Cardiac Resynchronization in Chronic Heart Failure
William T. Abraham, M.D., Westby G. Fisher, M.D., Andrew L. Smith, M.D., David B. Delurgio, M.D., Angel R. Leon, M.D., Evan Loh, M.D., Dusan Z. Kocovic, M.D., Milton Packer, M.D., Alfredo L. Clavell, M.D., David L. Hayes, M.D., Myrvin Ellestad, M.D., Robin J. Trupp, M.S.N., Jackie Underwood, B.S.N., Faith Pickering, B.S.N., Cindy Truex, B.S.N., Peggy McAtee, M.S.N., John Messenger, M.D., for the MIRACLE Study Group
Background Previous studies have suggested that cardiac resynchronizationachieved through atrial-synchronized biventricular pacing producesclinical benefits in patients with heart failure who have anintraventricular conduction delay. We conducted a double-blindtrial to evaluate this therapeutic approach.
In approximately 30 percent of patients with chronic heart failure,the disease process not only depresses cardiac contractilitybut also affects the conduction pathways by causing a delayin the onset of right or left ventricular systole.1,2 Such dyssynchronyis apparent on the electrocardiogram as a QRS interval lastingmore than 120 msec. Some have proposed that this intraventricularconduction delay may further impair the ability of the failingheart to eject blood and may thus enhance the severity of regurgitantflow through the mitral valve.3,4,5,6 The finding of an intraventricularconduction delay has been associated with clinical instabilityand an increased risk of death in patients with heart failure.7,8,9,10
Devices that make use of atrial-synchronized biventricular pacingto coordinate right and left ventricular contraction have beendeveloped, and early studies have suggested that short- andlong-term cardiac resynchronization can improve cardiac functionand enhance functional capacity and the quality of life.11,12,13,14,15,16,17,18,19However, previous studies evaluated only small numbers of patientsand either were uncontrolled or were not carried out in a double-blindmanner.
We report the results of the Multicenter InSync Randomized ClinicalEvaluation (MIRACLE), a double-blind study of cardiac resynchronizationin patients with moderate-to-severe heart failure and a prolongedQRS interval.
Patients were excluded if they had a pacemaker or cardioverterdefibrillatoror had an indication for or a contraindication to cardiac pacing,if they had had a cardiac or cerebral ischemic event withinthe previous three months, or if they had had an atrial arrhythmiawithin the previous month. In addition, patients were not allowedto participate if they had a systolic blood pressure of morethan 170 or less than 80 mm Hg, a heart rate of more than 140beats per minute, a serum creatinine level of more than 3.0mg per deciliter (265 µmol per liter), or serum aminotransferaselevels more than three times the upper limit of normal. Otherreasons for exclusion have been described previously.20 Theinstitutional review board of each center approved the studyprotocol, and all patients gave written informed consent.
Study Design
Patients meeting the criteria for entry underwent the followingevaluations at base line: New York Heart Association class,21six-minute walking test,22 maximal treadmill exercise test (withthe use of the modified Naughton protocol23), quality-of-lifeevaluation (with the use of the Minnesota Living with HeartFailure Questionnaire24), two-dimensional Doppler-flow echocardiography(to assess the left ventricular ejection fraction, the internaldiastolic dimensions, and the degree of mitral regurgitation),and QRS interval (from a 12-lead electrocardiogram).
After this initial evaluation, patients underwent implantationof a cardiac-resynchronization device (InSync model 8040, Medtronic)along with three pacing leads: a standard right atrial lead,a standard right ventricular lead, and a specialized left ventricularlead,25 which was placed into a distal cardiac vein by way ofthe coronary sinus through a guiding catheter. Patients whohad undergone successful implantation were randomly assignedto atrial-synchronized biventricular pacing (the resynchronizationgroup) or to a control group (no pacing) for six months, duringwhich time medications for heart failure were to be kept constant.Randomization occurred in permuted blocks to ensure a balancebetween groups within centers. Base-line variables were reevaluatedone, three, and six months after randomization. Crossover fromthe control mode to the cardiac-resynchronization mode beforethe six-month assessment was prohibited, except for patientsin whom a bradyarrhythmia that required cardiac pacing developed.Neither the patients nor the physicians treating them for heartfailure and performing the study evaluations were aware of thetreatment assignment. At each site, an electrophysiologist,who was otherwise uninvolved with clinical care, opened a sealedenvelope at the time of randomization, programmed the device,and performed all tests that could reveal the identity of theassigned pacing mode.
Statistical Analysis
The study had three primary end points (the New York Heart Associationclass, the quality-of-life score, and the distance walked insix minutes) and several secondary end points (peak oxygen consumption,time on a treadmill, left ventricular ejection fraction andend-diastolic dimension, severity of mitral regurgitation, durationof QRS interval, and a clinical composite response, which assignspatients to one of three response groups improved, worsened,or unchanged as previously defined20,26) as the majorefficacy variables for the study. In addition, the protocolspecified an analysis of death or worsening heart failure (assafety variables), as well as the number of days spent in thehospital (as part of the assessment of utilization of heathcare resources).
All end points were analyzed according to the intention-to-treatprinciple; patients who crossed over were analyzed accordingto their original treatment assignment. For continuous variables,comparisons of changes from base line to the six-month visitbetween the control group and the resynchronization group wereevaluated for significance with the use of the Wilcoxon rank-sumtest. For categorical end points, differences in the distributionof responses to treatment at six months in the two groups werecompared with the use of a chi-square test. Only patients forwhom data were available at base line and at six months wereincluded in these analyses, but the results were similar ifpatients with incomplete data were also included and had theirlast available double-blind value carried forward. Cumulativesurvival curves for the risk of a major clinical event wereconstructed according to the KaplanMeier method,27 anddifferences between the curves were tested for significanceby the log-rank statistic.28 Cox proportional-hazards regressionmodels29 were used to estimate hazard ratios.
For the primary efficacy variables, the study would achieveits prespecified objective if the difference between the groupsin all three end points had a P value less than or equal to0.05, if two had a P value less than or equal to 0.025, or ifone had a P value less than or equal to 0.0167. The sample size(224 patients per treatment group) was estimated on the basisof the assumption that the study would have 80 percent power(two-sided alpha, 0.0167) to detect a difference in New YorkHeart Association class of 0.75, quality of life of 13 points,or distance walked in six minutes of 50 m. For secondary endpoints, a P value of less than 0.05 was used to assess statisticalsignificance.
Investigators had full access to all data and performed analyseswithout restrictions or limitations from the sponsor. Data arepresented as median changes from base line to six months (with95 percent confidence intervals). All P values are two-sided.
Results
Between November 1998 and December 2000, 571 patients at 45centers agreed to participate in the study. Of these, 47 patientswere not enrolled because the device was not successfully implanted(43 patients), the patient required cardiac pacing (2 patients),or the patient's condition became clinically unstable (2 patients).Seventy-one patients underwent randomization but agreed to beenrolled in an initial pilot phase of the study, which followedpatients for only three months. The remaining 453 patients (whomade up the patients described in this report) were enrolledin the main six-month study; 225 patients were randomly assignedto the control group, and 228 patients were randomly assignedto the cardiac-resynchronization group. The two groups weresimilar with respect to all base-line characteristics (Table 1).
Table 1. Base-Line Characteristics of the Study Patients.
Follow-up and Disposition of Patients
Of the 225 patients assigned to the control group, 24 did notcomplete six months of follow-up 16 died, 2 receiveda heart transplant, 1 had complications related to the device,and 5 missed the six-month visit. Of the 228 patients assignedto cardiac resynchronization, 13 did not complete six monthsof follow-up 12 died and 1 had complications relatedto the device. No patient was lost to follow-up for the analysisof death or worsening heart failure.
All patients continued to receive the assigned treatment forthe intended duration of the study, except for 10 patients inthe control group who had their device reprogrammed to the cardiac-resynchronizationmode, 7 because of worsening heart failure and 3 because ofbradycardia.
Effect on Primary End Points
As compared with the control group, patients assigned to cardiacresynchronization had improvements in the distance walked insix minutes, the quality-of-life score, and the New York HeartAssociation functional class (P=0.005, P=0.001, and P<0.001,respectively) (Table 2). Differences in favor of cardiac resynchronizationwere apparent as early as after one month of treatment, andthe magnitude of improvement was maintained without attenuationfor the entire study period (Figure 1). The magnitude of theeffect on the three primary end points was not influenced bythe use of a beta-blocker, the cause of heart failure (ischemicor nonischemic), the configuration of the QRS complex (leftor right bundle-branch block), or the base-line duration ofthe QRS interval (analyzed as a continuous variable, P>0.10for all interactions).
Figure 1. Change in the Distance Walked in Six Minutes and the Quality-of-Life Score.
Shown are median changes (with 95 percent confidence intervals) one, three, and six months after randomization in the control group (circles) and the cardiac-resynchronization group (diamonds). P values are for the comparison between groups. For each variable, data are shown for patients who had values at all three time points (for the six-minute walk, 196 patients in the control group and 212 patients in the resynchronization group; for the quality-of-life score, 192 patients and 211 patients, respectively).
Effect on Secondary End Points
As compared with the control group, patients in the resynchronizationgroup had an improvement in the two measures of maximal exerciseperformance: peak oxygen consumption (P=0.009) and total exercisetime (P=0.001) (Table 2). Furthermore, the left ventricularejection fraction increased and the end-diastolic dimension,the area of the mitral regurgitant jet, and the duration ofthe QRS interval all decreased in the resynchronization group(all P<0.001 for the comparison with the control group) (Table 2).Finally, cardiac resynchronization had a highly favorableeffect on the clinical composite heart-failure score. At theend of six months, the condition of more patients in the groupassigned to cardiac resynchronization was considered to haveimproved (67 percent, vs. 39 percent in the control group) andthat of fewer was considered to have worsened (16 percent vs.27 percent) (P<0.001).
Effect on Death and on Worsening Heart Failure
In the intention-to-treat analysis, there were 16 deaths inthe control group and 12 deaths in the resynchronization group.During the six-month follow-up period, there were 50 hospitalizationsfor heart failure in 34 control patients, for a total of 363hospital days for heart failure, but there were only 25 hospitalizationsfor heart failure in 18 patients in the resynchronization group,for a total of 83 hospital days for heart failure. Differencesbetween the groups in the frequency of hospitalization or theuse of an intravenous medication for worsening heart failurewere significant (P=0.02 and P=0.004, respectively) (Table 3).
Table 3. Clinical Events during the Double-Blind Treatment Period.
In an analysis of time to a first event, 44 patients (20 percent)in the control group but only 28 patients (12 percent) in theresynchronization group died or were hospitalized for worseningheart failure (Figure 2). The risk of a major clinical eventwas 40 percent lower in the resynchronization group (95 percentconfidence interval, 4 to 63 percent; P=0.03). Favorable effectsof cardiac resynchronization were also seen when episodes ofworsening heart failure requiring the use of intravenous drugswere included in the analysis (P=0.02) (Table 3).
Figure 2. KaplanMeier Estimates of the Time to Death or Hospitalization for Worsening Heart Failure in the Control and Resynchronization Groups.
The risk of an event was 40 percent lower in the resynchronization group (95 percent confidence interval, 4 to 63 percent; P=0.03).
As compared with the control group, patients in the resynchronizationgroup were more likely to be hospitalized for repositioningor replacement of the left ventricular lead (11 and 3 patientsin the resynchronization and control groups, respectively).However, the two treatment groups were similar with respectto hospitalizations not related to heart failure or to the functionof the left ventricular lead (37 and 33 hospitalizations inthe resynchronization and control groups, respectively).
Of the 528 patients who underwent successful implantation, themedian duration of the procedure was 2.7 hours (range, 0.9 to7.3). After implantation, 20 patients required repositioningof the left ventricular lead and 10 required its replacement;7 patients reported a pacemaker-related infection that requiredexplantation, 4 of whom had the device reimplanted uneventfully.The rate of device-related events was substantially lower thanthe rates described in the prespecified criteria establishedin the original study protocol.20 The frequency of adverse eventsunrelated to the device or to heart failure did not differ significantlybetween the two treatment groups.
Cardiac resynchronization not only increased the likelihoodof clinical improvement, but also reduced the risk of clinicaldeterioration during the course of follow-up. Patients in theresynchronization group were less likely than those in the controlgroup to require treatment with an intravenous medication forworsening heart failure. Furthermore, cardiac resynchronizationwas associated with fewer admissions to the hospital and withfewer days in the hospital for the treatment of heart failure.The combined risk of a major clinical event (death or hospitalizationfor heart failure) was 40 percent lower in the resynchronizationgroup than in the control group (Figure 2). Yet, even thoughbackground therapy was intensified more frequently in the controlgroup, these patients had fewer hemodynamic and clinical benefitsat the end of double-blind treatment than those in the resynchronizationgroup.
Our findings are consistent with the results of earlier studiesthat reported both hemodynamic and symptomatic improvement aftercardiac resynchronization.11,12,13,14,15,16,17,18,19 These reportswere difficult to interpret, however, because the studies evaluatedonly small numbers of patients, had a high proportion of patientswho did not complete the study, and failed to ensure that patientsor investigators were unaware of the identity of the treatmentassignment. Our study did not suffer from these limitations.However, we evaluated the effects of cardiac resynchronizationin a double-blind manner for only six months. Although the durationwas longer than that of earlier controlled studies of resynchronizationand similar to that of many trials of pharmacologic treatments,the outcomes, both beneficial and adverse, reported in a studyof 500 patients evaluated for six months may not reflect theeffects seen in thousands of patients treated for years.35,36,37,38Nevertheless, the effects of resynchronization on the combinedrisk of death and worsening heart failure seen in this studyare encouraging. Large-scale, controlled trials to evaluatethe effects of cardiac resynchronization on the natural historyof heart failure are now in progress.39,40
Supported by Medtronic. Drs. Abraham, Fisher, Packer, and Hayesare consultants to Medtronic. Dr. Hayes also owns stock in Medtronic,Guidant, and St. Jude Medical.
* Participating investigators and study centers of the MulticenterInSync Randomized Clinical Evaluation (MIRACLE) are listed inthe Appendix.
Source Information
From the University of Kentucky College of Medicine, Lexington (W.T.A., W.G.F.); Emory University and Crawford Long Hospital, Atlanta (A.L.S., D.B.D., A.R.L.); the University of Pennsylvania, Philadelphia (E.L., D.Z.K.); Columbia University College of Physicians and Surgeons, New York (M.P.); Mayo Medical Center, Rochester, Minn. (A.L.C., D.L.H.); and Long Beach Memorial Medical Center, Long Beach, Calif. (M.E., J.M.). Other authors were Robin J. Trupp, M.S.N. (University of Kentucky, Lexington), Jackie Underwood, B.S.N. (Emory University and Crawford Long Hospital, Atlanta), Faith Pickering, B.S.N. (University of Pennsylvania, Philadelphia), Cindy Truex, B.S.N. (Mayo Medical Center, Rochester, Minn.), and Peggy McAtee, M.S.N. (Long Beach Memorial Hospital, Long Beach, Calif.).
Address reprint requests to Dr. Abraham at the University of Kentucky College of Medicine, Division of Cardiovascular Medicine, Rm. L-543, Kentucky Clinic, 740 S. Limestone St., Lexington, KY 40536-0284, or at wtabra2{at}uky.edu.
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Appendix
The following investigators and study centers participated inMIRACLE: Clinical Events Review Committee: W. Abraham (chair),A. Curtis, D. Hayes, E. Loh, J. Sackner-Bernstein, A. Tang;Safety Monitoring Board: G. Francis (chair), G. Crossley, S.Norsted, J. Young; Operations Team (Medtronic): V. Manda, S.Petersen-Stejskal, J. Johnson, L. Ford, K. Kruger, M. Hill,D. Smith; Echocardiography Core Laboratory (University of Pennsylvania):M. St. John Sutton, T. Plappert; Cardiopulmonary Exercise CoreLaboratory (University of Cincinnati): L. Wagoner, P. Zengel;Study Centers:Baylor College of Medicine, Houston: G. Torre,J.-B. Durand, J. Seger, W. Spencer, D. Killip, J. Vinluan; Brighamand Women's Hospital, Boston: L. Stevenson, M. Sweeney, L. Roberts,M. Brophy, K. Corrigan; Cardiac Solutions, Sun City, Ariz.:J. Caplan, G. Wong, E. Daniel, J. Brockhaus; Cardiology Associatesof Lubbock, Lubbock, Tex.: C. Rizo-Patron, J. Zias, K. Belco,D. Stone; Christ Hospital, Chicago: M. Silver, M. Dia, K. Wesselhoff,J. Tischer; Columbia Presbyterian Hospital, New York: E. Horn,H. Spotnitz, M. Yushak, N. Medina, M. Kral; Crawford Long Hospital,Atlanta: D. Delurgio, A. Leon, J. Schmidt, J. Underwood, N.VanHouten; Duke University, Durham, N.C.: C. O'Connor, R. Sorrentino,D. LeLoudis; Emory University, Atlanta: A. Smith, J. Langberg,S. Heeke; Henry Ford Hospital, Detroit: P. McCullough, C. Schuger,D. Frankovich, J. Lehman; Iowa Heart Center, Des Moines: W.Wickemeyer, B. Johnson, B. Sollinger, J. Greene; London HealthSciences Centre, London, Ont., Canada: R. Yee, J. Finan; LongBeach Memorial Medical Center, Long Beach, Calif.: M. Ellestad,J. Messenger, P. McAtee, B. Easterbrook, P. Long; Mayo MedicalCenter, Rochester, Minn.: A. Clavell, D. Hayes, C. Truex, J.Trusty; McGuire Veterans Affairs Medical Center, Richmond, Va.:P. Mohanty, D. Gilligan, A. Hirsch; Medical College of Virginia,Richmond: M. Hess, K. Ellenbogen, S. Constantino; Medical Collegeof Wisconsin, Milwaukee: M. Cinquegrani, J. Roth, M. Ptacin,S. Mauermann, S. Owen; Mid-America Heart Institute, Kansas City,Mo.: D. Bresnahan, D. Steinhaus, K. Vlach, A. Stewart, B. Pritchard;Montefiore Medical Center, Bronx, N.Y.: R. Moskowitz, J. Gross,S. Hanson, M. Galvao; Montreal Heart Institute, Montreal: B.Thibault, N. Cuerrien; Ochsner Clinic, New Orleans: M. Mehra,B. Robcheaux; Prairie Heart Institute, Springfield, Ill.: S.Jennison, B. Miller, K. Moulton, J. Mullin, L. Clark-Kater,K. Laswell, L. Moulton, C. Call; Quebec Heart Institute, Ste.-Foy,Que., Canada: F. Philippon, L. Charbonneau; Sentara VirginiaBeach Hospital, Virginia Beach, Va.: S. Jones, L. Kanter, B.Bariciano, P. Farrar; Southwest Florida Heart Group, Fort Myers:M. Danzig, E. Burton, M. Barr; Spartanburg Regional HealthcareSystem, Spartanburg, S.C.: D. Ike, D. Rodak, D. Weathers, N.Sprouse; St. Luke'sRoosevelt Hospital Center, New York:J. Sackner-Bernstein, J. Steinberg, A. Alburo; St. Michael'sHospital, Toronto: D. Newman, P. Dorian, S. Thorne; St. ThomasHospital, Nashville: D. Pearce, J. Baker, T. Smith, J. Sensing;Tampa General Hospital, Tampa, Fla.: E. Spoto, S. Mester, S.Sweeny; University of Alabama, Birmingham: R. Bourge, N. Kay,A. Epstein, J. Strobel, J. Saxon, R. Griffith, R. Bubien, J.Slabaugh; University of Arkansas for Medical Sciences, LittleRock: J. Joseph, J. Bissett, T. Antakli, M. DeMarco, J. Ginnette-Clark,B. Alm; University of California, San Diego: B. Greenberg, G.Feld, A. Maisel, B. Hamilton, L. Tone; University of Cincinnati,Cincinnati: S. Menon, L. Wagoner, R. Henthorn, J. Boroughs,G. Conway, D. Lameier; University of Florida, Gainesville: J.Aranda, A. Curtis, D. Leach, L. King; University of Kentucky,Lexington: W. Abraham, W. Fisher, S. Lamba, R. Trupp, K. Martinez,C. Brann; University of Maryland, Baltimore: M. Gold, H. Scott;University of Oklahoma, Oklahoma City: P. Adamson, D. Reynolds,G. Straughn, A. Luby; University of Ottawa, Ottawa, Ont., Canada:S. Smith, A. Tang, C. Carey, P. Theoret-Patrick; Universityof Pennsylvania, Philadelphia: E. Loh, S. Brozena, D. Kocovic,F. Pickering, L. Goffredo, K. Craig; University of RochesterMedical Center, Rochester, N.Y.: C.-S. Liang, J. Daubert, C.Edgett, B. Del Pappa, E. Perkin; University of Washington MedicalCenter, Seattle: D. Fishbein, A. Zivin, J. Poole, C. Mitchell,B. Letterer; Vanderbilt University Medical Center, Nashville:J. Wilson, M. Wathen, A. Delmotte, S. Hanamanthu, M. Otwell,N. Connors; Wake Forest Baptist Medical Center, Winston-Salem,N.C.: T. Wannenburg, W. Haisty, S. Jordan, L. Triplet; WashingtonHospital Center, Washington, D.C.: R. Cooke, S. O'Donohue, C.Bither, D. Obias-Manno.
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