Treatment of Comatose Survivors of Out-of-Hospital Cardiac Arrest with Induced Hypothermia
Stephen A. Bernard, M.B., B.S., Timothy W. Gray, M.B., B.S., Michael D. Buist, M.B., B.S., Bruce M. Jones, M.B., B.S., William Silvester, M.B., B.S., Geoff Gutteridge, M.B., B.S., and Karen Smith, B.Sc.
Background Cardiac arrest outside the hospital is common andhas a poor outcome. Studies in laboratory animals suggest thathypothermia induced shortly after the restoration of spontaneouscirculation may improve neurologic outcome, but there have beenno conclusive studies in humans. In a randomized, controlledtrial, we compared the effects of moderate hypothermia and normothermiain patients who remained unconscious after resuscitation fromout-of-hospital cardiac arrest.
Methods The study subjects were 77 patients who were randomlyassigned to treatment with hypothermia (with the core body temperaturereduced to 33°C within 2 hours after the return of spontaneouscirculation and maintained at that temperature for 12 hours)or normothermia. The primary outcome measure was survival tohospital discharge with sufficiently good neurologic functionto be discharged to home or to a rehabilitation facility.
Results The demographic characteristics of the patients weresimilar in the hypothermia and normothermia groups. Twenty-oneof the 43 patients treated with hypothermia (49 percent) survivedand had a good outcome that is, they were dischargedhome or to a rehabilitation facility as compared with9 of the 34 treated with normothermia (26 percent, P=0.046).After adjustment for base-line differences in age and time fromcollapse to the return of spontaneous circulation, the oddsratio for a good outcome with hypothermia as compared with normothermiawas 5.25 (95 percent confidence interval, 1.47 to 18.76; P=0.011).Hypothermia was associated with a lower cardiac index, highersystemic vascular resistance, and hyperglycemia. There was nodifference in the frequency of adverse events.
Conclusions Our preliminary observations suggest that treatmentwith moderate hypothermia appears to improve outcomes in patientswith coma after resuscitation from out-of-hospital cardiac arrest.
Cardiac arrest outside the hospital is a major cause of unexpecteddeath in developed countries, with survival rates ranging fromless than 5 percent to 35 percent.1,2,3 In patients who areinitially resuscitated, anoxic neurologic injury is an importantcause of morbidity and mortality.4
Currently, the treatment of patients with coma after resuscitationfrom out-of-hospital cardiac arrest is largely supportive. Becausecerebral ischemia may persist for some hours after resuscitation,5the use of induced hypothermia to decrease cerebral oxygen demandhas been proposed as a treatment option.6 Although this suggestionhas been supported by studies in animal models,7,8,9,10,11,12the studies in humans that have been reported to date have beenuncontrolled or retrospective.13,14,15,16,17,18
After a pilot study that suggested the feasibility, safety,and possible efficacy of this treatment,16 we conducted a prospective,controlled trial comparing moderate induced hypothermia withnormothermia in comatose survivors of out-of-hospital cardiacarrest.
Methods
Study Design
The study was performed in Melbourne, Australia, between September1996 and June 1999. The ambulance service has treatment protocolsthat follow the recommendations of the Australian ResuscitationCouncil.19 Patients were enrolled in the study when the followingcriteria were fulfilled: an initial cardiac rhythm of ventricularfibrillation at the time of arrival of the ambulance, successfulreturn of spontaneous circulation, persistent coma after thereturn of spontaneous circulation, and transfer to one of fourparticipating emergency departments. The exclusion criteriawere an age of less than 18 years for men, an age of less than50 years for women (because of the possibility of pregnancy),cardiogenic shock (a systolic blood pressure of less than 90mm Hg despite epinephrine infusion), or possible causes of comaother than cardiac arrest (drug overdose, head trauma, or cerebrovascularaccident). Patients were also excluded if an intensive carebed was not available at a participating institution.
After the return of spontaneous circulation had been accomplishedoutside the hospital, eligible patients were randomly assignedto hypothermia or normothermia according to the day of the month,with patients assigned to hypothermia on odd-numbered days.For these patients, the paramedics began measures in the fieldto initiate hypothermia by removing the patient's clothing andapplying cold packs (CoolCare, Cheltenham, Victoria, Australia)to the patient's head and torso. The treatment of patients assignedto normothermia followed usual prehospital treatment protocols.
On arrival at a participating emergency department, the patientsunderwent routine initial assessment and treatment, includingmechanical ventilation and correction of cardiovascular instability.After an evaluation of neurologic status, all patients weregiven intravenous midazolam (2 to 5 mg) and vecuronium (8 to12 mg). Arterial blood gas values, corrected for temperature,were used to adjust the ventilator to maintain a partial pressureof arterial oxygen of 100 mm Hg and a partial pressure of arterialcarbon dioxide of 40 mm Hg. The mean arterial blood pressurewas maintained between 90 and 100 mm Hg by infusion of epinephrineor nitroglycerin, as indicated. Thrombolytic therapy was administeredto patients with electrocardiographic changes suggestive ofacute myocardial infarction, unless it was contraindicated.Intravenous heparin was administered if the history, electrocardiogram,or both suggested an ischemic coronary syndrome without infarction.All patients were given a lidocaine bolus (1 mg per kilogramof body weight) followed by an infusion (2 mg per minute for24 hours) in an attempt to prevent recurrent ventricular tachyarrhythmias.Potassium was given intravenously to maintain a serum levelof 4.0 mmol per liter, and insulin was administered subcutaneouslyto maintain a blood glucose level of 180 mg per deciliter (10mmol per liter) or less. Aspirin was administered to all patients.
Core body temperature was monitored by reading the tympanictemperature or bladder temperature until a pulmonary-arterycatheter was placed. Initial investigations in the emergencydepartment included 12-lead electrocardiography and measurementof arterial blood gases, electrolytes, glucose, creatine kinase(total and MB fractions), and lactate. These measurements wererepeated at 1 to 3 hours (on admission to the intensive careunit) and at 6, 12, 18, and 24 hours after arrival at the hospital.Complete blood counts were performed on arrival and repeatedat 12 and 24 hours.
After the admission of the patient to the intensive care unit,a pulmonary-artery catheter was inserted, and hemodynamic datawere obtained 1 to 3, 6, 12, 18, and 24 hours after arrivalat the hospital. Some patients (7 of 39 undergoing hypothermiaand 11 of 33 undergoing normothermia) were treated without theuse of a pulmonary-artery catheter, as requested by the attendingphysician in the intensive care unit.
The study was approved by the Medical Standards Committee ofthe Metropolitan Ambulance Service and the institutional ethicscommittee at each participating hospital. Because of the emergencyconditions under which this study was performed, written informedconsent for participation in the study was sought from the nextof kin as soon as possible after the arrival of the patientat the hospital.
Treatment Protocol
Patients assigned to hypothermia underwent initial basic coolingmeasures in the ambulance. After arrival at the hospital, theyunderwent vigorous cooling in the emergency department (or theintensive care unit if a bed was immediately available), assoon as possible after the initial assessment, by means of extensiveapplication of ice packs around the head, neck, torso, and limbs.When the core temperature reached 33°C, the ice packs wereremoved, and this temperature was maintained until 12 hoursafter arrival at the hospital while the patient continued tobe sedated and paralyzed with small doses of midazolam and vecuronium,as required, to prevent shivering that might lead to warming.Beginning at 18 hours, the patients were actively rewarmed forthe next 6 hours by external warming with a heated-air blanket,with continued sedation and neuromuscular blockade to suppressshivering. Patients assigned to normothermia were also sedatedand paralyzed initially, but the target core temperature was37°C. Passive rewarming was used in these patients if therewas mild spontaneous hypothermia on arrival.
After 24 hours, patient care followed the usual intensive careunit protocols. Patients who had regained consciousness underwentextubation and were transferred to a coronary care unit. Activelife support was withdrawn from most patients who remained deeplycomatose at 72 hours. Patients with an uncertain prognosis underwenttracheostomy and were discharged from the intensive care unit.
Assessment of Outcome
When the patients were ready for discharge from the hospital,they were assessed by a specialist in rehabilitation medicinewho was unaware of the treatment group. On the basis of thisevaluation, patients were discharged to home, to a rehabilitationfacility, or to a long-term nursing facility. Discharge homeor to a rehabilitation facility was regarded as a good outcome,whereas death in the hospital or discharge to a long-term nursingfacility, whether the patient was conscious or unconscious,was regarded as a poor outcome.
Statistical Analysis
The primary outcome measure was survival to hospital dischargewith sufficiently good neurologic function to be sent home orto a rehabilitation facility. Secondary outcome measures includedthe hemodynamic, biochemical, and hematologic effects of hypothermia.Statistical analysis was performed with the Stata statisticalpackage.20 Continuous variables, such as vital signs and biochemicalresults, were analyzed by repeated-measures analysis of variance,which was modeled by generalized estimating equations with unstructuredcorrelation and robust standard errors. Data for some variableswere insufficient at certain time points, and for these a first-orderautoregression correlation structure with robust standard errorswas used. Base-line data (measurements on arrival at the hospital)were compared by t-tests for continuous variables and by thechi-square test or Fisher's exact test for categorical variables.An adjusted odds ratio for a good outcome as compared with abad outcome was calculated by multivariate logistic regression.
On the basis of our previous study,16 it was determined thata sample of 62 patients (31 in each group) would be requiredto show a change in the rate of a good outcome (discharge tohome or to a rehabilitation facility) from 14 percent to 50percent, with a power of 80 percent and a significance levelof 0.05. An analysis of results from 62 eligible patients foundthat the outcome in the control group was better than our previouslypublished rate,16 but that there was a strong trend toward improvedoutcome in the hypothermia group. The study was continued fora further 12 months, at which time 84 patients had been eligiblefor enrollment, 77 had been enrolled, and 72 had been treatedaccording to the correct treatment assignment.
Results
Characteristics of the Patients
Eighty-four patients were eligible for enrollment in the studyover a period of 33 months. Data on seven of these patientswere excluded from the analysis (five because they were transferredfrom the initial hospital to a nonparticipating intensive careunit and two because the next of kin refused consent for datacollection). Of the remaining 77 patients, 43 were assignedto hypothermia and 34 to normothermia.
The clinical characteristics of the 77 patients are shown inTable 1. Four patients assigned to hypothermia did not receivethis treatment because the emergency physician erred by notinitiating cooling (three patients) or because the patient wasinadvertently rewarmed shortly after admission to the intensivecare unit (one patient). One patient who was assigned to normothermiabecame moderately hypothermic (33°C) for a prolonged period(four hours) during emergency angioplasty. We analyzed datafor these patients on arrival at the emergency department butnot on admission to the intensive care unit or at 6, 12, 18,and 24 hours. Outcomes for all patients were analyzed.
Table 1. Clinical Characteristics of the 77 Patients with Anoxic Brain Injury Who Were Eligible for Randomization.
Systemic and Cerebral Characteristics
The hemodynamic data for the first 24 hours are shown in Table 2.In the hypothermia group, the core temperature decreasedfrom 34.9°C 30 minutes after return of spontaneous circulationto 33.5°C 120 minutes after the return of spontaneous circulation,a decrease of 0.9°C per hour. In the hypothermia group,59 percent required an infusion of epinephrine during the first24 hours, as compared with 49 percent of the normothermia group.Two patients, both in the normothermia group, had cardiac complicationsin the first 24 hours. One patient had cardiogenic shock anddied at two hours, and another had complete heart block at eighthours, which was treated with transvenous cardiac pacing.
The biochemical data during the first 24 hours are shown inTable 3. Three patients with chronic renal failure who wereundergoing long-term dialysis were enrolled in the study (twotreated with hypothermia and one with normothermia); however,the creatinine levels of these patients (7.9 to 11.3 mg perdeciliter [700 to 1000 µmol per liter]) are not included.These patients underwent dialysis after admission. No otherpatient required renal support.
The hematologic data are shown in Table 4. Because many patientswere treated with anticoagulants and clotting times were adjustedto the therapeutic range, it was not possible to compare coagulationtimes between the two groups. Three patients (one undergoinghypothermia and two undergoing normothermia) received thrombolytictherapy, and three (two undergoing hypothermia and one undergoingnormothermia) underwent urgent angioplasty. There were no significanthemorrhagic complications in either group.
The outcomes of the patients at discharge from the hospitalare shown in Table 5. Twenty-one of 43 patients in the hypothermiagroup (49 percent) were considered to have a good outcome (dischargedto home or to a rehabilitation facility), as compared with 9of 34 in the normothermia group (26 percent, P=0.046). Univariateanalysis revealed that the patient's age and the time from collapseto return of spontaneous circulation significantly affectedthe outcome. For each two-year increase in age, there was a9 percent decrease in the likelihood of a good outcome (oddsratio, 0.91; 95 percent confidence interval, 0.84 to 0.98; P=0.014),and each additional 1.5 minutes in the time from collapse toreturn of spontaneous circulation was associated with a 14 percentdecrease in the likelihood of a good outcome (odds ratio, 0.86;95 percent confidence interval, 0.78 to 0.94; P=0.001). Cardiopulmonaryresuscitation administered by a bystander was associated witha nonsignificant improvement in outcome (odds ratio, 1.40; 95percent confidence interval, 0.55 to 3.57; P=0.49). Accordingto multivariate logistic-regression analysis with adjustmentfor base-line differences in age and in time from collapse toreturn of spontaneous circulation, the odds ratio for good outcomein the hypothermia group as compared with the normothermia groupwas 5.25 (95 percent confidence interval, 1.47 to 18.76; P=0.011).
Table 5. Outcome of Patients at Discharge from the Hospital.
The primary cause of death was considered to be cardiac failurein 5 of the 22 patients in the hypothermia group who died (thesedeaths occurred between 18 and 48 hours after collapse) and4 of 23 in the normothermia group (these deaths occurred between2 and 50 hours after collapse). One patient each in the hypothermiaand normothermia groups was diagnosed as brain-dead, on day2 and day 4, respectively. The remaining deaths in both groupsresulted primarily from severe neurologic injury and withdrawalof all active therapy. These deaths occurred between days 2and 30. The difference in mortality rates between the hypothermiagroup (51 percent) and the normothermia group (68 percent) didnot reach statistical significance (P=0.145).
Discussion
Cerebral reperfusion injury occurs when cerebral blood flowis restored after cardiac arrest and resuscitation.21 Increasedintracellular levels of glutamate, an excitatory neurotransmitterreleased from presynaptic terminals, activate ion-channel complexesthat cause calcium to shift from the extracellular to the intracellularfluid, leading to the accumulation of oxygen free radicals andthe activation of degradative enzymes. In addition, cerebralhemodynamics may remain abnormal after resuscitation from cardiacarrest.5
Randomized, controlled studies of pharmacologic interventionsto improve patients' neurologic outcome after cardiac arresthave tested thiopental,22 corticosteroids,23 lidoflazine,24and nimodipine25 but have found no benefit. The use of hypothermiaafter resuscitation from cardiac arrest has been studied inlaboratory animals.7,8,9,10,11,12 These studies demonstratedsignificantly improved outcome when moderate hypothermia wasinduced after resuscitation. However, the mechanism by whichhypothermia may be beneficial is uncertain. Hypothermia decreasescerebral oxygen demand and may thus provide protection fromongoing cerebral ischemia. Hypothermia also reduces the glutamatelevel and the subsequent production of oxygen free radicals.26Moreover, hypothermia decreases intracranial pressure,27 whichmay be raised in some patients after resuscitation from cardiacarrest.28
There is concern that hypothermia may have adverse effects oncardiac function, coagulation, the immune system, and acidbasestatus. Accidental hypothermia is associated with increasedmortality in patients with major trauma29 or sepsis syndrome.30On the other hand, induced hypothermia has been studied withpromising results in patients with severe stroke31,32 and withvariable results in patients with severe head injury.27,33,34
The results of our study suggest that moderate induced hypothermialasting for 12 hours is not associated with clinically significantadverse effects. Although hypothermia decreased the pulse rateand increased systemic vascular resistance, there were no clinicallysignificant cardiac arrhythmias in the hypothermia group. Thelevels of creatine kinase (both the total and the MB fractions)were similar in both groups, suggesting that hypothermia doesnot increase the extent of myocardial damage in patients resuscitatedafter cardiac arrest. The increase in potassium at 24 hoursin the hypothermia group has been previously observed duringrewarming15 and was not considered to be clinically important.The increase in blood glucose has also been previously describedin patients with hypothermia.35
Although previous studies have shown adverse effects on plateletand white-cell counts when hypothermia is used for more prolongedperiods,14,34 we found no statistically significant differencesbetween the two groups when hypothermia was used for 12 hours.Although we did not specifically test immune function, no clinicallysignificant infections were noted in either group.
There are several limitations to this study. Because it wasnot feasible to blind clinicians to the patients' treatment-groupassignments, there is a possibility that bias affected patientcare and outcome. However, we attempted to treat all patientsaccording to a protocol that minimized individual variationamong physicians. It is unlikely that therapy was withdrawnfrom any patient inappropriately, since this was always a consensusdecision of the treating medical and nursing staff, made inconsultation with the family of the patient.
Out-of-hospital randomization of patients in emergency medicalsystems is problematic. We used the method of odd and even daysbecause it was the only one feasible for immediate use by largenumbers of ambulance officers and by the physicians in fouremergency departments. Despite the potential for bias in randomization,it appears that the two patient groups were comparable. In particular,the degree of anoxic neurologic insult, as indicated by theduration of cardiac arrest, was similar in both groups. In fact,the higher rate of bystander cardiopulmonary resuscitation amongthe patients treated with normothermia would be expected toimprove the outcome in this group. Improved outcome in the grouptreated with hypothermia might be explained by the exclusionof patients with a poor prognosis; however, we are not awareof eligible patients who were not included in the outcome analysis.
The assessment of outcome after cardiac arrest has been debated.36In this study, we considered the place to which the patientwas discharged by a rehabilitation physician who was unawareof initial treatment protocols (home, rehabilitation facility,or long-term nursing facility) to be an important outcome measure.Although a patient may be discharged to a long-term nursingfacility because of a lack of social support, this was not thecase in the one conscious patient (in the normothermia group)who was discharged to a long-term nursing facility.
We conclude that induced hypothermia improves outcomes in patientswho are comatose after resuscitation from out-of-hospital cardiacarrest. However, treatment assignment was not blinded, and thereis the possibility that some aspects of care differed betweenthe groups. Therefore, further studies are required to confirmthese findings and determine the optimal duration of hypothermia.
Source Information
From the Intensive Care Unit, Dandenong Hospital, Dandenong (S.A.B., M.D.B.); the Intensive Care Unit, Knox Hospital, Wantirna South, Melbourne (S.A.B., M.D.B., B.M.J.); the Metropolitan Ambulance Service, Victoria (S.A.B.); the Department of Emergency Medicine, Monash Medical Centre, Clayton (T.W.G.); the Department of Intensive Care, Austin and Repatriation Medical Centre, Heidelberg (W.S., G.G.); and the Monash University Department of Epidemiology and Preventive Medicine, St. Kilda (K.S.) all in Australia.
Address reprint requests to Dr. Bernard at Dandenong Hospital, David St., Dandenong, VIC 3175, Australia, or at s.bernard{at}southernhealth.org.au.
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Therapeutic Hypothermia after Cardiac Arrest
Darby J. M., Padosch S. A., Kern K. B., Böttiger B. W., Polderman K. H., Girbes A. R.J., Holzer M., the Hypothermia after Cardiac Arrest Study Group , Bernard S. A., Buist M. D., Safar P., Kochanek P. M.
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N Engl J Med 2002;
347:63-65, Jul 4, 2002.
Correspondence
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