A Randomized, Controlled Trial of the Use of Pulmonary-Artery Catheters in High-Risk Surgical Patients
James Dean Sandham, M.D., Russell Douglas Hull, M.B., B.S., Rollin Frederick Brant, Ph.D., Linda Knox, R.N., Graham Frederick Pineo, M.D., Christopher J. Doig, M.D., Denny P. Laporta, M.D., Sidney Viner, M.D., Louise Passerini, M.D., Hugh Devitt, M.D., Ann Kirby, M.D., Michael Jacka, M.D., for the Canadian Critical Care Clinical Trials Group
Background Some observational studies suggest that the use ofpulmonary-artery catheters to guide therapy is associated withincreased mortality.
Methods We performed a randomized trial comparing goal-directedtherapy guided by a pulmonary-artery catheter with standardcare without the use of a pulmonary-artery catheter. The subjectswere high-risk patients 60 years of age or older, with AmericanSociety of Anesthesiologists (ASA) class III or IV risk, whowere scheduled for urgent or elective major surgery, followedby a stay in an intensive care unit. Outcomes were adjudicatedby observers who were unaware of the treatment-group assignments.The primary outcome was in-hospital mortality from any cause.
Results Of 3803 eligible patients, 1994 (52.4 percent) underwentrandomization. The base-line characteristics of the two treatmentgroups were similar. A total of 77 of 997 patients who underwentsurgery without the use of a pulmonary-artery catheter (7.7percent) died in the hospital, as compared with 78 of 997 patientsin whom a pulmonary-artery catheter was used (7.8 percent) a difference of 0.1 percentage point (95 percent confidenceinterval, 2.3 to 2.5). There was a higher rate of pulmonaryembolism in the catheter group than in the standard-care group(8 events vs. 0 events, P=0.004). The survival rates at 6 monthsamong patients in the standard-care and catheter groups were88.1 and 87.4 percent, respectively (difference, 0.7percentage point [95 percent confidence interval, 3.6to 2.2]; negative survival differences favor standard care);at 12 months, the rates were 83.9 and 83.0 percent, respectively(difference, 0.9 percentage point [95 percent confidenceinterval, 4.3 to 2.4]). The median hospital stay was10 days in each group.
Conclusions We found no benefit to therapy directed by pulmonary-arterycatheter over standard care in elderly, high-risk surgical patientsrequiring intensive care.
The clinical value of data obtained from pulmonary-artery cathetersremains unproven. The light, flexible, balloon-tipped, flow-directedpulmonary-artery catheter was introduced clinically three decadesago,1 and its use has continued without definitive evidenceof decreased morbidity or mortality.2 More than 1.5 millionpulmonary-artery catheters are inserted into medical and surgicalpatients in North America annually,3 despite calls for a moratorium4,5on the use of this invasive technology because observationalstudies have suggested an association with increased mortality.6,7,8
Proponents argue that physiological measurements provided bythe use of a pulmonary-artery catheter permit refinements oftreatment that improve patients' outcomes. This hypothesizedbenefit has driven the use of the pulmonary-artery catheterin the preoperative, perioperative, and postoperative treatmentof patients in whom surgery is considered to entail a high riskbecause of coexisting conditions.9 Studies to date of the useof pulmonary-artery catheters in populations of surgical patientshave yielded inconsistent results, ranging from decreased mortality10,11,12,13,14to no effect15,16 or increased morbidity or mortality.17,18Two systematic reviews19,20 that analyzed the small, randomizedclinical trials that included elderly surgical patients9,10,17,21,22,23,24,25,26,27,28,29,30,31,32,33showed no overall benefit. In a mixed population of surgicalpatients, medical patients, and patients with myocardial infarction,6,7,8investigators found that pulmonary-artery catheters may increasemorbidity and mortality or be of no benefit.
A prospective cohort study by Connors et al.8 that involveda mixed population of medical and surgical patients in intensivecare units showed increased mortality, length of stay, and costsassociated with use of a pulmonary-artery catheter. This studygenerated intense interest in the lay press34 and professionalpublications. Subsequent consensus statements35,36 recommendedredoubled efforts at education regarding the use of pulmonary-arterycatheters and randomized, controlled clinical trials of theiruse.
Trials to date have had methodologic problems, including selectionbias, noncompliance by physicians, and crossover from standardcare (without the use of a pulmonary-artery catheter) to useof a pulmonary-artery catheter.28 To address these issues, weperformed a multicenter, randomized, controlled clinical trialinvolving blinded assessment of outcomes to compare therapyguided by a pulmonary-artery catheter with standard therapy(not guided by a pulmonary-artery catheter) among high-riskelderly patients undergoing surgery followed by a stay in theintensive care unit (ICU).
Methods
Study Participants
Eligible patients were 60 years of age or older with AmericanSociety of Anesthesiologists (ASA) class III or IV risk37 andwere scheduled for urgent or elective major abdominal, thoracic,vascular, or hip-fracture surgery. All patients provided writteninformed consent. Randomization was carried out by computer-generatedsequence, stratified according to type of surgery (abdominal,thoracic, vascular, or orthopedic) and according to ASA class(III or IV) and blocked according to center; assignments wereconcealed in opaque, sealed envelopes that were numbered consecutivelywithin each stratum. Local institutional review boards at eachof the 19 participating centers, all in Canada, approved thestudy protocol. Abbott Laboratories had no role in the studydesign, data collection, analyses, or preparation of this article.
Study Design
Patients in the standard-care group were treated without useof a pulmonary-artery catheter. Measurement of central venouspressure (with the use of a central venous catheter) was allowed.The protocol approved by all centers specified that crossoverof patients in the standard-care group to use of a pulmonary-arterycatheter was not permitted; treating physicians consideringcrossover were advised to contact the principal investigatorat the site. Patients in the catheter group had a pulmonary-arterycatheter placed before surgery, and treatment was directed tophysiological goals and treatment priorities defined by consensusamong the investigators before the study began.
Goals in order of priority were an oxygen-delivery index of550 to 600 ml per minute per square meter of body-surface area,a cardiac index of 3.5 to 4.5 liters per minute per square meter,a mean arterial pressure of 70 mm Hg, a pulmonary-capillarywedge pressure of 18 mm Hg, a heart rate of less than 120 beatsper minute, and a hematocrit of more than 27 percent. Assessmentof the achievement of these goals was based on the highest valueobtained. Suggested therapy for the achievement of the goalsincluded, in order of priority, fluid loading, inotropic therapy,vasodilator therapy, vasopressors for hypotension, and bloodtransfusion for a hematocrit of less than 27 percent. Thromboprophylaxisusing low-dose subcutaneous heparin was recommended for allpatients both before and after surgery. A minimal postoperativeICU stay of 24 hours was required; the length of the ICU staythereafter was at the discretion of the attending clinician.
Clinical data, including New York Heart Association38 (NYHA)functional class, Goldman Cardiac Risk Index,39 vital capacity,and forced expiratory volume in one second, were recorded atenrollment. Clinical and outcome data were obtained 24 hoursafter surgery and weekly during the ICU stay and the hospitalstay, until death or hospital discharge. Vital status was ascertained6 and 12 months after randomization by telephone contact withpatients, family members, surgeons, or family physicians, orthrough hospital or provincial records. Base-line clinical anddemographic data were collected on all patients who were eligiblebut not enrolled. A data safety and monitoring committee conducteda safety analysis after the enrollment of 800 patients and anotherafter the enrollment of 1600 patients.
Outcome
The primary outcome was in-hospital mortality from any cause.Secondary outcomes were 6-month mortality, 12-month mortality,and in-hospital morbidity, which was defined a priori accordingto objective criteria as follows. Myocardial infarction wasdefined by the presence of a new Q-wave myocardial infarctionon electrocardiography or the presence of compatible ST-T wavechanges on electrocardiography plus an increase in either thecreatine kinase MB fraction or troponin to abnormal levels.Left ventricular failure was assessed on the basis of adjudicatedchest radiography. Arrhythmia was determined by electrocardiographyor analysis of a rhythm strip. Pneumonia was defined accordingto the criteria of the Centers for Disease Control and Prevention.40Pulmonary embolism was documented by autopsy, positive pulmonaryangiography, positive spiral computed tomography, high-probabilityventilationperfusion scanning, or positive noninvasiveDoppler ultrasonography of the leg. Renal insufficiency wasdefined by a 50 percent increase in the creatinine concentrationor the need for dialysis in a patient with preexisting nondialysis-dependentrenal failure. Liver insufficiency was defined by a serum bilirubinconcentration higher than 34 mmol per liter and an increaseof four seconds in the prothrombin time without the use of anticoagulantagents. Sepsis from the central venous or pulmonary-artery catheterwas defined by inflammation at the insertion site and systemicsepsis plus a positive culture of blood or of material swabbedfrom the catheter tip that resolved with removal of the catheter.
Avoidance of Bias
To avoid selective enrollment and crossover of patients, participatingsurgeons, anesthesiologists, and intensivists at 19 Canadianinstitutions agreed to refer all their eligible patients. Ateach site, a principal investigator was actively involved inenrollment and in the conduct of the study; a log was maintainedto record information about all eligible patients. Random assignmentto treatment groups and assessment of outcomes on the basisof a priori definitions was performed in a blinded manner. Sothat adjudicators of chest radiographs would remain unawareof treatment-group assignments when reading the radiographs,we placed opaque tape over the pulmonary-artery catheter inimages and dummy tape on images from patients in the standard-caregroup. All outcomes except death were adjudicated by two observerswho were unaware of the treatment-group assignments. Blindingof patients and clinicians was not considered to be feasible.
Statistical Analysis
The sample size of 1000 per group was chosen to provide thestudy with power exceeding 90 percent for distinguishing betweenmortality rates of 10 percent and 15 percent in the two groups,allowing a two-sided type I error rate of 5 percent. Additionalcalculations confirmed that there would be adequate power undervaried assumptions for example, 78 percent power todistinguish between mortality rates of 5 percent and 8 percent.
All analyses were conducted on an intention-to-treat basis.Continuous variables such as age, vital capacity, and Goldmanindex39 were compared with the use of the unpaired t-test orthe Wilcoxon rank-sum test, depending on their distributionalproperties. Skewed variables were summarized as medians andinterquartile ranges. Differences in proportions (in-hospitalmortality rates, rates of medical conditions and complications,rates of interventions, and rates of achievement of therapeuticgoals) were compared with the use of Fisher's exact test (orthe chi-square test, where appropriate), and confidence intervalswere based on the normal approximation to the binomial distribution.Logistic regression was applied to in-hospital mortality inorder to investigate the potential differences in treatmenteffects according to study center or base-line characteristics.Survival estimates were based on Turnbull's generalization ofthe KaplanMeier estimate, allowing for interval-censoreddata. Adjusted and unadjusted risk ratios were based on a parametric(Weibull) survival model. All reported P values are two-sided.No interim efficacy analysis was conducted.
Results
Study Population
Of the 3803 screened patients, 1994 patients (52.4 percent)underwent randomization 997 patients each to the cathetergroup and the standard-care group between March 9, 1990,and July 19, 1999. The remaining 1809 patients were not enrolledbecause they declined to participate (1074 patients), becauseno bed was available in the ICU (370 patients), or because theirphysicians did not refer them to the study (365 patients).
In the standard-care group, 945 patients (94.8 percent) receivedthe planned therapy, and 52 did not; the reasons for not receivingthe planned therapy were the lack of an available ICU bed (in9 cases), the lack of an available operating room (in 9 cases),withdrawal of consent (in 7 cases), and other reasons (in 3cases). In addition, crossover to use of a pulmonary-arterycatheter occurred in 24 of the patients in the standard-caregroup (2.4 percent). In 11 cases, these crossovers representedinadvertent protocol violations; 12 pulmonary-artery catheterswere deliberately placed by the treating physician; and in 1case, the reason for placement was unknown. Twelve (50 percent)of the crossovers occurred on or after day 4. In the cathetergroup, 939 patients (94.2 percent) received the planned therapy,and 58 did not; the reasons were the lack of an available ICUbed (in 5 cases), the lack of an available operating room (in20 cases), withdrawal of consent (in 23 cases), failure of thepulmonary-artery catheter (in 5 cases), and other reasons (in5 cases).
The base-line characteristics of the patients in the standard-caregroup and the catheter group were similar (Table 1). The screenedpatients who were not enrolled were marginally older, were lesslikely to have ASA class IV risk, were more likely to be women,and had a lower incidence of angina and previous myocardialinfarction than the patients who were enrolled.
Table 1. Characteristics of the Patients at Entry.
Mortality
All subjects were followed until hospital discharge. The medianlength of the hospital stay from the time of enrollment wasthe same in the two groups (10 days [interquartile range, 7to 15]). Six-month follow-up was complete for 963 patients inthe standard-care group (96.6 percent) and 930 patients in thegroup assigned to pulmonary-artery catheters (93.3 percent),and 12-month follow-up was completed in 941 patients in thestandard-care group (94.4 percent) and 910 patients in the cathetergroup (91.3 percent). In-hospital mortality was similar in thetwo groups (Table 2 and Figure 1). In the standard-care group,77 patients (7.7 percent [95 percent confidence interval, 6.1to 9.6]) died without being discharged from the hospital, ascompared with 78 patients in the catheter group (7.8 percent[95 percent confidence interval, 6.2 to 9.7]). The estimatedabsolute difference was 0.1 percentage point (95 percent confidenceinterval, 2.3 to 2.5).
Figure 1. KaplanMeier Survival Curves to One Year.
Data for six patients in the standard-care group and seven patients in the catheter group for whom exact dates of death were unavailable are included in the number at risk up to the last follow-up contact when the patient was still alive.
Survival to one year after randomization was similar in thetwo groups, with 155 deaths by one year in the standard-caregroup and 163 in the catheter group (relative risk in the cathetergroup, 1.1 [95 percent confidence interval, 0.9 to 1.4]), including13 interval-censored deaths corresponding to 6 patients in thestandard-care group and 7 patients in the catheter group forwhom the date of death could not be obtained. In the standard-caregroup, the rate of survival was 88.1 percent (95 percent confidenceinterval, 86.0 to 90.1) at 6 months and 83.9 percent (95 percentconfidence interval, 81.6 to 86.2) at 12 months; in the cathetergroup, the rate of survival was 87.4 percent (95 percent confidenceinterval, 85.3 to 89.5) at 6 months and 83.0 percent (95 percentconfidence interval, 80.6 to 85.4) at 12 months. The estimateddifference in survival was 0.7 percentage point (95percent confidence interval, 3.6 to 2.2) at 6 months(with negative survival differences favoring standard care)and 0.9 percentage point (95 percent confidence interval, 4.3 to 2.4) at 12 months.
Regression-based adjustment for the base-line variables listedin Table 1 did not materially affect these findings. The adjustedrisk ratio for death in the catheter group as compared withthe standard-care group was 1.0 (95 percent confidence interval,0.7 to 1.3) after adjustment for age, history of angina, typeof surgery, preoperative ASA risk class,37 Goldman index,39and hemoglobin level. We found no evidence of variation in treatmenteffect according to center or according to base-line characteristics;there were no significant interactions between treatment-groupassignment and any covariate. Subgroup analyses of in-hospitalmortality according to ASA risk class,37 type of surgery, sex,age, and NYHA class38 yielded results similar to those of theprimary analysis (Figure 2). Among patients with ASA class IVrisk,37 in-hospital mortality was 16.7 percent in the standard-caregroup and 20.6 percent in the catheter group; one-year mortalityin this subgroup was 37.8 percent in the standard-care groupand 38.2 percent in the catheter group. Among patients in NYHAclass III or IV,38 in-hospital mortality was 13.8 percent inthe standard-care group and 18.6 percent in the catheter group,and one-year mortality was 29.3 percent and 35.3 percent, respectively.
Figure 2. Estimated Differences in In-Hospital Mortality in the Catheter Group as Compared with the Standard-Care Group, Overall and According to American Society of Anesthesiologists (ASA) Risk Class, Type of Surgery, Sex, Age, and New York Heart Association (NYHA) Class.
Positive differences indicate excess mortality in the catheter group as compared with the standard-care group, whereas negative differences indicate lower mortality in the catheter group. Bars represent 95 percent confidence intervals.
Morbidity
Morbidity was similar in the two groups, except that there wasa higher incidence of pulmonary embolism in the group assignedto pulmonary-artery catheters (0 events in the standard-caregroup vs. 8 events [0.8 percent] in the catheter group, P=0.004).Thromboprophylaxis with unfractionated or low-molecular-weightheparin was used in 906 patients in the standard-care group(90.9 percent) and 878 patients in the catheter group (88.1percent, P=0.05). It was initiated within 24 hours after surgeryin 52.1 percent of the patients in the standard-care group,as compared with 53.7 percent of those in the catheter group.Diagnostic testing for clinically suspected venous thromboembolismwas performed in 69 patients in the standard-care group (6.9percent) and 57 patients in the catheter group (5.7 percent,P=0.31). The types of testing used (including venography, Dopplerultrasonography, ventilationperfusion lung scanning,and pulmonary angiography) were similar in the two groups.
In the catheter group, the goals for the cardiac index (3.5to 4.5 ml per minute per square meter) and the oxygen-deliveryindex (550 ml per minute per square meter) were met in 18.6percent and 21.0 percent of patients, respectively, at entryand in 79.0 percent and 62.9 percent of patients, respectively,after surgery (Figure 3). Central venous pressure did not differsignificantly between the patients in the catheter group andthe 769 patients in the standard-care group in whom centralvenous catheters were placed. The mean central venous pressurefor the preoperative, intraoperative, and postoperative periodswere 6.5, 10.4, and 9.1 mm Hg, respectively, in the standard-caregroup, as compared with 6.7, 10.1, and 9.3 mm Hg, respectively,in the catheter group.
Figure 3. Box Plots of Maximal Attained Values for the Cardiac Index and the Oxygen-Delivery Index at Base Line and during the Preoperative, Intraoperative, and Postoperative Periods in Patients Assigned to Pulmonary-Artery Catheters.
Lower and upper limits of boxes indicate the 25th and 75th percentiles; dots within boxes indicate the median values. The lines extending from the boxes indicate the range of nonoutlying values. Outliers are plotted separately (open circles). The portion of the box plot above the broken line corresponds to the subgroup of patients in whom the defined goals were met.
In our study, treatment guided by a pulmonary-artery catheterwas coupled with defined physiological goals and treatment strategiesdesigned to optimize treatment. Our findings and the findingsof others10,17,24 demonstrate that it is difficult to achievesuch physiological goals a practical reality of therapyguided by a pulmonary-artery catheter. Nevertheless, such therapywas associated with a significantly different treatment effectfrom standard care. The a priori goals for the oxygen-deliveryindex and the cardiac index for treatment guided by a pulmonary-arterycatheter were achieved in the majority of patients (62.9 percentand 79.0 percent, respectively) after surgery.
Our study evaluated patients for whom admission to the ICU isrecommended. The relatively low numbers of patients with ASAclass IV risk37 and NYHA class III or IV symptoms38 reflectthe characteristics of the population of elderly patients undergoingelective or urgent surgery in Canada.
Our study, which evaluated high-risk surgical patients who commonlyundergo monitoring by pulmonary-artery catheter and who wereat risk for substantial illness and death, builds on the findingsof previous studies. Much of the published literature to datereports clinical trials that were nonrandomized and most ofwhich were retrospective; previously reported randomized trials9,10,17,21,22,23have been small and insufficiently powered to provide a definitiveanswer. It is important to reconcile our findings with thoseof the prospective cohort study reported by Connors et al.,8which showed increased mortality and length of stay with theuse of pulmonary-artery catheters in a mixed population of medicaland surgical patients in the ICU.8 Although Connors et al. attemptedto control for confounding by using a "propensity score," thelack of randomization leads to the possibility of many unknownsources of bias that may have influenced the findings of thisobservational study. In particular, the decision to use a pulmonary-arterycatheter may have been a marker for greater severity of illness.
Our trial enrolled 52 percent of eligible patients, and ourrandomization strategy resulted in groups of patients that weresimilar at entry. The rate of crossover of patients in the standard-caregroup to the use of a pulmonary-artery catheter was low (2.4percent). All outcomes were adjudicated by observers who wereunaware of the treatment-group assignments.
Supported by grants from the Canadian Institute for Health Researchand Abbott Laboratories of Canada.
Dr. Devitt has reported receiving lecture fees from Eli Lilly.
We are indebted to Allan Spanier, M.D., Sir Mortimer B. DavisJewish General Hospital, Montreal, who was a site principalinvestigator and coauthor until his death in May 1998. We arealso indebted to all the staff members of all the participatinghospitals and ICUs for their outstanding efforts; to the manyresearch assistants and secretaries who have been associatedwith the study; to Lucille Schavemaker, Dongmei Wang, JudieLasante, Dean Yergens, Reza Shahpori, and Darlene Williamson,Department of Critical Care Medicine, University of Calgary;and to Jeanne Sheldon, B.A., and the staff of the ThrombosisResearch Unit, University of Calgary.
* Participating members of the Canadian Critical Care ClinicalTrials Group are listed in the Appendix.
Source Information
From the Faculty of Medicine, University of Calgary, Calgary, Alta. (J.D.S., R.D.H., R.F.B., L.K., G.F.P., C.J.D., S.V., A.K.); the Sir Mortimer B. Davis Jewish General Hospital, Montreal (D.P.L.); the Faculty of Medicine, University of Montreal, Montreal (L.P.); the Faculty of Medicine, Dalhousie University, Halifax, N.S. (H.D.); and the University of Alberta, Edmonton (M.J.) all in Canada.
Address reprint requests to Dr. Sandham at the Department of Critical Care Medicine, EG23 Foothills St. NW, Calgary, AB T2N 2T9, Canada, or at sandham{at}ucalgary.ca.
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Appendix
Participating members of the Canadian Critical Care ClinicalTrials Group included the following centers and principal investigators:S. Viner, T. Rosenal, Calgary GeneralPeter Lougheed Hospital,Calgary, Alta.; C.J. Doig, Foothills Hospital, Calgary, Alta.;H. Devitt, Sunnybrook Health Sciences Centre, Toronto; D.P.Laporta, Jewish General Hospital, Montreal; L. Passerini, HotelDieu de Montreal, Montreal; P.J.E. Boiteau, Mount Sinai Hospital,Toronto; A. Kirby, St. Joseph's Hospital, London, Ont.; G. Rocker,R. Hall, Victoria General Hospital, Halifax, N.S.; J. Hooper,Ottawa Civic Hospital, Ottawa, Ont.; P. Hebert, P. Cardinal,Ottawa General Hospital, Ottawa, Ont.; M. Jacka, A. Clark, St.John General Hospital, St. John, N.B.; T. Houston, Toronto WesternHospital, Toronto; N. Mehta, Fredericton General Hospital, Fredericton,N.B.; R. Johnston, Royal Alexandra Hospital, Edmonton, Alta.;R. Steinberg, Holy Cross Hospital, Calgary, Alta.; M. Jacka,Sudbury General Hospital, Sudbury, Ont.; D. Roberts, HealthSciences Centre, Winnipeg, Man.; D. Evans, Montreal GeneralHospital, Montreal; M. Tweedale, Vancouver General Hospital,Vancouver, B.C. Study Coordinator: L. Knox, University of Calgary,Calgary, Alta. Safety Monitoring Committee: G.F. Pineo (chair),University of Calgary, Calgary, Alta.; W. Sibbald, SunnybrookHealth Sciences Centre, Toronto; A. Laupacis, University ofToronto, Toronto.
Pulmonary-Artery Catheters in High-Risk Surgical Patients
Cholley B. P., Payen D., Karkouti K., Wijeysundera D. N., Beattie S. W., Schwann N. M., Mangano D. T., the Multicenter Study of Perioperative Ischemia Research Group , Sandham J. D., Hull R. D., Brant R. F.
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