Comparison of Low-Intensity Warfarin Therapy with Conventional-Intensity Warfarin Therapy for Long-Term Prevention of Recurrent Venous Thromboembolism
Clive Kearon, M.B., Ph.D., Jeffrey S. Ginsberg, M.D., Michael J. Kovacs, M.D., David R. Anderson, M.D., Philip Wells, M.D., Jim A. Julian, M.Math., Betsy MacKinnon, M.Sc., Jeffrey I. Weitz, M.D., Mark A. Crowther, M.D., Sean Dolan, M.D., Alexander G. Turpie, M.B., William Geerts, M.D., Susan Solymoss, M.D., Paul van Nguyen, M.D., Christine Demers, M.D., Susan R. Kahn, M.D., Jeannine Kassis, M.D., Marc Rodger, M.D., Julie Hambleton, M.D., Michael Gent, D.Sc., for the Extended Low-Intensity Anticoagulation for Thrombo-Embolism Investigators
Background Warfarin is very effective in preventing recurrentvenous thromboembolism but is also associated with a substantialrisk of bleeding. After three months of conventional warfarintherapy, a lower dose of anticoagulant medication may resultin less bleeding and still prevent recurrent venous thromboembolism.
Methods We conducted a randomized, double-blind study, in which738 patients who had completed three or more months of warfarintherapy for unprovoked venous thromboembolism were randomlyassigned to continue warfarin therapy with a target internationalnormalized ratio (INR) of 2.0 to 3.0 (conventional intensity)or a target INR of 1.5 to 1.9 (low intensity). Patients werefollowed for an average of 2.4 years.
Results Of 369 patients assigned to low-intensity therapy, 16had recurrent venous thromboembolism (1.9 per 100 person-years),as compared with 6 of 369 assigned to conventional-intensitytherapy (0.7 per 100 person-years; hazard ratio, 2.8; 95 percentconfidence interval, 1.1 to 7.0). A major bleeding episode occurredin nine patients assigned to low-intensity therapy (1.1 eventsper 100 person-years) and eight patients assigned to conventional-intensitytherapy (0.9 event per 100 person-years; hazard ratio, 1.2;95 percent confidence interval, 0.4 to 3.0). There was no significantdifference in the frequency of overall bleeding between thetwo groups (hazard ratio, 1.3; 95 percent confidence interval,0.8 to 2.1).
Conclusions Conventional-intensity warfarin therapy is moreeffective than low-intensity warfarin therapy for the long-termprevention of recurrent venous thromboembolism. The low-intensitywarfarin regimen does not reduce the risk of clinically importantbleeding.
Taken together, these findings suggest that extended treatmentwith anticoagulant therapy at a lower intensity might be similarlyeffective but associated with a lower risk of bleeding thanconventional-intensity treatment. To test this hypothesis, weperformed a randomized, double-blind study in patients withunprovoked venous thromboembolism in which we compared warfarintherapy with a target INR of 1.5 to 1.9 (low-intensity therapy)with warfarin therapy with a target INR of 2.0 to 3.0 (conventional-intensitytherapy).
Methods
Study Patients
Consecutive patients with one or more episodes of unprovokedvenous thromboembolism were eligible if they had completed threeor more months of oral anticoagulant therapy at the conventionalintensity. Unprovoked venous thromboembolism was defined asobjectively confirmed, symptomatic, proximal deep venous thrombosisor pulmonary embolism that occurred in the absence of a majorrisk factor for thrombosis. Such risk factors included fractureor plaster casting of a leg, hospitalization with confinementto bed for three consecutive days, or surgery with general anesthesialasting longer than 30 minutes, all within three months beforethrombosis, and cancer that had been active within the previoustwo years.
Patients who met these criteria for inclusion were ineligibleif they had other indications for warfarin therapy; a contraindicationto long-term warfarin therapy, including a high risk of bleeding;antiphospholipid antibodies; an allergy to contrast medium;or a life expectancy of less than two years. Patients with ahypercoagulable state (as determined by genetic or coagulationtesting) other than antiphospholipid antibodies were eligible.The study was approved by the institutional review boards ofall participating clinical centers.
Randomization and Treatment
After patients provided written informed consent, randomizationwas performed with stratification according to clinical centerand according to whether the patient had completed three tofour months or more than four months of initial anticoagulanttherapy. A computer algorithm, with a randomly determined blocksize of two or four within each stratum, generated lists inwhich patients were assigned to either long-term, low-intensitywarfarin therapy (target INR, 1.5 to 1.9) or conventional-intensitywarfarin therapy (target INR, 2.0 to 3.0). Allocation listswere sent to an "anticoagulation monitor" at each clinical centerwho was not involved in the patients' care.
After enrollment, all subsequent measurements of the INR wereforwarded only to the center-specific anticoagulation monitor.For patients assigned to conventional-intensity therapy, thismonitor relayed the true INR results to the clinical center.For those assigned to low-intensity therapy, the anticoagulationmonitor converted the INR result to a higher value with theuse of a predefined table, and the converted INR value was relayedto research personnel at each clinical center, who then providedinstructions about warfarin doses to the patients. This procedureallowed patients to receive warfarin therapy adjusted to achievean INR of 1.5 to 1.9 or an INR of 2.0 to 3.0 while maintainingthe double-blind design of the study (with the patients andthe personnel at the clinical centers remaining unaware of thetreatment-group assignment). The frequency of INR monitoringwas left to the discretion of the clinical center. There wasno predefined maximal duration of participation.
Follow-up and Outcome Measures
Patients were assessed every six months and were told to reportto the center immediately if symptoms developed that were suggestiveof venous thromboembolism or if they had bleeding. Suspectedrecurrent venous thromboembolism was evaluated by means of objectivediagnostic testing, as described previously.2 No surveillancewas performed to detect asymptomatic venous thromboembolism.Bleeding was defined as major if it was clinically overt andassociated with a decrease in the hemoglobin level of at least2.0 g per deciliter or a need for transfusion of two or moreunits of red cells or if it involved a critical site (e.g.,retroperitoneal or intracranial bleeding). All suspected outcomeevents and all deaths were classified by a central adjudicationcommittee whose members were unaware of the treatment-groupassignments.
Laboratory Assays
Assays for factor V Leiden4 and the G20210A mutation in theprothrombin gene5 were performed in a central laboratory bytechnologists who were unaware of the patient's treatment-groupassignment and clinical course. The results of laboratory testingwere not made available to the clinical centers or to the centraladjudication committee during the study.
Statistical Analysis
The trial was designed to establish whether low-intensity warfarintherapy would cause less bleeding than conventional-intensitywarfarin therapy and would be similarly effective at preventingrecurrent thrombosis. We expected a rate of major bleeding episodesof 3.0 per 100 patient-years among patients assigned to conventional-intensitytherapy,2,3 a rate of 1.0 per 100 patient-years among thoseassigned to low-intensity therapy,6 an average of 2.5 yearsof follow-up per patient, and loss to follow-up representingno more than 5 percent of the total number of patient-years.Given these assumptions, 357 patients were needed in each groupfor the study to be able to detect a reduction in the incidenceof major bleeding with a power of 90 percent, with a 5 percentchance of an incorrect conclusion that low-intensity therapycaused less bleeding.
KaplanMeier methods were used to analyze each type ofoutcome event (major bleeding episode, recurrent thromboembolism,death, and any bleeding episode) according to treatment group.7Hazard ratios associated with low-intensity therapy as comparedwith conventional-intensity therapy (with 95 percent confidenceintervals) and log-rank tests were used to compare the treatmentgroups. A Cox proportional-hazards model and likelihood-ratiotests were used to assess the influence of prespecified base-lineclinical and laboratory variables on the relation between treatment-groupassignment and outcome and to determine whether there was anyevidence of interactions between treatment and covariates.8All reported P values are two-sided.
Results
Study Patients
Patients were recruited at 16 clinical centers from December1, 1998, through May 30, 2001, and follow-up was stopped onJune 30, 2002, as originally planned. A total of 1455 patientsmet the criteria for inclusion, and 366 of these patients metone or more criteria for exclusion. The four most common reasonsfor exclusion were another indication for warfarin (in 101 patients),a life expectancy of less than two years (in 98 patients), acontraindication to long-term warfarin therapy (in 45 patients),and positive antiphospholipid-antibody status (in 31 patients).Of the 1089 eligible patients, 738 (68 percent) provided writteninformed consent and were randomly assigned to continue receivingconventional-intensity warfarin therapy (369 patients) or tobegin receiving low-intensity warfarin therapy (369 patients)(Table 1).
Table 1. Base-Line Characteristics of the Patients.
Treatment and INR Evaluations
The mean duration of follow-up was 2.4 years in both groups;the mean period during which patients received double-blindtreatment was 2.1 years in the low-intensitytherapy groupand 2.2 years in the conventional-intensitytherapy group.Double-blind treatment was permanently discontinued in 84 patientsassigned to low-intensity therapy (because of bleeding in 6,another contraindication to anticoagulant therapy in 4, confirmedvenous thromboembolism in 10, another indication for conventional-intensityanticoagulant therapy in 14, the preference of the patient in29, and other reasons in 21) and in 58 patients assigned toconventional-intensity therapy (because of bleeding in 7, confirmedvenous thromboembolism in 2, another indication for conventional-intensityanticoagulant therapy in 5, the preference of the patient in21, and other reasons in 23). Of the 74 patients in the low-intensitytherapygroup who discontinued double-blind treatment for reasons otherthan recurrent venous thromboembolism, 2 continued to receivewarfarin therapy with a target INR of 1.5 to 2.0, 21 continuedto receive warfarin therapy with a target INR of 2.0 to 3.0,and 2 began therapy with low-molecular-weight heparin. Of the57 patients in the conventional-intensitytherapy groupwho discontinued the double-blind treatment for reasons otherthan recurrent venous thromboembolism, 9 continued to receivewarfarin therapy with a target INR of 2.0 to 3.0, 1 continuedto receive warfarin therapy with a target INR of 1.8 to 2.5,and 2 began therapy with low-molecular-weight heparin. Onlyone patient was lost to follow-up.
The mean INR was 1.8 among patients assigned to low-intensitytherapy and 2.4 among those assigned to conventional-intensitytherapy. When linear interpolation was used to estimate theINR between measurements, the low-intensitytherapy grouphad an INR of 1.5 to 1.9 during 63 percent of the period whenthey were receiving double-blind treatment, below this rangeduring 18 percent of this period, and above this range during19 percent of this period (Figure 1). The conventional-intensitytherapygroup had an INR of 2.0 to 3.0 during 69 percent of the periodwhen they were receiving double-blind treatment, below thisrange during 20 percent of this period, and above this rangeduring 11 percent of this period (Figure 1). The average intervalbetween INR measurements was 24 days in the low-intensitytherapygroup and 26 days in the conventional-intensitytherapygroup. In order to avoid revealing the treatment-group assignment,the INR measurements obtained at the time of suspected recurrentvenous thromboembolism or bleeding were not recorded; when possible,these results were obtained retrospectively for confirmed eventsafter the study was completed.
Figure 1. Proportions of Time during Which the International Normalized Ratio (INR) Values Were at Various Levels in the Two Treatment Groups.
Bleeding Complications
There were 9 major bleeding episodes among the 369 patientsassigned to low-intensity therapy (1.1 per 100 person-years)and 8 major bleeding episodes among the 369 patients assignedto conventional-intensity therapy (0.9 per 100 person-years;hazard ratio, 1.2; 95 percent confidence interval, 0.4 to 3.0)(Table 2). When both major and minor bleeding episodes wereincluded, bleeding occurred in 39 patients assigned to low-intensitytherapy (4.9 per 100 person-years) and 31 patients assignedto conventional-intensity therapy (3.7 per 100 person-years;hazard ratio, 1.3; 95 percent confidence interval, 0.8 to 2.1).
Table 2. Main Outcomes According to Treatment Group.
INR values were obtained when bleeding was diagnosed in sevenof the nine patients in the low-intensitytherapy groupwho had a major bleeding episode (INR, 1.7, 1.7, 2.9., 4.9,5.3, 7.2, and 11.3). None of these episodes were fatal or intracranial;five were treated with blood transfusion; and five resultedin admission to the hospital. The INR values at the time bleedingwas diagnosed in the eight patients in the conventional-intensitytherapygroup who had a major bleeding episode were 1.9, 2.7, 2.9, 2.9,3.1, 3.7, 3.8, and 7.7. None of these episodes were fatal orintracranial; two were subdural hematomas caused by falls (oneof which was surgically evacuated); one was a spinal hematoma;four were treated with transfusion; and seven resulted in admissionto the hospital. There was no evidence of an interaction betweenbase-line variables and the hazard of bleeding with low-intensitytherapy as compared with conventional-intensity therapy (Table 3).
In the low-intensitytherapy group, there were 16 episodesof recurrent venous thromboembolism (1 fatal event stronglysuspected to have been a pulmonary embolism although diagnostictesting was not performed, 2 nonfatal pulmonary embolisms, and13 cases of deep venous thrombosis; 1.9 events per 100 person-years);in the conventional-intensitytherapy group, there were6 episodes (2 events categorized as fatal pulmonary embolisms[1 of them a sudden death and 1 a possible embolism, althoughmyocardial infarction was suspected] and 4 cases of deep venousthrombosis; 0.7 event per 100 person-years; hazard ratio, 2.8;95 percent confidence interval, 1.1 to 7.0) (Table 2). The cumulativeprobability of recurrent venous thromboembolism in each treatmentgroup is shown in Figure 2; the difference between the two groupswas statistically significant (P=0.03).
Figure 2. Cumulative Probability of Recurrent Venous Thromboembolism.
Of the 16 episodes of recurrent thromboembolism in patientsin the low-intensitytherapy group, 5 occurred after warfarintherapy was discontinued (in 1 case because of bleeding) and11 occurred during warfarin therapy; at the time when the recurrencewas diagnosed, the INR in these patients was 1.4, 1.5, 1.5,1.8, 1.8, 1.9, 2.1, 2.1, and 3.1 (the INR was not availablefor two of the patients). Of the six episodes of recurrent venousthromboembolism in patients in the conventional-intensitytherapygroup, three occurred after warfarin therapy had been discontinued(in one case because of bleeding), and three occurred duringwarfarin therapy; at the time when the recurrence was diagnosed,the INR was 1.7 in one patient, 1.9 in another patient, andnot available in the third patient.
The rate of recurrent venous thromboembolism during double-blindwarfarin therapy was 1.4 events per 100 person-years in thelow-intensitytherapy group and 0.4 event per 100 person-yearsin the conventional-intensitytherapy group (hazard ratio,3.8; 95 percent confidence interval, 1.1 to 13.6). A historyof more than one episode of venous thromboembolism was the onlybase-line variable that may have interacted with the treatmenteffect (P=0.05) but, since such an interaction was unexpected,it could have occurred by chance (Table 4).
Table 4. Rates and Hazard Ratios for Recurrent Venous Thromboembolism in Subgroups.
Among all patients, the rate of recurrent venous thromboembolismwas higher among those who were enrolled three to four monthsafter their most recent thrombosis than among those who hadbeen treated for longer than four months at the time of enrollment(hazard ratio, 3.1; 95 percent confidence interval, 1.3 to 7.3)and increased with the number of risk factors for bleeding thatwere present at enrollment (P=0.03) (Table 4). Rates of recurrentvenous thromboembolism did not differ according to whether patientshad presented with deep venous thrombosis or pulmonary embolism(P=0.51), whether they had more than one previous episode ofvenous thrombosis (P=0.94), whether they had abnormal resultson compression ultrasonography at enrollment (P=0.82), or whetherthey had factor V Leiden or the G20210A mutation of the prothrombingene (P=0.21) (Table 4).
Deaths
There were 16 deaths in the low-intensitytherapy groupand 8 deaths in the conventional-intensitytherapy group(hazard ratio, 2.1 [95 percent confidence interval, 0.9 to 4.8])(Table 2). Causes of death in the low-intensitytherapygroup were pulmonary embolism in one patient, cancer in sevenpatients, and other causes in eight patients; causes of deathin the conventional-intensitytherapy group were pulmonaryembolism in two patients, cancer in one patient, and other causesin five patients.
Our findings are consistent with those of the recently publishedPrevention of Recurrent Venous Thromboembolism (PREVENT) study,a placebo-controlled trial that evaluated warfarin therapy witha target INR of 1.5 to 2.0 for extended treatment of patientswho had had unprovoked venous thromboembolism.9 Among patientsassigned to low-intensity warfarin therapy in the PREVENT study,the rate of major bleeding was 0.9 per 100 person-years, andthe rate of recurrent venous thromboembolism was 2.6 per 100person-years rates that are similar to those in ourlow-intensitytherapy group (1.1 and 1.9 events per 100person-years, respectively). Collectively, the results of ourstudy and the three other trials that have evaluated extendedtreatment of patients who have had unprovoked venous thromboembolism2,3,9suggest that low-intensity anticoagulant therapy reduces therisk of recurrent thrombosis by about 75 percent, whereas conventional-intensitytherapy reduces this risk by over 90 percent.
Our results are likely to be valid, because the random assignmentto treatment groups, the use of a double-blind design, the objectivediagnosis of recurrent venous thromboembolism, and the centraladjudication of study outcomes all minimized the potential forbias. Furthermore, the method of concealment of the treatment(i.e., the double blinding) resulted in a clear separation oftrue INR values between the two treatment groups. Therefore,similar rates of bleeding cannot be attributed to failure toachieve different intensities of anticoagulant therapy in thetwo treatment groups. It could be argued that in a nontrialsetting, a higher proportion of INR results might fall outsideof the target INR range and that this might result in a higherrelative frequency of bleeding with conventional-intensity anticoagulanttherapy as compared with low-intensity therapy. We cannot ruleout this possibility; however, poorer control of the intensityof anticoagulant therapy would also be expected to result ina higher relative frequency of recurrent thrombosis with low-intensitytherapy.
As in other studies,2,10 factor V Leiden and prothrombin-genemutations were not associated with a higher risk of recurrentthromboembolism, although all patients in our study were treatedwith anticoagulant therapy. Patients who had been treated forthree to four months before enrollment had a higher rate ofrecurrent thrombosis than those who had been treated for a longerperiod, suggesting that recurrences in patients receiving anticoagulanttherapy tend to occur relatively early in the course of therapy.Risk factors for bleeding were also found to be risk factorsfor recurrent thrombosis, which probably reflects an associationwith coexisting conditions that is common to these outcomes.There were higher rates of bleeding among patients who wereolder and had other previously described risk factors for bleeding.11
Supported by the Canadian Institutes of Health Research. Drs.Kearon and Rodger are supported by the Heart and Stroke Foundationof Canada; Drs. Ginsberg and Weitz are supported by the Heartand Stroke Foundation of Ontario; Drs. Ginsberg, Wells, Weitz,and Crowther are supported by the Canadian Institutes of HealthResearch; Dr. Kovacs is supported by the University of WesternOntario; Dr. Anderson is supported by Dalhousie University;and Dr. Kahn is supported by Fonds de la Recherche en Santédu Québec.
* The Extended Low-Intensity Anticoagulation for Thrombo-Embolism(ELATE) Investigators are listed in the Appendix.
Source Information
From McMaster University, Hamilton, Ont. (C.K., J.S.G., J.A.J., B.M., J.I.W., M.A.C., A.G.T., M.G.); the Henderson Research Centre, Hamilton, Ont. (C.K., J.S.G., J.A.J., B.M., J.I.W., M.G.); the University of Western Ontario, London (M.J.K.); Dalhousie University, Halifax, N.S. (D.R.A.); the University of Ottawa, Ottawa, Ont. (P.W., M.R.); the University of New Brunswick, St. John (S.D.); the University of Toronto, Toronto (W.G.); McGill University, Montreal (S.S., S.R.K.); the University of Montreal, Montreal (P.N., J.K.); and Laval University, Quebec, Que. (C.D.) all in Canada; and the University of California, San Francisco (J.H.).
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Appendix
The following institutions, nurses, and anticoagulation monitorsparticipated in the ELATE study (numbers in parentheses arethe numbers of patients who underwent randomization). Canada:London Health Sciences Centre, London, Ont. B. Morrow,J. Kovacs, M. Moore (172); Ottawa Hospitals Civic Campus,Ottawa, Ont. G. Lewis, M. Colley (104); Hamilton HealthSciencesHenderson Hospital, Hamilton, Ont. L.Biagioni, C. Burnett (96); Hamilton Health SciencesMcMasterMedical Centre, Hamilton, Ont. P. Stevens (72); QueenElizabeth II Health Sciences Centre, Halifax, N.S. D.MacLeod, S. Pleasance (54); St. Joseph's Hospital, Hamilton,Ont. T. Schnurr (52); St. John Regional Hospital, St.John, N.B. C. Mayes, D. Strong (32); Hamilton HealthSciencesHamilton General Hospital, Hamilton, Ont. M. Zondag (28); Sunnybrook and Women's College Health ScienceCentre, Toronto K. Code, W. Bartle (26); Montreal GeneralHospital, Montreal B. St. Jacques, H. Schmaltz (26);Pavilion du Saint-Sacrement, Quebec, Que. J. Poulin,L. Vu (22); Jewish General Hospital, Montreal C. Strulovitch,M. Elizov (19); Centre Hospitalier de l'Université deMontréal, Hôtel-Dieu de Montréal, Montreal B. Lecours, G. Cayer (17); Ottawa HospitalsGeneralCampus, Ottawa, Ont. L. Radey (8); Hôpital Maisonneuve-Rosemont,Montreal F. Beausoleil, L. Busque (7). United States:University of California, San Francisco J. Tatsuno-Roth(3). Coordinating and Methods Center: Henderson Research Centre T. Lychak, L. Goeree, B. MacKinnon, J. Julian, M. Gent;Central Adjudication Committee: J. Weitz, M. Levine, J. Hirsh,J. Douketis, J. Ginsberg; Central Laboratory: Hemostasis ReferenceLaboratory, Henderson Research Centre, Hamilton, Ont. M. Johnston, J. McGrath.
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