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Background We assessed the strategy of substituting nevirapine, efavirenz, or abacavir for a protease inhibitor in patients infected with human immunodeficiency virus type 1 (HIV-1) in whom virologic suppression had been achieved.
Methods We randomly assigned 460 adults who were taking two nucleoside reverse-transcriptase inhibitors and at least one protease inhibitor and whose plasma HIV-1 RNA levels had been less than 200 copies per milliliter for at least the previous six months to switch from the protease inhibitor to nevirapine (155 patients), efavirenz (156), or abacavir (149). The primary end point was death, progression to the acquired immunodeficiency syndrome, or an increase in HIV-1 RNA levels to 200 copies or more per milliliter.
Results At 12 months, the KaplanMeier estimates of the likelihood of reaching the end point were 10 percent in the nevirapine group, 6 percent in the efavirenz group, and 13 percent in the abacavir group (P=0.10 according to an intention-to-treat analysis). HIV-1 RNA could be amplified in 21 of the 29 patients in whom virologic failure developed during treatment with study medication (72 percent), and resistance mutations to the study medication and to at least one of the nucleoside reverse-transcriptase inhibitors in the regimen that failed were detected in all but 1 of the 21 patients. Twenty-three of the 29 patients with virologic failure during treatment with study medication had received prior suboptimal therapy with nucleoside reverse-transcriptase inhibitors. Fewer patients in the abacavir group (6 percent) than in the nevirapine group (17 percent) or the efavirenz group (17 percent) discontinued the study medication because of adverse events (P=0.01). The proportion of patients with fasting lipid levels warranting therapeutic intervention decreased significantly in the abacavir group, but the prevalence of clinical lipodystrophy did not change significantly in the three groups.
Conclusions When therapy was switched from a protease inhibitor to nevirapine, efavirenz, or abacavir in patients with virologic suppression, there was a trend toward a higher rate of virologic failure among those given abacavir.
In patients who have not previously received antiretroviral therapy, triple antiretroviral regimens containing nevirapine,10,11 efavirenz,12,13 or abacavir14 plus two nucleoside reverse-transcriptase inhibitors have induced virologic responses that are similar to those induced by protease-inhibitorcontaining regimens. As compared with protease inhibitors, these agents offer more convenient dosing regimens, involve fewer pills, and result in fewer potentially serious drug interactions. Thus, replacing the protease inhibitor with nevirapine,15,16,17,18,19,20 efavirenz,20,21,22,23,24 or abacavir25 in an effort to prevent some of the side effects associated with protease-inhibitor therapy and improve the adherence and eventually the long-term efficacy of antiretroviral therapy has become an increasingly popular strategy.26,27,28 The relative merits of this approach remain unknown. We compared the efficacy of nevirapine, efavirenz, or abacavir as a substitute for a protease inhibitor in a large group of successfully treated patients with HIV-1 infection.
Methods
Patients
This multicenter, randomized, open-label clinical trial was carried out at 15 centers in Catalonia and the Balearic Islands in Spain. The protocol was approved by the ethics committee at each center and by the Spanish Medicines Evaluation Agency. Eligible patients were HIV-1infected adults who were receiving triple antiretroviral therapy consisting of at least one protease inhibitor plus two nucleoside reverse-transcriptase inhibitors, who had had plasma HIV-1 RNA levels below 200 copies per milliliter for at least six months, and who wished to change the protease-inhibitor component of their regimen for some reason. Exclusion criteria were pregnancy or a wish to become pregnant during the study period, prior treatment with any nonnucleoside reverse-transcriptase inhibitor or abacavir, current treatment with agents known to have potential major interactions with the study drugs, and major psychiatric disease. Written informed consent was obtained from all eligible patients before randomization.
Randomization and Treatment
Patients were randomly assigned in a 1:1:1 ratio to receive nevirapine, efavirenz, or abacavir in place of the protease inhibitor used in their current antiretroviral regimen while continuing to take their nucleoside reverse-transcriptase inhibitors. Randomization was centralized. A random sequence was generated by a computer with the use of blocks of variable size that were balanced at each site. Each patient's identification number and treatment group were assigned at the coordinating center after the center had received the randomization form.
After randomization, patients were assessed at base line, 1 month, and 3 months and every 3 months thereafter until they completed at least 12 months of follow-up. At each visit, clinical data were collected and blood specimens were obtained after an overnight fast. Analyses included a complete blood count; CD4 cell count; measurement of plasma HIV-1 RNA, glucose, triglycerides, and total cholesterol; and tests of liver, kidney, and pancreatic function. Plasma levels of high- and low-density lipoprotein cholesterol were measured in a subgroup of patients as part of a metabolic and body-composition study.29 Routine assays were used at each site throughout the follow-up period.
Safety was assessed through the reporting of adverse clinical events and abnormal laboratory measurements. The severity of toxic effects was assessed with use of the AIDS Clinical Trials Group toxicity grading scale.30 In patients who discontinued the study medication because of adverse effects, nevirapine and efavirenz were replaced by abacavir and abacavir was replaced by either nevirapine or efavirenz at the discretion of the physician. Clinical assessment and physical examination to detect new body-fat abnormalities or changes in previously recognized ones were also scheduled at each visit, as previously described.6 The extent of body-fat abnormalities was scored by the physician as moderate or severe if they were clinically evident on examination. For the purpose of analysis, body-fat abnormalities were categorized as lipoatrophy or lipoaccumulation, as previously described.6 No objective measurements of body composition were performed.
Definitions
Virologic failure was defined by two consecutive measurements of plasma HIV-1 RNA of more than 200 copies per milliliter separated by at least two weeks. In this case therapy could be maintained or changed at the discretion of the physician and the patient could continue in the study at least until he or she completed the 12-month follow-up period. In cases of virologic failure, serum samples were obtained and stored at 80°C until genotypic resistance tests were performed. All samples were tested with use of the ViroSeq HIV-1 genotyping system according to the manufacturer's instructions (Applied Biosystems). Progression to the acquired immunodeficiency syndrome (AIDS) was defined by the occurrence of any new clinical event included in category C of the 1993 classification of the Centers for Disease Control and Prevention.31
End Points
The primary study end point was death, progression to AIDS, or an HIV-1 RNA level of at least 200 copies per milliliter. According to the protocol, events occurring within 1 month after the 12-month follow-up period were also included in the analysis of end points. Secondary end points were the CD4 cell count, the incidence of side effects, and the occurrence of metabolic and body-fat abnormalities.
Statistical Analysis
Patients were followed for the entire trial regardless of whether they prematurely discontinued the assigned therapy. All randomized patients, except those who were found to have violated an entry criterion and those who never started to receive the study medication, were included in the analysis. The inclusion of patients who had entry-criteria violations or who never took the study medication did not significantly affect the overall results. In the intention-to-treat analysis, treatment was considered to have failed in all patients who had progression to AIDS, died, or had detectable HIV-1 RNA levels (i.e., levels of at least 200 copies per milliliter), but not in patients who discontinued the study medication as long as HIV-1 RNA levels remained below 200 copies per milliliter; data on patients who withdrew consent or who were lost to follow-up were censored. In the analysis of patients according to the treatment received, treatment failure was defined by progression to AIDS, death, or detectable viral levels during treatment; data on patients who withdrew consent, were lost to follow-up, or switched or stopped study medication were censored. Switches in nucleoside reverse-transcriptase inhibitors were not considered to indicate treatment failure as long as HIV-1 RNA levels remained below 200 copies per milliliter.
The sample size was calculated on the basis of virologic end points, because very few clinical events and deaths were expected in this population. The sample size was computed to detect equivalence among the treatment groups in the proportion of patients with plasma viral RNA levels below 200 copies per milliliter at the end of the study. For this purpose, we assumed that the proportion of patients with virologic suppression during treatment would remain similar to the proportion with suppression of HIV-1 while protease-inhibitorbased antiretroviral therapy was continued.32,33 Equivalence was considered to be proved if the upper limit of the 95 percent confidence interval of the difference among the proportions of patients with fewer than 200 copies of HIV-1 RNA per milliliter in each group was 13.5 percent or less (that is, 15 percent of the expected rate of success of protease-inhibitor regimens of 90 percent).34,35 A total of 148 patients per group was required for the equivalence assessment with a two-sided alpha level of 0.05 and a statistical power of 90 percent.
Statistical analysis was performed with the use of Stata software (release 7.0). Chi-square or Fisher's exact tests were used to compare the proportions of patients who dropped out and demographic characteristics among the treatment groups. Differences in continuous variables among the groups were analyzed with use of the KruskalWallis test, and Wilcoxon's signed-rank test was used for comparisons with base-line values. The time to virologic failure was estimated with use of the KaplanMeier product-limit method. The equality of the distributions of the times to an event among the groups was estimated with use of the generalized log-rank test. Cox proportional-hazards models were used to describe the univariate factors associated with reaching a study end point. Simple comparisons were made with use of a two-sided alpha level of 0.05; each of the three pairwise comparisons used a two-sided significance level of 0.0167.
Results
Population
Between December 1999 and February 2001, 498 patients underwent randomization and 460 were found eligible for the study (Figure 1). The base-line characteristics of the patients were not significantly different among the groups (Table 1). The median CD4 cell count was 544 per cubic millimeter (interquartile range, 366 to 688). Thirty-five percent of the patients had previously had category C events. Approximately half the patients in each group had received antiretroviral therapy that included one or two nucleoside reverse-transcriptase inhibitors before they received protease-inhibitorcontaining therapy. Three patients in the nevirapine group, six in the efavirenz group, and eight in the abacavir group were lost to follow-up or withdrew consent (P=0.27 by the chi-square test) (Figure 1).
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The outcomes of therapy are shown in Table 2. At 12 months, the KaplanMeier estimates of the percentage of patients who had reached a protocol-defined end point were 10 percent in the nevirapine group, 6 percent in the efavirenz group, and 13 percent in the abacavir group according to an intention-to-treat analysis (P=0.10 by a generalized log-rank test), and 7 percent, 5 percent, and 14 percent, respectively, in an analysis conducted according to the treatment received (P=0.03 by a generalized log-rank test) (Figure 2). In an exploratory subanalysis, we found that patients who had received prior suboptimal antiretroviral therapies (single or double therapies with nucleoside reverse-transcriptase inhibitors) were overrepresented among the patients who had virologic failure while they were taking the study medication: 5 of 8 such patients in the nevirapine group (62 percent), 4 of 5 in the efavirenz group (80 percent), and 14 of 16 in the abacavir group (88 percent) (global P=0.002 by the log-rank test; hazard ratio, 3.76 for patients with prior single or double therapy with nucleoside reverse-transcriptase inhibitors; 95 percent confidence interval, 1.53 to 9.23; P=0.004).
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During the study, two patients (both assigned to receive abacavir) had progression to AIDS (as defined by the occurrence of histoplasmosis in one and tuberculosis in the other) and four patients died (one each in the nevirapine and abacavir groups and two in the efavirenz group). Causes of death were a traffic accident (in the nevirapine group), sudden death and end-stage liver disease (in the efavirenz group), and colonic neoplasia (in the abacavir group).
HIV-1 RNA could be amplified in 21 of the 29 patients in whom virologic failure developed during treatment with study medication (72 percent): 5 of 8 in the nevirapine group, 2 of 5 in the efavirenz group, and 14 of 16 in the abacavir group. In the remaining eight patients, the viral load was less than 1000 RNA copies per milliliter and HIV-1 RNA could not be amplified. All 5 patients in the nevirapine group, both patients in the efavirenz group, and all 14 patients in the abacavir group with amplifiable HIV-1 RNA had mutations associated with resistance to the study drugs (K103N, V106A, and Y181C alone or in combination in the nevirapine and efavirenz groups and M41L, K65R, D67N, T69N, K70R, L74V, M184V, L210W, T215Y, and K219Q alone or in combination in the abacavir group). Moreover, all 5 patients in the nevirapine group, all 2 in the efavirenz group, and all 14 in the abacavir group had resistance mutations to at least one of the nucleoside reverse-transcriptase inhibitors included in the regimen that failed (M41L, K65R, D67N, T69N, K70R, M184V, L210W, T215Y, and K219Q).
Tolerability
The overall incidence of adverse events was significantly lower (61 patients, or 41 percent) in the abacavir group than in the nevirapine group (83 patients, or 54 percent) or the efavirenz group (89 patients, or 57 percent) (P=0.03 by the chi-square test) (Table 3). The incidence of adverse effects was not influenced by the use of specific combinations of nucleoside reverse-transcriptase inhibitors. Significantly fewer patients in the abacavir group (9 patients, or 6 percent) than in the nevirapine group (26 patients, or 17 percent) or the efavirenz group (27 patients, or 17 percent) (P=0.01 by the chi-square test) (Table 3) discontinued the study medication because of adverse events.
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0.01 by the KruskalWallis test). The proportion of patients with plasma glucose levels above 126 mg per deciliter (7 mmol per liter) at the end of the study was 3 percent in the nevirapine group and 9 percent in each of the other two groups (P=0.09 by Fisher's exact test). Overall, the proportion of patients with moderate or severe lipoaccumulation changed from 20 percent at base line to 16 percent at 12 months (P>0.50 by the chi-square test) (see Supplementary Appendix 3, available with the full text of this article at http://www.nejm.org). In contrast, the proportion of patients with moderate or severe lipoatrophy changed from 27 percent at base line to 33 percent at 12 months (P>0.50 by the chi-square test) (see Supplementary Appendix 3). There were no significant differences among the groups in the proportions of patients with moderate or severe lipoaccumulation or lipoatrophy during the study.
Discussion
There was a trend toward a higher failure rate when abacavir rather than nevirapine or efavirenz replaced the protease-inhibitor component of a regimen that included two nucleoside reverse-transcriptase inhibitors and had resulted in sustained virologic suppression. In the intention-to-treat analysis, discontinuation of study medication was not counted as a treatment failure as long as HIV-1 RNA levels remained below 200 copies per milliliter. The implications of virologic failure, with its potential for the emergence of persistent resistance, differ substantially from those of treatment failure, because the side effects of drugs are usually reversible and an alternative drug can be substituted while the viral load remains undetectable.
The response rates did not differ significantly between the nevirapine and efavirenz groups. Consequently, our data do not confirm previous cohort studies showing virologic superiority of efavirenz over nevirapine,36,37 at least among patients with a response. Moreover, the noninferiority of nevirapine as compared with efavirenz has been demonstrated in a recent randomized trial in patients who had not previously received antiretroviral therapy.38 In our study, virologic failures occurred almost exclusively among patients with prior suboptimal therapy with nucleoside reverse-transcriptase inhibitors. When genotypic analysis of resistance could be performed, resistance mutations to the study drugs and to nucleoside reverse-transcriptase inhibitors could be detected in almost all such patients. Cross-resistance between abacavir and other nucleoside reverse-transcriptase inhibitors may explain in part the higher rate of virologic failure in the abacavir group and among the patients assigned to nevirapine or efavirenz who switched to abacavir because of adverse effects. A similar trend toward a higher rate of virologic failure has already been described among patients who switched from protease inhibitors to abacavir, as compared with patients who continued to receive protease inhibitors as part of highly active antiretroviral therapy.39 A history of suboptimal antiretroviral therapy has also been associated with a higher risk of virologic failure among patients who switch from protease inhibitors to nonnucleoside reverse-transcriptase inhibitors.40,41 Altogether, these data suggest that preexisting resistance mutations may facilitate the emergence of virus that is resistant to the replacement drug. Thus, changing from a protease-inhibitorcontaining regimen to a simpler regimen will have the highest likelihood of maintaining viral suppression when used in patients with no history of suboptimal therapy or virologic failure, particularly when the replacement drug is abacavir.
Simplifying antiretroviral therapy in patients in stable condition by switching from a protease inhibitor to nevirapine, efavirenz, or abacavir carries a risk of adverse effects that are due to the replacement drugs. Approximately half our patients had adverse effects related to the study drugs, although such effects led to the discontinuation of the drug in only a minority of them. The rate of discontinuation due to adverse effects was similar in the nevirapine and efavirenz groups and was significantly higher than the rate in the abacavir group. The types of adverse effects in each group were among those commonly expected.
In contrast to previous smaller studies15,16,17,18,19,20,21,22,23,24,25 in which patients switched drugs predominantly to reverse metabolic or body-fat abnormalities, the primary reason for the switch in our study was to simplify the regimen. Because only a moderate proportion of patients had metabolic or body-fat abnormalities at base line, any conclusions about the effect of each study drug on these abnormalities should be drawn with caution. In addition, measurements of high- and low-density lipoprotein cholesterol levels were made only in the patients in the metabolic and body-composition substudy.29 Although the patients in the substudy were not exactly representative of the whole population, a significantly lower proportion of patients with plasma cholesterol and triglyceride levels warranting therapeutic intervention was found in the abacavir group than in the nevirapine or efavirenz group. The proportion of patients with moderate or severe lipoaccumulation tended to decrease during the 12-month study, whereas that of patients with moderate or severe lipoatrophy tended to increase in all three groups, although there were no significant differences among the groups at any time. Although clinically evident lipoatrophy and lipoaccumulation decreased in some patients during the study, new cases also appeared in each group. These data are in accordance with similar, smaller studies that included objective measurements of body composition.19,20 Therefore, our data do not support switching from a protease inhibitor to nevirapine, efavirenz, or abacavir as a useful strategy to ameliorate body-fat abnormalities.
In summary, simplification of the highly active antiretroviral therapy regimen in patients with a sustained virologic response had a higher probability of maintaining viral suppression if nevirapine or efavirenz was substituted for a protease inhibitor than if abacavir was substituted, particularly in patients with a prior suboptimal response to therapy with nucleoside reverse-transcriptase inhibitors. However, the rates of viral suppression among patients who had not had prior suboptimal therapy with nucleoside reverse-transcriptase inhibitors were similar for the three drugs. Approximately 50 percent of the patients in each group had adverse effects related to the study drug. Abacavir had a lower incidence of adverse effects that led to the discontinuation of the study drug and caused a greater decrease in plasma lipid levels than did nevirapine or efavirenz.
Supported in part by grants from the Comisión Interministerial de Ciencia y Tecnología (SAF 1998-0021 and SAF 2001-2591), the Grupo Consolidado from the Generalitat de Catalunya (2001-0777), and the Fondo de Investigaciones Sanitarias, Ministerio de Sanidad y Consumo (PI02590 and Red Temática Cooperativa de Investigación en SIDA RIS G03/173); and by unrestricted research grants from Boehringer Ingelheim, Bristol-Myers Squibb, and GlaxoSmithKline (Spain).
Dr. Domingo reports having received lecture fees from Bristol-Myers Squibb and GlaxoSmithKline; Dr. Gatell lecture fees or grant support from Bristol-Myers Squibb, Boehringer Ingelheim, Dupont, GlaxoSmithKline, and Merck; Dr. Martínez grant support from Bristol-Myers Squibb, Boehringer Ingelheim, Dupont, and GlaxoSmithKline; and Dr. Arnaiz grant support from Bristol-Myers Squibb, Boehringer Ingelheim, and GlaxoSmithKline.
Source Information
From the Hospital Clínic, Barcelona (E.M., J.A.A., A.C., E.L., J.M.G.); Hospital de Bellvitge, L'Hospitalet (D.P.); Hospital de Mútua de Terrassa, Terrassa (D.D.); Hospital de Vall d'Hebrón, Barcelona (E.R.); Hospital de la Santa Creu i Sant Pau, Barcelona (P.D.); Hospital del Mar, Barcelona (H.K.); Hospital Son Dureta, Palma de Mallorca (M.R.); Hospital General de Granollers, Granollers (E.P.); Hospital de Mataró, Mataró (L.F.); Hospital Sant Jaume, Calella (J.M.L.); Hospital Parc Taulí, Sabadell (F.S.); Hospital Joan XXIIIUniversitat Rovira i Virgili, Tarragona (C.R.); Hospital Creu Roja, L'Hospitalet (C.C.); Hospital de Viladecans, Viladecans (M.J.); and Hospital de Terrassa, Terrassa (M.A.) all in Spain.
Address reprint requests to Dr. Martinez at the Infectious Diseases Unit, Hospital ClinicInstitut d'Investigacions Biomediques August Pi i Sunyer, University of Barcelona, Villarroel 170, 08036 Barcelona, Spain, or at esteban{at}fundsoriano.es.
References
The members of NEFA Study Team were as follows: Trial chairs E. Martínez, J.M. Gatell; Trial Coordinators and Monitors J.A. Arnaiz, A. Cruceta, J. Pich, S. Varea; Trial Statistician E. de Lazzari; Data Safety and Monitoring Board X. Carné, J.M. Miró, J.J. Aponte; Participating Centers and Investigators (all in Spain) Hospital de Bellvitge, L'Hospitalet D. Podzamczer, B. Rosón; Hospital Clínic, Barcelona E. Martínez, A. Milinkovic, J.B. Pérez-Cuevas, J.L. Blanco, M. Arnedo, A. León, M. Laguno, J. Mallolas, T. Pumarola, J.M. Gatell; Hospital Creu Roja, L'Hospitalet C. Cortés, I. García; Hospital General de Granollers, Granollers E. Pedrol, C. Font; Hospital Joan XXIII-Universitat Rovira i Virgili, Tarragona C. Richart, J. Peraire, C. Viladés, F. Vidal; Hospital del Mar, Barcelona H. Knobel, A. González; Hospital de Mataró, Mataró L. Force, P. Barrufet; Hospital de Mútua de Terrassa, Terrassa D. Dalmau, A. Ochoa de Echagüen, M. Xercavins; Hospital Parc Taulí, Sabadell F. Segura, E. Antón; Hospital Sant Jaume, Calella J.M. Llibre; Hospital de la Santa Creu i Sant Pau, Barcelona P. Domingo, M. Barceló, F. Montero; Hospital Son Dureta, Palma de Mallorca M. Riera, M. Leyes; Hospital de Terrassa, Terrassa M. Aranda; Hospital Vall d'Hebron, Barcelona E. Ribera, M. Crespo; Hospital de Viladecans, Viladecans M. Javaloyas.
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Related Letters:
Substitution for Protease Inhibitors in HIV Therapy
Hirschel B., Mikhail E., Martínez E., de Lazzari E., Gatell J. M.
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Full Text |
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N Engl J Med 2003;
349:2460-2461, Dec 18, 2003.
Correspondence
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