Atorvastatin in Patients with Type 2 Diabetes Mellitus Undergoing Hemodialysis
Christoph Wanner, M.D., Vera Krane, M.D., Winfried März, M.D., Manfred Olschewski, M.Sc., Johannes F.E. Mann, M.D., Günther Ruf, M.D., Eberhard Ritz, M.D., for the German Diabetes and Dialysis Study Investigators
Background Statins reduce the incidence of cardiovascular eventsin persons with type 2 diabetes mellitus. However, the benefitof statins in such patients receiving hemodialysis, who areat high risk for cardiovascular disease and death, has not beenexamined.
Methods We conducted a multicenter, randomized, double-blind,prospective study of 1255 subjects with type 2 diabetes mellitusreceiving maintenance hemodialysis who were randomly assignedto receive 20 mg of atorvastatin per day or matching placebo.The primary end point was a composite of death from cardiaccauses, nonfatal myocardial infarction, and stroke. Secondaryend points included death from all causes and all cardiac andcerebrovascular events combined.
Results After four weeks of treatment, the median level of low-densitylipoprotein cholesterol was reduced by 42 percent among patientsreceiving atorvastatin, and among those receiving placebo itwas reduced by 1.3 percent. During a median follow-up periodof four years, 469 patients (37 percent) reached the primaryend point, of whom 226 were assigned to atorvastatin and 243to placebo (relative risk, 0.92; 95 percent confidence interval,0.77 to 1.10; P=0.37). Atorvastatin had no significant effecton the individual components of the primary end point, exceptthat the relative risk of fatal stroke among those receivingthe drug was 2.03 (95 percent confidence interval, 1.05 to 3.93;P=0.04). Atorvastatin reduced the rate of all cardiac eventscombined (relative risk, 0.82; 95 percent confidence interval,0.68 to 0.99; P=0.03, nominally significant) but not all cerebrovascularevents combined (relative risk, 1.12; 95 percent confidenceinterval, 0.81 to 1.55; P=0.49) or total mortality (relativerisk, 0.93; 95 percent confidence interval, 0.79 to 1.08; P=0.33).
Conclusions Atorvastatin had no statistically significant effecton the composite primary end point of cardiovascular death,nonfatal myocardial infarction, and stroke in patients withdiabetes receiving hemodialysis.
Primary and secondary prevention trials, including those involvingpersons with diabetes mellitus, have documented substantialcardiovascular benefit from the administration of statins.1,2The recent Collaborative Atorvastatin Diabetes Study (CARDS)reported a decrease in deaths from cardiovascular causes amongpersons with type 2 diabetes mellitus in the absence of markedrenal insufficiency.3 There are no prospective data on the effectsof statins in patients with end-stage renal disease with type2 diabetes mellitus who are receiving hemodialysis, althoughtype 2 diabetes is the most common diagnosis among patientsat excessive risk of cardiovascular events4 whose conditionrequires hemodialysis in both Germany5 and the United States.6Abnormalities in serum lipid levels that are associated withrenal disease rank high among the factors implicated in acceleratedatherosclerosis.7 However, not all the observational data onpatients receiving hemodialysis link dyslipidemia with reducedrates of survival; indeed, opposite trends have been noted.8An observational retrospective analysis of patients receivinghemodialysis, the U.S. Renal Data System Morbidity and MortalityStudy, Wave 2,9 reported that the risk of death from cardiovascularcauses was decreased by 36 percent among patients receivingstatins, as compared with those who did not receive statins.There has been concern about the side effects of statins inpatients receiving hemodialysis,10 but data from small cohortsappeared to be reassuring.11 The present investigator-initiated,prospective, randomized, placebo-controlled study of patientswith type 2 diabetes mellitus receiving hemodialysis was designedto answer these questions.
Methods
Study Design
Subjects with type 2 diabetes mellitus 18 to 80 years of agewho had been receiving maintenance hemodialysis for less thantwo years were enrolled at 178 centers in Germany. Exclusioncriteria included levels of fasting serum low-density lipoprotein(LDL) cholesterol of less than 80 mg per deciliter (2.1 mmolper liter) or more than 190 mg per deciliter (4.9 mmol per liter),triglyceride levels greater than 1000 mg per deciliter (11.3mmol per liter); liver-function values more than three timesthe upper limit of normal or equal to those in patients withsymptomatic hepatobiliary cholestatic disease; hematopoieticdisease or systemic disease unrelated to end-stage renal disease;vascular intervention, congestive heart failure, or myocardialinfarction within the three months preceding the period of enrollment;unsuccessful kidney transplantation; and hypertension resistantto therapy (i.e., systolic blood pressure continuously greaterthan 200 mm Hg or diastolic blood pressure greater than 110mm Hg). On enrollment, lipid-lowering medications were discontinued,and patients received placebo during the four-week run-in phaseof the study. Thereafter, eligible patients were randomly assignedto double-blind treatment with either atorvastatin at a doseof 20 mg once daily or matching placebo. Data were recordedat four weeks and then every six months. The protocol was approvedby the ethics committee at the coordinating center and the 29regional institutional review boards. Specifically, the ethicalimplications of the inclusion of a placebo group thatis, of not providing lipid-lowering medications to those randomlyassigned to the control group were taken into accountand considered acceptable. Written informed consent was obtainedfrom all patients.
Academic investigators led, managed, and coordinated the study.The principal investigators wrote the protocol and preparedthe manuscript. The data were monitored and collected by twocontract research organizations supported by Pfizer, one ofwhich (Datamap) holds the data. A university-based, independentstatistician performed the statistical analyses. The plan forthe statistical analysis was completed before the database waslocked and unblinded.
A computer-generated randomization code was prepared by a centralPfizer unit that was independent of local study personnel. Medicationwas prepackaged on the basis of a block size of four subjectsat each center. Each consecutive subject was given the nextconsecutive randomization number, and eligible patients wereassigned in a 1:1 ratio to receive the study drug or placebo.Lipid levels measured after randomization were not releasedto the clinical sites. If LDL cholesterol levels fell below50 mg per deciliter (1.3 mmol per liter), the dose of atorvastatinwas reduced to 10 mg per day. To maintain blinding, a randomlyselected subject from the placebo group received an identicaldose reduction. One person in the central laboratory who hadaccess to the randomization code controlled the changes in dose.After a patient reached a primary end point, the study drugcould be replaced by treatment with an active statin. Detailsof the study design have been described previously.12,13
End Points
The study end points and serious adverse events were continuouslymonitored and reported to the contract research organization.Every end point was adjudicated by three members of the end-pointcommittee, on the basis of predefined criteria that are partof the study protocol. All analyses of primary and secondaryend points were based on the classification by the end-pointcommittee that was agreed on by consensus or majority vote.All committee members were blinded to the treatment assignmentsuntil August 13, 2004. The primary end point was a compositeof death from cardiac causes, fatal stroke, nonfatal myocardialinfarction, or nonfatal stroke, whichever occurred first. Onlyone event per subject was included in the analysis. Myocardialinfarction was diagnosed when two of the following three criteriawere met: typical symptoms; elevated levels of cardiac enzymes(i.e., a level of creatine kinase MB above 5 percent of thetotal level of creatine kinase, a level of lactic dehydrogenase1.5 times the upper limit of normal, or a level of troponinT greater than 2 ng per milliliter); or diagnostic changes onthe electrocardiogram. A resting electrocardiogram was recordedevery six months and evaluated by independent cardiologistsfrom the electrocardiographic monitoring board, according tothe Minnesota classification system for the electrocardiogram(codes 1-1-1 through 9-2 for QRS-complex, ST-segment, or T-wavechanges). An electrocardiogram that documented silent myocardialinfarction was considered evidence of a primary end point.
Stroke was defined as a neurologic deficit lasting longer than24 hours. Computed tomographic or magnetic resonance imagingof the brain was recommended and available in all but 16 cases.Death from cardiac causes comprised fatal myocardial infarction(death within 28 days after a myocardial infarction), suddendeath, death due to congestive heart failure, death due to coronaryheart disease during or within 28 days after an intervention,and all other deaths ascribed to coronary heart disease. Patientswho died unexpectedly and did not present with a potassium levelgreater than 7.5 mmol per liter before the start of the threemost recent sessions of hemodialysis were considered to havehad sudden death from cardiac causes.
Secondary end points included death from all causes, all cardiacevents combined, and all cerebrovascular events combined. Deathfrom any cause other than cardiac disease or cerebrovasculardisease was treated as a competing risk.
A central laboratory performed all the analyses. LDL cholesterolwas measured directly by agarose-gel electrophoresis with subsequentenzymatic staining for cholesterol with the use of the rapidelectrophoresis system (Helena Diagnostika). This method producesmore accurate measurements of LDL cholesterol than ultracentrifugationand precipitation combined in samples with elevated triglycerideconcentrations.14
Statistical Analysis
The study was designed to have 90 percent power to detect a27 percent reduction in the incidence of the composite primaryend point at an alpha level of 0.05 in a two-sided test, adjustedfor one preplanned interim analysis according to an alpha-spendingfunction based on the O'BrienFleming method, yieldinga nominal level of significance for the final analysis of 0.045.15The alpha-spending function would have allowed for additionalinterim analyses, if necessary. For the study to have this levelof power, at least 424 primary end points had to occur (event-drivenanalysis), requiring the randomization of at least 1200 patients.This calculation was based on observational studies.16,17 Theresults were assessed in an intention-to-treat analysis. Theprimary end points were evaluated according to time-to-eventanalysis. Death from other causes was treated as a competingevent, and for patients who died from other causes, follow-upwas censored as of the date of death.18 Times to an event forpatients without a primary end point or competing event weretreated as censored and were calculated as the time from randomizationto the date of the last contact.
Cumulative incidence and KaplanMeier curves were usedonly to show the survival curves within the treatment groupsand to calculate the corresponding survival probabilities. TheCox proportional-hazards model was used to estimate the multivariaterelative risks of the primary and secondary end points withcorresponding 95 percent confidence intervals. Adjustments weremade for sex, age, and baseline status with respect to coronaryheart disease. Unless otherwise stated, the baseline lipid andsafety laboratory value was defined as the last value measuredduring the run-in period. The baseline data were analyzed withthe use of standard descriptive statistics.
Results
Patients
A total of 1255 subjects were randomly assigned to double-blindtreatment with either atorvastatin (619) or placebo (636) betweenMarch 1998 and October 2002 and were followed until their finalvisit in March 2004 (Figure 1). The two groups of patients werewell matched with respect to baseline characteristics and concomitanttherapy (Table 1). Nineteen percent of the patients had takenstatins before entering the study. The mean length of follow-upwas 3.96 years in the atorvastatin group and 3.91 years in theplacebo group (median, 4.0 and 4.08 years, respectively).
Table 1. Baseline Characteristics of Patients in the Placebo and Atorvastatin Groups.
Lipid Levels
At randomization, the median level of LDL cholesterol was 121mg per deciliter (3.13 mmol per liter) in the atorvastatin groupand 125 mg per deciliter (3.23 mmol per liter) in the placebogroup. After four weeks, in the atorvastatin group, the medianlevel of LDL cholesterol was 72 mg per deciliter (1.86 mmolper liter; median change from baseline, 42 percent).In the placebo group, the level of LDL cholesterol remainedessentially unchanged (120 mg per deciliter [3.10 mmol per liter];median change from baseline, 1.3 percent) (Figure 2).
Figure 2. Median Level of Low-Density Lipoprotein (LDL) Cholesterol from Baseline to the End of the Study.
To convert values for LDL cholesterol to millimoles per liter, multiply by 0.02586.
Primary Outcomes
The cumulative incidence of the primary end point was 12.6 percentat one year and 31.9 percent at three years in the atorvastatingroup, as compared with 11.2 percent and 30.5 percent, respectively,in the placebo group (Figure 3). The relative risk reductionafforded by active treatment, as compared with placebo, was8 percent (hazard ratio, 0.92; 95 percent confidence interval,0.77 to 1.10; P=0.37). A similar number of patients died fromcardiac causes in the two groups (20 percent in the atorvastatingroup and 23 percent in the placebo group; relative risk, 0.81;95 percent confidence interval, 0.64 to 1.03; P=0.08). Elevenpercent (70) of the patients in the atorvastatin group had anonfatal myocardial infarction, as compared with 12 percent(79) of those in the placebo group (relative risk, 0.88; 95percent confidence interval, 0.64 to 1.21; P=0.42). More patients(27) died of stroke in the atorvastatin group than in the placebogroup (13; relative risk, 2.03; 95 percent confidence interval,1.05 to 3.93; P=0.04). Nonfatal stroke was distributed equallyin the two groups (33 patients in the atorvastatin group and32 patients in the placebo group; relative risk, 1.04; 95 percentconfidence interval, 0.64 to 1.69; P=0.89) (Table 2).
Table 2. Rates of Primary and Secondary End Points.
Secondary Outcomes
Death from all causes was similar in the two groups (48 percentin the atorvastatin group, as compared with 50 percent in theplacebo group; relative risk, 0.93; 95 percent confidence interval,0.79 to 1.08; P=0.33). Of nominal significance, the risk ofall cardiac events combined was reduced by 18 percent in theatorvastatin group, with a total event rate of 33 percent, ascompared with 39 percent in the placebo group (relative risk,0.82; 95 percent confidence interval, 0.68 to 0.99; P=0.03)(Table 2). This result was driven mainly by differences in therates of coronary-artery bypass grafting and percutaneous transluminalcoronary angioplasty. The incidence of all cerebrovascular eventscombined in the atorvastatin group was not different from thatin the placebo group (relative risk, 1.12; 95 percent confidenceinterval, 0.81 to 1.55; P=0.49) (Table 2).
Adherence, Tolerability, and Adverse Events
The mean (±SD) duration of exposure to placebo was 27.2±17.9months (range, 0.03 to 70.2), and to atorvastatin, 28.5±18.6months (range, 0.07 to 69.9). In the placebo group, 82 percentof patients took the study medication without interruption,and in the atorvastatin group, 80 percent of patients did so.The average number of days that treatment was interrupted was12±36 in the placebo group and 13±40 in the atorvastatingroup. During treatment, the dose of atorvastatin or matchingplacebo was halved when administered to 190 patients (15 percent).During the study, 98 patients in the placebo group (15 percent)began nonstudy statins, as compared with 10 percent of thosein the atorvastatin group. The proportion of patients who continuedto receive the study drug at one and two years, expressed asa percentage of those who remained alive and free of a primaryevent, was 74 percent (459 patients) and 51 percent (317 patients),respectively, in the atorvastatin group and 74 percent (469patients) and 48 percent (303 patients), respectively, in theplacebo group.
Patients receiving hemodialysis generally have many adverseand serious adverse events (Table 3), but no cases of rhabdomyolysisor severe liver disease were detected in either group. The studymedication was discontinued by the investigators in one patientreceiving placebo because of a report of myalgia in combinationwith elevated creatine kinase levels.
We examined the value of lowering the level of LDL cholesterolin patients receiving hemodialysis who have type 2 diabetesmellitus, among whom the average annual incidence of myocardialinfarction or death from coronary heart disease is 8.2 percent.This incidence rate exceeds the average annual rates of majorcoronary events that were reported in the placebo group of theScandinavian Simvastatin Survival Study (6.6 percent) and isthe highest rate of cardiovascular events in a long-term prospectivetrial of statin therapy.19 Atorvastatin (20 mg daily) loweredLDL cholesterol levels by 42 percent, to 72 mg per deciliter,which is close to the target value of 70 mg per deciliter (1.81mmol per liter) recommended by the Third Adult Treatment Panelof the National Cholesterol Education Program for persons atvery high risk of cardiovascular disease. Despite the high rateof cardiovascular events and the pronounced LDL cholesterolloweringactivity of atorvastatin, a significant reduction in the incidenceof the composite primary end point was not achieved.
Of nominal significance, more cases of fatal stroke occurredin the atorvastatin group (27) than in the placebo group (13).This finding is unexplained and could be a chance finding, particularlyin view of the data from CARDS, which indicate that atorvastatinlowers the incidence of stroke.3 That study reported a relativerisk for stroke of 0.52 (95 percent confidence interval, 0.31to 0.89) in persons with type 2 diabetes mellitus who were takingatorvastatin. The rate of fatal and nonfatal stroke decreasedfrom 2.8 to 1.5 percent (39 vs. 21 patients), whereas in thepresent study, it increased from 7.0 to 9.7 percent (44 vs.59 patients).
The complete absence of a stroke benefit and the increase infatal strokes contribute considerably to the finding that thetreatment effect on the primary end point was less than predicted.A possible reason for the unexpected results with regard tothe primary end point might be related to the LDL cholesterolconcentration at baseline. In general, the absolute risk reductionattained by lowering LDL cholesterol by a given percentage isless when pretreatment concentrations are low than when theyare high.20 The baseline levels of LDL cholesterol among patientsin our study were, on average, above the target (126 mg perdeciliter [3.25 mmol per liter]). Given the log-linear relationbetween LDL cholesterol and coronary heart disease, reducinglevels of LDL cholesterol by 40 percent from a starting levelof 125 mg per deciliter would result in an approximate relativerisk reduction of 30 percent or more.20 This estimate is empiricallysupported by the results of CARDS3 and the British Heart ProtectionStudy21 and is very close to our initial assumption of a riskreduction of 27 percent.
Since we did not fully achieve this benefit, we speculate thatthe pathogenesis of vascular events in patients with diabetesmellitus who are receiving hemodialysis may, at least in part,be different from that in patients without end-stage renal disease.Subgroup analyses showed no difference in outcome for any LDLcholesterol level or patients with and patients without cardiovasculardisease. Interestingly, there was a continuous decrease in LDLcholesterol levels over time among patients in both groups.Some malnutrition cannot be ruled out during the course of thestudy, although there was no decrease in the body-mass index.
The extremely high rate of death from cardiovascular causesamong patients receiving dialysis22 is explained by more thanthe traditional coronary risk factors. Apart from the presenceof many aggravating coexisting factors, such as inappropriateleft ventricular hypertrophy, cardiac fibrosis, cardiac microvesseldisease,23 and sympathetic overactivity, among others, thereare also indications that atherosclerosis itself is promotedby risk factors other than the traditional cardiovascular riskfactors.24,25 The most plausible explanation for the absenceof a significant effect on mortality from cardiac causes andcardiac end points in this study is the presence of additionalpathogenetic pathways in cardiovascular disease. The dose ofatorvastatin in the present study was 20 mg, which is lowerthan the high dose used in a recent study by LaRosa et al.26in which intensive lipid-lowering therapy with atorvastatinat a dose of 80 mg per day was more effective than a dose of10 mg per day in patients with stable coronary heart disease.However, whether such an advantage would accrue if patientswith type 2 diabetes who were receiving dialysis were givena higher dose of atorvastatin is unknown.
Several important conclusions can be drawn from this study.First, we showed that it is difficult to rely on uncontrolledobservational studies that show substantial advantages of statinsin the treatment of patients receiving hemodialysis.9,27 Second,and more important, is the conclusion that the benefit of atorvastatinis limited when intervention with statins is postponed untilpatients have reached end-stage renal disease. Subgroup analysesof major statin-intervention trials documented a cardiovascularbenefit in patients with chronic kidney disease (stages 1, 2,and 3 according to the classification of the National KidneyFoundation).28,29 According to CARDS, lowering LDL cholesterollevels early during the clinical course of type 2 diabetes mellitusis of benefit.3 Third, there was no excess of serious adverseevents; specifically, no cases of rhabdomyolysis occurred, butwe found a nominally significant increase in fatal stroke.
We conclude that in persons with type 2 diabetes mellitus whoare receiving maintenance hemodialysis and have LDL cholesterolvalues between 80 and 190 mg per deciliter, routine treatmentwith a statin to reduce the primary composite end point of deathfrom cardiac causes, myocardial infarction, and stroke is notwarranted. The initiation of lipid-lowering therapy in patientswith type 2 diabetes mellitus who already have end-stage renaldisease may come too late to translate into consistent improvementof the cardiovascular outcome.
Supported by Pfizer. The committee members and investigatorsdid not receive remuneration for conducting the study, exceptfor reimbursement of costs to participate in scientific meetings.
Dr. Wanner reports having received consulting fees and lecturefees from Genzyme; Dr. März, consulting fees, lecture fees,a research grant and stock options from Pfizer; and Dr. Mann,lecture fees from Aventis, Roche, and Janssen Cilag. Dr. Ritzis a member of the safety board of a trial sponsored by AstraZenecaand reports having received consulting fees from the company.
We are indebted to the German Association for Clinical Nephrology(K.-W. Kühn, chair) and the Association of German NephrologyCenters (H. Kütemeyer, chair).
* Investigators and research coordinators participating in thisstudy are listed in the Appendix.
Source Information
From the Department of Medicine, Division of Nephrology, University of Würzburg, Würzburg, Germany (C.W., V.K.); the Clinical Institute of Medical and Chemical Laboratory Diagnostics, University General Hospital, Graz, Austria (W.M.); the Department of Medical Biometrics and Statistics, University Hospital of Freiburg, Freiburg, Germany (M.O.); Schwabing General Hospital, Munich, Germany (J.F.E.M.); Clinical Research Department, Pfizer, Karlsruhe, Germany (G.R.); and the Department of Medicine, University of Heidelberg, Heidelberg, Germany (E.R.).
Address reprint requests to Dr. Wanner at the Department of Medicine, Division of Nephrology, University Hospital, Josef-Schneider-Str. 2, D-97080 Würzburg, Germany, or at wanner_c{at}medizin.uni-wuerzburg.de.
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Appendix
The following investigators and research coordinators participatedin the study known as the 4D Study (a complete list is availableat www.uni-wuerzburg.de/nephrologie): Steering committee: C.Wanner, E. Ritz. Clinical coordinator: V. Krane. Medical end-pointmonitors: Z. Ülger, F. Swoboda. Data and safety monitoringcommittee: M. Wehling (chair), E. Keller (deceased), M. Schumacher,T. Eschenhagen. Event committee: J. Mann (chair), J. Bommer,P. Schanzenbächer, P. Schollmeyer, M. Schartl. Electrocardiographymonitoring board: F. Heinrich, H. Mörl. Biometric and statisticalanalysis: University of Freiburg, M. Olschewski. Central laboratory(lipid and safety core laboratory): University of Freiburg,W. März. Contract research organization: Kendle, Munich,S. Reichmuth (Project manager); Datamap, Freiburg, J. Lilienthal.Sponsor: Pfizer, Karlsruhe, G. Ruf, B. Rauer (Project manager).
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(2009). The association between parathyroid hormone and mortality in dialysis patients is modified by wasting. Nephrol Dial Transplant
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