Background In the United States, black patients generally receivelower-quality health care than white patients. Black patientsmay receive their care from a subgroup of physicians whose qualificationsor resources are inferior to those of the physicians who treatwhite patients.
Methods We performed a cross-sectional analysis of 150,391 visitsby black Medicare beneficiaries and white Medicare beneficiaries65 years of age or older for medical "evaluation and management"who were seen by 4355 primary care physicians who participatedin a biannual telephone survey, the 20002001 CommunityTracking Study Physician Survey.
Results Most visits by black patients were with a small groupof physicians (80 percent of visits were accounted for by 22percent of physicians) who provided only a small percentageof care to white patients. In a comparison of visits by whitepatients and black patients, we found that the physicians whomthe black patients visited were less likely to be board certified(77.4 percent) than were the physicians visited by the whitepatients (86.1 percent, P=0.02) and also more likely to reportthat they were unable to provide high-quality care to all theirpatients (27.8 percent vs. 19.3 percent, P=0.005). The physicianstreating black patients also reported facing greater difficultiesin obtaining access for their patients to high-quality subspecialists,high-quality diagnostic imaging, and nonemergency admissionto the hospital.
Conclusions Black patients and white patients are to a largeextent treated by different physicians. The physicians treatingblack patients may be less well trained clinically and may haveless access to important clinical resources than physicianstreating white patients. Further research should be conductedto address the extent to which these differences may be responsiblefor disparities in health care.
The elimination of racial and ethnic disparities in health careis one of the two goals of the initiative Healthy People 2010(the other being to increase the quality and years of healthylife), but the causes underlying these disparities have notbeen established.1 Because patients who are members of minoritygroups and white patients to some extent reside in differentlocations and seek their care in different settings, it is possiblethat doctors who treat these patients may differ with regardto both their clinical qualifications and their clinical resources.We hypothesized that such discrepancies account for the pervasivenessof racial and ethnic disparities in health care.
Several studies support this hypothesis. In a study of primarycare physicians in New York City comparing physicians who hadpatient panels in which less than 50 percent were members ofminority groups with physicians whose patient panels includedmore than 50 percent minority-group patients, Gemson et al.found that those who treated a greater proportion of minority-grouppatients were less knowledgeable about preventive care practicesand less likely to be board certified.2,3 Schneider et al.,in a study of managed-care plans, observed that physicians workingfor plans in which black patients were heavily enrolled providedprimary care of a lower quality to all patients in the planthan did physicians working for plans in which fewer black patientswere enrolled.4 Differences in qualifications and competencybetween physicians treating black patients and those treatingwhite patients have also been described with regard to cardiovascularsurgery and the care of patients infected with the human immunodeficiencyvirus.5,6
We studied a nationally representative sample of primary carephysicians who treated patients enrolled in Medicare, the nation'slargest health insurance plan. We focused on primary care physicians,because they are largely responsible for the coordination ofcare, often counsel patients regarding the need for referralsto specialists and for diagnostic tests and therapies, and providecontinuity of care for many patients with complex diseases.Studies have suggested that poor performance by physicians inthese domains may lead to disparities in preventive care, evaluationof symptoms, treatment, and outcome.7,8,9,10,11,12,13
Methods
Data
We combined data from two main sources in order to investigatethe relation of primary care physicians' training and resourcesto the race of patients to whom they provide "evaluation andmanagement" services.
Data on Physicians
The Community Tracking Study Physician Survey is a biannualtelephone survey conducted by the Center for Studying HealthSystem Change of a nationally representative sample of physicianswho are not federally employed. The survey is conducted in 60randomly selected metropolitan statistical areas and is supplementedby a national sample. In 20002001 (round 3 of the survey),the response rate among physicians was 59 percent. Details ofthe survey are available at www.hschange.org/index.cgi?data=04;many of the findings have been described previously.14,15,16,17The survey included only physicians who reported providing atleast 20 hours per week of direct patient care in an office-basedor hospital-based practice, including at sites of the Bureauof Primary Health Care of the Department of Health and HumanServices. Residents and fellows were excluded. Our study includedthe participating physicians whose primary specialty was familypractice or general practice, general internal medicine, orgeriatrics (which we subsumed under the category of internalmedicine).
Data on Patient Visits
The Medicare program provides health insurance for 97 percentof Americans who are 65 years of age or older. In 2001, theprogram covered 40 million persons, 86 percent of whom wereenrolled under Part A and Part B indemnity insurance (fee forservice), in which providers submit detailed claims to the Centersfor Medicare and Medicaid Services for reimbursement for servicesrendered.18 Data were obtained from the 2001 "5 percent carrierfile," which contains claims histories of a representative sampleof 5 percent of Medicare beneficiaries. We analyzed line itemsfor "evaluation and management" that were identified accordingto the BerensonEggers Type of Service Codes used by Medicare:M1A (office visits new patient), M1B (office visits established patient), and M6 (consultations), but weexcluded items with the Healthcare Common Procedure Coding Systemcodes 99381, 99411, 95115, 99391, 95117, 99236, 99262, 99251,99255, 99261, 99254, G0175, 99253, and 99252. (Information aboutthe codes is available at www.cms.hhs.gov/data/betos.19) Welimited our analysis to data on black Medicare beneficiariesand white Medicare beneficiaries (as documented in Medicarefiles) 65 years of age or older. Other racial or ethnic categoriesincluded in the Medicare data Hispanic, Asian, NorthAmerican Native, other, and unknown are less well studiedand less reliable.20,21,22,23
Linkage of Data
Data on physicians and patient visits were linked with the useof the physicians' unique provider identification number, whichis recorded on claims submitted to Medicare.24 Of 5859 primarycare physicians who were interviewed by telephone as part ofthe Community Tracking Study Physician Survey, 5627 (96.0 percent)had a unique provider identification number. Of these physicians,729 (13.0 percent) were not associated with claims that appearedin the 2001 Medicare 5 percent carrier file, and 543 (9.6 percent)were associated only with claims that were ineligible for ourstudy for services other than evaluation and management,or for services rendered to patients who were not black or whiteand 65 years of age or older. A total of 4355 physicians (77.4percent) and 43,032 patients were included in our study, andtogether they contributed 44,756 unique physicianpatientpairs (a few patients saw more than one physician included inour study) and 150,391 visits to our analysis. The number ofvisits per physician ranged from 1 to 304 (median, 24; interquartilerange, 10 to 48). These data were used to derive national estimatesthat reflected the characteristics of 87,803 primary care physiciansand of the 58 million visits (by 54 million white patients and4 million black patients) for evaluation and management thatthese physicians provided to black and white Medicare beneficiaries65 years of age or older in the United States in 2001.
Characteristics of Primary Care Physicians
On the basis of their responses to the Community Tracking StudyPhysician Survey, physicians were characterized according totheir demographic characteristics, setting of the practice andmix of payers, medical education, specialty, whether or notthey were board certified, and ability to provide access tonecessary health care resources for their patients. The demographiccharacteristics included age, sex, and self-declared race orethnic background. Information on payer mix and practice settingwas based on the reported percentage of revenue the practicederived from Medicare, Medicaid, and managed-care plans, thenumber and specialties of the physicians in the practice, whetheror not physicians provided care for which they received reducedcompensation or no compensation ("charity" care), location inan urban area (00-03) or a rural area (04-09), according tometropolitan statistical area codes in the Area Resource File,25and the income level in the area where the practice was located,according to data from the Census Bureau for 2000 on the medianincome within the area of a ZIP Code. The site of the physicians'medical education was dichotomized as either the United States,including Puerto Rico, or elsewhere. Board certification wasdetermined for the physicians' primary specialty. Data on eachof these measures were missing for less than 1 percent of physicians.
To gain insight into the ability of physicians in the studyto provide access to resources for their patients, we analyzedphysicians' responses to five questions in the following form:"How often are you able to obtain access for your patients to[type of service] when you think it is necessary?" The fivetypes of service were "subspecialists of high quality," "ancillaryservices of high quality," "nonemergency hospital admissions,""adequate number of inpatient days," and "high-quality diagnosticimaging." The physicians could respond "always," "almost always,""frequently," "sometimes," "rarely," and "never." On the basisof the distribution of the responses, and on our belief thatproviding high-quality care requires reliable access to suchservices, we dichotomized the responses into "always" (in which"always" and "almost always" were subsumed) or "not always"(in which the remaining responses were subsumed). Less than0.25 percent of the responses were missing or in a categorynot listed, such as "don't know," and were not included in theanalysis.
Physicians were asked to respond to two statements: "It is possibleto provide high-quality care to all my patients," and "The levelof communication I have with specialists about the patientsI refer to them is sufficient to ensure the delivery of high-qualitycare." We dichotomized the responses into "agree" (in which"strongly agree" and "somewhat agree" were subsumed) or "disagree"(in which "strongly disagree" and "somewhat disagree" were subsumed).Less than 3 percent of the responses were missing, "neitheragree nor disagree," or in a category not shown, such as "don'tknow"; these responses were not included in the analysis.
Statistical Analysis
The unit of analysis was the patient visit. For statisticalpurposes, the visits were nested within unique physicianpatientpairs. Some patients saw more than one physician and thereforecontributed to more than one physicianpatient pair. Manyphysicians were part of multiple physicianpatient pairs,since they saw multiple patients (individual physicians whosaw both black patients and white patients are represented inthe counts of both visits by black patients and visits by whitepatients).
The distribution of visits by black patients and visits by whitepatients among physicians was estimated by means of logisticregression, with random effects for each physician, with theuse of SAS software (version 8.12). The estimated random effectswere used to calculate the proportion of black patients in eachphysician's Medicare patient panel. This approach was used tocorrect for sampling error.
The responses to the questions in the Community Tracking StudyPhysician Survey were evaluated with the use of SUDAAN software(version 7.0), to accommodate the multilevel design of the survey.26Associations between the patient's race and the physician'scharacteristics were analyzed with the use of unadjusted logisticregression, with the patient's race as the outcome. Associationsbetween the patient's race and the physician's self-reportsof access to resources were analyzed with the use of both unadjustedand adjusted logistic regression. In the primary analysis, therace of the patient was the outcome. In the secondary analysis,performed with the use of cumulative logistic regression, therace of the patient was the predictor and the physician's responseto the survey question was the ordered outcome.
In the adjusted analysis, we included measures of the payermix, with binary variables for the categories of charity careand urban or rural location and continuous variables for theproportion of revenue the practice derived from Medicare, Medicaid,and managed-care plans; median income within the area of theZIP Code of the practice; and the level of the availabilityof resources in the county in which the practice was located,according to the 2001 Area Resource File. For the analysis ofthe physicians' ability to gain access to specialists, the measureof available resources was the number of patient care surgeonsand medical subspecialists per capita. For the analysis of thephysicians' ability to gain access to nonemergency admissionand hospital days, the measure of available resources was thenumber of short-term hospital beds per capita. For the analysisof the physicians' ability to gain access to high-quality imaging,the measure of available resources was the number of patientcare radiologists per capita. In a separate analysis (data notshown), adjusted for the median income within the ZIP Code ofthe patient's residence rather than the ZIP Code of the physician'spractice, our findings were similar to those reported here.
To evaluate whether the characteristics of the population ofprimary care physicians in the geographic area where black patientsand white patients received care were similar to those of thephysicians who actually saw black patients and white patientsin that area, we analyzed data on physicians' characteristicswith the use of two geographic categories used in the DartmouthAtlas of Health Care project: the Hospital Service Area (a smallgeographic unit) and the Hospital Referral Region (a largergeographic unit) (information on these categories is availableat www.dartmouthatlas.org). We analyzed data on all physiciansincluded in our study and generated weighted averages of thesecharacteristics with respect to the geographic location of thevisits with black patients and white patients.
Our findings are reported after weighting, which was performedto render them nationally representative. All P values are two-sided.The study was approved by the Center for Medicare and MedicaidServices under Data Use Agreement number 12993. The institutionalreview board officer at Mathematica Policy Research who overseesthe conduct of the Community Tracking Study approved the confidentialityprovisions of our study and determined that the Medicare datalinkage did not violate the guidelines of the Community TrackingStudy.
Results
Distribution of Visits
The distribution of visits by Medicare patients who were whiteor black among primary care physicians is shown in Figure 1,ordered according to the proportion of black patients in eachphysician's practice. The height of the bars reflects the numberof visits by white patients and black patients. The cumulative-distributionLorenz curves indicate that the bulk of visits by black patientsare clustered among physicians whose patient panels includea higher percentage of blacks, whereas only a small percentageof visits by white patients are with these physicians. Visitsby white patients are mostly with physicians who provide onlya small amount of care to black patients. Of primary care physicians,78 percent (68,311 physicians) with a relatively small proportionof black patients in their practice account for 78 percent ofthe visits by white patients but only 20 percent of all visitsby black patients, whereas the remaining 22 percent of primarycare physicians (19,492) account for 80 percent of all visitsby black patients and 22 percent of visits by white patients.If visits by black patients and white patients were equallydistributed among physicians, the Lorenz curves in Figure 1would be superimposed on each other.
Figure 1. Estimated National Distribution of Visits to Primary Care Physicians by White Medicare Beneficiaries and Black Medicare Beneficiaries.
The physicians are shown in order of the proportions of their Medicare patients who are black, as opposed to white. The estimated number of visits by white patients (white hatched bars) and black patients (orange hatched bars) is indicated for each group of physicians, with the width of each bar encompassing 3600 physicians. The cumulative proportion of visits by white patients and by black patients is shown by the cumulative-distribution Lorenz curves. To the right of the vertical dashed line are the 19,492 primary care physicians (22 percent of all primary care physicians) who account for 80 percent of the visits by black Medicare patients and 22 percent of visits by white Medicare patients. To the left of that line are the 68,311 primary care physicians (78 percent of all primary care physicians) who account for 78 percent of all visits by white Medicare patients but only 20 percent of all visits by black Medicare patients.
Characteristics of Physicians
Both primary care physicians treating black patients and thosetreating white patients were typically near 50 years of age,male, non-Hispanic, and working in solo or two-physician practicesin an urban location (Table 1). Even though the majority ofvisits by both black patients (59.7 percent) and white patients(85.3 percent) were to white physicians, visits by black patientswere markedly more likely than visits by white patients to beto black physicians (22.4 percent vs. 0.7 percent). Physicianstreating black patients provided more charity care, deriveda higher percentage of their practice revenue from Medicaid,more often practiced in low-income neighborhoods, and were lesslikely to have obtained board certification in their primaryspecialty (77.4 percent vs. 86.1 percent, P=0.02) than physicianstreating white patients.
Table 1. Characteristics of Primary Care Physicians According to Visits by White and Black Medicare Beneficiaries.
Access to Important Health Care Services
The physicians' assessment of their ability to provide particularaspects of care to their patients also differed with respectto the race of the patient (Table 2). When physicians were askedif they were able to provide access to high-quality care forall of their patients, 27.8 percent of physicians treating blackpatients responded that they could not do so ("disagreed"),as compared with 19.3 percent of physicians treating white patients.They were also more likely than physicians treating white patientsto report that they could "not always" provide access for theirpatients to subspecialists of high quality (24.0 percent vs.17.9 percent), high-quality diagnostic imaging (24.4 percentvs. 16.6 percent), nonemergency hospital admissions (48.5 percentvs. 37.0 percent), and high-quality ancillary services (36.6percent vs. 27.7 percent). These findings were significant inboth unadjusted and adjusted analyses; the finding with regardto access to specialists was not significant in the cumulativelogistic-regression analysis (data not shown).
Table 2. Primary Care Physicians' Perceptions of the Quality of Care Provided in Relation to the Race of Patient.
Geographic Differences and Physicians' Characteristics
We assessed whether the differences between physicians treatingblack patients and those treating white patients were associatedwith the characteristics of physicians practicing in the geographicareas where black patients and white patients received theircare (Table 3). This type of geographic explanation of the qualityof health care has been explored in other studies of racialdifferences in health care.27,28
Table 3. Characteristics of Primary Care Physicians Who Treated White Patients and Those Who Treated Black Patients and of the Overall Population in the Areas Where Visits Occurred.
The degree of racial concordance between patient and physicianappeared greater than what would be expected if the local availabilityof physicians of different races were the only explanation ofthe matching of the patient's and physician's race (Table 3).Of visits by black patients in our study, 22.4 percent wereto physicians who were black, whereas in the Hospital ServiceAreas and Hospital Referral Regions, the percentage of blackphysicians was lower 12.5 percent and 6.7 percent, respectively a finding that supports the hypothesis that black patientspreferentially seek care from primary care physicians of theirown race.29,30
Other characteristics of the primary care physicians treatingwhite patients and those treating black patients were similarto the overall population of primary care physicians in thegeographic areas where the visits occurred. For example, 77.4percent of visits by black patients were to physicians who wereboard certified; the average rates of board certification inthe areas where the visits occurred were 77.7 percent accordingto the Hospital Service Area and 80.1 percent according to theHospital Referral Region.
Discussion
We evaluated the hypothesis that differences between primarycare physicians who treat black patients and those who treatwhite patients play a role in health care disparities. We foundthat visits by black patients were highly concentrated amonga small subgroup of primary care physicians, were more oftenwith physicians who were not board certified in their primaryspecialty, and were more often with physicians who reportedfacing obstacles in gaining access to high-quality servicesfor their patients. Each of these observations potentially hasimplications for disparities in health care.
In our study, the great majority of the visits by black patients(80 percent) were to a small group of primary care physicians(22 percent of the total), whereas the remaining physicians(78 percent) accounted for the majority of visits by white patients.This finding indicates that the care of black patients and whitepatients rests to a large extent in the hands of different physicians.Disparities in health care could emerge if these two groupsof physicians differed in their ability to provide high-qualitycare, either because of differences in their clinical trainingor because of differences in their access to resources. In addition,our study shows that it would be possible to identify physicianswho treat black patients or who treat white patients throughclaims databases.
The differences in the rates of board certification betweenthe two groups of physicians support the notion that the poorerquality of care received by black patients may in part resultfrom the fact that their physicians are less well trained thanthose who mostly treat white patients. For instance, the ratesof screening for most diseases are lower among black patientsthan among white patients, and black patients more often thanwhite patients receive diagnoses when diseases are at a relativelyadvanced stage. Previous research has shown that physicianswho scored poorly on their licensure examinations or who arenot board certified in their specialty are less likely to followscreening recommendations and more likely to prescribe symptom-directedtreatment, rather than diagnosis-directed treatment tendencies that may result in delayed diagnoses.31,32,33,34,35
The differences in physicians' reported ease of access to servicesfor their patients point to additional mechanisms underlyinghealth care disparities. Differences in access to subspecialists,imaging studies, nonemergency hospital admission, and ancillaryservices might help explain why black patients see fewer subspecialistsand receive less timely treatment for complex chronic illnessesthan do white patients.36,37,38,39
Our findings should be interpreted within the context of thedata that we analyzed. The responses of physicians regardingaccess to resources are necessarily subjective and reflect thephysicians' experience with all their patients, not only withthe Medicare patients included in our analysis. Moreover, wecannot be certain of the extent to which differences in physicians'responses signify differences in the care that their patientsreceived, because we did not examine patients' outcomes. Wecould not consider the role of some other identified deficienciesin primary care of black patients. For example, predominantlyblack communities have fewer primary care doctors than predominantlywhite communities; black patients are more likely than whitepatients to receive care in inpatient and emergency-departmentsettings, rather than outpatient settings; and a larger fractionof visits for primary care by black patients are to physicianswith whom the patients do not have an established relationship.40,41,42
Because health care disparities are pervasive and because thedisparities are not due solely to differences in the patients'insurance coverage, hypotheses regarding the role of physiciansin their genesis have emerged. One hypothesis is that most physicians,because they are not black, lack the necessary cultural competenceneeded to treat black patients effectively.43 To redress thisproblem, many organizations have recommended that the physicianworkforce be enriched with more physicians who are members ofminority groups and that training in cultural competence bemandated.44 Our findings provide an indication of the extentto which black patients are currently receiving care from blackphysicians and of the extent to which these patients appearto make a special effort to do so.45,46,47,48,49
Without vitiating these hypotheses, our findings reveal otherimbalances in the health care system that may underlie disparitiesin the delivery of health care. Black patients in the Medicareprogram, and presumably other black patients as well, are treatedby a group of physicians who may differ in important ways fromthe physicians who treat white patients. That these differencesreflect characteristics of the physicians who practice whereblack persons and white persons receive care suggests that ourfindings are the result of the distribution of physicians inthe United States and not patients' choice. Further researchis needed to evaluate the extent to which differences in trainingand resources between physicians who treat black patients andphysicians who treat white patients affect patients' outcomes.Then, we could explore whether efforts to reduce disparitiesin the provision of health care should be focused on improvingthe care that physicians who treat black patients are able todeliver.
Supported by grants from the American Lung Association of NewYork City, the National Cancer Institute (K23CA86968 and RO1CA090226,to Dr. Bach), the American Cancer Society (RSGT-04-012-01-CPPB,to Dr. Schrag), and the Robert Wood Johnson Foundation for researchperformed at the Center for Studying Health System Change andfor support of analytic programming (to Drs. Pham and Hargraves).
We are indebted to the physician respondents to the CommunityTracking Study; to Colin B. Begg, Frank Potter, and Elyn Riedelfor statistical guidance; to Shannon S. Carson, Katrina Donahue,Beth Virnig, Paul B. Ginsburg, and Bob Konrad for helpful comments;and to Ellen Singer, Beny Wu, Cynthia Saiontz-Martinez, andGary Moore at Social & Scientific Systems (Silver Spring,Md.) for programming assistance.
Source Information
From the Health Outcomes Research Group, Department of Epidemiology and Biostatistics, Memorial Sloan-Kettering Cancer Center, New York (P.B.B., D.S., R.C.T.); and the Center for Studying Health System Change, Washington, D.C. (H.H.P., J.L.H.).
Address reprint requests to Dr. Bach at the Health Outcomes Research Group, Memorial Sloan-Kettering Cancer Center, 1275 York Ave., Box 221, New York, NY 10021.
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