A Novel Coronavirus Associated with Severe Acute Respiratory Syndrome
Thomas G. Ksiazek, D.V.M., Ph.D., Dean Erdman, Dr.P.H., Cynthia S. Goldsmith, M.S., Sherif R. Zaki, M.D., Ph.D., Teresa Peret, Ph.D., Shannon Emery, B.S., Suxiang Tong, Ph.D., Carlo Urbani, M.D., James A. Comer, Ph.D., M.P.H., Wilina Lim, M.D., Pierre E. Rollin, M.D., Scott F. Dowell, M.D., M.P.H., Ai-Ee Ling, M.D., Charles D. Humphrey, Ph.D., Wun-Ju Shieh, M.D., Ph.D., Jeannette Guarner, M.D., Christopher D. Paddock, M.D., M.P.H.T.M., Paul Rota, Ph.D., Barry Fields, Ph.D., Joseph DeRisi, Ph.D., Jyh-Yuan Yang, Ph.D., Nancy Cox, Ph.D., James M. Hughes, M.D., James W. LeDuc, Ph.D., William J. Bellini, Ph.D., Larry J. Anderson, M.D., and the SARS Working Group
Background A worldwide outbreak of severe acute respiratorysyndrome (SARS) has been associated with exposures originatingfrom a single ill health care worker from Guangdong Province,China. We conducted studies to identify the etiologic agentof this outbreak.
Methods We received clinical specimens from patients in sevencountries and tested them, using virus-isolation techniques,electron-microscopical and histologic studies, and molecularand serologic assays, in an attempt to identify a wide rangeof potential pathogens.
Results None of the previously described respiratory pathogenswere consistently identified. However, a novel coronavirus wasisolated from patients who met the case definition of SARS.Cytopathological features were noted in Vero E6 cells inoculatedwith a throat-swab specimen. Electron-microscopical examinationrevealed ultrastructural features characteristic of coronaviruses.Immunohistochemical and immunofluorescence staining revealedreactivity with group I coronavirus polyclonal antibodies. Consensuscoronavirus primers designed to amplify a fragment of the polymerasegene by reverse transcriptionpolymerase chain reaction(RT-PCR) were used to obtain a sequence that clearly identifiedthe isolate as a unique coronavirus only distantly related topreviously sequenced coronaviruses. With specific diagnosticRT-PCR primers we identified several identical nucleotide sequencesin 12 patients from several locations, a finding consistentwith a point-source outbreak. Indirect fluorescence antibodytests and enzyme-linked immunosorbent assays made with the newisolate have been used to demonstrate a virus-specific serologicresponse. This virus may never before have circulated in theU.S. population.
Conclusions A novel coronavirus is associated with this outbreak,and the evidence indicates that this virus has an etiologicrole in SARS. Because of the death of Dr. Carlo Urbani, we proposethat our first isolate be named the Urbani strain of SARS-associatedcoronavirus.
In late 2002, cases of life-threatening respiratory diseasewith no identifiable cause were reported from Guangdong Province,China; they were followed by reports from Vietnam, Canada, andHong Kong of severe febrile respiratory illness that spreadto household members and health care workers. The syndrome wasdesignated "severe acute respiratory syndrome" (SARS) in March2003,1,2,3,4,5 and global efforts to understand the cause ofthis illness and prevent its spread were instituted in March2003. Many cases can be linked through chains of transmissionto a health care worker from Guangdong Province, China, whovisited Hong Kong, where he was hospitalized with SARS and died.Clinical specimens from patients meeting the case definitionof SARS were sent to the Centers for Disease Control and Prevention(CDC) by collaborators in Vietnam, Singapore, Thailand, HongKong, Canada, Taiwan, and the United States as part of the etiologicinvestigation. In this report, we describe the efforts of theCDC to detect a wide range of possible etiologic agents forthis disease outbreak, and we describe the identification andinitial characterization of a novel coronavirus associated withcases of SARS.
Methods
General Approach
The nonspecific nature of the clinical presentation of patientswith SARS and the urgency of finding a cause required that clinicalspecimens be tested rapidly for a broad range of viral, bacterial,chlamydial, and rickettsial agents (the CDC case definitionof SARS is available as Supplementary Appendix 1 with the fulltext of this article at http://www.nejm.org). Laboratory testingfocused foremost on known respiratory pathogens, especiallythose that might specifically target the lower respiratory tractthrough the progression of disease. A combination of traditionalmethods was applied, including virus isolation in suckling miceand cell culture, electron microscopy, histopathological examination,serologic analysis, and general and specialized bacterial culturetechniques. The molecular techniques of polymerase chain reaction(PCR), reverse-transcription PCR (RT-PCR), and real-time PCRwere used. Priority was given to testing for the following agents:yersinia, mycoplasma, chlamydia, legionella, Coxiella burnetii,spotted fever and typhus group rickettsiae, influenzavirusesA and B, Paramyxovirinae and Pneumovirinae subfamily viruses(specifically, human respiratory syncytial virus and human metapneumovirus),Mastadenoviridae, Herpetoviridae, Picornaviridae, Old and NewWorld hantaviruses, and Old World arenaviruses.
Biosafety
Given the serious nature of SARS and the suggestion of person-to-persontransmission, it was decided to handle all clinical specimensin a biosafety level 3 environment. All division into aliquots,pipetting, and culture attempts were performed in laminar-flowsafety cabinets in a biosafety level 3 laboratory. Serum specimensthat were tested serologically outside the laboratory were exposedto 60Co gamma irradiation at 2x106 rad while frozen on dry ice.Initial division into aliquots, handling, and culturing wereundertaken in a biosafety level 3 laboratory area in which noculturing of known viruses is done. A similar environment wasused when specimens from which nucleic acid was to be extractedwere placed in a solution of chaotropic salts; after this step,the specimens were removed to other areas for completion ofthe extraction protocols.
Isolation of Virus
To identify viruses associated with SARS, we inoculated a varietyof clinical specimens (blood, serum, material from oropharyngealswabs or washings, material from nasopharyngeal swabs, and tissuesof major organs collected at autopsy) onto a number of continuouscell lines, including Vero E6, NCI-H292, MDCK, LLC-MK2, andB95-8 cells, and into suckling ICR mice by the intracranialand intraperitoneal routes. All cultures were observed dailyfor cytopathic effect. Maintenance medium was replenished atday 7, and cultures were terminated 14 days after inoculation.Any cultures exhibiting identifiable cytopathic effect weresubjected to several procedures to identify the cause of theeffect. Suckling mice were observed daily for 14 days, and wefurther tested any sick or dead mice by preparing a brain suspensionthat was filtered and subcultured. Mice that remained well after14 days were euthanized, and their test results were recordedas negative. Tissue-culture samples showing cytopathic effectwere prepared for electron-microscopical examination. Negative-stainelectron-microscopical specimens were prepared by drying culturesupernatant, mixed 1:1 with 2.5 percent paraformaldehyde, ontoFormvarcarbon-coated grids and staining with 2 percent methylaminetungstate. Thin-section electron-microscopical specimens wereprepared by fixing a washed cell pellet with 2.5 percent glutaraldehydeand embedding it in epoxy resin. For RT-PCR assays, cell-culturesupernatants were placed in lysis buffer. In addition, a masterseed was prepared from the remaining culture supernatant andcells by freeze-thawing the culture flask, clarifying the thawedcontents by centrifugation at 1000xg, and dispensing the supernatantinto aliquots stored in gas phase over liquid nitrogen. Themaster seed was subcultured into 850-cm2 roller bottles of VeroE6 cells for the preparation of formalin-fixed positive controlcells for immunohistochemical analysis, mixed with normal E6cells, and gamma-irradiated for preparation of spot slides forindirect fluorescence antibody tests or extracted with detergentand gamma-irradiated for use as an enzyme-linked immunosorbentassay (ELISA) antigen for antibody tests.
Serologic Analysis
Spot slides were prepared by applying 15 µl of the suspensionof gamma-irradiated mixed infected and noninfected cells onto12-well Teflon-coated slides. Slides were allowed to air drybefore being fixed in acetone. Slides were then stored at 70°Cuntil used for indirect fluorescence antibody tests.6 An ELISAantigen was prepared by detergent extraction of infected VeroE6 cells and subsequent gamma irradiation.7 The optimal dilution(1:1000) for the use of this antigen was determined by checkerboardtitration against serum from a patient with SARS in the convalescentphase; a control antigen, similarly prepared from uninfectedVero E6 cells, was used to control for specific reactivity oftested serum. The conjugates used were goat antihuman IgG, IgA,and IgM conjugated to fluorescein isothiocyanate and horseradishperoxidase (Kirkegaard and Perry), for the indirect fluorescenceantibody test and ELISA, respectively. Specificity and cross-reactivityof a variety of serum samples to the newly identified viruswere evaluated by using the tests described above. For thisevaluation, we used serum from patients with SARS in Singapore,Bangkok, and Hong Kong and serum from healthy blood donors fromthe CDC serum bank and from persons infected with known humancoronaviruses (human coronaviruses OC43 and 229E) (samples providedby E. Walsh and A. Falsey, University of Rochester School ofMedicine and Dentistry, Rochester, N.Y.).
Pathological and Immunohistochemical Studies
Formalin-fixed, paraffin-embedded Vero E6 cells infected withthe novel coronavirus and tissues obtained from patients withSARS were stained with hematoxylin and eosin and various immunohistochemicalstains. Immunohistochemical assays were based on a method describedpreviously for hantavirus.8 In brief, 4-µm sections weredeparaffinized, rehydrated, and digested in Proteinase K for15 minutes. Slides were then incubated for 60 minutes at roomtemperature with monoclonal antibodies, polyclonal antiserum,or ascitic fluids derived from animal species with reactivitiesto various known coronaviruses, and with a convalescent-phaseserum specimen from a patient with SARS.
Optimal dilutions of the primary antibodies were determinedby titration experiments with cells infected with the new coronavirusand with noninfected cells or, when available, with concentrationsrecommended by the manufacturers. After sequential applicationof the appropriate biotinylated link antibody, avidinalkalinephosphatase complex, and naphtholfast red substrate,sections were counterstained in Mayer's hematoxylin and mountedwith aqueous mounting medium. We used the following antibodyand tissue controls: serum specimens from noninfected animals,various coronavirus-infected cell cultures and animal tissues,noninfected cell cultures, and normal human and animal tissues.Tissues from patients were also tested by immunohistochemicalassays for various other viral and bacterial pulmonary pathogens.In addition, a bronchoalveolar-lavage specimen was availablefrom one patient with SARS for thin-section electron-microscopicalevaluation.
Molecular Analyses
RNA extracts were prepared from 100 µl of each specimen(or culture supernatant) with the automated NucliSens extractionsystem (bioMérieux). Oligonucleotide primers used foramplification and sequencing of the SARS-related coronaviruswere designed from alignments of open reading frame 1b of thecoronavirus polymerase gene sequences obtained from GenBank,including human coronaviruses 229E and OC43 (accession numbersX69721 and AF124989, respectively), canine coronavirus (AF124986),feline infectious peritonitis virus (AF124987), porcine transmissiblegastroenteritis virus (Z34093), porcine epidemic diarrhea virus(NC_003436), bovine coronavirus (NC_003045), porcine hemagglutinatingencephalomyelitis virus (AF124988), sialodacryoadenitis virus(AF124990), mouse hepatitis virus (NC_001846), turkey coronavirus(AF124991), and avian infectious bronchitis virus (NC_001451).Primer pair IN-2 (+) 5'GGGTT-GGGACTATCCTAAGTGTGA3' and IN-4() 5'TAACACACAACICCATCATCA3' was previously designedto conserved regions of open reading frame 1b to achieve broadreactivity with the genus coronavirus. These primers were usedto amplify DNA from SARS isolates, and the amplicon sequencesobtained were used to design SARS-specific primers Cor-p-F2(+) 5'CTAACATGCTTAGGATAATGG3', Cor-p-F3 (+) 5'GCCTCTCTTGTTCTTGCTCGC3',and Cor-p-R1 () 5'CAGGTAAGCGTAAAACTCATC3', which wereused in turn to test patient specimens. Primers used for specificamplification of human metapneumovirus have been described previously.9Well-characterized primer sets for other respiratory virus pathogens(unpublished data), including human respiratory syncytial virus,parainfluenzaviruses 1, 2, and 3, influenzaviruses A and B,adenovirus, and picornavirus (rhinovirus and enterovirus), werealso used to test clinical specimens in this study (primersavailable on request). All specimens were tested for human glyceraldehyde-3-phosphatedehydrogenase to confirm RNA integrity and control for RT-PCRinhibition.
One primer for each set was 5'-end-labeled with fluorescentdye 6-carboxyfluorescein (6-FAM) to facilitate GeneScan analysis.One-step amplification reactions were performed with the AccessRT-PCR System (Promega) as previously described.9 Positive andnegative RT-PCR controls, containing standardized viral RNAextracts, and nuclease-free water were included in each run.Amplified 6-FAMlabeled products were analyzed by capillaryelectrophoresis on an ABI 3100 Prism Genetic Analyzer with GeneScansoftware (version 3.1.2). Specimens were considered positivefor SARS-associated coronavirus if the amplification productswere within 1 nucleotide of the expected product size (368 nucleotidesfor Cor-p-F2 or Cor-p-R1 and 348 nucleotides for Cor-p-F3 orCor-p-R1) for both specific primer sets, as confirmed by a secondPCR reaction from another aliquot of RNA extract in a separatelaboratory. Where DNA yield was sufficient, the amplified productswere also sequenced. The microarray used in this study was anexpanded version of an array previously described.10,11
For sequencing, amplicons were purified with ExoSAP-IT (USB).Both strands of unlabeled products (or one strand of the 6-FAMlabeledproducts) were sequenced on an ABI PRISM 3100 Genetic Analyzerwith use of a fluorescent dye-terminator kit (ABI). The nucleotidesequences were edited with Sequencher for Power Macintosh (version3.1.1, Gene Codes). The partial nucleotide sequences of thepolymerase gene were aligned with published coronavirus sequences,using CLUSTAL W for Unix (version 1.7).12 Phylogenetic treeswere computed by maximum parsimony, distance, and maximum likelihoodbasedcriteria analysis with PAUP (version 4.0.d10).13
Results
Virus Isolation
Two cell lines, Vero E6 cells and NCI-H292 cells, inoculatedwith oropharyngeal specimens from Patient 16 (a 46-year-oldmale physician with an epidemiologic link to a hospital withmultiple patients with SARS) initially showed cytopathic effect(Table 1). Blood, nasopharyngeal, and throat-swab specimenswere collected on March 12, day 1 after onset. At that time,the patient's physical examination was normal except for feverand shortness of breath. During the course of the disease, hisstatus worsened, and he died. A rhinovirus was isolated fromthe inoculated NCI-H292 cells. Further study suggested thatthis virus was not associated with patients with SARS, so itwill not be discussed here.
Table 1. Specimens from Patients with SARS That Were Positive for SARS-Associated Coronavirus by One or More Methods.
Cytopathic effect in the Vero E6 cells was first noted on thefifth post-inoculation day. The cytopathic effect was focal,with cell rounding and a refractive appearance in the affectedcells (Figure 1) that was soon followed by cell detachment.The cytopathic effect quickly spread to involve the entire cellmonolayer within 24 to 48 hours. Subculture of material afterpreparation of a master seed resulted in the rapid appearanceof cytopathic effect, as noted above, and in complete destructionof the monolayer in the inoculated flasks within 48 hours. Similarcytopathic effect has since been noted in four additional cultures:three cultures of respiratory specimens (two oropharyngeal washesand one sputum specimen) and one culture of a suspension ofkidney tissue obtained at autopsy. In these specimens, the initialcytopathic effect was observed between day 2 and day 4 and,as noted above, the cytopathic effect rapidly progressed toinvolve the entire cell monolayer.
Figure 1. Vero E6 cells Inoculated with Oropharyngeal Specimens from Patients with SARS.
The typical early cytopathic effect seen with coronavirus isolates from patients with SARS is shown in Panel A (x40). Infected Vero cells are shown reacting with the serum of a convalescent patient in an indirect fluorescence antibody assay in Panel B (x400).
Examination of cytopathic-effectpositive Vero E6 cellsby thin-section electron microscopy revealed characteristiccoronavirus particles within the cisternae of the rough endoplasmicreticulum and in vesicles (Figure 2A).14,15 Extracellular particleswere found in large clusters and adhering to the surface ofthe plasma membrane. Negative-stain electron microscopy identifiedcoronavirus particles, 80 to 140 nm in diameter, with 20-to-40-nmcomplex surface projections surrounding the periphery (Figure 2B).Hemagglutinin esterase-type glycoprotein projections werenot seen.
Figure 2. Ultrastructural Characteristics of SARS-Associated Coronavirus Grown in Vero E6 Cells.
Panel A shows a thin-section electron-microscopical view of viral nucleocapsids aligned along the membrane of the rough endoplasmic reticulum (arrow) as particles bud into the cisternae. Enveloped virions have surface projections (arrowhead) and an electron-lucent center. Directly under the viral envelope lies a characteristic ring formed by the helical nucleocapsid, often seen in cross section. Negative-stain electron microscopy (Panel B) shows a stain-penetrated coronavirus particle with an internal helical nucleocapsid-like structure and club-shaped surface projections surrounding the periphery of the particle, a finding typical of coronaviruses (methylamine tungstate stain). The bars represent 100 nm.
Molecular Analysis
A 405-nucleotide segment of the coronavirus polymerase geneopen reading frame 1b was amplified from the isolation materialby RT-PCR with the broadly reactive primer set IN-2IN-4.In contrast, this primer set produced no specific band againstuninfected cells.
When compared with other human and animal coronaviruses, thenucleotide and deduced amino acid sequence from this regionhad similarity scores ranging from 0.56 to 0.63 and from 0.57to 0.74, respectively. The highest sequence similarity was obtainedwith group II coronaviruses. The maximum-parsimony tree obtainedfrom the nucleotide-sequence alignment is shown in Figure 3.Bootstrap analyses of the internal nodes at the internal branchesof the tree provided strong evidence that the SARS-associatedcoronavirus is genetically distinct from other known coronaviruses.The microarray analyses from infected and uninfected cell culturesgave a positive signal for a group of eight oligonucleotidesderived from two virus families: Coronaviridae and Astroviridae.All of the astroviruses and two of the coronavirus oligonucleotidesshare a consensus sequence motif that maps to the extreme 3'end of astroviruses and two members of the coronavirus family:avian infectious bronchitis and turkey coronavirus.16 Resultswere consistent with the identity of the isolate as a coronavirus.
Figure 3. Estimated Maximum-Parsimony Tree Based on the Sequence Alignment of 405 Nucleotides of the Coronavirus Polymerase Gene Open Reading Frame 1b (Nucleotide Numbers 15173 to 15578 Based on Bovine Coronavirus Complete Genome Accession Number NC_003045) Comparing SARS Coronavirus with Other Human and Animal Coronaviruses.
The three major coronavirus antigenic groups (I, II, and III), represented by human coronavirus 229E (HcoV-229E), canine coronavirus (CCoV), feline infectious peritonitis virus (FIPV), porcine transmissible gastroenteritis virus (TGEV), porcine epidemic diarrhea virus (PEDV), human coronavirus OC43 (HCoV-OC43), bovine coronavirus (BCoV), porcine hemagglutinating encephalomyelitis virus (HEV), rat sialodacryoadenitis virus (SDAV), mouse hepatitis virus (MHV), turkey coronavirus (TCoV), and avian infectious bronchitis virus (IBV), are shown shaded. Bootstrap values (from 100 replicates) obtained from a 50 percent majority rule consensus tree are plotted at the main internal branches of the phylogram. Branch lengths are proportionate to nucleotide differences.
Immunohistochemical and Histopathological Analysis and Electron-Microscopical Analysis of Bronchoalveolar-Lavage Fluid
Lung tissues were obtained at autopsy from three patients andby open-lung biopsy in one patient, 14 to 19 days after theonset of SARS. Confirmatory laboratory evidence of infectionwith coronavirus was available for two patients (Patients 6and 17) and included PCR amplification of coronavirus nucleicacids from tissues, viral isolation from bronchoalveolar-lavagefluid, or detection of serum antibodies reactive with coronavirus(Table 1). For two patients, no samples were available for molecular,cell-culture, or serologic analysis; however, the conditionof both patients met the CDC definition of probable SARS, andboth had strong epidemiologic links with laboratory-confirmedcases of SARS. Histopathological evaluation of lung tissuesfrom the four patients showed diffuse alveolar damage at variouslevels of progression and severity. Changes included hyaline-membraneformation, interstitial mononuclear inflammatory infiltrates,and desquamation of pneumocytes in alveolar spaces (Figure 4A).Other findings identified in some patients included focal intraalveolarhemorrhage, necrotic inflammatory debris in small airways, andorganizing pneumonia. Multinucleated syncytial cells were identifiedin the intraalveolar spaces of two patients who died 14 and17 days after onset of illness. These cells contained abundantvacuolated cytoplasm with cleaved and convoluted nuclei. Noobvious intranuclear or intracytoplasmic viral inclusions wereidentified (Figure 4B), and electron-microscopical examinationof a limited number of these syncytial cells revealed no coronavirusparticles. No definitive immunostaining was identified in tissuesfrom SARS patients with the use of a battery of immunohistochemicalstains reactive with coronaviruses from antigenic groups I,II, and III. In addition, no staining of patient tissues wasidentified with the use of immunohistochemical stains for influenzavirusesA and B, adenoviruses, Hendra and Nipah viruses, human metapneumovirus,respiratory syncytial virus, measles virus, Mycoplasma pneumoniae,and Chlamydia pneumoniae.
Figure 4. Histopathological Evaluation of Lung Tissue from a Patient with SARS and Immunohistochemical Staining of Vero E6 Culture Cells Infected with SARS-Associated Coronavirus.
Panel A shows diffuse alveolar damage, abundant foamy macrophages, and multinucleated syncytial cells. Panel B shows a higher magnification of a pulmonary syncytial cell with no conspicuous viral inclusions. Panel C shows immunohistochemical staining of SARS-associated coronavirusinfected culture cells. Membranous and cytoplasmic immunostaining of individual and syncytial Vero E6 cells is demonstrated with a cat antifeline infectious peritonitis virus 1 ascitic fluid. (Panels A and B, hematoxylin and eosin, x50 and x250, respectively; Panel C, immunoalkaline phosphatase with naphtholfast red substrate and hematoxylin counterstain, x250).
Evaluation of Vero E6 cells infected with coronavirus isolatedfrom a patient with SARS revealed viral cytopathic effect thatincluded occasional multinucleated syncytial cells but no obviousviral inclusions (Figure 4C). Immunohistochemical assays withvarious antibodies reactive with coronaviruses from antigenicgroup I, including human coronavirus 229E, feline infectiousperitonitis virus 1, and porcine transmissible gastroenteritisvirus, and with an immune serum specimen from a patient withSARS demonstrated strong cytoplasmic and membranous stainingof infected cells (Figure 4C and Table 2); however, cross-reactivitywith the same immune human serum sample and feline infectiousperitonitis virus 1 antigen was not observed. No staining wasidentified with any of several monoclonal or polyclonal antibodiesreactive with coronaviruses in antigenic group II (human coronavirusOC43, bovine coronavirus, and mouse hepatitis virus) or groupIII (turkey coronavirus and avian infectious bronchitis virus).Electron-microscopical examination of bronchoalveolar-lavagefluid from one patient revealed many coronavirus-infected cells(Figure 5).
Table 2. Immunohistochemical Reactivities of Various Polyclonal Group I Anti-Coronavirus Reference Antiserum Samples with a Coronavirus Isolated from a Patient with SARS and with Selected Antigenic Group I Coronaviruses.
Figure 5. Ultrastructural Characteristics of a Coronavirus-Infected Cell in Bronchoalveolar-Lavage Fluid from a Patient with SARS, with Numerous Intracellular and Extracellular Particles.
The virions are indicated by the arrowheads in Panel A. Panel B shows the area indicated by the arrow in Panel A at higher magnification. The bar in Panel A represents 1 µm, and that in Panel B, 100 nm.
Serologic Analysis
Spot slides with infected cells reacted with serum from patientswith probable SARS in the convalescent phase. Screening of apanel of serum from patients with suspected SARS from Hong Kong,Bangkok, Singapore, and the United States showed a high levelof specific reaction with infected cells and conversion fromnegative to positive reactivity or diagnostic rises in the indirectfluorescence antibody test by a factor of four. Similarly, testsof these same serum samples with the ELISA antigen showed highspecific signal in the convalescent-phase samples and conversionfrom negative to positive antibody reactivity or diagnosticincreases in titer (Table 3). Information from the limited numberof samples tested thus far suggests that antibody is first detectablein these two tests between one and two weeks after the onsetof symptoms in the patient. Indirect fluorescence antibody testingand ELISA of a panel of 384 randomly selected serum samples(from U.S. blood donors) were negative for antibodies to thenew coronavirus, with the exception of 1 specimen that had minimalreactivity on ELISA. A panel of paired human serum samples withdiagnostic increases (by a factor of four or more) in antibody(with very high titers to the homologous viral antigen in theconvalescent-phase serum) to the two known human coronaviruses,OC43 (13 pairs) and 229E (14 pairs), showed no reactivity ineither acute- or convalescent-phase serum with the newly isolatedcoronavirus by either the indirect fluorescence antibody testor the ELISA.
Table 3. Results of Serologic Testing with Both Indirect Fluorescence Antibody (IFA) Test and Indirect Enzyme-Linked Immunosorbent Assay (ELISA) in Patients with SARS Tested against a Newly Isolated Coronavirus (200300592).
Patients
Nineteen patients with SARS have been identified as infectedwith the new coronavirus by virus isolation, RT-PCR, or serologictests; all have direct or indirect links to the SARS outbreakin Hong Kong or Guangdong Province, China (Table 1). We wereable to amplify by RT-PCR and obtain the virus sequence fromclinical specimens or virus isolates from 12 of these patients.All 12 sequences were identical to those of the first isolateas noted above. For four convalescent patients, infection wasdetected serologically alone; for nine patients it was detectedby RT-PCR alone; for three by virus isolation and RT-PCR; fortwo by virus isolation, RT-PCR, and serologic analysis; andfor one by RT-PCR and serologic analysis. We found none of thecoronavirus-infected patients to be infected with human metapneumovirus.In only one patient was both SARS coronavirus and another respiratoryvirus detected; Patient 16 had both SARS coronavirus and a rhinovirus.A variety of respiratory pathogens were also identified by RT-PCRin other patients whose samples were submitted for SARS testing,including 5 with human metapneumoviruses (sequencing showedthat each was distinct) and 12 with rhinoviruses (sequencingshowed that each was distinct). None of the patients who werepositive for human metapneumovirus had pneumonia.
Discussion
The isolation of a novel coronavirus from the respiratory secretionsof a patient with SARS and the subsequent demonstration of thisvirus or a serologic response to this virus in others with SARSdemonstrate an etiologic association between this virus andSARS. The discovery of this new virus occurred through a broad-basedand multidisciplinary effort by clinical, epidemiologic, andlaboratory investigators and speaks to the power of a globalcollaborative effort to address the ever-present threat of emerginginfectious diseases.17
The three known groups of coronavirus are associated with avariety of diseases of humans and domestic animals, includinggastroenteritis and upper and lower respiratory tract disease.Although the known human coronaviruses are associated with amild disease (the common cold), the ability of coronavirus ofanimals to cause severe disease raises the possibility thatcoronavirus could also cause more severe disease in humans.Other than rare instances in children or immunocompromised patients,it appears that the SARS-related coronavirus may be the firstexample of a coronavirus that causes severe disease in humans.The novel human coronavirus identified in this study sharesantigenic features with various group I coronaviruses, but geneticcomparisons suggest it is distinct from group I coronavirusesand from coronaviruses in groups II and III. The factor or factorsresponsible for this apparent dichotomy remain to be elucidated;however, correlation between antigenic and genetic characteristicsof these viruses is occasionally unclear, and the placementof some other human coronaviruses within specific antigenicgroups has not always been well defined.18,19,20
The identification of this novel coronavirus relied on classictissue-culture isolation to amplify the pathogen and then onelectron-microscopical studies to identify the type of virus,a member of the family Coronaviridae, and molecular studiesto confirm the identity of the virus, characterize its uniquenature, and help link it to the disease. The discovery of thisnew virus underscores the importance of versatile techniquessuch as virus isolation and electron microscopy in identifyingetiologic pathogens. As with previous outbreak investigations,electron microscopy proved to be a rapid technique that didnot require specific reagents for or prior knowledge of a particularagent but that could nevertheless categorize a pathogen on thebasis of its appearance and morphogenesis.21,22,23,24
In this report, we describe infection in 19 SARS patients withwell-defined direct or indirect epidemiologic links either tothe outbreak in Hong Kong or to Guangdong Province, China, theorigin of the index patient in Hong Kong. As expected with apoint-source outbreak, the sequences from a limited region ofthe polymerase gene are identical. Coronaviruses with identicalsequences have also been detected in patients with SARS in Canada.5The virus was found in multiple specimens, including lung andkidney tissue extracts by virus isolation or RT-PCR, bronchoalveolar-lavagespecimens by electron microscopy and PCR, and sputum or upperrespiratory tract swab, aspirate, or wash specimens by RT-PCRor virus isolation. Although we tested specimens from the coronavirus-positivepatients for a variety of other respiratory pathogens, includinghuman metapneumovirus, by RT-PCR, none were detected in thesecoronavirus-positive patients except for a rhinovirus in Patient16. The relation between this novel coronavirus and diseaseis further evidenced by detection of virus in lung tissue anda bronchoalveolar-lavage specimen, thus placing the virus atthe site of diseased tissue. We were not, however, able to demonstratecoronavirus antigens in patient tissues by histologic and immunohistochemicalmethods or to demonstrate a direct involvement in the pathologicprocess. Neither were we able to demonstrate SARS-associatedcoronavirus infection in all suspected patients with SARS.
Possible reasons for the inability to demonstrate infectionin some patients with suspected SARS include the lack of sufficientsensitivity of the assays to detect the pathogen and the immuneresponse and the timing and type of specimens tested. For example,we have not yet received convalescent-phase serum specimensfrom many patients with suspected SARS and have not serologicallyruled out infection in many such patients. In addition, we arejust beginning to study the type and timing of clinical specimensmost likely to support a diagnosis of infection with this newvirus. We have made rapid progress in developing our diagnosticassays and are continuing to improve them for the detectionof this virus or an immune response to it. In addition, thecase definition of SARS is very broad and most likely includesother infectious diseases. We are also continuing to test forother infectious agents that might be associated with SARS,including those that might contribute to the severity of diseaseor increase the efficiency of viral transmission. Further clinicalanalysis of patients with SARS in whom there is laboratory confirmationof infection with the new coronavirus might help refine thecase definition further.
The apparent lack of antibody in all serum specimens exceptthose from patients with SARS suggests that this virus has notpreviously circulated in humans. Certainly, it has not circulatedwidely in humans, which is further evidence of an associationbetween infection with this novel coronavirus and SARS. Presumably,this virus originated in animals and mutated or recombined ina fashion that permitted it to infect, cause disease, and passfrom person to person. The available sequence data for thisnovel coronavirus suggest that it is distinct from those previouslyreported in animals and humans and that the parent virus hasnot yet been discovered. The isolation and growth of a human-derivedcoronavirus in Vero E6 cells were unexpected. The only humanor animal coronavirus that has been shown to grow in Vero cellsis porcine epidemic diarrhea virus (isolated in China from pigs),and it requires the addition of trypsin to culture medium forgrowth in Vero E6 cells.25 However, like the sequences of theother known coronaviruses, the sequences for porcine epidemicdiarrhea virus are distinct from those of SARS-associated coronavirus,indicating that porcine epidemic diarrhea virus is not the parentvirus to this new coronavirus. Because of the death of Dr. CarloUrbani during the investigation, we propose that our first isolatebe named the Urbani strain of SARS-associated coronavirus.
Pathological studies in patients who died with SARS show diffusealveolar damage as the most notable feature, a finding consistentwith the severe respiratory illness seen in some patients withSARS. The primary histopathological lesions seen in the lungsof four patients we studied are consistent with a nonspecificresponse to acute lung injury that can be caused by infectiousagents, trauma, drugs, or toxic chemicals. However, the multinucleatedsyncytial cells without viral inclusions seen in the lungs oftwo patients, including one patient positive by PCR, serologic,and virus-isolation methods, are suggestive of a number of viralinfections, including measles and parainfluenzavirus, respiratorysyncytial virus, and Nipah virus infection. Syncytia have occasionallybeen observed in culture cells inoculated with other group Iand II coronaviruses that infect humans,26,27,28 but they aremore often described in culture cells infected with animal coronaviruses.29,30,31To our knowledge, syncytial cells have not been previously describedin human tissues infected with coronaviruses.
We did not detect antigens of viruses associated with syncytialformation or SARS-associated coronavirus in these patient tissues,despite the severe pulmonary pathological processes. To detectthis novel coronavirus antigen, we used an extensive panel ofantibodies against coronaviruses representative of the threeantigenic groups. The failure of these antiserum specimens toreact with coronavirus antigens in the lung tissues of thesepatients could be attributed to clearance of viral antigensby the host immune response during the late stage of disease.The tissues of the four patients evaluated by immunohistochemicalassays were obtained approximately two to three weeks into thecourse of the illness. For many viral infections, viral antigensand nucleic acids are cleared within two weeks of disease onset.8,32It is also possible that the pulmonary damage associated withSARS is not caused directly by the virus but represents a secondaryeffect of cytokines or other factors induced by viral infectionproximal to but not within the lung tissue. In influenzavirusinfections, viral antigens are seen predominantly in respiratoryepithelial cells of large airways and are only rarely identifiedin pulmonary parenchyma, despite concomitant and occasionallysevere interstitial pneumonitis.33
The clinical virology of this new disease is obviously in itsinfancy, and there is much to be learned about the behaviorof the pathogen in the human host. For example, patterns ofviral shedding, including timing and site, and the timing andcharacteristics of the host immune response, when defined, willhelp us understand disease transmission, infection-control practices,and strategies for developing vaccines. The CDC, in conjunctionwith other groups, is planning epidemiologic studies to addressthese and a wide range of other issues including risk factorsfor infection and severe disease and the efficacy of infection-controlmeasures. These types of studies should help us refine and focusour efforts to control and treat SARS.
The investigation of the SARS outbreak serves as a positivetemplate for laboratory and epidemiologic response to possiblefuture infectious-disease pandemics. The rapid isolation andcharacterization of the novel coronavirus associated with SARShave allowed for the timely development of diagnostic teststhat should aid our ability to understand the epidemiology ofSARS and its prevention. Early recognition of this novel coronavirushas also made it possible to investigate antiviral compoundspromptly and to begin developing vaccines. The speed with whichthis novel coronavirus was detected, characterized, and linkedto SARS is a tribute to the power of the prompt communicationand exchange of information among the World Health Organizationcollaborating laboratories about virus-isolation systems, PCRprimers and virus sequences, and other diagnostic methods. Thiscollaborative approach can be invaluable in our efforts to understandand control emerging public health threats.
We are indebted to Ann R. Falsey and Edward E. Walsh, RochesterGeneral Hospital, University of Rochester School of Medicineand Dentistry; Linda Saif, Ohio Agricultural Research and DevelopmentCenter, Ohio State University, and the staff of the Hanoi FrenchHospital, Hanoi, Vietnam; to John Black, James Guy, MiladinKostovic, Julia Ridpath, Joan Beck, Edward Dubovi, Sanjay Kapil,Chris Grant, David Swayne, Julian Leibowitz, and S.A. Naqi forthe provision of reference serum, monoclonal antibodies, andcoronavirus control tissues; to the many private and publichealth physicians and laboratorians who treated patients withSARS or provided clinical materials for evaluation for theirassistance and cooperation; and to Claudia Chesley for editorialreview of the manuscript. This article is dedicated to the memoryof Carlo Urbani.
* Members of the SARS (Severe Acute Respiratory Syndrome) WorkingGroup are listed in the Appendix.
Carlo Urbani, M.D., is deceased.
Source Information
From the Special Pathogens Branch (T.G.K., J.A.C., P.E.R.), Respiratory and Enteric Virus Branch (D.E., T.P., S.E., S.T., P.R., W.J.B., L.J.A.), Infectious Disease Pathology Activity (C.S.G., S.R.Z., C.D.H., W.-J.S., J.G., C.D.P.), Influenza Branch (N.C.), Division of Bacterial and Mycotic Diseases (B.F.), and Office of the Director, Division of Viral and Rickettsial Diseases (J.W.L.), and Office of the Director, National Center for Infectious Diseases (J.M.H.), National Center for Infectious Diseases, Centers for Disease Control and Prevention, Atlanta; the World Health Organization, Hanoi, Vietnam (C.U.); the Government Virus Unit, Queen Mary Hospital, Hong Kong, China (W.L.); the International Emerging Infectious Diseases Program, Bangkok, Thailand (S.F.D.); the Department of Pathology, Singapore General Hospital (A.-E.L.); the University of California, San Francisco (J.D.); and the Center for Disease Control, Department of Health, Taipei, Taiwan (J.-Y. Y.). This article was published at www.nejm.org on April 10, 2003.
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Appendix
Members of the SARS Working Group include the following (asterisksindicate group members temporarily assigned from other CDC sections):A.D.L. Cannon, M. Curtis,* B. Farrar, L. Morgan, L. Pezzanite,*A.J. Sanchez, K.A. Slaughter, T.L. Stevens, P.C. Stockton, K.D.Wagoner, A. Sanchez, S. Nichol, M. Vincent, J. Osborne, J. Honig,B.R. Erickson (Special Pathogens Branch, Division of Viral andRickettsial Diseases, National Center for Infectious Diseases,CDC); B. Holloway, K. McCaustland (DNA Chemistry Section, ScientificResources Program, National Center for Infectious Diseases);J. Lingappa, L. Lowe, S. Scott, X. Lu, Y. Villamarzo, B. Cook,Q. Chen, C. Birge, B. Shu, M. Pallansch (Respiratory and EntericVirus Branch, Division of Viral and Rickettsial Diseases); K.M.Tatti, T. Morken, C. Smith, P. Greer, E. White, T. McGlothen,J. Bhatnagar, M. Patel, J. Bartlett, J. Montague, W. Lee, M.Packard (Infectious Diseases Pathology Activity, Division ofViral and Rickettsial Diseases); H.A. Thompson (Viral and RickettsialZoonoses Branch); A. Moen, K. Fukuda, T. Uyeki, S. Harper, A.Klimov, S. Lindstrom (Influenza Branch, Division of Viral andRickettsial Diseases); R. Benson, G. Carlone, R. Facklam, P.Fields, P. Levett, L. Mayer, D. Talkington, W.L. Thacker, M.L.C.Tondella, C. Whitney (Division of Bacterial and Mycotic Diseases,National Center for Infectious Diseases); B. Robertson, D. Warnock(SARS Laboratory Team); J.T. Brooks, S. Schrag, N. Rosenstein(SARS Epidemiology Team); R. Arthur (SARS International Team);D. Ganem (University of California, San Francisco); S.M. Poutanen(Department of Laboratory Medicine and Pathobiology, Universityof Toronto); T.-J. Chen (Center for Disease Control, Departmentof Health, Taiwan); C.-H. Hsiao (Department of Pathology, NationalTaiwan University Hospital, Taipei, Taiwan); N.G. Wai-Fu (YanChai Hospital, Hong Kong); M. Ho (K. Wah Hospital, Hong Kong);T.-K. Keung (Princess Margaret Hospital, Hong Kong); K.H. Nghiem,H.K.L. Nguyen, M.Q. Le (Department of Virology, National Instituteof Hygiene and Epidemiology, Hanoi, Vietnam); H.H.T. Nguyen,L.T. Hoang (National Institute of Hygiene and Epidemiology,Hanoi, Vietnam); T.H. Vu, H.Q. Vu (Hanoi French Hospital, Hanoi,Vietnam); WHO SARS Investigation Team, Vietnam; S. Chunsuttiwat(Ministry of Public Health, Thailand); WHO Vietnam; and theWHO SARS Collaborating Laboratory Network: Centers for DiseaseControl and Prevention, Atlanta; Public Health Laboratory Service,Central Public Health Laboratory, London; Government Virus Unit,Hong Kong; Prince of Wales Hospital, the Chinese Universityof Hong Kong, Hong Kong; Queen Mary Hospital, Hong Kong; Centersfor Disease Control, Beijing, China; Erasmus Universiteit, NationalInfluenza Center, Rotterdam, the Netherlands; Federal Laboratoriesfor Health Canada, Winnipeg, Man., Canada; Bernhard Nocht Institute,Hamburg, Germany; Institut für Virologie, Marburg, Germany;National Institute of Infectious Disease, Tokyo, Japan.
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