Pulmonary Hypertension as a Risk Factor for Death in Patients with Sickle Cell Disease
Mark T. Gladwin, M.D., Vandana Sachdev, M.D., Maria L. Jison, M.D., Yukitaka Shizukuda, M.D., Ph.D., Jonathan F. Plehn, M.D., Karin Minter, M.D., Bernice Brown, M.D., Wynona A. Coles, R.R.T., James S. Nichols, R.N., Inez Ernst, R.N., B.S.N., R.D.C.S., Lori A. Hunter, R.N., William C. Blackwelder, Ph.D., Alan N. Schechter, M.D., Griffin P. Rodgers, M.D., Oswaldo Castro, M.D., and Frederick P. Ognibene, M.D.
Background The prevalence of pulmonary hypertension in adultswith sickle cell disease, the mechanism of its development,and its prospective prognostic significance are unknown.
Methods We performed Doppler echocardiographic assessments ofpulmonary-artery systolic pressure in 195 consecutive patients(82 men and 113 women; mean [±SD] age, 36±12 years).Pulmonary hypertension was prospectively defined as a tricuspidregurgitant jet velocity of at least 2.5 m per second. Patientswere followed for a mean of 18 months, and data were censoredat the time of death or loss to follow-up.
Results Doppler-defined pulmonary hypertension occurred in 32percent of patients. Multiple logistic-regression analysis,with the use of the dichotomous variable of a tricuspid regurgitantjet velocity of less than 2.5 m per second or 2.5 m per secondor more, identified a self-reported history of cardiovascularor renal complications, increased systolic blood pressure, highlactate dehydrogenase levels (a marker of hemolysis), high levelsof alkaline phosphatase, and low transferrin levels as significantindependent correlates of pulmonary hypertension. The fetalhemoglobin level, white-cell count, and platelet count and theuse of hydroxyurea therapy were unrelated to pulmonary hypertension.A tricuspid regurgitant jet velocity of at least 2.5 m per second,as compared with a velocity of less than 2.5 m per second, wasstrongly associated with an increased risk of death (rate ratio,10.1; 95 percent confidence interval, 2.2 to 47.0; P<0.001)and remained so after adjustment for other possible risk factorsin a proportional-hazards regression model.
Pulmonary hypertension develops in most forms of hereditaryand chronic hemolytic anemia, including sickle cell disease,1thalassemia,2 hereditary spherocytosis,3 and paroxysmal nocturnalhemoglobinuria,4 suggesting that there is a clinical syndromeof hemolysis-associated pulmonary hypertension. This complicationhas been reported with increasing frequency in patients withsickle cell disease.1,5,6,7,8,9,10,11 Retrospective studiesfrom tertiary care referral centers suggest a prevalence ofpulmonary hypertension ranging from 20 to 40 percent.9,11,12Although these studies have demonstrated that patients withsickle cell disease have lower pulmonary pressures and highercardiac output than patients with primary pulmonary hypertension,the two-year mortality rates approach 50 percent in both groups.6,10,11,13The frequent reports of sudden death in adults with sickle celldisease in the absence of coronary artery disease and the highrisk of sudden death in patients with sickle cell disease andpulmonary hypertension may be related.5,6,14,15 Such a relationwould suggest that pulmonary hypertension may be a major causeof death in patients with sickle cell disease.
Methods
Patients
To avoid tertiary care referral bias, we recruited 195 patientsfrom the community through multimedia advertisements, communityoutreach, and regional clinics. All evaluated patients werescreened by means of history taking and physical examination,laboratory studies, and transthoracic echocardiography. Allpatients provided written informed consent. The advertisementsand protocol were approved by the institutional review boardsof the National Heart, Lung, and Blood Institute and HowardUniversity.
Patients with sickle cell hemoglobinopathy documented by high-pressureliquid chromatography were eligible for the study. Only outpatientsin stable condition were included; patients who had had a vaso-occlusivecrisis within the previous two weeks or an episode of acutechest syndrome within the previous four weeks were evaluatedat a later time. Patients receiving transfusions were not excluded.In addition, 41 black control subjects, with age and sex distributionssimilar to those of the patients, were evaluated for race-basedcomparisons of laboratory and echocardiographic data.
Echocardiography
Transthoracic echocardiography was performed in all patientswith the use of the Acuson Sequoia (Siemens) and Sonos 5500(Philips) systems. Cardiac measurements were performed accordingto the guidelines of the American Society of Echocardiography.16Transmitral flow, Doppler determinations of the severity ofvalvular regurgitation, and left ventricular stroke volume wereassessed and graded as previously described.17,18,19 Peak velocitiesof the E wave and A wave, the ratio of the E wave to the A wave,and the deceleration time were measured in a standard manner.20Isovolumic relaxation time was measured as the time from aortic-valveclosure to the start of mitral inflow.
Tricuspid regurgitation was assessed in the parasternal rightventricular inflow, parasternal short-axis, and apical four-chamberviews, and a minimum of five sequential complexes were recorded.Continuous-wave Doppler sampling of the peak regurgitant jetvelocity was used to estimate the right-ventricular-to-right-atrialsystolic pressure gradient with the use of the modified Bernoulliequation (4 x [tricuspid regurgitant jet velocity]2).21 Forthe purpose of analysis, we prospectively defined pulmonaryhypertension as a peak tricuspid regurgitant jet velocity ofat least 2.5 m per second. Since most patients with clinicallysignificant pulmonary hypertension have measurable tricuspidregurgitation,21 we assumed that pulmonary-artery pressureswere normal in patients with trace or no tricuspid regurgitation.
Pulmonary-artery systolic pressure was quantitated by addingthe Bernoulli-derived pressure gradient to the estimated meanright atrial pressure. The mean right atrial pressure was calculatedaccording to the degree of collapse of the inferior vena cavawith inspiration: 5 mm Hg for a collapse of at least 50 percentand 15 mm Hg for a collapse of less than 50 percent.22
Right Heart Catheterization
Right heart catheterizations were performed in 18 consentingpatients with a tricuspid regurgitant jet velocity of at least2.5 m per second.
Statistical Analysis
When tricuspid regurgitant jet velocity was analyzed as a continuousvariable, undetectable values were assigned a value lower thanany actually measured (1.3 m per second).21 We used t-testsand Wilcoxon rank-sum tests to compare continuous variablesbetween patients with sickle cell disease and control subjectsand the normal-approximation test to compare dichotomous variables,with no correction for continuity. For patients with sicklecell disease, associations between tricuspid regurgitant jetvelocity and continuous variables were assessed by separatelinear regression of each variable on tricuspid regurgitantjet velocity, defined as a categorical variable: 0 for valuesof less than 2.5 m per second, 1 for values of 2.5 to 2.9 mper second, and 2 for values of at least 3.0 m per second. Associationswith dichotomous variables were assessed by means of the Armitagechi-square statistic for trend.
We used logistic-regression analysis of low values for tricuspidregurgitant jet velocity (less than 2.5 m per second) and highvalues (2.5 m per second or more) to obtain a set of variablesthat were independently associated with increasing jet velocity.Using both forward and backward selection methods in a stepwiseprocedure, we derived a model in which all variables had a calculatedP value of less than 0.05 when they were added to the othervariables in the model. We used proportional-hazards regressionto assess variables that could be associated with an increasedrisk of death in patients with sickle cell disease. All regressionanalyses were performed with the use of log-transformed values(on a base 10 scale) for laboratory measurements in order toreduce the influence of extremely high values. Calculationswere made with the use of Number Cruncher Statistical Systemssoftware.
Results
Clinical Characteristics
The base-line characteristics of all 195 patients who were evaluatedand the 41 black control subjects are shown in Table 1. Theinformation for the patients is further categorized accordingto the values for tricuspid regurgitant jet velocity (less than2.5 m per second, 2.5 to 2.9 m per second, and 3.0 m per secondor more) in Table 2. The genotype on the basis of hematologicand hemoglobin characteristics was hemoglobin SS in 132 patients(69 percent), hemoglobin SC in 35 (18 percent), and hemoglobinSthalassemia (0 or +) in 23 (12 percent). Data on genotypewere missing for five patients.
Table 2. Characteristics of Patients with Sickle Cell Disease According to the Tricuspid Regurgitant Jet Velocity.
Prevalence and Severity of Pulmonary Hypertension
Values for pulmonary-artery systolic pressure as estimated byDoppler echocardiography accurately predicted pulmonary-arterysystolic pressures measured during right heart catheterization(25 catheterizations performed in 18 patients) (r=0.77, P<0.001)(Figure 1C). The patients with sickle cell disease had significantlyhigher mean values for tricuspid regurgitant jet velocity thandid the controls (P=0.003) (Figure 1A and Figure 1B and Table 1).Thirty-two percent of patients with sickle cell diseasehad elevated pulmonary-artery systolic pressures, as definedby a tricuspid regurgitant jet velocity of at least 2.5 m persecond (an estimated pulmonary-artery systolic pressure of atleast 30 mm Hg). Nine percent had pulmonary hypertension withthe use of the more conservative cutoff value for tricuspidregurgitant jet velocity of at least 3.0 m per second (an estimatedpulmonary-artery systolic pressure of at least 41 mm Hg) (Figure 1A).Of the 18 patients with a tricuspid regurgitant jet velocityof at least 2.5 m per second who underwent right heart catheterization,17 had a mean pulmonary-artery pressure of more than 25 mm Hg(the definition of pulmonary hypertension used in the NationalInstitutes of Health registry23).
Figure 1. Distribution (Panel A) and Frequency Distribution (Panel B) of Tricuspid Regurgitant Jet Velocity in 195 Patients with Sickle Cell Disease and 41 Black Control Subjects and the Association between Right Ventricular Systolic Pressure Measured by Doppler Echocardiography and Pulmonary-Artery Systolic Pressure, Measured during Catheterization (Panel C).
In Panel A, the percentages of patients with sickle cell disease and tricuspid regurgitant jet velocity values of less than 2.5 m per second, 2.5 to 2.9 m per second, and at least 3.0 m per second are shown. Patients in whom tricuspid regurgitant jet velocity was undetectable were assigned a value of 1.3 m per second. The solid vertical line in Panel B shows the cutoff value of 2.5 m per second used to define pulmonary hypertension. Panel C shows the regression of pulmonary-artery systolic pressure as measured by right heart catheterization and the estimated pulmonary-artery systolic pressure as measured by Doppler echocardiography. The dashed lines in Panel C indicate the 95 percent confidence interval.
Effect of Pulmonary Hypertension on Ventricular Size and Function
Higher values for tricuspid regurgitant jet velocity were associatedwith increased cardiac-chamber sizes (Table 2). There was aslight decrease in the ejection fraction at the highest levelsof jet velocity (P=0.10). There was no association between jetvelocity and stroke volume, and cardiac output increased slightlybut not significantly with increasing jet velocity (P=0.24).There was qualitative evidence of left ventricular systolicdysfunction (an ejection fraction of 0.5 or less) in only 5of the 195 patients.
Measurements of the left ventricular diastolic function areshown in Table 2. Only the deceleration time was weakly associatedwith tricuspid regurgitant jet velocity (r=0.17, P=0.01), butthe mean values remained in the normal range for all categoriesof tricuspid regurgitant jet velocity. Variables indicativeof diastolic dysfunction did not contribute significantly tothe logistic-regression model (Table 3) or affect the risk ofdeath, suggesting that pulmonary hypertension is largely independentof diastolic dysfunction.
Table 3. Logistic-Regression Analysis of a Tricuspid Regurgitant Jet Velocity Dichotomized as Less Than 2.5 m per Second or 2.5 m per Second or More.
Evaluation of Risk Factors and Effects of Hydroxyurea Therapy
Logistic-regression analysis of clinical and laboratory valuesidentified a number of factors associated with high tricuspidregurgitant jet velocity; these factors, which accounted forapproximately 35 percent of the variability in tricuspid regurgitantjet velocity (Table 3), include a self-reported history of renalor cardiovascular problems; elevated systolic blood pressure,plasma lactate dehydrogenase levels, and alkaline phosphataselevels; and decreased plasma transferrin levels. In a modelthat included only men, priapism was an additional importantvariable (odds ratio for a jet velocity of at least 2.5 m persecond, as compared with a value of less than 2.5 m per second,5.0; 95 percent confidence interval, 1.5 to 17.0). Factors reflectingthe presence of hemolysis, chronic anemia, and the need forfrequent blood transfusions, including low hemoglobin and hematocritvalues, high lactate dehydrogenase and aspartate aminotransferaselevels (but not high alanine aminotransferase levels, whichare specific to liver dysfunction), high direct bilirubin levels,high iron and ferritin levels, low transferrin levels, and thereceipt of a total of more than 10 transfusions, were all significantunivariate predictors of a high tricuspid regurgitant jet velocity(Table 2).
Increasing age, oxyhemoglobin desaturation as measured by pulseoximetry, and increasing levels of blood urea nitrogen, creatinine,and direct bilirubin were significant univariate butnot multivariate predictors of high tricuspid regurgitantjet velocity. The plasma arginine:ornithine ratio, probablyreflecting arginase activity, was low in patients with sicklecell disease, and this ratio decreased significantly as tricuspidregurgitant jet velocity increased. The fetal hemoglobin level,the hemoglobin Sthalassemia phenotype (0 or +), hydroxyureatherapy, the white-cell count, and the platelet count were notsignificantly associated with tricuspid regurgitant jet velocity,whereas the hemoglobin SC genotype was associated with a significantlyreduced tricuspid regurgitant jet velocity (P=0.02 as calculatedwith the use of a t-test in which tricuspid regurgitant jetvelocity was considered to be a continuous variable). Analysisof the patients who did not receive hydroxyurea or have hemoglobinC, as well as of all patients, showed no evidence of an associationbetween the fetal hemoglobin level and tricuspid regurgitantjet velocity.
The number of episodes of the acute chest syndrome and the numberof visits to the emergency room per year were not associatedwith tricuspid regurgitant jet velocity (P=0.92 and P=0.68,respectively). The fact that there were significantly more patientswith a self-reported history of cardiovascular problems whohad pulmonary hypertension suggests that pulmonary hypertensionand its complications, such as cor pulmonale, may be misdiagnosedas congestive heart failure.
Right Heart Catheterization
Among the 18 patients who underwent right heart catheterization,the mean (±SE) values for pulmonary-artery systolic pressure(51.9±4.1 mm Hg), diastolic pressure (26.1±2.16mm Hg), mean pulmonary-artery pressure (34.5±2.7 mm Hg),pulmonary-artery wedge pressure (17.2±1.2 mm Hg), cardiacoutput (10.2±0.7 liters per minute as measured by thermodilutionand 9.6±0.4 liters per minute as calculated with theFick equation), and pulmonary vascular resistance (148.5±26.2dyn · sec · cm5) were similar to previouslyreported values in patients with sickle cell disease who hadsecondary pulmonary hypertension.6,8
Survival
Among the 195 patients, 5 were lost to follow-up: all had atricuspid regurgitant jet velocity of less than 2.5 m per second.Death certificates were used to confirm the death of any patient.No death certificates were found for these five patients whowere lost to follow-up, suggesting that they are still living.The median follow-up was 18.3 months for the 128 patients witha tricuspid regurgitant jet velocity of less than 2.5 m persecond and 17.3 months for the 62 patients with a tricuspidregurgitant jet velocity of at least 2.5 m per second.
Proportional-hazards regression analysis showed that patientswith a tricuspid regurgitant jet velocity of at least 2.5 mper second had a significantly higher mortality rate than thosewith a jet velocity of less than 2.5 m per second (P<0.001)(Figure 2); the rate ratio for death was 10.1 (95 percent confidenceinterval, 2.2 to 47.0). Analyses were also performed separatelyfor age, cardiac output, stroke volume, the ratio for the Ewave to the A wave, deceleration time, isovolumic relaxationtime, hemoglobin level, fetal hemoglobin level, lactate dehydrogenaselevel, white-cell count, and creatinine level. Besides the tricuspidregurgitant jet velocity, the only significant univariate correlateof the risk of death was the creatinine level (P=0.007). Afteradjustment for the tricuspid regurgitant jet velocity, the creatininelevel was not significantly related to the risk of death (P=0.08),whereas the jet velocity remained a significant independentcorrelate (P=0.004).
Figure 2. KaplanMeier Survival Curves According to the Tricuspid Regurgitant Jet Velocity.
The survival rate was significantly higher among patients with a tricuspid regurgitant jet velocity of less than 2.5 m per second (indicating normal pulmonary-artery pressure) than among those with a tricuspid regurgitant jet velocity of at least 2.5 m per second (P<0.001). Because patients were enrolled over a 20-month period, the first patients enrolled were followed for the entire time. Thus, the number of patients at risk at the time of each death is shown for both groups.
Because we were concerned that pulmonary hypertension conferreda substantial risk of death, the study was not designed as anatural-history study. Patients and referring physicians weremade aware of the results of echocardiography, and the patientswho were identified as having severe pulmonary hypertension(on the basis of a tricuspid regurgitant jet velocity of atleast 3.0 m per second) were offered treatments such as exchangetransfusion, oxygen, and selective pulmonary vasodilator therapyaccording to a National Heart, Lung, and Blood Institute protocol.Eleven of the 17 patients with a tricuspid regurgitant jet velocityof at least 3.0 m per second began either an aggressive exchange-transfusionprogram or inhaled nitric oxide therapy after pulmonary hypertensionwas diagnosed, and 10 of these patients are still alive.
The observation that markers of hemolysis are associated withpulmonary hypertension provides a link between sickle cell diseaseand other chronic hemolytic disorders and suggests that thereis a distinct syndrome of hemolysis-associated pulmonary hypertension.Thalassemia, for example, is another chronic hemolytic diseasethat is associated with secondary pulmonary hypertension; theprevalence of pulmonary hypertension among patients with thalassemiaranges from 10 percent to 93 percent, depending on the patientpopulation studied.2,25,26,27,28 Patients with sickle cell diseaseand patients with thalassemia both have chronic hemolysis, whichresults in the release of hemoglobin into plasma. Plasma hemoglobincan scavenge nitric oxide as well as catalyze the formationof reactive oxygen and nitrogen species, processes that canlead to acute and chronic pulmonary vasoconstriction.29 Hemolysiscould also release erythrocyte arginase, as suggested by recentreports that arginase activity may be increased (a possibilitythat is consistent with our finding that arginine:ornithineratios were significantly lower in patients than in controlsubjects) and that the bioavailability of arginine and nitricoxide is reduced in patients with sickle cell disease.29,30,31,32,33Hemoglobin-induced scavenging of nitric oxide results in transcriptionalup-regulation of adhesion molecules such as vascular-cell adhesionmolecule 1 and E-selectin and induces the expression of endothelin-1,a potent vasoconstrictor.33,34,35 Indeed, endothelin-1 levelsare elevated in the plasma of patients with primary pulmonaryhypertension and patients with sickle cell disease.36,37 Thestatistical linkage among pulmonary hypertension, systolic systemichypertension, and the hemolytic rate (associated with nitricoxide scavenging29) is consistent with previous clinical observationsthat systemic hypertension is a risk factor for stroke and earlydeath in patients with sickle cell disease.38,39,40
Additional insults common to sickle cell disease and thalassemiathat might lead to end-organ dysfunction and pulmonary hypertensioninclude iron deposition, cirrhosis, anemia with a high cardiac-outputstate, and asplenism. Although cirrhosis can result in secondarypulmonary hypertension, cirrhosis and hepatic synthetic dysfunctionwere not common in our patients with pulmonary hypertension.It is unclear whether the significant increases in alkalinephosphatase and direct bilirubin in patients with pulmonaryhypertension were due to more subtle liver dysfunction or toa secondary effect of pulmonary hypertension and increased passiveliver congestion. The absence of an association between cardiacoutput and tricuspid regurgitant jet velocity in our study arguesagainst a role for chronic anemia and a high cardiac-outputstate, leading to vascular remodeling and arteriopathy. If anemiaitself were responsible, one would expect to find reports ofpulmonary hypertension associated with iron-deficiency anemia,the most common cause of anemia in the world.
Supported by intramural funds from the Clinical Center, theNational Institute of Diabetes and Digestive and Kidney Diseases,and the National Heart, Lung, and Blood Institute; the Centerfor Research on Minority Health and Health Disparities; anda Collaborative Research and Development Agreement with INOTherapeutics, (Clinton, N.J.).
We are indebted to the respiratory therapy, nursing, and physicianstaffs of the Critical Care Medicine Department and 7 East Unitof the Clinical Center, National Institutes of Health, and toMary K. Hall for assistance with the protocol.
Source Information
From the Critical Care Medicine Department, Clinical Center (M.T.G., M.L.J., K.M., W.A.C., J.S.N., I.E., L.A.H., W.C.B., F.P.O.), the Cardiovascular Branch, National Heart, Lung, and Blood Institute (M.T.G., V.S., Y.S., J.F.P., I.E.), and the Laboratory of Chemical Biology (M.T.G., A.N.S.) and the Molecular and Clinical Hematology Branch (G.P.R.), National Institute of Diabetes and Digestive and Kidney Diseases, National Institutes of Health, Bethesda, Md.; and the Cardiology Division, Department of Medicine (B.B.), and the Center for Sickle Cell Disease (O.C.), Howard University College of Medicine, Washington, D.C.
Address reprint requests to Dr. Gladwin at the National Institutes of Health, Bldg. 10, Rm. 7D-43, 10 Center Dr., Bethesda, MD 20892-1662, or at mgladwin{at}nih.gov.
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van Beers, E. J., van Eck-Smit, B. L. F., Mac Gillavry, M. R., van Tuijn, C. F. J., van Esser, J. W. J., Brandjes, D. P. M., Kappers-Klunne, M. C., Duits, A. J., Biemond, B. J., Schnog, J.-J. B., on Behalf of the CURAMA Study Group,
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Driscoll, M. C.
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Machado, R. F., Anthi, A., Steinberg, M. H., Bonds, D., Sachdev, V., Kato, G. J., Taveira-DaSilva, A. M., Ballas, S. K., Blackwelder, W., Xu, X., Hunter, L., Barton, B., Waclawiw, M., Castro, O., Gladwin, M. T., for the MSH Investigators,
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Gordeuk, V. R., Gladwin, M. T., Kato, G., Castro, O.
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Morris, C. R., Vichinsky, E. P., Kato, G. J., Gladwin, M. T., Hazen, S., Morris, S. M. Jr
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Delclaux, C., Zerah-Lancner, F., Bachir, D., Habibi, A., Monin, J.-L., Godeau, B., Galacteros, F.
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Nolan, V. G., Wyszynski, D. F., Farrer, L. A., Steinberg, M. H.
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Nadrous, H. F., Pellikka, P. A., Krowka, M. J., Swanson, K. L., Chaowalit, N., Decker, P. A., Ryu, J. H.
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Firth, P. G.
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Rubin, L. J., Badesch, D. B.
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Nakhoul, F., Yigla, M., Gilman, R., Reisner, S. A., Abassi, Z.
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Morris, C. R., Kato, G. J., Poljakovic, M., Wang, X., Blackwelder, W. C., Sachdev, V., Hazen, S. L., Vichinsky, E. P., Morris, S. M. Jr, Gladwin, M. T.
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Medoff, B. D., Shepard, J.-A. O., Smith, R. N., Kratz, A.
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Klings, E. S., Safaya, S., Adewoye, A. H., Odhiambo, A., Frampton, G., Lenburg, M., Gerry, N., Sebastiani, P., Steinberg, M. H., Farber, H. W.
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Aessopos, A., Farmakis, D., Deftereos, S., Tsironi, M., Tassiopoulos, S., Moyssakis, I., Karagiorga, M.
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Rother, R. P., Bell, L., Hillmen, P., Gladwin, M. T.
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Gladwin, M. T., Kato, G. J.
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Gordeuk, V. R., Sergueeva, A. I., Miasnikova, G. Y., Polyakova, L. A., Okhotin, D. J., Castro, O. L., Prchal, J. T.
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Farber, H. W., Loscalzo, J.
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Quirolo, Col. K. C.
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Klings, E. S., Farber, H. W., Hassoun, P. M., Krishnan, J. A., Gladwin, M. T., Sachdev, V., Ognibene, F. P.
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Bratton, S. L.
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Gottlieb, S.
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Cohen, A. R., Galanello, R., Pennell, D. J., Cunningham, M. J., Vichinsky, E.
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Buchanan, G. R., DeBaun, M. R., Quinn, C. T., Steinberg, M. H.
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