The prior diagnosis of fatal astrocytoma in a 60-year-old manwith Crohn's disease treated with natalizumab, a monoclonalantibody against 4 integrins, was reclassified as JC virusrelatedprogressive multifocal leukoencephalopathy (PML). Analysis offrozen serum samples showed that JC virus DNA had appeared inthe serum three months after the initiation of open-label natalizumabmonotherapy and two months before the appearance of symptomaticPML. There was staining of the brain lesion for polyomavirus.This case report, along with two others, suggests that anti4-integrintherapy can result in JC virusinduced PML.
Natalizumab has great therapeutic potential in both multiplesclerosis and inflammatory bowel disease.1,2,3 Two cases ofprogressive multifocal leukoencephalopathy (PML) have recentlybeen reported in patients with multiple sclerosis who were treatedwith a humanized monoclonal antibody against 4 integrins, natalizumab(Tysabri, Elan and Biogen Idec), in combination with interferonbeta-1a (Avonex, Biogen Idec).4 One of these cases is describedelsewhere in this issue of the Journal.5 We report a third caseof PML this one in a patient with Crohn's disease whoreceived 300 mg of open-label natalizumab intravenously everyfour weeks as part of a clinical trial. PML is an opportunistic,infectious, demyelinating brain disorder associated with impairedT-cell function. The relationship between natalizumab therapyand PML in our patient is clearly illustrated by the gradualincrease in the number of copies of JC virus in the blood duringmonotherapy in the months preceding the development of fatalPML.
Case Report
A 60-year-old patient with long-standing ileal Crohn's diseasepresented to the emergency unit with severe confusion and disorientationon July 3, 2003. Treatment with natalizumab, a humanized monoclonalantibody against 4 integrins, had been initiated in March 2002.He had initially received three monthly infusions of 300 mgintravenously during the Evaluation of Natalizumab as ContinuousTherapy 1 (ENACT-1) trial, followed by treatment with placebofor nine months in the ENACT-2 trial. Open-label natalizumabat a dose of 300 mg given intravenously every four weeks wasthen resumed in February 2003 for a relapse of Crohn's disease.The patient received five doses of the drug before he was admitted.He had been treated with multiple therapies during that time,including azathioprine (75 to 150 mg given daily), but thistreatment had been discontinued eight months before admissionbecause of refractory anemia with low platelet counts and lymphopenia.
Since 1996, the patient had had intermittent signs of deficienthematopoiesis, with lymphopenia and anemia predominating, regardlessof ongoing therapy (Figure 1). A bone marrow smear had shownpancytopenia despite active hematopoiesis, which was interpretedas reflecting chronic inflammatory disease. Since the diagnosisof Crohn's disease 28 years earlier, the patient had been treatedwith azathioprine, antibiotics, budesonide, and infliximab (withthe last infusion given 20 months before admission). Segmentalileal resection had been performed eight and three years earlier.
Figure 1. Peripheral-Blood Neutrophil and Lymphocyte Counts in Relation to Natalizumab Therapy.
Values from 1998 to July 2003 are shown, as is the timing of immunomodulatory treatments. Treatment with azathioprine was started before September 1998. Lymphocyte and neutrophil counts were not available during the blinded phase of the ENACT-1 and ENACT-2 trials. JC virus DNA appeared in serum in May 2003, and the viral load (expressed in DNA copies per milliliter) had increased by a factor of 12 by the time of the patient's admission in July 2003. IV denotes intravenous.
On admission, the patient was found to be mentally slow, albeitwith normal arousal (Mini-Mental State examination score of29; the highest score is 30). No focal signs were found on neurologicexamination. General physical features were also unremarkable,with no fever or abdominal tenderness and with normal vitalsigns. Routine hematologic and biochemical measurements showedmild iron-deficiency anemia (hemoglobin, 10.7 g per deciliter)with a normal white-cell count and a platelet count of 121,000per cubic millimeter, a blood glucose level of 150 mg per deciliter(8.3 mmol per liter), a low serum potassium level (3.11 mmolper liter), and a low phosphate level (0.64 mg per deciliter[0.21 mmol per liter]), with otherwise normal serum levels ofelectrolytes. Levels of C-reactive protein were normal, as werethe findings on electrocardiography and chest radiography.
A computed tomographic scan of the brain showed a nonenhancinghypodense lesion in the right frontal lobe. Both T2-weightedmagnetic resonance imaging (MRI) scans and MRI scans obtainedwith fluid-attenuated inversion recovery revealed hyperintensenonenhancing lesions in the right frontal lobe and in the leftfrontal and right temporal lobes (Figure 2).
In Panel A, a scan obtained with fluid-attenuated inversion recovery reveals a hyperintense lesion in the right frontal lobe and a smaller one in the left frontal region (arrows). A temporal lesion is indicated by the arrow in Panel B. These lesions were mainly confined to the white matter, as shown by the relative sparing of the cortex (arrowheads in Panels A and B), and were not enhanced by the administration of gadolinium on T1-weighted MRI (Panel C, arrow).
Because of progressive deterioration in the patient's condition,the decision to perform surgery was made quickly and a spinaltap was not performed. Trephination was performed, with partialresection of the right frontal lesion. Histologic examinationshowed that the resected lesion mainly contained abnormalitiesin the white matter, consisting of a mixture of astrocytes withvery large and atypical nuclei, lymphocytes, and foamy macrophages(Figure 3A). Because of the large frontal lesion, the atypicalaspect of the nuclei, and the increase in the Ki67-MIB1 proliferationindex (±15 percent), a diagnosis of astrocytoma of WorldHealth Organization grade III was made.
Panel A shows enlarged astrocytes with atypical big nuclei (arrows) intermingled with foamy macrophages (hematoxylin and eosin). Panel B shows ground-glass inclusions of oligodendrocyte nuclei (arrows) (hematoxylin and eosin). Panel C shows rounded oligodendrocyte nuclei stained for polyomavirus antibodies (arrowheads). Immunoreactivity was mainly seen in cortical or subcortical oligodendrocyte nuclei. In the white matter, most of the tissue was destroyed, and staining was mainly seen in the nuclei of atypical astrocytes.
The postoperative period was characterized by prolonged confusionand somnolence and seizures, treated with phenytoin. After atemporary improvement in the patient's condition, somnolenceand confusion again worsened. MRI performed six weeks aftersurgery showed enlargement of the lesions in the right temporaland left frontal lobes and mainly postoperative changes in theright frontal lobe (shown in Figure 1 of the Supplementary Appendix,available with the full text of this article at www.nejm.org).Treatment with corticosteroids was initiated, and radiotherapywas planned. However, the patient's condition deteriorated rapidly,and he died three months after the start of corticosteroid therapy,in December 2003. An autopsy was not performed. At its onset,the neurologic syndrome was reported to the manufacturer ofnatalizumab and to the local institutional review board as aserious adverse event related to therapy.
On March 1, 2005, all investigational and commercial administrationsof natalizumab were halted by Elan and Biogen Idec, owing tothe occurrence of PML in two patients with multiple sclerosiswho had received this drug in combination with interferon beta-1a.4This announcement prompted us to reexamine our patient's course,in agreement with Elan and Biogen Idec.
Methods and Results
Diagnostic Specimens
Formalin-fixed and paraffin-embedded tissue was available fromthe resected brain lesion and from colonic biopsy specimensobtained before the treatment with natalizumab was begun. Also,fresh-frozen surgical samples from a previous ileocolonic resectionhad been stored at 70°C. Serum samples had been collectedand stored at 70°C at regular intervals from 1999until the detection of the brain lesions, as part of a prospectiveserum bank for patients with inflammatory bowel disease at ourinstitution. Written informed consent for these collectionshad been obtained. Samples of cerebrospinal fluid and urinewere not available.
Pathological Findings
Reexamination of the brain specimens revealed some oligodendrocytenuclei with a ground-glass appearance and a basophilic rim ofchromatin (Figure 3B) in the relatively spared cortex, findingssuggestive of PML. We then performed immunohistochemical analysisfor polyomavirus proteins with mouse monoclonal antibodies directedagainst the SV40 large T antigen (dilution, 1:10; Oncogene).We used an indirect immunoperoxidase technique (mouse Envisionsystem, DakoCytomation) for detection. Immunohistochemical analysisrevealed staining of atypical astrocyte nuclei as well as oligodendrocytenuclei (Figure 3C), a finding indicative of the presence ofpolyomavirus particles in the lesion and confirming the diagnosisof PML. In contrast to the positive staining in the brain lesion,the intestinal mucosa specimens obtained before the administrationof natalizumab were uniformly negative.
Detection and Identification of JC Virus
To allow more specific detection of JC virus and to study thetemporal relationship between the administration of natalizumaband viral replication, we analyzed the available serum samplesand brain tissue for sequences of the JC virus genome. We performeda quantitative real-time polymerase-chain-reaction assay usingprimers specific for JC virus (PEP3 and PEP6), as describedpreviously.6 No viral DNA was detected in serum obtained atmultiple times from April 1999 through February 2003 (Table 1)or in the fresh-frozen intestinal samples obtained at surgeryin 2000 while the patient was being treated with several potentiallyimmunosuppressive drugs. However, JC virus DNA was detectedin a serum sample obtained two months before admission, whilethe patient was receiving monthly infusions of 300 mg of natalizumab,and had increased by a factor of 12 by the time the patientwas admitted (Table 1). In addition, the paraffin-embedded tissueof the brain lesion contained a high viral load (Table 1).
Table 1. Time Course of JC Viral Load in Serum and Brain.
To identify the JC virus genotype, we amplified a 215-bp fragmentof the VP1 major capsid protein, enabling us to differentiateamong seven different genotypes and multiple subtypes.7 We sequencedthe nucleotide fragments and looked for matches in the GenBankdatabase (National Institutes of Health). JC virus genotype2 was identified in both serum and brain tissue.
Discussion
We report a fatal case of PML in a man with Crohn's diseasetreated with natalizumab. PML is a rare but often lethal anduntreatable disorder of the central nervous system (CNS), withlarge white-matter lesions typically occurring in immunocompromisedpatients.8,9 The pandemic of the acquired immunodeficiency syndromehas resulted in a sharp rise in deaths associated with PML,to an estimated 6.1 cases per 10 million persons in 1987,10but PML also occurs in patients with impaired cellular immunityfrom other causes. In transplant recipients, the most frequentlyobserved symptoms of PML are hemiparesis (in 50 percent), apathy(in 46 percent), and confusion (in 38 percent).11 The pathogenesisof PML has been associated with reactivation of JC virus, ahuman polyomavirus. Polyomavirus infection is widespread, andantibodies are detected in serum in 50 to 85 percent of personsin the United States and Europe.12 After primary infection,the virus resides in the kidney,13 and it is not entirely clearhow the virus is transported to the brain. It is assumed thatB cells deliver the virus to the oligodendrocytes, but activereplication does not appear to occur in the blood.14,15
Our patient had initially received a diagnosis of an astrocytomaon the basis of the predominant frontal lesion, a high numberof atypical astrocyte nuclei, and an increase in the Ki67-MIB1proliferation index in the resected frontal lesion. However,we revisited this patient's course after Elan and Biogen Idechad publicly released two case reports of PML in patients withmultiple sclerosis treated with a combination of natalizumaband interferon beta-1a.4
In retrospect, initially circumstantial evidence was alreadypresent to support a diagnosis of PML, such as the absence ofcontrast enhancement in the brain lesions, the presence of multiplelesions,16 the presence of foamy macrophages, and the findingof ground-glass nuclear oligodendrocyte inclusions on histologicexamination.17 The diagnosis was not considered, however, becauseof the pathology report. Immunostaining for polyomaviral largeT antigen provided strong evidence of the diagnosis of PML inthis patient. Even more convincing were the findings of highlevels of JC virusspecific DNA in the brain lesions andof the same JC virus genome sequences in the serum two monthsbefore the clinical onset of PML. We found the JC virus genotype2 in serum and brain samples from our patient. JC virus genotypes1 and 4 are predominant in Europe,18 but genotype 2 has beenassociated with the development of PML.18,19
We identified a clear temporal relationship between the monthlynatalizumab treatments and the occurrence of JC virus replicationin our patient. Although he had been treated with corticosteroidsand the immunomodulators infliximab (a monoclonal antibody againsttumor necrosis factor) and azathioprine, JC virus DNA appearedin the serum only after the reintroduction of natalizumab asmonotherapy. We do not know whether interrupting natalizumabtherapy when the JC virus DNA first appeared in the serum wouldhave prevented full-blown PML. An early analysis of cerebrospinalfluid for JC virus DNA would also have confirmed the occurrenceof viral replication and is recommended when PML is clinicallysuspected.
Natalizumab, a humanized IgG4 antibody targeting 4 integrins,is a member of an emerging class of drugs: the selective adhesion-molecule(SAM) inhibitors. The 4 integrins are selectively involved inleukocyte transport to the gut and the brain.20 Natalizumabboth blocks the engagement of 47 integrin with endothelial mucosaladdressin-cell adhesion molecule 1 in the gut and blocks theengagement of 41 integrin with vascular-cell adhesion molecule1, which is expressed on the endothelium of various organs,including the brain.20 Two controlled trials suggesting theefficacy and tolerability of SAM inhibitors in patients withCrohn's disease2,3 led to two larger multicenter trials designedto evaluate the therapeutic potential of natalizumab: ENACT-1,involving the induction of clinical remission, and ENACT-2,involving the maintenance of natalizumab-induced remission.Our patient participated in both trials.
The ability of natalizumab to inhibit leukocyte transport tothe gut and the CNS selectively has been invoked to explainthe limited burden of infectious complications associated withthe clinical use of this compound. Moreover, because 4 integrinsare not expressed by neutrophils, blocking the function of thesereceptors is unlikely to compromise the immune defense againstbacterial infections. Nevertheless, the findings in our patientand in the two patients with multiple sclerosis demonstratethat the use of SAM inhibitors such as natalizumab can be associatedwith the reactivation of latent infection with JC virus. However,we cannot exclude the possibility that the intermittent lymphopeniain our patient contributed to the reactivation of JC virus.JC virus replication could have started in the kidney or inlymphoid tissue, and natalizumab probably impaired JC virusprimedtransport of CD4+ helper T cells and CD8+ cytotoxic T cellsto the brain, resulting in fulminant viral replication in infectedoligodendrocytes and astrocytes.
The respective roles of deficient CD4+ helper T cells and deficientCD8+ cytotoxic T cells in the reactivation of JC virus infectionare still debated,21 but the inhibition of 4 integrins has beenshown to impede the transport of both types of cells to theCNS.22 Furthermore, 41 integrin is also expressed at high levelson endothelial cells, which are an essential constituent ofthe bloodbrain barrier.23,24 If 1 integrins have a crucialrole in stabilizing the bloodbrain barrier, the inhibitionof these molecules by natalizumab may also have facilitatedthe infiltration of JC virus particles into the CNS.
In conclusion, our case report demonstrates that polyomavirusreplication leading to PML, a life-threatening disorder, canoccur in patients who receive natalizumab. Since our patienthad previously received other immunomodulatory agents with noreactivation of JC virus infection, further studies are neededto establish to what extent 4-integrin antibodies and otherSAM inhibitors increase the risk of opportunistic CNS infection.
Source Information
From the Division of Gastroenterology (G.V.A., S.V., M.N., P.R.), the Laboratory of Clinical and Epidemiological Virology (M.V.R., J.V.), and the Departments of Morphology and Molecular Pathology (R.S., K.G.) and Neurology (B.D., W.R.), University of Leuven Hospitals, Leuven, Belgium. This article was published at www.nejm.org on June 9, 2005.
Address reprint requests to Dr. Rutgeerts at the Division of Gastroenterology, University of Leuven Hospitals, 49 Herestraat, B-3000 Leuven, Belgium, or at paul.rutgeerts{at}uz.kuleuven.ac.be.
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