Oseltamivir Resistance during Treatment of Influenza A (H5N1) Infection
Menno D. de Jong, M.D., Ph.D., Tran Tan Thanh, M.Sc., Truong Huu Khanh, M.D., Vo Minh Hien, M.D., Gavin J.D. Smith, Ph.D., Nguyen Vinh Chau, M.D., Bach Van Cam, M.D., Phan Tu Qui, M.D., Do Quang Ha, M.D., Ph.D., Yi Guan, M.D., Ph.D., J.S. Malik Peiris, D.Phil., M.D., Tran Tinh Hien, M.D., Ph.D., and Jeremy Farrar, D.Phil., F.R.C.P.
Influenza A (H5N1) virus with an amino acid substitution inneuraminidase conferring high-level resistance to oseltamivirwas isolated from two of eight Vietnamese patients during oseltamivirtreatment. Both patients died of influenza A (H5N1) virus infection,despite early initiation of treatment in one patient. Survivingpatients had rapid declines in the viral load to undetectablelevels during treatment. These observations suggest that resistancecan emerge during the currently recommended regimen of oseltamivirtherapy and may be associated with clinical deterioration andthat the strategy for the treatment of influenza A (H5N1) virusinfection should include additional antiviral agents.
Influenza A (H5N1) virus causes severe disease in humans andposes an unprecedented pandemic threat.1,2,3 The neuraminidaseinhibitor oseltamivir constitutes an important treatment option,and stockpiling of this drug is part of pandemic-preparednessplans.4 However, data on the efficacy and development of drugresistance in human influenza A (H5N1) virus are scarce. Wereport the isolation of oseltamivir-resistant influenza A (H5N1)variants from two patients who died of the infection, in onecase despite the early initiation of treatment. Furthermore,we provide evidence suggesting that the presence of detectablevirus after the completion of treatment is associated with apoor outcome. These observations have implications for the treatmentof influenza A (H5N1) virus infection.
Case Report
A previously healthy 13-year-old Vietnamese girl weighing 28kg (Patient 1 in Table 1) presented to a hospital in Dong ThapProvince on January 22, 2005, with a one-day history of feverand cough. The day before, her mother (Patient 2 in Table 1)had died of influenza A (H5N1) virus infection after one dayof oseltamivir treatment. Virus isolated from the mother didnot reveal oseltamivir-resistance mutations. Because influenzaA (H5N1) virus infection was suspected in the child at presentation,she received an initial 75-mg dose of oseltamivir and was transferredto a pediatric referral hospital. On admission, she had a temperatureof 40.3°C, a pulse of 106 beats per minute, a respiratoryrate of 36 breaths per minute, and normal blood pressure. Resultsof physical examination and routine biochemical measurementswere unremarkable. Hematologic measurements showed a white-cellcount of 4800 cells per cubic millimeter (normal range, 5500to 15,500), with 12 percent lymphocytes, and a platelet countof 183,000 cells per cubic millimeter (normal range, 250,000to 550,000). A blood culture showed no growth. A chest radiographrevealed a small focal pulmonary infiltrate in the right middlelobe (Figure 1A).
Figure 1. Serial Chest Radiographs Obtained from Patient 1.
A chest radiograph obtained at admission revealed a small focal pulmonary infiltrate in the right middle zone (Panel A). A chest radiograph obtained two days later showed minimal progression of the infiltrate (Panel B). On day 3, the pneumonia had progressed to involve most of the right middle zone (Panel C), and further progression was noted on day 4 (Panel D) and day 6 (Panel E), the day the patient died.
The patient received a second 75-mg dose of oseltamivir within6 hours after the first, followed by a third dose within thefirst 24 hours after admission. Treatment was then continuedfor four days at the standard dose of 75 mg twice daily. Antibiotictreatment with ceftriaxone and amikacin was also given. Duringthe first three days after admission, the patient remained instable condition and did not require supplemental oxygen. Achest radiograph obtained on January 24 showed minimal progressionof the infiltrate (Figure 1B). At that time, her white-cellcount was 3100 cells per cubic millimeter, with 26 percent lymphocytes.
On January 25 (the fourth day of oseltamivir treatment), thechild's respiratory condition worsened and supplemental high-doseoxygen was given, initially by nasal cannula and later by continuouspositive airway pressure. Antibiotic treatment was switchedto vancomycin, ciprofloxacin, and amikacin. At this time, thepneumonia involved most of the right middle zone (Figure 1C).A chest radiograph obtained on January 26 showed further progressionof the infiltrate (Figure 1D). Hematologic and biochemical measurementsrevealed a white-cell count of 1800 cells per cubic millimeter,with 41 percent lymphocytes; a platelet count of 97,000 cellsper cubic millimeter; and increased serum alanine aminotransferaseand aspartate aminotransferase levels (144 and 279 U per liter,respectively; normal range, less than 55 and less than 50, respectively).Her respiratory condition continued to worsen, and she was intubatedand ventilation was begun on January 27. A chest radiographobtained on January 28 showed pneumonia involving the entireright lung and extension to the left lung (Figure 1E). She diedthe same day. No autopsy was performed.
Methods
Patients and Clinical Specimens
We examined sequential pharyngeal swabs from Patient 1 and sevenadditional patients with influenza A (H5N1) infection from whomat least one pharyngeal swab obtained before treatment and duringtreatment with oseltamivir was available. The swabs were collectedin viral-transport medium and stored at 80°C.
Virologic Investigations
Virus isolation was performed in MadinDarby canine-kidneycells in biosafety level III culture facilities, and influenzaviruses were identified by serotype-specific reverse-transcriptasepolymerase-chain-reaction(RT-PCR) assays and hemagglutination-inhibition assays, as describedpreviously.2,5,6 For the diagnosis of influenza A (H5N1) infection,nucleic acids were purified from 100 µl of pharyngealspecimens and subtype-specific RT-PCR assays were performedas described previously.2,7,8 Quantitation of influenza A RNAwas performed with the use of a real-time RT-PCR assay as describedpreviously.6 The limit of detection of this assay is 1000 copiesof RNA per milliliter. Quantitative analyses of serial pharyngealspecimens were performed in a batch-wise fashion. Positive andnegative controls were included in all tests.
Sequence Analysis of Neuraminidase Genes
The sequence of the neuraminidase gene of initial viral isolateswas analyzed as described previously,9 with the use of a BigDyeTerminator Cycle Sequencing Kit (version 3.1, Applied Biosystems)on an ABI PRISM 3700 DNA Analyzer (Applied Biosystems). Sequencefragments were assembled and edited with the use of Lasergenesoftware (version 6.0, DNASTAR). For direct sequencing of viralRNA from clinical specimens and follow-up isolates, a 200-bpfragment of N1 encompassing amino acid position 274 was amplified(primers available on request) and sequenced with the use ofa CEQ Dye Terminator Cycle Sequencing Kit on a CEQ8000 system(Beckman Coulter). Alignment and residue analyses were performedwith the use of BioEdit software (version 7). GenBank accessionnumbers of N1 sequences are shown in the Supplementary Appendix(available with the full text of this article at www.nejm.org).
Results
Isolation of Oseltamivir-Resistant influenza A (H5N1) Variants from Patient 1
Influenza A (H5N1) virus infection was diagnosed in anotherlocal laboratory by RT-PCR assay of a pharyngeal swab obtainedat admission. This specimen was not available for further analysis.In our laboratory, influenza A (H5N1) virus was isolated froma throat swab obtained from Patient 1 on the fourth day of oseltamivirtreatment (January 25, 2005). Sequence analysis of the neuraminidasegene revealed the substitution of tyrosine for histidine atamino acid position 274 (H274Y), associated with high-levelresistance to oseltamivir in influenza (N1) viruses.10 Analysisof the raw sequencing traces revealed the presence of a minorsubpopulation of wild-type 274H variants among predominating274Y mutants (Figure 2). Virus was also isolated from a throatspecimen obtained on January 28, 2005, two days after the completionof treatment. Sequence analyses of this strain as well as ofviral RNA extracted directly from the swab also revealed theH274Y change in N1. Although sequencing traces also revealedthe presence of a minor wild-type 274H population in viral RNAfrom the swab, only 274Y variants were observed in the isolate,possibly reflecting overgrowth of the predominant mutant populationduring culture. Determination of influenza A (H5N1) RNA levelsshowed that the viral load had increased in the second specimen(Figure 3).
Figure 2. Sequencing Trace of the Neuraminidase Gene of Influenza A (H5N1) Virus Isolated from Patient 1 on the Fourth Day of Oseltamivir Treatment.
The arrow indicates the dominant T peak, with a smaller C peak at nucleotide position 763. A CT mutation at this position results in the substitution of tyrosine (encoded by TAC) for histidine (encoded by CAC) at amino acid position 274, which confers resistance to oseltamivir in N1-subtype influenza viruses.
Figure 3. Influenza A (H5N1) Viral RNA Load in Throat Swabs from Eight Patients.
Blue lines represent patients who survived influenza A (H5N1) virus infection, and red lines represent patients who died. The dashed horizontal line denotes the limit of detection of the RT-PCR assay. The arrows indicate the specimens from which oseltamivir-resistant influenza A (H5N1) variants were isolated. No virus was isolated from any other specimen besides samples obtained at admission.
Virologic Responses and Isolation of a Second Oseltamivir-Resistant Strain
Of 13 patients with RT-PCRconfirmed influenza A (H5N1)infection who were admitted to the Hospital for Tropical Diseasesin Ho Chi Minh City, Vietnam, between January 2004 and February2005, at least one throat swab obtained before treatment andduring treatment was available from 7 patients (Patients 2 through8 in Table 1; additional information on clinical features atadmission, treatment, and outcomes is available in the Supplementary Appendix).Treatment with oseltamivir at the recommended doseand duration (75 mg twice daily for five days, with a weight-basedreduction in the dose in children less than 13 years old) wasbegun on the day of admission in all patients. The remainingsix patients, for whom only specimens obtained at admissionand not during treatment were available, presented at similardays of illness (median, six days; range, four to seven) andalso began to receive oseltamivir therapy on the day of admission.Five of these patients died within one to eight days after admission(median, three).
Influenza A (H5N1) virus was isolated from throat swabs obtainedat admission from six of the seven patients (Patients 2, 3,5, 6, 7, and 8). Sequence analysis of the neuraminidase genesof these viruses revealed the wild-type 274H residue alone.Measurements of the viral RNA load in sequential throat specimensshowed rapid declines to undetectable levels in four patientswho survived, whereas viral RNA was still detectable at thecompletion of oseltamivir treatment in two patients who died(Patients 3 and 4 in Figure 3). The remaining patient died duringthe second day after admission, at which time an increase inthe viral RNA load was observed (Patient 2 in Figure 3). Directsequencing revealed only wild-type 274H virus in the secondspecimen from this patient.
All subsequent throat specimens from Patients 3 through 8 werecultured. Of these specimens, influenza A (H5N1) virus was isolatedonly from the last specimen from Patient 4, obtained three daysafter the completion of treatment (Figure 3). Sequence analysisof this isolate revealed the H274Y substitution in N1. Althoughsequencing traces of the isolate revealed only mutant 274Y variants,direct sequencing of viral RNA from the same swab revealed evidenceof a minor subpopulation of wild-type 274H viruses similar tothat in specimens from Patient 1. Patient 4 died of respiratoryfailure six days after the isolation of resistant virus. Directsequences of viral RNA from swabs obtained at admission andafter two days of treatment showed wild-type 274H virus alone.The limited sensitivity of the method precluded direct sequencingof further samples from this patient. Likewise, no direct sequencescould be obtained from the last specimen obtained from Patient3.
Discussion
We report the isolation from two Vietnamese patients of influenzaA (H5N1) viruses with a H274Y substitution in the neuraminidasegene, which confers high-level resistance to oseltamivir.10,11In contrast to the recent report of a partially resistant influenzaA (H5N1) virus isolated during once-daily prophylactic treatmentwith oseltamivir,11 the viruses in our patients were isolatedduring or shortly after a course of oseltamivir at therapeutictwice-daily doses, and mutant 274Y variants predominated. Furthermore,although the patient with partially resistant virus ultimatelyreceived oseltamivir at therapeutic doses and survived,11 bothof our patients died.
Patient 1 was treated with doses of oseltamivir that were relativelyhigh for her weight, especially during the first day of treatment.Moreover, in this patient, unlike most patients with influenzaA (H5N1) virus infection, treatment was started when the greatestclinical benefit could be expected: within 48 hours after theonset of symptoms. Indeed, her clinical condition remained stableduring the first three days of treatment without the need forsupplemental oxygen. However, on the fourth day of treatmentshe became progressively dependent on oxygen, her white-celland platelet counts fell, and there was laboratory evidenceof hepatitis. At the time of her death, the viral load in herthroat had increased. These observations suggest that the developmentof drug resistance contributed to the failure of therapy and,ultimately, the death of this patient. In the second patient,the viral RNA load declined during treatment, but not to undetectablelevels. Whereas only wild-type 274H virus was detectable aftertwo days of treatment, 274Y mutant virus was isolated shortlyafter treatment. Although a direct relationship between theemergence of resistance and this patient's death was less clear,the presence of replicating virus after 14 days of illness suggestsan effect on the outcome.
The emergence of resistant influenza A (H5N1) variants duringoseltamivir treatment should not be surprising. In adults withinfluenza A (H1N1) or (H3N2) virus infection, the developmentof resistance to oseltamivir is rare, but resistant viral variantshave been detected in up to 18 percent of children who receiveoseltamivir.12,13,14 The difference in resistance rates betweenadults and children may be explained by the occurrence of aprimary infection in children associated with higher rates ofviral replication owing to a lack of previous immunity. Sincehumans have no previous immunity to influenza A (H5N1) virus,all human infections with this virus are primary infections.In addition, studies in animals indicate particularly high levelsof replication of current influenza A (H5N1) strains.15,16
The efficacy of oseltamivir is unlikely to be optimal when treatmentis instituted late in the course of illness, as has been thecase in most patients with influenza A (H5N1) virus infectionreported to date.1,2 However, antiviral treatment could stillbe expected to be beneficial when there is evidence of ongoingviral replication. Such benefit is suggested by the rapid declinein the viral load to undetectable levels in all four survivorsin the current series. In contrast, virus was still detectableat the end of treatment in three patients who died of the infectionafter receiving the full course of treatment, two of whom hadoseltamivir-resistant virus isolated from throat specimens.Our observations suggest that at least in some patients withinfluenza A (H5N1) virus infection, treatment with the recommendeddose of oseltamivir incompletely suppresses viral replication.Besides allowing the infection to proceed, such incomplete suppressionprovides opportunities for drug resistance to develop. Multiplemechanisms may account for inadequate viral suppression by oseltamivir,including overwhelming viral replication, as suggested by theresults of studies in mice15 and altered pharmacokinetics inseverely ill patients, who are apt to have diarrhea.1,2,3 Strategiesaimed at improving antiviral efficacy (e.g., the use of higherdoses, longer durations of therapy, or combination therapy)may deserve further evaluation. In addition, antiviral agentsto which oseltamivir-resistant influenza viruses remain susceptibleshould be included in treatment arsenals for influenza A (H5N1)virus infections.
Supported by the Wellcome Trust, United Kingdom.
No potential conflict of interest relevant to this article wasreported.
Source Information
From the Oxford University Clinical Research Unit, Hospital for Tropical Diseases (M.D.J., T.T.T., D.Q.H., J.F.), Pediatric Hospital Number One (T.H.K., B.V.C., P.T.Q.), and the Hospital for Tropical Diseases (V.M.H., N.V.C., T.T.H.) all in Ho Chi Minh City, Vietnam; and the Department of Microbiology, University of Hong Kong, Queen Mary Hospital, Hong Kong Special Administrative Region, China (G.J.D.S., Y.G., J.S.M.P.).
Address reprint requests to Dr. de Jong at the Oxford University Clinical Research Unit, Hospital for Tropical Diseases, 190 Ben Ham Tu, District 5, Ho Chi Minh City, Vietnam, or at mddejong{at}hcm.vnn.vn.
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