During the 20th century, enormous progress was made in improvingthe health and therefore the life span of all Americans. Theaverage life expectancy at birth increased by nearly 30 yearsbetween 1900 and 2000. Although the largest gains were madein the early part of the century, we still managed to add another1.5 years between 1990 and 2000.
Much of our continued success in extending life expectancy overthe past several decades is almost certainly due to researchsupported by the National Institutes of Health (NIH) and generouslyfunded by the American public. NIH-supported research has notonly made possible the development of new and improved treatmentsfor a wide range of human diseases; it has also provided theknowledge of disease risk factors needed to formulate effectiveapproaches to prevent them. For example, research supportedby the National Heart, Lung, and Blood Institute has identifiedimportant cardiovascular risk factors, has established the effectivenessof approaches to prevent or control them, and has assessed theeffectiveness of treatment interventions for established disease.
As director of the National Heart, Lung, and Blood Institute,I am especially gratified to be able to point out that the lion'sshare of our recent gains in life expectancy in the United Stateshas come from reductions in rates of death from heart diseaseand stroke. According to data provided by the National Centerfor Health Statistics, life expectancy increased by six yearsbetween 1970 and 2000, and nearly two thirds of that increasecan be attributed to reductions in mortality due to cardiovasculardisease (Figure 1). And although primary prevention has playedan important part in the reductions, it appears, at least forcoronary heart disease, that secondary prevention and othertreatments have had a significantly greater effect. Accordingto one analysis of the decline in mortality due to coronaryheart disease that occurred between 1980 and 1990, the reductionwas due largely to secondary prevention and other improvementsin treatment, with primary prevention accounting for only onequarter of the decline.1
Figure 1. Change in U.S. Life Expectancy between 1970 and 2000.
Between 1970 and 2000, life expectancy in the United States increased by 6.0 years overall, with 3.9 years of the increase due to reductions in mortality from cardiovascular causes. The data are from the Centers for Disease Control and Prevention.
Still, one might question whether we have enjoyed the maximalreturn on the more than $250 billion that this country has investedin the NIH since 1950. Consider that in 2000 the life expectancyat birth for men and women in the United States lagged behindthat of 22 other countries, ranging from Japan to Israel andincluding Canada and most of western Europe. If we view thelongevity of citizens in our sister nations as an indicationof what is possible in the modern world, then we must questionwhy our reality is falling short. Some may believe that thedifference between life expectancy in the United States andthat in other economically developed countries is largely amanifestation of societal differences. I, however, believe theanswer is this: we in the United States, both health providersand members of the public, are not applying what we know.
Indeed, medical researchers and public and political leadersare increasingly talking about the lack of success we have hadin translating research findings into medical practice and personalbehavior. Regardless of the reasons cited for this phenomenon structural, economic, or motivational the resultis the same: we are not reaping the full public health benefitsof our investment in research. Given the ever-growing sophisticationof our scientific knowledge and the additional new discoveriesthat are likely in the future, many of us harbor an uneasy,but quite realistic, suspicion that this gap between what weknow about diseases and what we do to prevent and treat themwill become ever wider. And it is not just recent research resultsthat are not finding their way into clinical practice and publichealth behaviors; there is plenty of evidence that "old" researchoutcomes have been lost in translation as well.
In part 1 of Harrison's Principles of Internal Medicine, entitled"Introduction to Clinical Medicine," the editors express theirview that "the practice of medicine combines both science andart. . . . The role of science in medicine is clear." What maybe less clear is the "art" part of medicine. To the editorsof Harrison's, the art of medicine is "the combination of medicalknowledge, intuition and judgment." Today, everyone recognizesthat a great deal of the "knowledge" element of this combinationis there for the taking; libraries cannot be built fast enoughto keep up with modern scientific output. But moving this knowledgeoff the shelves and into practice, making it relevant and accessibleto practitioners and patients, achieving a true marriage ofknowledge with intuition and judgment all this requirestranslation. And that is, indeed, a delicate and elusive art.Robert Frost, possibly one of the greatest American poets, contendedthat, "Poetry is what is lost in translation." I think thatwe have to ask ourselves whether much of the output of biomedicalscience is also getting lost in translation and if itis, why it is, and what we can do about it.
Where is the Problem?
During the past few years, a number of publications have commentedon how health might be improved if only we did a better jobof applying what we have learned through research.2,3 The paradigmfor the translation of new information from research bench tobedside has been conceptualized by some as a highway, a "translationalhighway."4 A recent article identified some of its roadblocksand detours and offered challenging solutions.5 However, thatanalysis and most of the others that have attempted to addressthe issue have focused only on the broad, high-speed part ofthe highway that is, the part that is concerned withtaking the findings of basic research and translating them intoclinical investigations, and not on the last and perhaps mostimportant segment, the segment that is concerned with takingthe findings of clinical investigations and translating theminto the practice of medicine at the community level.
In reality, most medical care is delivered in local health systems,including the private and group offices of general practitionersor specialists. This is where the highway reaches its end anddivides into a number of smaller avenues and lanes, and it isalso where vehicles and concepts may get lost.
In our efforts to take a systematic and careful look at howwe translate research results into clinical medicine and publichealth, we must consider the environment or neighborhood inwhich healing and disease prevention take place. In this context,there are effectively several levels of activity at which translationoccurs, including the behavior of physicians and that of patients.Is translation at these levels successful? The following examplesseem to cast some doubt.
The Physician and Translation
Let us first consider the extent to which physicians' behaviorreflects research findings. In 1981, the results of the -BlockerHeart Attack Trial were reported by way of a clinical alertpublished in the Journal of the American Medical Association.6Actually, this announcement was made six months before the originallyscheduled end of the trial, because by that time the findingshad already conclusively established the benefits of beta-blockersfor patients who were recovering from myocardial infarction.Subsequently, other reports corroborated the findings unequivocally.Yet in 1996, 15 years after the results of the -Blocker HeartAttack Trial had been made known, beta-blockers were being prescribedfor only 62.5 percent of patients who had had a myocardial infarction.7
Likewise, since the late 1980s, numerous studies have demonstratedthe benefits of cholesterol lowering in patients with coronaryheart disease. However, data from a national sample show thatonly half to three quarters of patients who have had a myocardialinfarction are even being screened for elevated serum cholesterollevels, much less being prescribed cholesterol-lowering regimens.8
A third example is the use of aspirin as a cardiovascular drug.Research has shown that aspirin is highly effective when givenas short-term therapy for acute myocardial infarction, as therapyfor unstable angina, and as long-term, secondary preventivetherapy in a wide range of patients with established cardiovasculardisease.9 Nonetheless, according to data from two independentrepresentative samples of visits to office-based physiciansin the United States, it appears that as late as 2000, aspirinwas being prescribed for at most one third of patients withcoronary artery disease for whom there were no contraindicationsto its use.10
These three examples of relatively simple, and certainly notprohibitively expensive, practices show that we have a problemin getting providers to apply knowledge gained through research.In this case, it is truly an issue that develops at the endof the highway, not at the level where research outcomes areproduced. Admittedly, it is hard to know and evaluate the reasonsfor this situation.
Let us move on to an example of a more complex treatment: percutaneoustransluminal coronary angioplasty, which is of interest becauseit demonstrates both the underuse and possible overuse of atherapeutic strategy. It is a more difficult situation to evaluatebecause the procedure is performed by specialists, albeit notall of them in academic centers or tertiary hospitals. Researchresults have consistently shown marked benefits of early interventionto achieve reperfusion in patients with acute myocardial infarction.With the use of these research data, treatment guidelines weredeveloped and promulgated jointly by the American College ofCardiology and the American Heart Association in 199611 andwere reissued in revised form in 1999.12 The guidelines advocaterapid treatment with percutaneous transluminal coronary angioplastyor fibrinolysis, with the former being preferentially recommended.Yet recent data from the National Registry of Myocardial Infarctionshow that in the last quarter of 2002, nearly one third of allpatients nationwide who presented with an acute myocardial infarctionand who were eligible for reperfusion received neither of thesetherapies.13 By itself, this failure to take advantage of abeneficial treatment is unsettling, but it is even more disturbingwhen one notes that the current rate of undertreatment is actuallyidentical to the rate in 1994.14 These observations suggestthat despite widespread agreement that early reperfusion isimperative and despite the dissemination of guidelines for itsuse, patients were no better off in 2002 than they had beeneight years earlier.
On the flip side of the coin, a recent review of Medicare recordsin five geographically distributed states found that percutaneoustransluminal coronary angioplasty was performed inappropriately,on average, in 14 percent of patients (range, 4 to 24 percent).15Similarly, a study of coronary-artery bypass grafting in fourstates showed inappropriate use in 10 to 14 percent of patients.15Quite a lot, it seems, is being lost in translation.
Patients' Behavior
From the viewpoint of public health, whatever conclusions onecan draw from the examples cited above must be balanced by anunderstanding of the extent to which patients assume (or failto assume) their share of responsibility for their health. Infact, in a wide range of situations, patients themselves arethe indispensable players. At one extreme is the case of adherenceto a prescribed medication regimen.
Returning to aspirin as an example, let us consider the findingsof a study on its use as reported by patients who had undergonecoronary angiography at a major medical center, had documentedcoronary artery disease, and had been routinely followed upby means of a mailed questionnaire.16 Even in this populationof presumably highly motivated patients with access to state-of-the-artmedical care, reported daily aspirin use was only about 60 percentin 1995 and 80 percent in 1999. And this is a therapeutic regimenthat is easy, painless, and cheap.
An analogous situation, but one with a major difference, isthat of antihypertensive medications: these medications areused to treat a condition that may not yet have caused any illness,rather than to prevent the recurrence of a life-threateningevent. During the past two or three decades, new classes ofantihypertensive drugs have been developed, and several specificbrands in each class are now on the market. As a group, antihypertensivemedications are among the most frequently taken prescriptiondrugs in the United States today.17 Yet the rates of blood-pressurecontrol in the general population of patients with hypertensionare shockingly poor, as reported by successive National Healthand Nutrition Examination Surveys.
Is the reason for this that doctors are not prescribing theappropriate antihypertensive medications or that patients arenot taking them? In truth, it is probably both, but lack ofpatient compliance appears to be a substantial part of the problem.A 1996 study reported that 47 percent of patients failed totake their antihypertensive medications as prescribed.18 A 1998study of a cohort of 21,723 patients showed that between 29and 56 percent of them, depending on the class of drug used,discontinued their antihypertensive therapy at 12 months andthat only 6 to 9 percent switched to another class of drug.19
Intervention by Physicians to Keep Patients on the Road
It is tempting to throw up our hands in despair when patientsfail to follow doctors' orders heaven, as they say,helps those who help themselves but health care providerscan certainly do much to correct this situation if they workat it. Indeed, although it admittedly reflects a special circumstance,one study showed that with very careful monitoring and appropriateadjustment of the treatment regimen, physicians practicing incommunities, not in academic centers, were able to increasethe rate of blood-pressure control in a cohort of more than42,000 patients from 27 percent to 66 percent (Figure 2).20If there is a conclusion to be drawn from this observation regardinghypertension treatment, it is that applying known precedentsor just using common good practice can make an enormous differencein patient compliance. Admittedly, the challenges associatedwith modifying patients' behavior are enormous and extend farbeyond persuading them to take their pills. But difficultiesdo not constitute a dispensation. As physicians, we still haveto try.
Figure 2. Control of High Blood Pressure in the Antihypertensive and Lipid Lowering Treatment to Prevent Heart Attack Trial (ALLHAT).
The values shown represent ALLHAT data from 42,418 patients in 623 health care centers. ALLHAT showed that the rate of blood-pressure control (i.e., a blood pressure <140/90 mm Hg) increased with the duration of participation in the trial. Adapted from Cushman et al.20
Consider obesity, for example a modern epidemic thatthreatens to undo decades of progress against coronary heartdisease. Extensive public health research has established somevery straightforward measures to address this problem, and theseresearch outcomes have been widely publicized for more thana decade. Yet, astonishingly enough, in 1999 one study reportedthat only 42 percent of 12,835 obese adults had been advisedby their physician to lose weight.21 Similarly, the value ofregular exercise has been the subject of considerable research.The health benefits of regular exercise for most people havebeen documented, as have been the debilitating effects of beingsedentary. Yet a study of 9299 people, also published in 1999,reported that only 34 percent had been counseled about exerciseduring a regular visit to their physician.22
Closing the Loop
What all the aforementioned examples have in common should beclear. The practices no longer require research to demonstrateefficacy and effectiveness; as a practical matter, everythingthat needs to be known is already known. Furthermore, translationof these research findings into actions that can be used inpractice is very simple. In addition, because the actions arenot prohibitively expensive, cost is not an obstacle, and infact, cost effectiveness could be advanced as one more reasonfor their widespread adoption. Yet their application in thereal world is not what it should be, and we need to find outwhy and to try new approaches to change this situation.
In fact, there is evidence that substantial improvements canbe achieved simply by increasing the level of accountabilityof medical practice. For example, the National Committee forQuality Assurance (NCQA) provides a model of action with itsHealth Plan Employer Data and Information Set (HEDIS) measures.These tools are currently used by the majority of U.S. healthplans to assess the quality of care and service. Of course,the value of these tools depends largely on the quality andacceptability of the benchmarks that are chosen to measure performance.NCQA benchmarks are based on widely accepted research findingsthat are analyzed and presented as recommendations or "guidelines"by relevant professional organizations such as the AmericanCollege of Cardiology and the American Heart Association orby other authoritative sources, such as the various componentsof the NIH. In the latter case, the institutes themselves donot produce the recommendations, but they sponsor evidence-basedconsensus-development activities involving the participationof many interested professional groups.
During the past few years, significant improvements in the day-to-dayuse of research outcomes have been reported by the NCQA andits members.23 For example, the rate of beta-blocker treatmentamong patients who had had a myocardial infarction rose from62.5 percent in 1996 to 92.5 percent in 2001 (Figure 3). Likewise,the rate of appropriate blood-pressure control among patientswith hypertension increased from 39.0 percent in 1999 to 55.4percent in 2001 still not good, but better. Among patientswith asthma, the use of appropriate medications increased from57.7 percent in 1999 to 65.6 percent in 2001.
Figure 3. Beta-Blocker Treatment after Myocardial Infarction in Managed-Care Plans.
Among managed-care plans reporting data to the National Committee for Quality Assurance, the prescription of beta-blockers for patients who had an acute myocardial infarction increased every year from 1996 (62.6 percent of patients) to 2001 (92.5 percent of patients). The data are from the National Committee for Quality Assurance.7,8,23
It seems quite likely that the public availability of informationon the performance of health plans has been a major contributorto the success of HEDIS measures. However, it is also likelythat their success reflects the commitment of relevant professionalsocieties to work together to reach consensus on the guidelinesthat underlie the measures. Thanks to their efforts, practitionersare less frequently faced with the need to select from or toreconcile potentially conflicting recommendations. This is notto overlook or undermine the role of independent judgment; recommendationsare, after all, recommendations, even though they are oftenmisnamed "guidelines." The art of medicine will always be centralto its responsible practice.
I believe, however, that professional organizations must alsoassume a greater role, if not the leading role, in our collectiveefforts to realize the full public health benefits of researchby minimizing what gets lost in translation. Developing andpublishing practice recommendations is an extremely valuablefirst step. As important, or more important, is ensuring thatthese recommendations actually influence the way medicine ispracticed. Fortunately, there are encouraging signs that professionalsocieties are moving beyond mere promulgation of practice guidelinestoward direct involvement in efforts to see that they are implemented.For example, the American Heart Association and the AmericanStroke Association recently announced that they have joinedwith the NCQA to recognize physician excellence in ambulatorycardiovascular and stroke care. The voluntary program, whichis designed to assess physicians' performance on the basis ofaccepted clinical guidelines, is modeled on a successful collaborativeeffort initiated in 1997 by the NCQA and the American DiabetesAssociation, the Diabetes Physician Recognition Program. Thisprogram allows individual physicians and medical groups to submitperformance data through the Internet for comparison with thresholdvalues on a set of selected HEDIS measures that were carefullydefined and tested for their relation to improved care for peoplewith diabetes. Physicians and groups found to meet or exceedthe threshold values are recognized on a dedicated page of theAmerican Diabetes Association Web site, and callers to the association'stoll-free number are referred to the list of recognized physicians.
Although there is no way to distinguish the effect of the DiabetesPhysician Recognition Program from that of the overall HEDISeffort, clear improvements in diabetes care as reported by theNCQA were seen between 1999 and 2001. During those three years,the percentage of patients with diabetes in whom glycosylatedhemoglobin was measured increased from 75.0 percent to 81.4percent; the percentage in whom glycosylated hemoglobin waspoorly controlled decreased from 44.9 percent to 36.9 percent;those in whom the complete lipid profile was determined increasedfrom 69.0 percent to 81.4 percent; those in whom acceptablelipid control was achieved increased from 44.3 percent to 50.9percent; those who underwent nephropathy screening increasedfrom 36.0 percent to 46.3 percent; and those who underwent comprehensiveeye examinations increased from 45.4 percent to 52.0 percent.These increases are all reflections of progress.
Of course, the focus on translation at the level of medicalpractice must not come at the expense of improving the entiretranslational highway. As has been widely recognized, we aretoday on the threshold of a new era in which gene-centered medicinewill almost certainly be the star player. Although several basic-sciencepursuits such as immunology, cell biology, and molecular biologyhave been highly productive, genomic research clearly dominatescurrent interests and expectations. From it, a new type of medicineis being born: genetic medicine. The expectations are many,and already studies are reporting personalized prevention andtreatment of specific conditions on the basis of individualgene variations. Moreover, specific polymorphisms have beenfound that may help to predict how fast some conditions willprogress.24,25,26,27 However, the excitement is warranted onlyif these discoveries are used in clinical medicine.
Many scientific and academic leaders deplore our inertia (oris it our imperfect vision?) in moving from basic to clinicalresearch in this area, and they despair of our readiness tobridge this gap. Not all, however, agree about the steps thatshould be taken to remedy the situation. This debate is cogentlydescribed and analyzed in a 2002 issue of Science focused on"The Puzzle of Complex Diseases." Its main message is that basicscience, clinical discovery, and patient-oriented research areinterdependent and not necessarily successive steps.28,29 Usingthe translational-highway metaphor, we need to widen the interstateand increase the number of its lanes.
Enthusiasm for gene-centered medicine is contagious, and I amcertainly not immune to it. In my view, however, the fundamentalissue remains the same. Enormous amounts of new knowledge arebarreling down the information highway, but they are not arrivingat the doorsteps of our patients. Given that so much is lostat the real-world level, as has been demonstrated time and timeagain with regard to relatively simple research outcomes, Ibelieve that our approach to all patient-oriented research shouldbe reconsidered.
Often, investigators appear to design and implement clinicaltrials and demonstration-research projects without first askingwhat should always be the threshold question namely,"Are the results likely to be applied in a clinical setting?"Answering this question means considering not only the costof a proposed intervention but also the degree of risk to patientsthat is entailed in implementing it. This issue of who willreally benefit from research results is especially criticalas we look toward applications of genomic research. And we mustdirect our attention, our commitment, our energies, our creativity,and our resourcefulness to making sure that the beneficiarieswill be the patients all the patients. Let's be realistic:If we didn't do it with aspirin, how can we expect to do itwith DNA?
We must keep our focus on the public health, as have all goodmedical researchers through the ages. Thomas King Chambers expressedthis goal in the Goulstonian Lecture in 1850:
To us, knowledge, how good and lovely soever it be for its ownsake, must always be a by-end, a step merely towards the stillbetter and lovelier goal of "good-will towards men."
Our object, then, in reviewing these researchers, and in addingto them such observations as our own sphere of action supplies,should be to deduce from them rules of practice, to gather fromthe tree of knowledge fruit for the solace and refreshment ofmankind.
Presented as the 113th Shattuck Lecture at the Annual Meetingof the Massachusetts Medical Society, Boston, May 3, 2003.
The views expressed in this article are solely those of theauthor and do not necessarily represent the opinions of theNational Institutes of Health or the Department of Health andHuman Services.
I am indebted to Ms. Barbara Liu and Dr. Carl Roth for theirinvaluable assistance in the preparation of the lecture andmanuscript.
Source Information
From the National Heart, Lung, and Blood Institute, National Institutes of Health, Bethesda, Md., and the Department of Health and Human Services, Washington, D.C.
Address reprint requests to Dr. Lenfant at the National Heart, Lung, and Blood Institute, National Institutes of Health, 9000 Rockville Pike, Bldg. 31, Room 5A52, Bethesda, MD 20892.
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