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Published at www.nejm.org April 23, 2008 (10.1056/NEJMoa0803200) |
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Background There is an urgent need to determine whether oversulfated chondroitin sulfate (OSCS), a compound contaminating heparin supplies worldwide, is the cause of the severe anaphylactoid reactions that have occurred after intravenous heparin administration in the United States and Germany.
Methods Heparin procured from the Food and Drug Administration, consisting of suspect lots of heparin associated with the clinical events as well as control lots of heparin, were screened in a blinded fashion both for the presence of OSCS and for any biologic activity that could potentially link the contaminant to the observed clinical adverse events. In vitro assays for the activation of the contact system and the complement cascade were performed. In addition, the ability of OSCS to recapitulate key clinical manifestations in vivo was tested in swine.
Results The OSCS found in contaminated lots of unfractionated heparin, as well as a synthetically generated OSCS reference standard, directly activated the kinin–kallikrein pathway in human plasma, which can lead to the generation of bradykinin, a potent vasoactive mediator. In addition, OSCS induced generation of C3a and C5a, potent anaphylatoxins derived from complement proteins. Activation of these two pathways was unexpectedly linked and dependent on fluid-phase activation of factor XII. Screening of plasma samples from various species indicated that swine and humans are sensitive to the effects of OSCS in a similar manner. OSCS-containing heparin and synthetically derived OSCS induced hypotension associated with kallikrein activation when administered by intravenous infusion in swine.
Conclusions Our results provide a scientific rationale for a potential biologic link between the presence of OSCS in suspect lots of heparin and the observed clinical adverse events. An assay to assess the amidolytic activity of kallikrein can supplement analytic tests to protect the heparin supply chain by screening for OSCS and other highly sulfated polysaccharide contaminants of heparin that can activate the contact system.
After this initial recall, there were continuing reports of allergic-type reactions, including some deaths, after injection of bolus heparin not only in patients undergoing dialysis but also in patients in other clinical settings, such as those undergoing cardiac procedures. On February 28, 2008, Baxter Healthcare recalled all remaining lots and doses of its multidose and single-dose vials of heparin sodium for injection and HEP-LOCK heparin flush products. Since that recall, monitoring by the Food and Drug Administration (FDA) has indicated that, in March 2008, the number of deaths reported in association with heparin usage had returned to baseline levels.2
However, on March 6, a heparin recall was announced in Germany because of a cluster of reactions in patients undergoing dialysis that were linked to a different manufacturer's heparin. On the same day, the FDA posted descriptions of analytic methods on its Web site and recommended that all manufacturers and regulatory authorities screen for a contaminant in heparin.3 This screening revealed widespread contamination of the heparin supply in at least 12 countries.
The contaminant was recently identified as an unusual oversulfated form of chondroitin sulfate (OSCS) representing up to approximately 30% wt/wt in suspect lots of heparin; no other contaminants were observed.4 In addition, dermatan sulfate, a known impurity of heparin, was found in selected samples. Both heparin and chondroitin sulfate are members of the glycosaminoglycan family of complex polysaccharides; heparin contains a disaccharide repeat unit of glucuronic–iduronic acid linked to glucosamine, and chondroitin sulfate contains a disaccharide repeat unit of glucuronic acid linked to galactosamine. Analysis of the contaminant unexpectedly revealed an unusual type of sulfation not found in any natural sources of chondroitin sulfate and indicated that OSCS, containing four sulfates per disaccharide unit, is structurally similar to heparin (see the Supplementary Appendix, available with the full text of this article at www.nejm.org).
However, the biologic link between the presence of the OSCS in heparin and the adverse clinical events remained to be established. Highly charged polyanionic polymers are known to modulate various enzymatic cascades in plasma, affecting coagulation, fibrinolysis, inflammation, and vasculature function.5,6 Bradykinin, a potent vasoactive peptide mediator, is generated through the activation of the contact system of coagulation, which is initiated upon contact of factor XII with a negatively charged surface in the presence of prekallikrein and high-molecular-weight kininogen. Highly sulfated polysaccharides have been shown to serve as a negatively charged surface that can initiate fluid-phase activation of the contact system.5,7 However, initial attempts to recapitulate the adverse responses in experimental models were unsuccessful.8 Without a definitive link between the contaminant and the clinical reactions, concerns remain that the screening tests currently in place may not be adequate to prevent further cases. We therefore set out to identify a biologic basis for a link between OSCS and allergic-type reactions.
Case Report
A representative case involved a 63-year-old woman with a complex medical history, including end-stage renal disease treated with the use of hemodialysis for 7 years, who received heparin intravenously during hemodialysis (5000-U loading dose and 500 U per hour during the procedure) three times weekly. In mid-January 2008, the development of "low blood pressure" was reported, along with nausea and dyspnea, during dialysis. She was treated with normal saline and oxygen (2 liters per minute), and the rates of ultrafiltration and blood flow were slowed. She recovered after 30 minutes, and dialysis was continued. Two days later, she again received intravenous heparin (5000-U loading dose and 500 U per hour) from the same lots of heparin from the same manufacturer (Baxter Healthcare). Immediately after dialysis was initiated, the patient had an anaphylactoid reaction, with a sudden drop in blood pressure (to 65/34 mm Hg), dyspnea, nausea, vomiting, and constitutional symptoms. She was treated with a bolus of normal saline and oxygen (2 liters per minute). Hemodialysis was continued for another hour. The patient continued to feel ill, was admitted to the hospital, and was discharged 2 days later, after recovery. Further dialysis was performed with the use of heparin from another manufacturer.
Methods
Test Samples
Twenty-nine clinical lots of heparin, including 13 associated with clinical adverse events, were procured from the FDA and coded as unknown samples 1 through 29. A laboratory lot of heparin was included as a control. For all analytic and biologic tests, samples were dosed on a weight basis; specific activity of heparin is typically approximately 180 U per milligram. OSCS was purified to homogeneity from a lot of heparin that was known to be contaminated, as previously described.4 Briefly, OSCS-contaminated heparin was subjected to anion-exchange chromatography followed by alcohol precipitation to isolate the contaminant.4 The identity of the contaminant was confirmed by means of multiple orthogonal techniques, including multidimensional nuclear magnetic resonance (NMR), enzymatic digestion followed by high-performance liquid chromatography, and liquid chromatography–mass spectrometry.4 After identification of the contaminant as OSCS, a synthetic standard was generated through chemical sulfonation of chondroitin sulfate A and was exhaustively characterized to ensure authenticity, as previously described.4 The synthetic OSCS was used in spiking experiments to qualify the analytic procedures (especially one-dimensional proton NMR, described below) to determine limits of detection and to establish accurate quantification.4 The limit of detection for this assay was determined to be 0.3% on a weight basis for both dermatan sulfate and OSCS.
Analytic Methods
To ensure accurate identification and quantification of any contaminants and impurities, the 29 coded test samples were subjected to orthogonal analytic techniques. Proton NMR, anion-exchange chromatography, and capillary electrophoresis were used to screen the samples for the presence of OSCS, dermatan sulfate, and other nonheparin components. The levels of OSCS and dermatan sulfate were quantified with the use of a 600-MHz NMR instrument to ensure peak resolution. The details of quantification, as well as a representative spectrum, are given in Fig. 1 and Table 1 in the Supplementary Appendix. For samples with unusual patterns, the identity of contaminants or impurities, including OSCS, was confirmed by means of detailed characterization, including the use of multidimensional NMR.4
Amidolytic Activity of Kallikrein
Pooled human plasma or factor XII–depleted plasma (American Diagnostica) was treated with various concentrations of coded test samples of heparin, chondroitin sulfate A, or synthetic OSCS for 5 minutes at 37°C. The amidolytic activity of kallikrein (with a small contribution of factor XII)9 was assessed by adding the S-2302 chromagenic substrate (D-Pro-Phe-Arg-p-nitroaniline [pNA]) for 30 minutes at 37°C, followed by spectrophotometric measurement of the absorbance at 450 nM.
Generation of C3a and C5a
Pooled human EDTA plasma or factor XII–depleted plasma (American Diagnostica) was treated with various concentrations of OSCS-contaminated heparin, control heparin, chondroitin sulfate A, or synthetic OSCS for 30 minutes at 37°C. C3a and C5a activation products of the complement cascade were assayed by means of a sandwich enzyme-linked immunosorbent assay (ELISA), as specified in the manufacturer's instructions (Becton Dickinson and Integrated Biotech Laboratories for C3a and C5a, respectively).
In Vivo Studies
The swine were handled and treated in compliance with the Public Health Service Policy on Humane Care and Use of Laboratory Animals and the federal Animal Welfare Act. The experimental procedures were performed according to the Institutional Animal Care and Use Committee–approved protocol of the Virginia Polytechnic Institute and State University, Blacksburg, Virginia. Domestic Yorkshire crossbred swine were of either sex (Virginia Polytechnic Institute and State University) and ranged in weight from 10 to 25 kg. They were initially anesthetized with an intravenous injection of 6 mg of tiletamine hydrochloride per kilogram of body weight and 2.2 mg of xylazine per kilogram, and then a single-lumen silicone catheter was implanted in the left jugular vein of each animal. Adequate anesthesia was maintained throughout the procedure with the administration of supplemental tiletamine. After a 5-minute stabilization period, each pig received an intravenous bolus infusion of 5 mg of the test substance per kilogram (three to six pigs per test substance). All the pigs were continuously monitored for vital signs with the use of an oscillometric blood pressure monitor (Cardell 9401/9403, CAS Medical Systems) for systolic, diastolic, and mean arterial blood pressures, pulse oximetry for pulse and respiratory rates, and a rectal probe for body temperature. At the end of the 60-minute observation period, the animals were euthanized with the use of an intravenous infusion of Fatal Plus (Vortech Pharmaceuticals) at a dose of 0.22 ml per kilogram. Blood samples were collected at baseline and at 5, 10, 20, 40, and 60 minutes and were kept in 5 mM EDTA. Plasma was isolated after centrifugation at 4°C and flash-frozen on dry ice. Frozen samples were thawed at 4°C and assayed for amidolytic activity of kallikrein with the addition of the S-2302 chromagenic substrate (D-Pro-Phe-Arg-pNA), as described above.
Results
Given the association of activation of the contact system with negatively charged polysaccharides, we sought to elucidate whether an in vitro biologic response could be correlated with the identity or levels of contaminant within heparin lots. To this end, we examined the ability of a sample of OSCS-contaminated heparin, containing 19.3% wt/wt OSCS (Table 1 in the Supplementary Appendix), to activate kallikrein amidolytic activity in human plasma (Figure 1A). The contaminated heparin showed a bell-shaped dose response, which is typical of glycosaminoglycan-mediated responses.5,10 At 2.5 and 25 µg per milliliter, robust activation of kallikrein was found with the contaminated heparin sample but not with a control sample of uncontaminated heparin. These concentrations are in the range of a clinically efficacious concentration of heparin of approximately 1 to 5 µg per milliliter, based on a specific activity of about 180 U per milligram. High concentrations of the OSCS-contaminated heparin (250 µg per milliliter) induced little or no amidolytic activity of kallikrein, suggesting that at this concentration, heparin may inhibit or cause depletion of factor XII, as previously described.7,11,12 This high concentration of heparin also prevented activation of the contact system in response to kaolin, a potent activator (data not shown).
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These results are in good agreement with the observations of Hojima et al.,5 who demonstrated that oversulfated chondroitin, but not chondroitin A, B, or C, can activate the kinin pathway. Heparin also activated the contact system in an in vitro model system involving purified protein components5,13 but did not in plasma,13 suggesting that negative-regulatory factors present in plasma may prevent activation of the contact system by heparin. One such mechanism is the fact that heparin is known to enhance antithrombin III–mediated inhibition of factor XII. Our results indicate that OSCS, in contrast to heparin but similar to dextran sulfate,13 can activate the contact system in plasma.
The 29 heparin samples procured from the FDA, consisting of both suspect heparin lots associated with clinical events as well as control heparin lots, were screened in a blinded fashion for both the presence of OSCS and the ability to activate the contact system (Figure 1B). There was complete correspondence between the presence of detectable amounts of OSCS by one-dimensional proton NMR and the ability of a sample to induce robust amidolytic activity of kallikrein (Figure 1B). The biologic activity was generally characterized as an all-or-none response, with all 13 samples containing detectable levels of OSCS having a positive response at 25 µg or 2.5 µg per milliliter. Sample 11, which contained the highest level of contaminant (27.4%), also showed activity at 0.25 µg per milliliter, whereas Sample 25, which contained the lowest level of contaminant (2.4%), showed only modest activity at 2.5 µg per milliliter. In contrast, there was no association between the level of inducible kallikrein activity and the level of dermatan sulfate (Fig. 2 in the Supplementary Appendix), an impurity found in many heparin preparations.
Direct activation of the contact system by the contaminated heparin and the synthetic OSCS standard was confirmed through the use of human plasma depleted of factor XII, the upstream activator of prekallikrein14 (Figure 2). The contaminated heparin, the synthetically derived OSCS, and the positive control (the kaolin-containing reagent) all failed to induce the amidolytic activity of kallikrein in factor XII–deficient plasma.
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Discussion
The recent reports of allergic-type serious adverse events in patients receiving heparin and the subsequent detection of widespread contamination have caused intense international concern about the safety of this essential drug. Urgent problems included an immediate and unknown risk to patients' lives, a threat to the supply of a widely used, essential drug, and the need for international cooperation in managing the integrity of a global supply chain. This crisis necessitated an urgent need to both understand the basis for these clinical events and to prevent future occurrences. The development of an analytic assay for OSCS, coupled with the rapid response of manufacturers and regulatory authorities around the world, has undoubtedly limited the harm. However, in the absence of a biologic link between the OSCS contaminant and the adverse events, the adequacy of screening heparin lots to prevent a recurrence is a concern.
Determining whether a link exists between the presence of OSCS and a biologic response required the convergence of two distinct analyses. First, there was a requirement to develop analytic techniques of sufficient sensitivity and specificity to ensure accurate identification and quantification of contaminants or impurities that are present within heparin. Second, there was a requirement to develop a sensitive, clinically appropriate biologic test to determine at what levels, if any, the OSCS would have relevant biologic activity.
With regard to the analytic techniques, a tiered approach was required to ensure effective translation to biologic characteristics. Screening methods were developed to rapidly identify whether heparin lots were contaminated or impure. Then, methods were further developed to enable quantification of the contamination levels. Finally, more sophisticated techniques, such as multidimensional NMR, enabled complete characterization of the contaminant or impurity. This tiered approach was necessitated by the fact that heparin is a polydisperse mixture of glycosaminoglycan chains; orthogonal techniques were therefore required to ensure capture of the other nonheparin components.
Here, we demonstrate that the OSCS present in suspect heparin lots, as well as a synthetic OSCS standard, can directly activate the contact system and induce the generation of C3a and C5a anaphylatoxins in vitro. Moreover, OSCS activates kallikrein in vivo and can induce a profound hypotensive response in pigs, thus providing a potential biologic link between the contaminant and the anaphylactoid reactions seen in affected patients. The finding that hypotension did not develop in all animals treated with OSCS-contaminated heparin, even at a relatively high dose, is consistent with the observation that the majority of patients who received contaminated heparin did not experience an adverse event. However, it is important to note that all animals treated with OSCS-contaminated heparin showed evidence of kallikrein activation in vivo, even in the absence of clinical signs. Patients undergoing dialysis who are also receiving heparin therapy are already at high risk for hypotension because of their exposure to the dialysis membrane, which can also activate the contact system, and their treatment with angiotensin-converting–enzyme inhibitors, which inhibit bradykinin degradation. Exposure to OSCS-contaminated heparin may further increase the risk and could potentially trigger an adverse event. Finally, these findings also suggest that a simple in vitro bioassay could complement the previously described analytic tests4 to help protect the global supply chain of heparin, by allowing the screening of heparin lots for the presence not only of OSCS but also of other polysulfated contaminants that may have unintended pharmacologic consequences.
Supported by the National Institute of General Medical Sciences (grant GM57073, to Dr. Sasisekharan).
Drs. Kishimoto, Ganguly, Lansing, Zhao, Galcheva-Gargova, Roy, Shriver, and Venkataraman, Mr. Smith, and Mr. Baily reporting being employees of Momenta Pharmaceuticals and holding equity in the company, which has technology on the analysis and characterization of complex mixtures, including heparin. Dr. Sasisekharan reports receiving consulting fees from Scientific Protein Labs and Momenta Pharmaceuticals and holding equity in Momenta Pharmaceuticals. Dr. Austen reports receiving consulting fees from Momenta Pharmaceuticals. No other potential conflict of interest relevant to this article was reported.
We thank Dr. Allen P. Kaplan for helpful discussions; Pete Jobst, Animal Resource Manager, and Andrea Aman, Animal Care Technician, at the Virginia–Maryland Regional College of Veterinary Medicine for their excellent technical help during the in vivo experiments; and Ms. Alison Long, Mr. Chris Honan, Dr. Cedric Hubeau, and the staff of the Massachusetts Institute of Technology Division of Comparative Medicine for help with the animal studies.
Source Information
From Momenta Pharmaceuticals (T.K.K., T.G., S.S., J.C.L., G.Z., Z.G.-G., G.S.B., S.R., Z.S., G.V.) and the Harvard–Massachusetts Institute of Technology Division of Health Sciences and Technology, Koch Institute for Integrative Cancer Research (K.V., Z.S., R.S.L., G.V., R.S.) — both in Cambridge, MA; Virginia–Maryland Regional College of Veterinary Medicine, Virginia Polytechnic Institute and State University, Blacksburg (S.E., K.P., N.S., T.R.-C.); the Center for Drug Evaluation and Research, Food and Drug Administration, Silver Spring, MD (A.A.-H., B.F., L.B., M.N., G.J.D.P., J.W.); the Massachusetts Institute of Technology, Cambridge, MA (M.W., J.F.), and Brigham and Women's Hospital and Harvard Medical School, Boston (K.F.A.).
This article (10.1056/NEJMoa0803200) was published at www.nejm.org on April 23, 2008. It will appear in the June 5 issue of the Journal.
Address reprint requests to Dr. Sasisekharan at the Department of Biological Engineering, Harvard–MIT Division of Health Sciences and Technology, Koch Institute for Integrative Cancer Research, Massachusetts Institute of Technology, 77 Massachusetts Ave., 16-561, Cambridge, MA 02139, or at rams{at}mit.edu.
References
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