Perioperative Beta-Blocker Therapy and Mortality after Major Noncardiac Surgery
Peter K. Lindenauer, M.D., Penelope Pekow, Ph.D., Kaijun Wang, M.S., Dheeresh K. Mamidi, M.B., B.S., M.P.H., Benjamin Gutierrez, Ph.D., and Evan M. Benjamin, M.D.
Background Despite limited evidence from randomized trials,perioperative treatment with beta-blockers is now widely advocated.We assessed the use of perioperative beta-blockers and theirassociation with in-hospital mortality in routine clinical practice.
Methods We conducted a retrospective cohort study of patients18 years of age or older who underwent major noncardiac surgeryin 2000 and 2001 at 329 hospitals throughout the United States.We used propensity-score matching to adjust for differencesbetween patients who received perioperative beta-blockers andthose who did not receive such therapy and compared in-hospitalmortality using multivariable logistic modeling.
Results Of 782,969 patients, 663,635 (85 percent) had no recordedcontraindications to beta-blockers, 122,338 of whom (18 percent)received such treatment during the first two hospital days,including 14 percent of patients with a Revised Cardiac RiskIndex (RCRI) score of 0 and 44 percent with a score of 4 orhigher. The relationship between perioperative beta-blockertreatment and the risk of death varied directly with cardiacrisk; among the 580,665 patients with an RCRI score of 0 or1, treatment was associated with no benefit and possible harm,whereas among the patients with an RCRI score of 2, 3, or 4or more, the adjusted odds ratios for death in the hospitalwere 0.88 (95 percent confidence interval, 0.80 to 0.98), 0.71(95 percent confidence interval, 0.63 to 0.80), and 0.58 (95percent confidence interval, 0.50 to 0.67), respectively.
Conclusions Perioperative beta-blocker therapy is associatedwith a reduced risk of in-hospital death among high-risk, butnot low-risk, patients undergoing major noncardiac surgery.Patient safety may be enhanced by increasing the use of beta-blockersin high-risk patients.
More than 20 million operations are performed annually at hospitalsthroughout the United States,1 and although advances in operativeand anesthetic techniques have reduced the risks associatedwith many procedures, some 1 in 10 patients can be expectedto have a complication within 30 days after undergoing majorsurgery.2 Although they occur infrequently, postoperative cardiovascularcomplications are associated with a substantial risk of othercomplications and death,3,4 and preventing such complicationsis often the rationale for preoperative medical consultation.
Although the problem of postoperative myocardial infarctionhas been recognized for over 50 years,5 few prevention measureshave proven effective. Conventional strategies have relied onprediction instruments to identify patients at heightened cardiacrisk,6,7,8,9 noninvasive testing, cardiac catheterization followedby revascularization in selected patients, and careful perioperativemonitoring. In the past decade, two influential randomized trialsfound that treatment with beta-blockers can decrease the incidenceof myocardial infarction and death after noncardiac surgery.10,11Because they appear efficacious, are inexpensive, and have fewrisks, beta-blockers are now widely advocated.12,13,14,15,16In Making Health Care Safer, the Agency for Healthcare Researchand Quality identified the perioperative use of beta-blockersamong intermediate- and high-risk patients as one of the nation's"clear opportunities for safety improvement."17 The NationalQuality Forum subsequently placed the use of beta-blockers amonghigh-risk surgical patients on its list of 30 Safe Practicesfor Better Healthcare.18 Yet, two recent randomized trials19,20,21reported no benefit from perioperative beta-blocker therapyand raised questions about the generalizability of earlier studies.While awaiting the results of large randomized trials,22 weevaluated the use and effectiveness of perioperative beta-blockertherapy in routine clinical practice.
Methods
Setting and Subjects
We conducted a retrospective cohort study using data from 329hospitals that participate in Premier's Perspective, a databasedeveloped for measuring quality and use of health care. Participatinghospitals represent all regions of the United States, are predominantlysmall-to-mid-size nonteaching facilities, and serve a largelyurban patient population. In addition to the information availablein the standard hospital-discharge file, the Perspective databasecontains a date-stamped log of all billed items, including medicationsand laboratory, diagnostic, and therapeutic services, for eachpatient.
Patients were included in our database if they were 18 yearsof age or older and had undergone major noncardiac surgery betweenJanuary 1, 2000, and December 31, 2001. Surgical procedureswere categorized with the use of APR-DRG software (version 15.0,3M) and, on the basis of prior studies, were considered majorif the median length of stay for patients in a given diagnosis-relatedgroup exceeded two days.9 Patients undergoing obstetrical procedureswere excluded. Permission to conduct the study was granted bythe institutional review board at Baystate Medical Center, wherethe study was conducted, and the need for written informed consentwas waived.
Data Elements
For each patient, we noted the type of surgery, whether theadmission was elective or emergency, and the hospital at whichthe operation took place. In addition to age, sex, and raceor ethnic group, we recorded the presence or absence of knownischemic heart disease, congestive heart failure, cerebrovasculardisease, hypertension, renal insufficiency, diabetes, and hyperlipidemia.The presence or absence of coexisting conditions was assessedwith the use of the secondary diagnoses of the InternationalClassification of Diseases, Ninth Revision, Clinical Modification(ICD-9-CM). Furthermore, we considered a patient to have diabetesif there was a secondary diagnosis of diabetes mellitus or ifthe patient received treatment with an oral hypoglycemic agentduring the hospitalization. In a secondary analysis, we expandedour definition of diabetes to include patients who were treatedwith insulin whether or not they received oral hypoglycemicagents or had a documented diagnosis of diabetes.
Perioperative administration of angiotensin-convertingenzymeinhibitors, angiotensin-receptor blockers, calcium-channel blockers,antiplatelet agents, lipid-lowering medications, loop diuretics,thiazide diuretics, antiarrhythmic agents, and dopamine or dobutaminewas assessed with the use of pharmacy records. Information onprophylactic antibiotic administration and the use of pharmacologicand mechanical measures for the prevention of venous thromboembolismwas gathered similarly. Data on in-hospital mortality, lengthof stay, and costs were obtained from the Perspective dischargefile. In addition to information related to the admission, wenoted each hospital's size, teaching status, and geographiclocation and whether it was urban or rural.
Adapting a classification scheme developed by Lee and colleagues,we calculated a Revised Cardiac Risk Index (RCRI) score foreach patient, assigning one point for each of the followingrisk factors: high-risk surgery, ischemic heart disease, cerebrovasculardisease, renal insufficiency, and diabetes mellitus.9 The categoryof high-risk surgery included all intrathoracic, intraperitoneal,and suprainguinal vascular procedures. Patients were excludedif they had received a secondary diagnosis that could be considereda contraindication to beta-blocker therapy; these included bradycardia,heart block, heart failure, hypotension, chronic obstructivepulmonary disease, and asthma.
Use of Beta-Blockers
We identified whether a beta-blocker had been administered eitherorally or intravenously at any time during the hospitalization,and if so, the date the medication was first administered. Becausewe lacked information about the date of the principal procedureas well as the goals of the ordering physicians, we considereda patient to have received beta-blocker therapy for prophylaxis,whether intentionally or not, if the first record of treatmentoccurred on the first or second hospital day. Patients who hadtreatment initiated on the third hospital day or later weregrouped with those who did not receive a beta-blocker duringthe hospitalization, since this former group may have had therapyprescribed for the treatment of complications rather than fortheir prevention.
Statistical Analysis
Summary statistics were constructed with the use of frequenciesand proportions for categorical data and means, medians, andinterquartile ranges for continuous variables. We compared thecharacteristics of patients who received perioperative beta-blockertherapy during the first two hospital days with those who didnot receive beta-blockers during the first two days. Chi-squareand z tests were used to assess the relationship between treatmentwith beta-blockers and the risk of death in the hospital andany potential confounders.
We created a nonparsimonious logistic-regression model to derivea propensity score for early treatment with beta-blockers thatincluded all patient and hospital characteristics as well asselected interaction terms. Each patient was assigned a propensityscore that reflected the probability that they would receiveearly treatment. Using a Greedy 5-to-1 digit-matching algorithm,23we matched each patient who received perioperative beta-blockertherapy with up to two patients who did not receive this therapy,starting with all five-digit propensity-score matches beforemoving to those with four or fewer matches, in an iterativeprocess. These matching techniques were used to reduce biasintroduced by incomplete or inexact matching.
The matched cohort was evaluated for differences between treatmentgroups in each of the potential confounding factors, and conditionallogistic regression was used to assess the effect of beta-blockerson the risk of death in the hospital, after adjustment for anyresidual differences (given a P value of less than 0.01). Usingboth the matched and entire study cohorts, we examined the associationbetween beta-blocker therapy and the risk of death in the hospitalamong patients on the basis of the RCRI score. In addition,in the entire study cohort we evaluated models for selectedsubpopulations, including patients with hypertension and anRCRI score of 0 and patients with an RCRI score of 1 and eachof the individual RCRI factors. Interactions between beta-blockertreatment and unbalanced covariates were also evaluated foreach model and retained if the resulting P value was less than0.05. The HosmerLemeshow goodness-of-fit test and thearea under the curve were used to assess the fit of the model.All analyses were carried out with the use of SAS software (version9.1).
Results
A total of 782,969 patients 18 years of age or older underwentmajor noncardiac surgery during the study period. Among thisgroup, 119,334 (15 percent) had one or more documented potentialcontraindications to beta-blockade. Thus, 663,635 patients appearedto be eligible for perioperative treatment with beta-blockers.The median age was 62 years; slightly more than half were women,and two thirds were white (Table 1). Hypertension, diabetes,and ischemic heart disease were the most common coexisting conditions.Fifty percent had an RCRI score of 0, and 38 percent had anRCRI score of 1.
Table 1. Characteristics of Patients Undergoing Major Noncardiac Surgery without Known Contraindications to Beta-Blockers, According to Whether They Received Beta-Blockers Perioperatively.
In the secondary analysis, using the expanded definition ofdiabetes, we identified an additional 4 percent of the populationas having this diagnosis; the additional patients classifiedas having diabetes shifted RCRI scores upward slightly. Orthopedicand abdominal operations accounted for 70 percent of procedures,30 percent of the procedures were categorized as high risk,and just over half the admissions were elective. The medianlength of stay was five days. Overall, 13,454 eligible patients(2.0 percent) died during the hospitalization: 2839 of the 122,338patients who received early treatment with beta-blockers (2.3percent) and 10,615 of the 541,297 patients who did not receivebeta-blockers or received them after the second hospital day(2.0 percent, P<0.001).
The majority of participating hospitals were in the South. Seventy-fivepercent had a capacity of 400 beds or less, 90 percent werenonteaching facilities, and 68 percent were in urban areas (Table 2).
Use of Beta-Blockers among Patients Undergoing Major Noncardiac Surgery
Of the 663,635 eligible patients, 122,338 (18 percent) receiveda beta-blocker on the first or second day of the hospitalization.Women were less likely than men to receive beta-blockers, andHispanics, Asians, and other racial or ethnic groups were treatedless frequently than whites and blacks (Table 1). A historyof ischemic heart disease, a higher RCRI score, and hypertensionwere the characteristics most strongly associated with beta-blockertreatment. Treatment rates ranged from 14 percent among patientswith an RCRI score of 0 to 44 percent among those with a scoreof 4 or higher. Patients whose operations were scheduled electivelyhad higher rates of beta-blocker use than those whose procedureswere classified as urgent or emergency, and patients who underwentvascular surgery were more likely to receive beta-blockers thanwere those undergoing other types of procedures. Hospitals locatedin the Northeast that served urban populations, had a bed capacityof at least 200, and were designated teaching hospitals weremore likely to deliver beta-blocker therapy than were othertypes of hospitals.
Beta-Blocker Therapy and In-Hospital Mortality
Sixteen patients were excluded from multivariable modeling owingto missing data. We successfully matched 119,632 patients (98percent) who received a beta-blocker in the early perioperativeperiod with at least 1 patient who did not receive a beta-blockeror received it after the second hospital day (79 percent withtwo matches and 19 percent with one match) on the basis of thepropensity score. In this propensity-matched cohort (Table 3),2790 of 119,632 patients treated with beta-blockers died, ascompared with 5123 of 216,290 patients who did not receive suchtherapy or who received it after the second hospital day (2.3percent vs. 2.4 percent; match-adjusted odds ratio, 0.99; 95percent confidence interval, 0.95 to 1.04; P=0.68).
Table 3. Characteristics of the Patients Who Received Beta-Blockers Perioperatively and Those Who Did Not Receive Such Therapy in the Propensity-Matched Cohort.
The preoperative RCRI score significantly modified the associationbetween beta-blocker treatment and the risk of death in thehospital. Among the subgroup of patients included in the propensityanalysis, early beta-blocker treatment was associated with areduced risk of death among patients with scores of 3 or higher(Figure 1), with odds ratios ranging from 1.43 (95 percent confidenceinterval, 1.29 to 1.58) among patients in the lowest RCRI categoryto 0.57 (95 percent confidence interval, 0.42 to 0.76) amongthose with an RCRI score of 4 or higher.
Figure 1. Adjusted Odds Ratio for In-Hospital Death Associated with Perioperative Beta-Blocker Therapy among Patients Undergoing Major Noncardiac Surgery, According to the RCRI Score and the Presence of Other Risk Factors in the Propensity-Matched Cohort and the Entire Study Cohort.
Open boxes represent patient subgroups within the listed RCRI category.
Similar results were observed in the entire study cohort, exceptthat a significant benefit of treatment was also observed amongpatients with an RCRI score of 2 (Figure 1). In a subgroup analysisof patients who had an RCRI score of 0 and hypertension, theodds ratio of death in the hospital was 0.96 (95 percent confidenceinterval, 0.82 to 1.13) among those who received beta-blockersearly, as compared with those who did not receive them. Furthermore,among patients with an RCRI score of 1, we found no reductionin the risk of death in the hospital related to beta-blockeruse in any subpopulation. On the basis of these results, thenumber needed to treat to prevent a single death in the hospitalwas 33 among those at highest risk, whereas, in instances inwhich the risk was increased with beta-blocker use, the numberneeded to harm (i.e., the number of patients who would needto be treated for a single death in the hospital to occur) was208 among the lowest-risk patients, who were least likely toreceive treatment with beta-blockers (Table 4).
Table 4. Rates and Risks of In-Hospital Death and the Numbers Needed to Treat and to Harm among Patients in the Entire Study Cohort Who Did Not Receive Perioperative Beta-Blockade, According to the RCRI Score and the Presence of Individual Risk Factors.
In a secondary analysis, using the expanded definition of diabetes,we observed generally similar results; however, the benefitsof beta-blocker therapy were attenuated and were no longer significantfor patients with an RCRI score of 2 (results are provided inthe Supplementary Appendix, available with the full text ofthis article at www.nejm.org).
Discussion
Although evidence from randomized trials remains limited, thetreatment of surgical patients with beta-blockers has been championedby clinicians and policymakers for its potential to enhancepatient safety. In this large observational study, the perioperativeadministration of beta-blockers was associated with clear andclinically significant reductions in mortality among the 2 percentof surgical patients at highest risk (those with an RCRI scoreof 3 or greater) and appeared to be beneficial in the 10 percentof patients with an RCRI score of 2, but was of no benefit and was possibly harmful among patients in the lowestrisk categories (those with an RCRI score of 0 or 1). Our observationthat only a minority of patients at highest risk received beta-blockersunderscores the Agency for Healthcare Research and Quality'sstatement that perioperative use of beta-blockade representsa clear opportunity for safety improvement.17
Two randomized trials have shown that the use of beta-blockersdecreases the risk of death among surgical patients. The MulticenterStudy of Perioperative Ischemia Research Group10 randomly assigned200 male veterans with known coronary artery disease or twoor more coronary risk factors to receive atenolol or placebobefore undergoing major noncardiac surgery and reported thatwithin several months after discharge, treated patients hada significant survival advantage. Poldermans et al.11 randomlyassigned 112 patients with abnormal stress echocardiograms toreceive bisoprolol or placebo before and after vascular surgeryand found a marked reduction in the risk of myocardial infarctionand death during hospitalization and at 30 days postoperatively.
Two recently completed trials have, however, raised questionsabout the generalizability of the earlier studies. In the first,patients undergoing vascular surgery who were randomly assignedto receive metoprolol had rates of major cardiovascular complicationsor death from cardiac causes at 30 days that were similar tothe rates among those who received placebo.19 In the second,921 patients with diabetes who were randomly assigned to receivemetoprolol or placebo20,21 had similar rates of a compositeend point of death from any cause or major cardiovascular complicationsafter a median follow-up of 18 months. It is unclear whetherthe lack of benefit in these recent trials can be explainedby differences in treatment protocols or by lower-than-expectedrates of events, which would have reduced the statistical powerof the studies to detect a moderate effect of treatment.
By evaluating the effect of beta-blocker therapy in a diversepopulation undergoing a wide variety of surgical proceduresat more than 300 hospitals throughout the United States, ourresults extend the findings from these earlier studies and providesupport for the perioperative use of beta-blockers in high-riskpatients, while we await the results of a large, ongoing, randomizedtrial.22 Yet the lack of benefit of this approach in moderate-riskpatients and the potential harm of this approach in the lowest-riskgroups suggest that careful patient selection remains necessary.
Our study has some limitations. First, treatment with beta-blockerswas not based on random assignment, and results may be confoundedby other variables. Although we used rigorous statistical methodsto adjust for baseline differences between patients, includingpropensity-score matching and stratification, the retrospectivenature of the study meant that our ability to control for differenceswas limited to variables for which data were available. Furthermore,because we relied on claims data, the ascertainment of coexistingconditions and potential contraindications to beta-blocker treatmentwas dependent on physicians' documentation and hospitals' codingpractices. Although previous studies have validated the useof administrative data for these purposes,24,25 they also suggestthat we may have underestimated the prevalence of some coexistingconditions. We noted that a substantially greater number ofpatients were classified as having diabetes when we added insulinuse as a diagnostic criterion in the absence of an ICD-9-CMcode for diabetes. Insofar as we underestimated the prevalenceof coexisting conditions, our effect estimates among lower-riskpatients may be overly optimistic, whereas the percentage ofthe population that might actually benefit from beta-blockerscould be larger than the 2 to 12 percent we forecast.
An additional limitation was that our study was restricted tothe period of hospitalization. We did not have access to informationabout the use of beta-blockers before admission or after dischargeand were unable to report 30-day or 1-year mortality rates.Nevertheless, other trials of perioperative beta-blocker therapyhave used protocols in which treatment was begun only hoursbefore surgery and have generally relied on longer-term outcomesbecause they have been statistically underpowered to detectshort-term differences.10,19,20,21 Furthermore, we presumedthat patients who were treated with a beta-blocker on the firstor second hospital day were given the drug for prophylaxis;however, it is likely that some of these patients were actuallygiven beta-blockers for the treatment of postoperative ischemiaor infarction. Such misclassification was more likely amongthe lowest-risk patients, who were least likely to receive prophylaxis.To the extent that we misclassified patients in this way, ourresults would underestimate the effectiveness of beta-blockertherapy or would incorrectly suggest that beta-blockers wereharmful.
Without access to patients' charts, we could not determine theeffect of beta-blocker treatment on heart rates before, during,or after surgery. Finally, because administrative data are nota reliable source of information about postoperative cardiovascularcomplications,26 we were unable to report the incidence of ischemiaor infarction.
We found that perioperative administration of beta-blockerswas associated with a reduced risk of death in the hospitalamong high-risk patients undergoing major noncardiac surgery.Thus, until the results of large randomized trials become available,ongoing national efforts to increase patient safety by increasingthe perioperative use of beta-blockers among high-risk patientsappear warranted.
Presented at the annual meeting of the Society of General InternalMedicine, Vancouver, B.C., Canada, May 1, 2003.
We are indebted to Andrew Auerbach, M.D., M.P.H., and MichaelRothberg, M.D., M.P.H., for their comments on an earlier versionof the manuscript.
Source Information
From the Division of Healthcare Quality, Baystate Medical Center, Springfield, Mass. (P.K.L., P.P., E.M.B.); the Department of Medicine, Tufts University School of Medicine, Boston (P.K.L., E.M.B.); the School of Public Health and Health Sciences, University of Massachusetts at Amherst, Amherst (P.P., K.W., D.K.M.); and Premier Healthcare Informatics, Premier Inc., Charlotte, N.C. (B.G.)
Address reprint requests to Dr. Lindenauer at the Division of Healthcare Quality, Baystate Medical Center, 759 Chestnut St. P-5928, Springfield, MA 01199, or at Peter.Lindenauer{at}bhs.org.
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