It is well recognized that different patients respond in differentways to the same medication. These differences are often greateramong members of a population than they are within the sameperson at different times (or between monozygotic twins).1 Theexistence of large population differences with small intrapatientvariability is consistent with inheritance as a determinantof drug response; it is estimated that genetics can accountfor 20 to 95 percent of variability in drug disposition andeffects.2 Although many nongenetic factors influence the effectsof medications, including age, organ function, concomitant therapy,drug interactions, and the nature of the disease, there arenow numerous examples of cases in which interindividual differencesin drug response are due to sequence variants in genes encodingdrug-metabolizing enzymes, drug transporters, or drug targets.3,4,5Unlike other factors influencing drug response, inherited determinantsgenerally remain stable throughout a person's lifetime.
Clinical observations of inherited differences in drug effectswere first documented in the 1950s,6,7,8,9 giving rise to thefield of pharmacogenetics, and later pharmacogenomics. Althoughthe two terms are synonymous for all practical purposes, pharmacogenomicsuses genome-wide approaches to elucidate the inherited basisof differences between persons in the response to drugs.
More than 1.4 million single-nucleotide polymorphisms were identifiedin the initial sequencing of the human genome,10 with over 60,000of them in the coding region of genes. Some of these single-nucleotidepolymorphisms have already been associated with substantialchanges in the metabolism or effects of medications, and someare now being used to predict clinical response.3,4,5,11 Becausemost drug effects are determined by the interplay of severalgene products that influence the pharmacokinetics and pharmacodynamicsof medications, including inherited differences in drug targets(e.g., receptors) and drug disposition (e.g., metabolizing enzymesand transporters), polygenic determinants of drug effects (Figure 1)have become increasingly important in pharmacogenomics. Inthis review, we focus on the therapeutic consequences of inheriteddifferences in drug disposition and drug targets. An accompanyingreview12 focuses on the pharmacogenetics of drug metabolism.This review is not meant to be exhaustive; rather, clinicallyrelevant examples are used to illustrate how pharmacogenomicscan provide molecular diagnostic methods that improve drug therapy.
Figure 1. Polygenic Determinants of Drug Response.
The potential effects of two genetic polymorphisms are illustrated, one involving a drug-metabolizing enzyme (top) and the second involving a drug receptor (middle), depicting differences in drug clearance (or the area under the plasma concentrationtime curve [AUC]) and receptor sensitivity in patients who are homozygous for the wild-type allele (WT/WT), are heterozygous for one wild-type and one variant (V) allele (WT/V), or have two variant alleles (V/V) for the two polymorphisms. At the bottom are shown the nine potential combinations of drug-metabolism and drug-receptor genotypes and the corresponding drug-response phenotypes calculated from data at the top, yielding therapeutic indexes (efficacy:toxicity ratios) ranging from 13 (65 percent:5 percent) to 0.125 (10 percent:80 percent).
Genetic Polymorphisms Influencing Drug Disposition
The field of pharmacogenetics began with a focus on drug metabolism,12but it has been extended to encompass the full spectrum of drugdisposition, including a growing list of transporters that influencedrug absorption, distribution, and excretion.3,4,5,13
Drug Metabolism
There are more than 30 families of drug-metabolizing enzymesin humans,3,14 and essentially all have genetic variants, manyof which translate into functional changes in the proteins encoded.These monogenic traits are discussed by Weinshilboum.12 Butthere is an instructive example of a multigenic effect involvingthe CYP3A family of P-450 enzymes. About three quarters of whitesand half of blacks have a genetic inability to express functionalCYP3A5.15 The lack of functional CYP3A5 may not be readily evident,because many medications metabolized by CYP3A5 are also metabolizedby the universally expressed CYP3A4. For medications that areequally metabolized by both enzymes, the net rate of metabolismis the sum of that due to CYP3A4 and that due to CYP3A5; theexistence of this dual pathway partially obscures the clinicaleffects of genetic polymorphism of CYP3A5 but contributes tothe large range of total CYP3A activity in humans (Figure 2).The CYP3A pathway of drug elimination is further confoundedby the presence of single-nucleotide polymorphisms in the CYP3A4gene that alter the activity of this enzyme for some substratesbut not for others.16 The genetic basis of CYP3A5 deficiencyis predominantly a single-nucleotide polymorphism in intron3 that creates a cryptic splice site causing 131 nucleotidesof the intronic sequence to be inserted into the RNA, introducinga termination codon that prematurely truncates the CYP3A5 protein.15Although it is now possible to determine which patients expressboth functional enzymes (i.e., CYP3A4 and CYP3A5), the clinicalimportance of these variants for the many drugs metabolizedby CYP3A remains unclear.
Figure 2. Simulated Activities of Cytochromes P-450 CYP3A4 and CYP3A5 in Blacks and Whites.
The simulated activities of CYP3A4 (black dashed lines) and CYP3A5 (white dashed lines) are shown in blacks (Panel A) and whites (Panel B), assuming a normal distribution and a 10-fold range in activity (shown in arbitrary units) among those expressing functional forms of these enzymes, and further assuming that all patients express CYP3A4, but that only 25 percent of whites and 50 percent of blacks express functional CYP3A5 because of genetic polymorphism. The solid area reflects the combined activity of CYP3A4 and CYP3A5 in the two populations for medications that are metabolized equally by the two enzymes.
Drug Transporters
Transport proteins have an important role in regulating theabsorption, distribution, and excretion of many medications.Members of the adenosine triphosphate (ATP)binding cassettefamily of membrane transporters17 are among the most extensivelystudied transporters involved in drug disposition and effects.A member of the ATP-binding cassette family, P-glycoprotein,is encoded by the human ABCB1 gene (also called MDR1). A principalfunction of P-glycoprotein is the energy-dependent cellularefflux of substrates, including bilirubin, several anticancerdrugs, cardiac glycosides, immunosuppressive agents, glucocorticoids,human immunodeficiency virus (HIV) type 1 protease inhibitors,and many other medications (Figure 3).17,21,22 The expressionof P-glycoprotein in many normal tissues suggests that it hasa role in the excretion of xenobiotics and metabolites intourine, bile, and the intestinal lumen.23,24 At the bloodbrainbarrier, P-glycoprotein in the choroid plexus limits the accumulationof many drugs in the brain, including digoxin, ivermectin, vinblastine,dexamethasone, cyclosporine, domperidone, and loperamide.23,24,25A synonymous single-nucleotide polymorphism (i.e., a single-nucleotidepolymorphism that does not alter the amino acid encoded) inexon 26 (3435CT) has been associated with variable expressionof P-glycoprotein in the duodenum; in patients homozygous forthe T allele, duodenal expression of P-glycoprotein was lessthan half that in patients with the CC genotype.19 CD56+ naturalkiller cells from subjects homozygous for 3435C demonstratedsignificantly lower ex vivo retention of the P-glycoproteinsubstrate rhodamine (i.e., higher P-glycoprotein function).26Digoxin, another P-glycoprotein substrate, has significantlyhigher bioavailability in subjects with the 3435TT genotype.19,27As is typical for many pharmacogenetic traits, there is considerableracial variation in the frequency of the 3435CT single-nucleotidepolymorphism.28,29,30
Figure 3. Functional Consequences of Genetic Polymorphisms in the Human P-Glycoprotein Transporter Gene ABCB1 (or MDR1).
The schematic diagram of the human P-glycoprotein was adapted from Kim et al.,18 with each circle representing an amino acid and each color a different exon encoding the corresponding amino acids. Two single-nucleotide polymorphisms in the human ABCB1 gene have been associated with altered drug disposition (Panels A, B, C, and E) or altered drug effects (Panel D). The synonymous single-nucleotide polymorphism (a single-nucleotide polymorphism that does not alter the amino acid encoded) in exon 26 (the 3435CT single-nucleotide polymorphism) has been associated with higher oral bioavailability of digoxin in patients homozygous for the T nucleotide (Panel A [Cmax denotes maximal concentration])19 but lower plasma concentrations after oral doses of fexofenadine (Panel B)18 and nelfinavir (Panel C).20 This single-nucleotide polymorphism has also been linked to better CD4 cell recovery in HIV-infected patients who are treated with nelfinavir and other antiretroviral agents (Panel D).20 The single-nucleotide polymorphism at nucleotide 2677 (GT) has been associated with lower plasma fexofenadine concentrations in patients homozygous for the T nucleotide at position 2677 (Panel E).18 The panels have been adapted from Kim et al.,18 Hoffmeyer et al.,19 and Fellay et al.20
The 3435CT single-nucleotide polymorphism is in linkage disequilibriumwith a nonsynonymous single-nucleotide polymorphism (i.e., onecausing an amino acid change) in exon 21 (2677GT, leading toAla893Ser) that alters P-glycoprotein function.18 Because thesetwo single-nucleotide polymorphisms travel together, it is unclearwhether the 3435CT polymorphism is of functional importanceor is simply linked with the causative polymorphism in exon21. The 2677GT single-nucleotide polymorphism has been associatedwith enhanced P-glycoprotein function in vitro and lower plasmafexofenadine concentrations in humans,18 effects opposite tothose reported with digoxin.27
The associations between treatment outcome and genetic variantsin CYP3A4, CYP3A5, CYP2D6, CYP2C19, the chemokine receptor geneCCR5, and ABCB1 have been examined in HIV-infected patientsreceiving combination antiretroviral therapy with either a proteaseinhibitor or a nonnucleoside reverse-transcriptase inhibitor.20The ABCB1 3435CT polymorphism was associated with significantdifferences in the plasma pharmacokinetics of nelfinavir (Figure 3)and efavirenz. Recovery of the CD4 cell count was significantlygreater and more rapid in patients with the TT genotype thanin patients with either the CT or the CC genotype (Figure 3).Of many variables evaluated, only the ABCB1 genotype and thebase-line number of HIV RNA copies were significant predictorsof CD4 recovery.20 However, the ABCB1 2677GT single-nucleotidepolymorphism was not genotyped, so it remains unclear whetherthe 3435CT polymorphism is causative or is simply linked withanother polymorphism that is causative.
This example illustrates a common problem in association studies,namely, biologic plausibility. It is not obvious how greaterefficacy (CD4 recovery) could be linked to a single-nucleotidepolymorphism associated with lower plasma drug concentrations,unless there are specific effects of the ABCB1 polymorphismsthat cause decreased drug efflux from CD4 leukocytes. Overexpressionof the gene for another ABC transporter (ABCC4, or MRP4) confersresistance to some nucleoside antiretroviral agents (e.g., zidovudine).31Despite the uncertainty about the mechanisms involved, the clinicalvalue is that a host genetic marker can predict immune recoveryafter the initiation of antiretroviral treatment and, if validated,may offer a new strategy in tailoring HIV therapy.
Genetic Polymorphism of Drug Targets
Genetic variation in drug targets (e.g., receptors) can havea profound effect on drug efficacy, with over 25 examples alreadyidentified (Table 1).3,4,5 Sequence variants with a direct effecton response occur in the gene for the 2-adrenoreceptor, affectingthe response to 2-agonists43,44; arachidonate 5-lipoxygenase(ALOX5), affecting the response to ALOX5 inhibitors42; and angiotensin-convertingenzyme (ACE), affecting the renoprotective actions of ACE inhibitors.32Genetic differences may also have indirect effects on drug responsethat are unrelated to drug metabolism or transport, such asmethylation of the methylguanine methyltransferase (MGMT) genepromoter, which alters the response of gliomas to treatmentwith carmustine.63 The mechanism of this effect is related toa decrease in the efficiency of repair of alkylated DNA in patientswith methylated MGMT. It is critical to distinguish this targetmechanism from genetic polymorphisms in drug-metabolizing enzymesthat affect response by altering drug concentrations, such asthe thiopurine methyltransferase polymorphism associated withthe hematopoietic toxicity of mercaptopurine64,65,66 and susceptibilityto radiation-induced brain tumors.67
Table 1. Genetic Polymorphisms in Drug Target Genes That Can Influence Drug Response.
The 2-adrenoreceptor (coded by the ADRB2 gene) illustrates anotherlink between genetic polymorphisms in drug targets and clinicalresponses. Genetic polymorphism of the 2-adrenoreceptor canalter the process of signal transduction by these receptors.43,44Three single-nucleotide polymorphisms in ADRB2 have been associatedwith altered expression, down-regulation, or coupling of thereceptor in response to 2-adrenoreceptor agonists.43 Single-nucleotidepolymorphisms resulting in an Arg-to-Gly amino acid change atcodon 16 and a Gln-to-Glu change at codon 27 are relativelycommon, with allele frequencies of 0.4 to 0.6, and are underintensive investigation for their clinical relevance.
A recent study of agonist-mediated vasodilatation and desensitization44revealed that patients who were homozygous for Arg at ADRB2codon 16 had nearly complete desensitization after continuousinfusion of isoproterenol, with venodilatation decreasing from44 percent at base line to 8 percent after 90 minutes of infusion(Figure 4). In contrast, patients homozygous for Gly at codon16 had no significant change in venodilatation, regardless oftheir codon 27 status. Polymorphism at codon 27 was also offunctional relevance; subjects homozygous for the Glu allelehad higher maximal venodilatation in response to isoproterenolthan those with the codon 27 Gln genotype, regardless of theircodon 16 status (Figure 4).44
Figure 4. Functional Consequence of Genetic Polymorphisms in the 2-Adrenoreceptor (Coded by the ADRB2 Gene) at Codons 16 and 27.
A homozygous Glu genotype at codon 27 is associated with greater venodilatation after the administration of isoproterenol (Panel A).44 A homozygous Arg genotype at codon 16 is associated with greater airway response to oral albuterol (Panel B)48 and greater desensitization to isoproterenol (Panel C).44 FEV1 denotes forced expiratory volume in one second.
These results are generally consistent with those of studiesshowing that the forced expiratory volume in one second (FEV1)after a single oral dose of albuterol was higher by a factorof 6.5 in patients with the Arg/Arg genotype at codon 16 ofADRB2 than in those with the Gly/Gly genotype (Figure 4).48However, the influence of this genotype was different in patientsreceiving long-term, regularly scheduled therapy with inhaled-agonists. Among these patients, those with the Arg/Arg genotypehad a gradual decline in the morning peak expiratory flow measuredbefore they had used medication, whereas no change was observedin patients with the Gly/Gly genotype.47 In addition, the morningpeak expiratory flow deteriorated dramatically after the cessationof therapy in patients with the Arg/Arg genotype, but not inthose with the Gly/Gly genotype.47 These data suggest that acodon 16 Arg/Arg genotype may identify patients at risk fordeleterious or nonbeneficial effects of regularly scheduledtherapy with inhaled -agonists; the data also suggest that thesepatients may be candidates for alternative schedules of therapy,earlier initiation of antiinflammatory agents, or both. Thesefindings are also consistent with the aforementioned desensitizationof the 2-adrenoreceptor in patients with a codon 16 Arg/Arggenotype.44
At least 13 distinct single-nucleotide polymorphisms have beenidentified in ADRB2.46 This finding has led to evaluation ofthe importance of haplotype structure as compared with individualsingle-nucleotide polymorphisms in determining receptor functionand pharmacologic response. Among 77 white, black, Asian, andHispanic subjects, only 12 distinct haplotypes of the 8192 possibleADRB2 haplotypes were actually observed.46 The bronchodilatorresponse to inhaled -agonist therapy in patients with asthmarevealed a stronger association between bronchodilator responseand haplotype than between bronchodilator response and any single-nucleotidepolymorphism alone.46 This is not surprising, because haplotypestructure is often a better predictor of phenotypic consequencesthan are individual polymorphisms. This result suggests thatit would be desirable to develop simple but robust molecularmethods to determine the haplotype structure of patients.68
Genetic Polymorphisms with Indirect Effects on Drug Response
Polymorphisms in genes encoding proteins that are neither directtargets of medications nor involved in their disposition havebeen shown to alter the response to treatment in certain situations(Table 2). For example, inherited differences in coagulationfactors can predispose women taking oral contraceptives to deep-veinor cerebral-vein thrombosis,80 whereas polymorphisms in thegene for the cholesterol ester transfer protein have been linkedto the progression of atherosclerosis with pravastatin therapy.75
Table 2. Genetic Polymorphisms in Disease-Modifying or Treatment-Modifying Genes That Can Influence Drug Response.
Genetic variation in cellular ion transporters can also havean indirect role in predisposing patients to toxic effects ofdrugs. For example, patients with variant alleles for sodiumor potassium transporters may have substantial morbidity ormortality resulting from drug-induced long-QT syndrome. A mutationin KCNE2, the gene for an integral membrane subunit that assembleswith HERG to form IKr potassium channels, was identified ina patient who had cardiac arrhythmia after receiving clarithromycin.76Additional KCNE2 variants have been associated with the developmentof a very long QT interval after therapy with trimethoprimsulfamethoxazole,with sulfamethoxazole inhibiting potassium channels encodedby the KCNE2 (8TA) variant.77 Because KCNE2 variants occur inabout 1.6 percent of the population and their effect on drugactions can cause death, they are excellent candidates for polygenicstrategies to prevent serious drug-induced toxic effects.
Genetic polymorphism in the apolipoprotein E (APOE) gene appearsto have a role in predicting responses to therapy for Alzheimer'sdisease and to lipid-lowering drugs.70,71,82,83 There are numerousallelic variants of the human APOE gene (e.g., APOE3, APOE4, APOE5, etc.), which contain one or more single-nucleotidepolymorphisms that alter the amino acid sequence of the encodedprotein (e.g., apolipoprotein 4 has a Cys112Arg change). Ina study of treatment of Alzheimer's disease with tacrine, 83percent of the patients without any APOE4 allele showed improvementin total response and cognitive response after 30 weeks, ascompared with 40 percent of patients with at least one APOE4 allele.72 However, the greatest individual improvement inthis study was seen in a patient with a single APOE4 allele,the unfavorable genotype, illustrating that a single gene willnot always predict the response to a given treatment.72 Follow-upstudies indicate that the interaction between tacrine treatmentand APOE genotype was strongest for women, again suggestingthat many genes are involved in determining the efficacy ofa treatment.84
The molecular basis for an association between apolipoproteingenotype and tacrine efficacy has not been elucidated, but ithas been postulated that the APOE4 genotype may have an effecton cholinergic dysfunction in Alzheimer's disease that cannotbe consistently overcome by therapy with acetylcholinesteraseinhibitors such as tacrine. A randomized, placebo-controlledstudy of the noradrenergic vasopressinergic agonist S12024 inpatients with Alzheimer's disease found the greatest protectionof cognition in patients with the APOE4 genotype.85 Confirmationof these results may offer an approach to the selection of initialtherapy for Alzheimer's disease, with S12024 or similar medicationsbeing recommended for patients carrying an APOE4 allele.
Both phenotypic analysis and genotypic analysis of the APOEpolymorphism have shown an association between APOE genotypeand the response to lipid-lowering medications.82,86,87,88,89In most studies, patients with an APOE2 allele had the greatestdiminution of low-density lipoprotein cholesterol after drugtherapy. The decrease was greatest for those with APOE2, followedby APOE3 and then APOE4. This result was observed after treatmentwith a diverse range of lipid-lowering agents, including probucol,gemfibrozil, and many different 3-hydroxy-3-methylglutaryl-coenzymeA reductase inhibitors (statins).83 However, a significanteffect of APOE genotype on the response to lipid-lowering agentshas not been observed in all studies.83
In addition, although the APOE4 allele was associated with lessreduction in total and low-density lipoprotein cholesterol anda smaller increase in high-density lipoprotein cholesterol afterfluvastatin therapy, there was no apparent influence of genotypeon the progression of coronary artery disease or the incidenceof clinical events.88 Thus, prospective clinical evaluationswith robust clinical end points and sufficient sample sizesare needed to define better the usefulness of the APOE genotypein selecting the treatment of hyperlipidemia and cardiovasculardisease. The potential usefulness of the APOE genotype in predictingtreatment response must be balanced by the concern that it couldbe used by insurance companies, health systems, and others toidentify those at high risk for Alzheimer's disease, coronaryartery disease, and possibly other illnesses.82
Molecular Diagnostic Methods for Optimizing Drug Therapy
The potential is enormous for pharmacogenomics to yield a powerfulset of molecular diagnostic methods that will become routinetools with which clinicians will select medications and drugdoses for individual patients. A patient's genotype needs tobe determined only once for any given gene, because except forrare somatic mutations, it does not change. Genotyping methodsare improving so rapidly that it will soon be simple to testfor thousands of single-nucleotide polymorphisms in one assay.It may be possible to collect a single blood sample from a patient,submit a small aliquot for analysis of a panel of genotypes(e.g., 20,000 single-nucleotide polymorphisms in 5000 genes),and test for those that are important determinants of drug dispositionand effects. In our opinion, genotyping results will be of greatestclinical value if they are reported and interpreted accordingto the patient's diagnosis and recommended treatment options.
Challenges for the Future
There are a number of critical issues that must be consideredas strategies are developed to elucidate the inherited determinantsof drug effects. A formidable one is that the inherited componentof the response to drugs is often polygenic (Figure 1). Approachesfor elucidating polygenic determinants of drug response includethe use of anonymous single-nucleotide polymorphism maps toperform genome-wide searches for polymorphisms associated withdrug effects, and candidate-gene strategies based on existingknowledge of a medication's mechanisms of action and pathwaysof metabolism and disposition. Both these strategies have potentialvalue and limitations, as shown in previous reviews.5,90,91However, the candidate-gene strategy has the advantage of focusingresources on a manageable number of genes and polymorphismsthat are likely to be important, and it has produced encouragingresults in a number of studies.20,52 The limitations of thisapproach are the incompleteness of knowledge of a medication'spharmacokinetics and mechanisms of action. Gene-expression profiling92,93and proteomic studies94 are evolving strategies for identifyinggenes that may influence drug response.
One of the most important challenges in defining pharmacogenetictraits is the need for well-characterized patients who havebeen uniformly treated and systematically evaluated to makeit possible to quantitate drug response objectively. To thisend, the norm should be to obtain genomic DNA from all patientsenrolled in clinical drug trials, along with appropriate consentto permit pharmacogenetic studies. Because of marked populationheterogeneity, a specific genotype may be important in determiningthe effects of a medication for one population or disease butnot for another; therefore, pharmacogenomic relations must bevalidated for each therapeutic indication and in different racialand ethnic groups. Remaining cognizant of these caveats willhelp ensure accurate elucidation of genetic determinants ofdrug response and facilitate the translation of pharmacogenomicsinto widespread clinical practice.
Supported in part by grants from the National Institutes ofHealth (R37 CA36401, R01 CA78224, U01 GM61393, U01 GM61394,and U01 GM63340), Cancer Center support grants (CA21765 andCA091842), a Center of Excellence grant from the State of Tennessee,a grant from the Siteman Cancer Center, and a grant from AmericanLebanese Syrian Associated Charities.
Dr. Evans became a member of the Clinical Genomics AdvisoryBoard of Merck and a member of the Scientific Advisory Boardfor Signature Genetics and Gentris after this review was written,and he was formerly a member of the Scientific Advisory Boardof PPGX. He currently serves as a consultant to Bristol-MyersSquibb. He holds no equity positions in any of these companies.Dr. Evans's laboratory is supported by National Institutes ofHealth grants. He receives no research support from public orprivate companies. Dr. McLeod's laboratory is supported by grantsfrom the National Institutes of Health, as well as by researchgrants from Novartis Pharmaceuticals and Ortho Clinical Diagnosticsfor projects that do not overlap directly or indirectly withthe contents of this article.
Source Information
From St. Jude Children's Research Hospital and the University of Tennessee Colleges of Pharmacy and Medicine, Memphis (W.E.E.); and Washington University Medical School, St. Louis (H.L.M.).
Address reprint requests to Dr. Evans at St. Jude Children's Research Hospital, 332 N. Lauderdale St., Memphis, TN 38101-0318, or at william.evans{at}stjude.org.
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Pharmacogenetics
Padrini R., Ferrari M., Carnes M., Noah L., Weinshilboum R., Evans W. E., McLeod H. L., Goldstein D. B., Vallance P.
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N Engl J Med 2003;
348:2041-2043, May 15, 2003.
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