A Randomized Trial of Intensive Lipid-Lowering Therapy in Calcific Aortic Stenosis
S. Joanna Cowell, B.M., David E. Newby, M.D., Robin J. Prescott, Ph.D., Peter Bloomfield, M.D., John Reid, M.B., Ch.B., David B. Northridge, M.D., Nicholas A. Boon, M.D., for the Scottish Aortic Stenosis and Lipid Lowering Trial, Impact on Regression (SALTIRE) Investigators
Background Calcific aortic stenosis has many characteristicsin common with atherosclerosis, including hypercholesterolemia.We hypothesized that intensive lipid-lowering therapy wouldhalt the progression of calcific aortic stenosis or induce itsregression.
Methods In this double-blind, placebo-controlled trial, patientswith calcific aortic stenosis were randomly assigned to receiveeither 80 mg of atorvastatin daily or a matched placebo. Aortic-valvestenosis and calcification were assessed with the use of Dopplerechocardiography and helical computed tomography, respectively.The primary end points were change in aortic-jet velocity andaortic-valve calcium score.
Results Seventy-seven patients were assigned to atorvastatinand 78 to placebo, with a median follow-up of 25 months (range,7 to 36). Serum low-density lipoprotein cholesterol concentrationsremained at 130±30 mg per deciliter in the placebo groupand fell to 63±23 mg per deciliter in the atorvastatingroup (P<0.001). Increases in aortic-jet velocity were 0.199±0.210m per second per year in the atorvastatin group and 0.203±0.208m per second per year in the placebo group (P=0.95; adjustedmean difference, 0.002; 95 percent confidence interval, 0.066to 0.070 m per second per year). Progression in valvular calcificationwas 22.3±21.0 percent per year in the atorvastatin group,and 21.7±19.8 percent per year in the placebo group (P=0.93;ratio of post-treatment aortic-valve calcium score, 0.998; 95percent confidence interval, 0.947 to 1.050).
Conclusions Intensive lipid-lowering therapy does not halt theprogression of calcific aortic stenosis or induce its regression.This study cannot exclude a small reduction in the rate of diseaseprogression or a significant reduction in major clinical endpoints. Long-term, large-scale, randomized, controlled trialsare needed to establish the role of statin therapy in patientswith calcific aortic stenosis.
In the Western world, calcific aortic stenosis is the most commonform of valvular heart disease, and its incidence increaseswith age such that 3 percent of adults over 75 years of agehave aortic stenosis.1 It is a gradually progressive disease,characterized by a long asymptomatic phase, lasting severaldecades, followed by a shorter symptomatic phase associatedwith severe narrowing of the orifice of the aortic valve. Oncesymptoms occur, the prognosis is poor and surgery is usuallymandated. Calcific aortic stenosis is now the leading indicationfor valve replacement in North America and Europe. However,there are currently no effective disease-modifying treatments,and the possibility of halting the disease process would representa therapeutic advance.
Calcific aortic stenosis is mediated by a chronic inflammatorydisease process that has many similarities with atherosclerosisand includes inflammatory-cell infiltrates, lipoproteins, lipids,extracellular-bone-matrix proteins, and bone mineral.2,3,4,5Consistent with these observations, clinical studies have revealeda strong association with coronary artery disease6,7 and manyof its risk factors, including hypercholesterolemia.1 Diseaseprogression in aortic stenosis is variable and influenced byseveral factors, including the degree of stenosis,8 valvularcalcification,9,10,11 and hypercholesterolemia.12,13 Indeed,calcific aortic stenosis is a feature of severe homozygous familialhypercholesterolemia,14 and intensive lipid-lowering therapywith plasmapheresis can reverse valvular stenosis in patientswith this disease.15
The use of hydroxymethylglutarylcoenzyme A reductaseinhibitors, or statins, is an established treatment for theprimary and secondary prevention of coronary artery disease.16,17Several studies have shown that these drugs can halt the progressionof coronary artery disease18,19,20 and reduce coronary calcification.21,22,23Given the clinical association with hypercholesterolemia andcoronary artery disease, and the histologic similarities withatheroma, it has been suggested that statin therapy may haltthe progression, or even induce regression, of calcific aorticstenosis. This hypothesis is supported by numerous retrospectiveobservational studies24,25,26,27,28,29 showing that concomitantstatin therapy was associated with a delay in disease progression,demonstrated by a reduction of 0.30 m per second per year inthe rate of change in aortic-jet velocity, and of 30 percentper year in valvular calcification.
The aim of the Scottish Aortic Stenosis and Lipid Lowering Trial,Impact on Regression (SALTIRE) was to establish whether intensivelipid-lowering therapy with 80 mg of atorvastatin daily wouldhalt the progression or induce regression of the aortic-jetvelocity on Doppler echocardiography, and of the aortic-valvecalcium score on computed tomography (CT), in patients withcalcific aortic stenosis.
Methods
Patients
Patients older than 18 years of age with calcific aortic stenosis,an aortic-jet velocity of at least 2.5 m per second, and aortic-valvecalcification on echocardiography11 were eligible for inclusion.Exclusion criteria were child-bearing potential without contraception,active or chronic liver disease, a history of alcohol or drugabuse, severe mitral-valve stenosis (mitral-valve area, <1cm2), severe mitral or aortic regurgitation,30 left ventriculardysfunction (ejection fraction, <35 percent), a planned aortic-valvereplacement, intolerance of statins, statin therapy or a potentialbenefit from statin therapy (according to the treating physician),a baseline serum total cholesterol concentration of less than150 mg per deciliter (4.0 mmol per liter), and presence of apermanent pacemaker or cardiodefibrillator. Of the patientsscreened, 455 were eligible for inclusion, 173 agreed to participate,and 155 ultimately underwent randomization.
Study Protocol
Between March 2001 and April 2002, the blinded study coordinatorrandomly assigned eligible patients by the minimization technique31with the use of a dedicated, locked computer program (EdinburghUniversity) incorporating the following eight variables: age,sex, smoking habit, hypertension, diabetes mellitus, serum cholesterolconcentration, aortic-jet velocity, and aortic-valve calciumscore. Patients were assigned to either 80 mg of atorvastatin(Lipitor, Pfizer) or matched placebo as a single daily dose.Numbered containers were used.
Patients were assessed at baseline, two months, and six monthsand every six months thereafter for a minimum of two years.Clinical evaluation included assessment of functional statusand adverse events, and the biochemical analysis of blood. Echocardiographyand CT were performed at baseline, at each annual visit, andbefore withdrawal from the study. Patients who underwent randomizationand who were subsequently started on open-label statin therapyby their attending physician were immediately scanned and withdrawnfrom the study.
Drs. Cowell, Reid, Northridge, and Bloomfield collected thedata; Drs. Newby, Northridge, and Boon designed the study andvouch for the data and the analysis; Dr. Prescott analyzed thedata; and all investigators participated in writing the article.The drug and the placebo were provided by Pfizer, who had noother input into the study. The investigation conformed to theDeclaration of Helsinki and was approved by all regional ethicscommittees. All patients gave written informed consent.
Echocardiography
Assessment of valvular stenosis was determined by a single dedicatedresearch ultrasonographer. Patients were studied with the useof a 3-MHz transducer for M-mode (single-dimensional) and pulsedand continuous-wave Doppler scanning. All measurements weredetermined online, averaged from three cardiac cycles (fivecycles if the patient was in atrial fibrillation), and recordedonto super-VHS videotape and optical disk according to a standardprotocol.
Peak and mean aortic-valve pressure gradients were calculatedwith the Bernoulli equation, and aortic-valve area was calculatedwith the continuity equation. The severity of aortic stenosiswas determined with echocardiography according to the followingstandard guidelines: normal is defined by a peak velocity of1.0 to 2.0 m per second, peak and mean gradients of 0 mm Hg,and a valve area of greater than 2.0 cm2; mild by a peak velocityof 2.1 to 3.0 m per second, a peak gradient of 16 to 35 mm Hg,a mean gradient of less than 15 mm Hg, and a valve area of 2.0to 1.3 cm2; moderate by a peak velocity of 3.1 to 4.0 m persecond, a peak gradient of 36 to 64 mm Hg, a mean gradient of15 to 50 mm Hg, and a valve area of 1.2 to 0.8 cm2; and severeby a peak velocity of greater than 4.0 m per second, a peakgradient of greater than 64 mm Hg, a mean gradient of greaterthan 50 mm Hg, and a valve area of less than 0.8 cm2.
Computed Tomography
CT was performed by a single operator with the use of a double-helixscanner (Twin II Flash, Philips Medical Systems) calibratedagainst a standard phantom. The region of the aortic valve wasscanned with a spiral CT with the use of 2.7-mm slices, a pitchof 0.7, and an increment of 1.4 mm during inspiratory breathholdingsessions. All images were analyzed by a single operator withthe use of automated computerized software (Picker Cardiac Scoring),involving a modified Agatston scoring method32 with a thresholdof 90 Hounsfield units to compensate for nongated imaging.
Reproducibility of echocardiography and CT assessments was determinedin two subsets of 20 patients, as described elsewhere.33 Coefficientsof reproducibility34 for aortic-jet velocity and aortic-valvecalcium score were 0.32 m per second and 0.07 log arbitraryunits (AU), respectively.33
Statistical Analysis
The two primary end points were progression of stenosis, determinedaccording to changes in aortic-jet velocity on Doppler echocardiography,and progression of valvular calcification, as measured by CT.Secondary end points were a composite of clinical end points(death from cardiovascular causes, aortic-valve replacement,or hospitalization attributable to severe aortic stenosis),aortic-valve replacement, death from any cause, hospitalizationfor any cause, and hospitalization for cardiovascular causes.On the basis of standard deviations of 0.32 m per second peryear8,29,35 and 1100 AU per year,32 we calculated that the plannedsample size of 75 patients per group would give the study apower of 80 percent at a 5 percent significance level to detecta difference in the primary end points of 0.15 m per secondper year in aortic-jet velocity and 500 AU per year in aortic-valvecalcium score. These differences are equivalent to a reductionof more than 30 percent in the rate of progression of aorticstenosis. This would exclude a clinically significant effectin the majority of older patients with established disease,although a smaller effect may be clinically relevant in youngerpatients with mild aortic stenosis.
The data-monitoring committee conducted two interim assessmentsof safety and an interim assessment of efficacy one year afterenrollment began. The trial was to be terminated early in theevent of a negative effect of treatment (i.e., P<0.05) ora strong benefit of treatment (i.e., P<0.001). On the recommendationof the data-monitoring committee, the trial continued untilthe study was completed.
Analyses were performed using SPSS software, version 12.0, andSAS software, version 8e. Intention-to-treat analyses were usedfor all clinical outcome variables. Disease progression wasdetermined primarily by dividing the change between the baselineand final scans by the duration of follow-up. Treatment comparisonsfor the continuous outcome variables were based on an analysisof covariance, with the prerandomization level of a variableused as a covariate. In a confirmatory analysis of the primaryend points, random-coefficient models were fitted to incorporateall observations.36 In the subgroup analyses, interaction termsbetween treatment and subgroup have been added to a model incorporatingprerandomization level, treatment, and subgroup to identifyfactors that were associated with a differential treatment effectwithin subgroups. Categorical variables have been analyzed usingFisher's exact test. Two-tailed tests were used throughout.Two-sided P values of less than 0.05 were considered to indicatestatistical significance.
Results
Seventy-seven patients were assigned to atorvastatin and 78to placebo, with a median follow-up of 25 months (range, 7 to36). As a consequence of minimization, baseline characteristicswere well matched (Table 1). Mean aortic-jet velocity was 3.43±0.64m per second (range, 2.5 to 5.0), and the median aortic-valvecalcium score was 5920 AU (interquartile range, 2485 to 14,231).Of the 155 patients, 119 had mild-to-moderate aortic stenosis(aortic-jet velocity, 2.5 to 3.9 m per second), and 36 had severestenosis (aortic-jet velocity, 4.0 m per second).
Table 1. Baseline Characteristics of the Patients.
Serum Cholesterol Concentrations
The mean serum low-density lipoprotein (LDL) cholesterol concentrationremained at 130±30 mg per deciliter (3.4±0.8 mmolper liter) in the placebo group and decreased by 53 percentto 63±23 mg per deciliter (1.7±0.6 mmol per liter)in the atorvastatin group (P<0.001) (Figure 1C). Serum totalcholesterol was 209±35 mg per deciliter (5.5±0.9mmol per liter) and 132±27 mg per deciliter (3.5±0.7mmol per liter) in the placebo and atorvastatin groups, respectively(P<0.001), and is in keeping with 97 percent adherence tothe study treatment in both groups, which was confirmed by apill count.
Figure 1. Progression in Aortic-Valve Stenosis and Serum LDL Cholesterol Concentrations in Patients Treated with Intensive Atorvastatin Therapy or Matched Placebo.
Patients received 80 mg of atorvastatin daily or matched placebo. LDL denotes low-density lipoprotein, CT computed tomography, and AU arbitrary units. I bars indicate SDs.
Effect of Atorvastatin on Disease Progression
Intensive lipid-lowering therapy with 80 mg of atorvastatindaily had no effect on the rate of change in aortic-jet velocityor valvular calcification (Table 2). Progression in valvularcalcification was 22.3±21.0 percent per year in the atorvastatingroup, and 21.7±19.8 percent per year in the placebogroup (P=0.93; ratio of post-treatment aortic-valve calciumscore, 0.998; 95 percent confidence interval, 0.947 to 1.050).We also performed a longitudinal analysis of the rate of changeover time for the two treatment groups with the use of a mixed-effectslinear model.36 This showed no difference in the rate of diseaseprogression, with point estimates and 95 percent confidenceintervals for the treatment difference that were similar tothose shown in Table 2 (mean difference in the rate of changeof aortic-jet velocity [the change in the atorvastatin groupminus that in the placebo group], 0.008 m per second per year[0.058 to 0.075]; mean difference in rate of change ofaortic-valve calcium score, 71 AU per year [524 to 666]).Serum LDL cholesterol concentrations did not correlate withdisease progression demonstrated on echocardiography (r=0.021,P=0.81) or CT (r=0.109, P=0.21). The proportion of patientsreaching secondary clinical end points seemed to be less inthe atorvastatin group, but none of the comparisons achievedstatistical significance (Table 3).
Table 3. Number of Patients Reaching Secondary End Points.
Subgroup Analyses
Prespecified subgroup analysis of the primary end-point datawas conducted in patients with mild-to-moderate aortic stenosis(aortic-jet velocity, <4.0 m per second) and severe aorticstenosis (aortic-jet velocity, 4.0 m per second) at baseline.As anticipated from earlier studies, patients with severe stenosisat baseline progressed more rapidly (P=0.04), but the studyfindings were consistent regardless of the severity of stenosisat baseline (Table 4).
Table 4. Subgroup Analyses of Disease Progression According to Aortic-Jet Velocity.
Likewise, the length of follow-up did not influence outcome.In those followed for more than 24 months (median, 33), theincrease in aortic-jet velocity was 0.21±0.20 m per secondper year in the atorvastatin group and 0.17±0.14 m persecond per year in the placebo group (Table 4). In those followedfor 24 months or less (median, 23), the increase in aortic-jetvelocity was 0.19±0.22 m per second per year in the atorvastatingroup and 0.23±0.25 m per second per year in the placebogroup.
Adverse Events
There were similar rates of adverse events in the two treatmentgroups. Four patients (5 percent) in the placebo group and sevenpatients (9 percent) in the atorvastatin group discontinuedthe study drug (P=0.52 by Fisher's exact test), predominantlyas a result of gastrointestinal symptoms. Three patients inthe atorvastatin group had an increase in the creatine kinaselevel to more than five times the upper limit of the normalrange, without symptoms of myositis; one of these patients waswithdrawn at the request of the data-monitoring committee. Therewere no cases of rhabdomyolysis and no serious adverse events.
Discussion
In this randomized, double-blind, placebo-controlled, parallel-grouptrial of lipid-lowering therapy in patients with calcific aorticstenosis, a single coordinating center used a consistent andreproducible approach to assess the severity of aortic stenosis.33We have clearly shown that high-dose atorvastatin reduces serumLDL cholesterol concentrations by more than a factor of two,as anticipated,37 but it does not halt the progression or induceregression of the valvular disease process. This was shown withthe use of two distinct measures of disease severity aortic-jet velocity assessed with Doppler echocardiography andvalvular calcification assessed with helical CT. Moreover, therewas no relationship between serum LDL cholesterol concentrationsand the progression of aortic stenosis, nor did high-dose atorvastatinhave a demonstrable effect on clinical end points. Thus, regardlessof the method of assessing disease progression, we have consistentlyshown that aortic stenosis progresses despite intensive reductionsin serum cholesterol concentrations.
The minimization technique helped ensure that there were nobaseline inequalities between the treatment groups. Severalfactors may have influenced our ability to detect an effectof statin therapy on the progression of aortic stenosis in thistrial. First, as a consequence of our inclusion criteria, werecruited some patients with severe disease and an aortic-jetvelocity of at least 4 m per second, and it could be arguedthat lipid-lowering therapy is unlikely to influence diseaseprogression at such an advanced stage. We therefore conducteda prespecified subgroup analysis excluding patients with a baselineaortic-jet velocity of 4 m per second or more. Our findingswere consistent regardless of the severity of stenosis at baseline atorvastatin had no effect on disease progression, evenin the majority of patients with mild-to-moderate stenosis.We excluded patients with an aortic-jet velocity of less than2.5 m per second, and we acknowledge that intervening at thisearlier stage of the disease process may have been more beneficial.However, such patients do not commonly present to routine clinicalpractice, and their identification would potentially requirepopulation screening.
Second, two years of treatment may not have been sufficientto influence the natural history of the disease. We assessedthis possibility by determining if patients with a longer follow-upshowed a treatment benefit. In patients who underwent nearlythree years of treatment with intensive statin therapy, no trendtoward a beneficial effect of atorvastatin was apparent. Therefore,we do not believe that the lack of an effect was due to an inadequatetreatment period.
Finally, our study was designed to detect a substantial delayin disease progression and was not powered to assess meaningfuleffects on clinical end points, such as valve replacement andcardiovascular death. Although we can exclude a treatment benefitof the magnitude previously reported in retrospective observationalstudies (a reduction in the aortic-jet velocity of 0.30 m persecond per year29 and valvular calcification of 30 percent peryear24,26), the 95 percent confidence intervals indicate thatwe may have missed a modest treatment benefit (a delay in diseaseprogression of <0.07 m per second per year for aortic-jetvelocity and <5 percent per year for valvular calcification).Although such modest reductions are unlikely to be meaningfulin the majority of older patients, a small decrease in diseaseprogression may be clinically important in younger patientswith mild disease that may progress over many years.
Given the strength of the data linking aortic stenosis withatherosclerosis and hypercholesterolemia, why have we failedto halt the progression of calcific aortic stenosis? One potentialexplanation is that, although these features may drive the initiationof aortic stenosis, disease progression may depend on otherfactors. The aortic valve is subject to continuous dynamic mechanicalstress, and the plasticity and structure of the leaflets canhave an overriding influence, as is the case with a bicuspidvalve. Moreover, in contrast to atherosclerosis, aortic stenosisis associated with a virtual absence of smooth-muscle-cell proliferationand lipid-laden macrophages2 and is dominated by earlier andmore extensive mineralization. Decreasing the lipid pool andstrengthening the fibrous cap may be less relevant to the progressionof aortic stenosis than they are for the reduction in atherosclerotic-plaquerupture with statin therapy in patients with coronary heartdisease.
Because of the association between aortic stenosis and coronaryartery disease, statin therapy in patients with aortic stenosismay confer secondary preventive benefits that are independentof its effects on the valvular disease process. The currentstudy was not powered to assess the benefits of lipid-loweringtherapy on cardiovascular end points such as nonfatal and fatalmyocardial infarction. It remains a possibility that aorticstenosis and sclerosis38 may be important markers of occultvascular disease and may identify patients who would gain fromthe preventive benefits of statin therapy.
We conclude that intensive lipid-lowering therapy with 80 mgof atorvastatin daily does not halt the progression of calcificaortic stenosis or induce its regression. Nevertheless, thistrial does not rule out a small but potentially relevant reductionin the rate of disease progression or a significant reductionin major clinical end points. Our study reinforces the needfor a long-term, large-scale, randomized, controlled trial ofintensive lipid-lowering therapy in patients with calcific aorticstenosis, particularly in those with early, mild disease. Inthe meantime, we do not recommend statin therapy for patientswith calcific aortic stenosis in the absence of coexisting vasculardisease.
Supported by a grant from the British Heart Foundation (PG/2000/044),by an educational award from Pfizer, and by the Wellcome TrustClinical Research Facility, Edinburgh.
Drs. Newby, Bloomfield, and Boon report having received unrestrictededucational grant support from Pfizer, and Drs. Newby, Northridge,and Boon report having received consulting fees from and havingserved on advisory boards for Pfizer.
Source Information
From the Department of Cardiology, Royal Infirmary, Edinburgh (S.J.C., D.E.N., P.B., N.A.B.); Public Health Sciences, University of Edinburgh Medical School, Edinburgh (R.J.P.); the Department of Radiology, Borders General Hospital, Melrose, Roxburghshire, United Kingdom (J.R.); and the Department of Cardiology, Western General Hospital, Edinburgh (D.B.N.).
Address reprint requests to Dr. Newby at the Department of Cardiology, Royal Infirmary, Old Dalkeith Rd., Little France, Edinburgh EH16 4SU, United Kingdom, or at d.e.newby{at}ed.ac.uk.
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Appendix
The following participated in the Scottish Aortic Stenosis andLipid Lowering Trial, Impact on Regression (SALTIRE): Researchteam: L. Anderson, C. Bell, M. Bland, J. Burton, S. Cameron,N. Cruden, J. Cunningham, H. Cuthbertson, L. Flint, M. Henderson,D. Lyle, M. O'Donnell, F. Paterson, K. Paterson, S. Robinson,H. Spence, J. Tickner, A. White. Collaborating centers (allin the United Kingdom):Borders General Hospital, Melrose P. Broadhurst, C. Norris, P. Leslie, J. Gaddie; Eastern GeneralHospital, Edinburgh A. Elder; Royal Infirmary, Edinburgh K. Fox, N. Grubb, A. Flapan, H. Miller, N. Uren; Falkirkand District Royal Infirmary, Falkirk A. Hargreaves,P. McSorely; Queen Margaret Hospital, Dunfermline D.MacLeod; Roodland's Hospital, Haddington A. Flapan;St. Johns' Hospital, Livingston J. Irving, A. Jacob;Royal Infirmary, Stirling A. Bridges, S. Glen; WellcomeTrust Clinical Research Facility, Edinburgh; Western GeneralHospital, Edinburgh M. Denvir, T. Shaw, I. Starkey.Pharmacy:Royal Infirmary, Edinburgh B. Booth; FreemanHospital, Newcastle-upon-Tyne, United Kingdom A. Heed.Medical Statistics:University of Edinburgh, Edinburgh T. Forster.
Benton, J. A., Kern, H. B., Leinwand, L. A., Mariner, P. D., Anseth, K. S.
(2009). Statins Block Calcific Nodule Formation of Valvular Interstitial Cells by Inhibiting {alpha}-Smooth Muscle Actin Expression. Arterioscler. Thromb. Vasc. Bio.
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[Abstract][Full Text]