According to Selected Variables.
To test whether the point estimate of risk reduction was biasedby the use of the date of ascertainment rather than the dateof genetic testing, we performed analyses in which the follow-uptime was determined from the date of genetic testing to thedate of diagnosis of ovarian cancer or censoring in the 450subjects for whom the date of genetic testing was known. Prophylacticoophorectomy occurred five or more years before testing in 203women (45 percent), one to five years before testing in 116women (26 percent), within one year before or after testingin 91 women (20 percent), and one or more years after testingin 40 women (9 percent). This analysis produced a hazard ratioof 0.02 (95 percent confidence interval, 0.01 to 0.14), whichwas nearly identical to that found when the follow-up time wascalculated from the date of surgery.
The pathology records of the two women in whom papillary serousperitoneal cancer developed showed no evidence of ovarian cancerat the time of prophylactic oophorectomy. The time from oophorectomyto the diagnosis of papillary serous peritoneal cancer was 3.8years in the case of one woman and 8.6 years in the other. Nocases of papillary serous peritoneal cancer were diagnosed incontrols with intact ovaries.
All six women in whom ovarian cancer was diagnosed at the timeof prophylactic oophorectomy had stage I cancers. Among 37 controlwomen who had ovarian cancer for which the stage was known,11 percent had stage I cancer, 16 percent had stage II, 65 percenthad stage III, and 9 percent had stage IV.
Breast Cancer
In the subgroup of 241 subjects in which the incidence of breastcancer was studied, those who underwent prophylactic oophorectomywere followed for an average of 10.7 years after surgery, andthe controls were followed for an average of 11.9 years afterthe time of the matched subject's prophylactic oophorectomy(Table 3). The length of follow-up was at least five years for51 of 99 subjects who underwent oophorectomy (51.5 percent)and for 70 of 142 controls (49.3 percent). There were no statisticallysignificant differences between subjects and controls in meanfollow-up time, parity, age at delivery of a first live-bornchild, and age at menarche. There were statistically significantdifferences between surgical subjects and controls in the rateof oral-contraceptive use (78.8 percent vs. 65.5 percent, P=0.02),the rate of use of hormone-replacement therapy (75.8 percentvs. 21.8 percent, P<0.001), and the number of subjects withcensored observations (78.8 percent vs. 45.1 percent, P<0.001).
Table 3. Characteristics of the Group Studied to Determine the Risk of Breast Cancer.
Twenty-one of 99 subjects who underwent prophylactic oophorectomy(21.2 percent) and 60 of 142 controls (42.3 percent) receiveda diagnosis of breast cancer after the time of the surgicalsubject's prophylactic oophorectomy (hazard ratio, 0.47; 95percent confidence interval, 0.29 to 0.77) (Table 2). The subjectswho underwent prophylactic oophorectomy were significantly olderthan the controls at the time of diagnosis (52.5 vs. 46.7 years,P=0.03). The mean time to the diagnosis of breast cancer afterprophylactic oophorectomy was 11.4 years for subjects who underwentprophylactic oophorectomy and 8.0 years for controls (P=0.09).Only the first primary breast cancer was considered in our risk-reductionanalyses, but a second primary breast cancer developed in fivesubjects. These results confirm our previous report10 that therisk of breast cancer is substantially reduced after prophylacticoophorectomy.
Discussion
In this group of subjects, bilateral prophylactic oophorectomyreduced the risk of cancer of the coelomic epithelium associatedwith BRCA1 or BRCA2 mutations by 96 percent and the risk ofbreast cancer by 53 percent. When the upper bound of the 95percent confidence interval of the hazard ratio was taken asa conservative estimate, prophylactic oophorectomy reduced therisk of cancer of the coelomic epithelium associated with BRCA1or BRCA2 mutations by approximately 85 percent and the riskof breast cancer by approximately 25 percent.
Struewing et al.9 reported the results of prophylactic oophorectomyin an analysis of 12 large families with a strong history ofbreast and ovarian cancer, but without information on BRCA1or BRCA2 mutation status. Two cases of intraabdominal carcinomatosiswere noted after prophylactic oophorectomy in 28 women who werefirst-degree relatives of patients with ovarian cancer, as comparedwith eight cases of ovarian cancer in 346 women who were first-degreerelatives of patients with ovarian cancer and who had not undergoneoophorectomy. These results were suggestive of a protectiveeffect of oophorectomy, but the sample was not large enoughto demonstrate a statistically significant effect of prophylacticoophorectomy on the risk of ovarian cancer.
In our study, six women were found to have ovarian cancer atthe time of prophylactic oophorectomy, all of whom had stageI disease. Since only 11 percent of ovarian cancers in the controlwomen were stage I, prophylactic oophorectomy may aid in theidentification of early-stage, curable ovarian cancer in womenwith BRCA1 or BRCA2 mutations.
Our study provides some information about the timing of prophylacticoophorectomy relative to the childbearing years. The mean ageat the diagnosis of ovarian cancer in our entire data set (includingwomen who were not part of the present study) was 50.8 years(range, 30 to 73 years); this finding supports the practiceof performing prophylactic oophorectomy in carriers of BRCA1or BRCA2 mutations as soon as feasible after childbearing iscompleted. Very early prophylactic oophorectomy is probablynot required to prevent ovarian cancer in most women with BRCA1or BRCA2 mutations.
The primary negative consequence of prophylactic oophorectomyin premenopausal women is premature menopause, which may beassociated with increased risks of osteoporosis and cardiovasculardisease.16,17 Hot flashes, vaginal dryness, sexual dysfunction,sleep disturbances, and cognitive changes associated with menopausemay affect the quality of life. However, the risk is balancedby the morbidity and mortality associated with breast and ovariancancer in carriers of BRCA1 or BRCA2 mutations, and these symptomsmay be managed by hormonal or nonhormonal medications.
Surveillance has not been shown to reduce the proportion ofovarian cancers diagnosed in late stages or to affect mortality,which is estimated at 80 percent at five years for stage IIIdisease. Oral-contraceptive use was associated with decreasedovarian-cancer risk in one study,18 but not in another.19 Becauseof these conflicting reports, recommending the use of oral contraceptivesto reduce the risk of ovarian cancer is problematic. Tubal ligationmay also reduce ovarian-cancer risk in carriers of BRCA1 (butnot the BRCA2) mutations,20 but its reported efficacy is notnearly as great as that of prophylactic oophorectomy.
There are a number of limitations to this study. The widespreaduse of prophylactic oophorectomy in carriers of BRCA1 or BRCA2mutations would have made a randomized trial the idealtype of study difficult to perform. A prospective cohortdesign would also be preferred, but it would limit the availabilityof results for years. Our matched study design corrects formany of the limitations of a retrospective cohort design. Inaddition, the present data support the common recommendationthat women with BRCA1 or BRCA2 mutations should undergo prophylacticoophorectomy once they have completed childbearing.
On the basis of the results of our study, we advocate prophylacticoophorectomy to reduce the risk of ovarian and breast cancerin women with BRCA1 or BRCA2 mutations. In deciding whetherto undergo the procedure, a woman should take into account howlong she wishes to maintain fertility, and she should receivecounseling about the risks and benefits of prophylactic oophorectomy.The decision should also be made with the knowledge that currentsurveillance regimens have not been shown to affect the incidenceof late-stage ovarian cancer. Although opinion is divided onthe use of hormone-replacement therapy after prophylactic oophorectomy,the decision to use estrogens should be based on a considerationof symptoms that affect future health and the quality of life.Some centers routinely recommend hormone-replacement therapyafter prophylactic oophorectomy until the age of 50 years, andmany women consider prophylactic oophorectomy unacceptable withoutthis option.
Supported by grants from the Public Health Service (R01-CA83855,to Dr. Rebbeck; CA57601, to Dr. Weber; and CA74415, to Dr. Neuhausen),the University of Pennsylvania Cancer Center (to Drs. Rebbeckand Weber), the Breast Cancer Research Foundation (to Dr. Weber),the DanaFarber Women's Cancers Program (to Dr. Garber),the Department of Defense (DAMD-17-96-I-6088, to Dr. Daly; andDAMD-17-94-J-4340 and DAMD-17-97-I-7112, to Dr. Lynch), theUtah Cancer registry (funded by Public Health Service grantNO1-CN-6700) and the Utah State Department of Health, and theNebraska State Cancer and Smoking-Related Diseases ResearchProgram (LB595, to Dr. Lynch).
* The members of the Prevention and Observation of Surgical EndPoints (PROSE) Study Group are listed in the Appendix.
Source Information
From the Center for Clinical Epidemiology and Biostatistics (T.R.R.), Cancer Center (T.R.R., B.L.W.), and Abramson Family Cancer Institute (B.L.W.), University of Pennsylvania School of Medicine, Philadelphia; Creighton University, Omaha, Nebr. (H.T.L.); the Division of Genetic Epidemiology, University of Utah, Salt Lake City (S.L.N.); Women's College Hospital, Toronto (S.A.N.); the Netherlands Cancer Institute, Amsterdam (L.V.); DanaFarber Cancer Institute, Boston (J.E.G.); St. Mary's Hospital, Manchester, United Kingdom (G.E.); Lombardi Cancer Center, Georgetown University, Washington, D.C. (C.I.); Fox Chase Cancer Center, Philadelphia (M.B.D.); Yale University, New Haven, Conn. (E.M.); and University of Chicago, Chicago (O.I.O.).
Address reprint requests to Dr. Rebbeck at the University of Pennsylvania School of Medicine, 904 Blockley Hall, 423 Guardian Dr., Philadelphia, PA 19104-6021, or at trebbeck{at}cceb.med.upenn.edu.
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Appendix
The following investigators were members of the PROSE StudyGroup: University of Pennsylvania J. Coyne, C. Punzalan,T. Rebbeck, and B. Weber; Creighton University C. Snyder,H.T. Lynch, and P. Watson; DanaFarber Cancer Institute J.E. Garber and H. Gray; Fox Chase Cancer Center J. Costalas and M.B. Daly; Georgetown University A.Dialino-Felix, C. Isaacs, and A. Pinto; Netherlands Cancer Institute M. van Beurden, H. Klaren, and L. van't Veer; RoyalMarsden Hospital R. Eeles and K. Bishop; St. Mary'sHospital G. Evans and A. Shenton; University of Chicago S. Cummings, O. Olopade, and M. Roark; University ofUtah L. Cannon-Albright, S.L. Neuhausen, and L. Steele;Women's College Hospital S.A. Narod and K. Metcalfe;and Yale University E. Matloff.
Oophorectomy in Carriers of BRCA Mutations
Zhuang S. H., Leonard G. D., Swain S. M., Peshkin B. N., DeMarco T. A., Schwartz M. D., Anderson W. F., Brawley O. W., Chang S., Whitfield G. A., Kauff N. D., Robson M. E., Offit K., Rebbeck T. R., Weber B. L.
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(2007). Gynecologic Cancer Prevention in Lynch Syndrome/Hereditary Nonpolyposis Colorectal Cancer Families. Obstet Gynecol
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Karlan, B. Y., Berchuck, A., Mutch, D.
(2007). The Role of Genetic Testing for Cancer Susceptibility in Gynecologic Practice. Obstet Gynecol
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Weitzel, J. N., Lagos, V. I., Cullinane, C. A., Gambol, P. J., Culver, J. O., Blazer, K. R., Palomares, M. R., Lowstuter, K. J., MacDonald, D. J.
(2007). Limited Family Structure and BRCA Gene Mutation Status in Single Cases of Breast Cancer. JAMA
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Jakubowska, A., Gronwald, J., Menkiszak, J., Gorski, B., Huzarski, T., Byrski, T., Edler, L., Lubinski, J., Scott, R. J, Hamann, U.
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