The Fall and Rise of Carotid Endarterectomy in the United States and Canada
Jack V. Tu, M.D., Ph.D., Edward L. Hannan, Ph.D., Geoffrey M. Anderson, M.D., Ph.D., Karey Iron, M.H.Sc., Keyi Wu, M.Sc., Karen Vranizan, M.A., A. John Popp, M.D., and Kevin Grumbach, M.D.
Background Randomized clinical trials have demonstrated theefficacy of carotid endarterectomy in the prevention of strokewhen the procedure is performed in regional centers of surgicalexcellence. However, the relative effects of these studies onthe rates of carotid endarterectomy in the United States andCanada have been unclear.
Methods We calculated the annual rate of carotid endarterectomyin the U.S. states of California and New York and in the Canadianprovince of Ontario from 1983 through 1995. We also studiedwhether patients in the early 1990s were selectively referredto hospitals with high volumes of procedures and historicallylow in-hospital mortality rates.
Results Rates of carotid endarterectomy fell in all three regionsfrom 1984 to 1989 (from 126 to 66 per 100,000 adults 40 yearsof age or older in California, from 65 to 40 per 100,000 inNew York, and from 40 to 15 per 100,000 in Ontario), after thepublication of studies demonstrating that the rates of complicationsof carotid endarterectomy were unacceptably high. However, theclinical trials of the 1990s, which showed benefit from carotidendarterectomy, were associated with a dramatic resurgence inthe rates of the procedure from 1989 to 1995 (from 66 to 99per 100,000 in California, from 40 to 96 per 100,000 in NewYork, and from 15 to 38 per 100,000 in Ontario). These increasedrates were not associated with proportionally greater numbersof referrals of patients to hospitals with low mortality rates.
Conclusions There have been a dramatic fall and a rise in therates of carotid endarterectomy in both the United States andCanada, which correlate with the publication of first unfavorableand then favorable clinical studies. The absence of selectivereferral of patients to centers with the lowest mortality ratesraises questions about whether the benefits of carotid endarterectomyin the general population are similar to those demonstratedin the clinical trials.
Source Information
From the Institute for Clinical Evaluative Sciences, Toronto (J.V.T., G.M.A., K.I., K.W.); the Department of Medicine, Sunnybrook Health Science Centre (J.V.T.), and the Department of Health Administration (G.M.A.), University of Toronto, Toronto; the State University of New York at Albany, Albany (E.L.H.); the Department of Family and Community Medicine, University of California at San Francisco, San Francisco (K.V., K.G.); and the Department of Surgery, Albany Medical College, Albany, N.Y. (A.J.P.).
Address reprint requests to Dr. Tu at the Institute for Clinical Evaluative Sciences, G106-2075 Bayview Ave., Toronto, ON M4N 3M5, Canada.
Carotid Endarterectomy
Goldstein L. B., Saver J. L., Elkins J. S., Shekelle P. G., Park R.E., Chassin M. R., Haynes R. B., Barnett H. J.M., Taylor D. W., Tu J. V.
Extract |
Full Text
N Engl J Med 1999;
340:1209-1212, Apr 15, 1999.
Correspondence
This article has been cited by other articles:
Aaron, H. J., Ginsburg, P. B.
(2009). Is Health Spending Excessive? If So, What Can We Do About It?. Health Aff (Millwood)
28: 1260-1275
[Abstract][Full Text]
Bassler, D., Busse, J. W, Karanicolas, P. J, Guyatt, G. H
(2008). Evidence-based practice targets the individual patient. Part 1: how clinicians can use study results to determine optimal individual care. Evid. Based Nurs.
11: 103-104
[Full Text]
Bassler, D., Busse, J. W, Karanicolas, P. J, Guyatt, G. H
(2008). Evidence-based medicine targets the individual patient, part 1: how clinicians can use study results to determine optimal individual care. Evid. Based Med.
13: 101-102
[Full Text]
Goodney, P. P., Lucas, F. L., Likosky, D. S., Malenka, D. J., Fisher, E. S.
(2008). Changes in the Use of Carotid Revascularization Among the Medicare Population. Arch Surg
143: 170-173
[Abstract][Full Text]
Garg, A. X., Greene, T., Levin, N. W.
(2008). A well-conducted randomized trial that establishes no benefit of therapy is an important medical advance. Nephrol Dial Transplant
23: 52-55
[Full Text]
Feasby, T. E., Kennedy, J., Quan, H., Girard, L., Ghali, W. A.
(2007). Real-World Replication of Randomized Controlled Trial Results for Carotid Endarterectomy. Arch Neurol
64: 1496-1500
[Abstract][Full Text]
Chan, S., Bhandari, M.
(2007). The Quality of Reporting of Orthopaedic Randomized Trials with Use of a Checklist for Nonpharmacological Therapies. JBJS
89: 1970-1978
[Abstract][Full Text]
Feasby, T. E., Barnett, H.J.M.
(2007). Improving the appropriateness of carotid endarterectomy. Neurology
68: 172-173
[Full Text]
Halm, E. A., Tuhrim, S., Wang, J. J., Rojas, M., Hannan, E. L., Chassin, M. R.
(2007). Has evidence changed practice?: Appropriateness of carotid endarterectomy after the clinical trials. Neurology
68: 187-194
[Abstract][Full Text]
Touze, E., Mas, J.-L., Rother, J., Goto, S., Hirsch, A. T., Ikeda, Y., Liau, C.-S., Ohman, E. M., Richard, A. J., Wilson, P. W. F., Steg, P. G., Bhatt, D. L., for the REACH Registry Investigators,
(2006). Impact of Carotid Endarterectomy on Medical Secondary Prevention After a Stroke or a Transient Ischemic Attack: Results from the Reduction of Atherothrombosis for Continued Health (REACH) Registry. Stroke
37: 2880-2885
[Abstract][Full Text]
Hartling, L., McAlister, F. A., Rowe, B. H., Ezekowitz, J., Friesen, C., Klassen, T. P.
(2005). Challenges in Systematic Reviews of Therapeutic Devices and Procedures. ANN INTERN MED
142: 1100-1111
[Abstract][Full Text]
Hobson, R. W. II, Brott, T. G., Roubin, G. S., Silver, F. L., Barnett, H. J.M.
(2005). Carotid Artery Stenting: Meeting the Recruitment Challenge of a Clinical Trial. Stroke
36: 1314-1315
[Full Text]
Betancourt, M., Van Stavern, R. B., Share, D., Gardella, P., Martus, M., Chaturvedi, S.
(2004). Are patients receiving maximal medical therapy following carotid endarterectomy?. Neurology
63: 2011-2015
[Abstract][Full Text]
Kotaska, A.
(2004). Inappropriate use of randomised trials to evaluate complex phenomena: case study of vaginal breech delivery. BMJ
329: 1039-1042
[Full Text]
Rothwell, P.M., Goldstein, L.B.
(2004). Carotid Endarterectomy for Asymptomatic Carotid Stenosis: Asymptomatic Carotid Surgery Trial. Stroke
35: 2425-2427
[Full Text]
Higashida, R. T., Meyers, P. M., Phatouros, C. C., Connors, J. J. III, Barr, J. D., Sacks, D., for the Technology Assessment Committees of the Am,
(2004). Reporting Standards for Carotid Artery Angioplasty and Stent Placement. Stroke
35: e112-e134
[Full Text]
Sachar, R., Yadav, J. S., Roffi, M., Cho, L., Reginelli, J. P., Abou-Chebl, A., Bhatt, D. L., Bajzer, C. T.
(2004). Severe bilateral carotid stenosis: The impact of ipsilateral stenting on Doppler-defined contralateral stenosis. J Am Coll Cardiol
43: 1358-1362
[Abstract][Full Text]
Tu, J. V., Wang, H., Bowyer, B., Green, L., Fang, J., Kucey, D.
(2003). Risk Factors for Death or Stroke After Carotid Endarterectomy: Observations From the Ontario Carotid Endarterectomy Registry. Stroke
34: 2568-2573
[Abstract][Full Text]
Clark, W. F., Garg, A. X., Blake, P. G., Rock, G. A., Heidenheim, A. P., Sackett, D. L.
(2003). Effect of Awareness of a Randomized Controlled Trial on Use of Experimental Therapy. JAMA
290: 1351-1355
[Abstract][Full Text]
Halm, E. A., Chassin, M. R., Tuhrim, S., Hollier, L. H., Popp, A. J., Ascher, E., Dardik, H., Faust, G., Riles, T. S.
(2003). Revisiting the Appropriateness of Carotid Endarterectomy. Stroke
34: 1464-1471
[Abstract][Full Text]
Sheikh, K., Bullock, C.
(2003). Sex differences in carotid endarterectomy utilization and 30-day postoperative mortality. Neurology
60: 471-476
[Abstract][Full Text]
Rothwell, P. M., Gutnikov, S. A., Warlow, C. P.
(2003). Reanalysis of the Final Results of the European Carotid Surgery Trial. Stroke
34: 514-523
[Abstract][Full Text]
Feasby, T. E., Quan, H., Ghali, W. A.
(2002). Hospital and Surgeon Determinants of Carotid Endarterectomy Outcomes. Arch Neurol
59: 1877-1881
[Abstract][Full Text]
Oddone, E. Z., Horner, R. D., Johnston, D. C.C., Stechuchak, K., McIntyre, L., Ward, A., Alley, L. G., Whittle, J., Kroupa, L., Taylor, J.
(2002). Carotid Endarterectomy and Race: Do Clinical Indications and Patient Preferences Account for Differences?. Stroke
33: 2936-2943
[Abstract][Full Text]
Cunningham, E.J., Bond, R., Mehta, Z., Mayberg, M.R., Warlow, C.P., Rothwell, P.M.
(2002). Long-Term Durability of Carotid Endarterectomy for Symptomatic Stenosis and Risk Factors for Late Postoperative Stroke. Stroke
33: 2658-2663
[Abstract][Full Text]
Straus, S. E., Majumdar, S. R., McAlister, F. A.
(2002). New Evidence for Stroke Prevention: Scientific Review. JAMA
288: 1388-1395
[Abstract][Full Text]
Halm, E. A., Lee, C., Chassin, M. R.
(2002). Is Volume Related to Outcome in Health Care? A Systematic Review and Methodologic Critique of the Literature. ANN INTERN MED
137: 511-520
[Abstract][Full Text]
Abou-Zamzam, A. M. Jr, Moneta, G. L., Landry, G. J., Yeager, R. A., Edwards, J. M., McConnell, D. B., Taylor, L. M. Jr, Porter, J. M.
(2002). Carotid Surgery Following Previous Carotid Endarterectomy Is Safe and Effective. VASC ENDOVASCULAR SURG
36: 263-270
[Abstract]
Al-Sadat, A., Sunbulli, M., Chaturvedi, S.
(2002). Use of Intravenous Heparin by North American Neurologists: Do the Data Matter?. Stroke
33: 1574-1577
[Abstract][Full Text]
Gray, W. A., White, H. J. Jr, Barrett, D. M., Chandran, G., Turner, R., Reisman, M.
(2002). Carotid Stenting and Endarterectomy: A Clinical and Cost Comparison of Revascularization Strategies. Stroke
33: 1063-1070
[Abstract][Full Text]
Hannan, E. L., Popp, A. J., Feustel, P., Halm, E., Bernardini, G., Waldman, J., Shah, D., Chassin, M. R.
(2001). Association of Surgical Specialty and Processes of Care With Patient Outcomes for Carotid Endarterectomy. Stroke
32: 2890-2897
[Abstract][Full Text]
Mouren, S., De Winter, G., Guerrero, S. P., Baillard, C., Bertrand, M., Coriat, P.
(2001). The Continuous Recording of Blood Pressure in Patients Undergoing Carotid Surgery Under Remifentanil Versus Sufentanil Analgesia. Anesth. Analg.
93: 1402-1409
[Abstract][Full Text]
Feasby, T. E., Quan, H., Ghali, W. A., Findlay, J. M.
(2001). Geographic Variation in the Rate of Carotid Endarterectomy in Canada Editorial Comment. Stroke
32: 2417-2422
[Abstract][Full Text]
Sin, D.D., Tu, J.V.
(2001). Inhaled corticosteroid therapy reduces the risk of rehospitalization and all-cause mortality in elderly asthmatics. Eur Respir J
17: 380-385
[Abstract][Full Text]
Wilhelm, W., Schlaich, N., Harrer, J., Kleinschmidt, S., Muller, M., Larsen, R.
(2001). Recovery and neurological examination after remifentanil-desflurane or fentanyl-desflurane anaesthesia for carotid artery surgery. Br J Anaesth
86: 44-49
[Abstract][Full Text]
Gross, C. P., Steiner, C. A., Bass, E. B., Powe, N. R.
(2000). Relation Between Prepublication Release of Clinical Trial Results and the Practice of Carotid Endarterectomy. JAMA
284: 2886-2893
[Abstract][Full Text]
Phatouros, C. C., Higashida, R. T., Malek, A. M., Meyers, P. M., Lempert, T. E., Dowd, C. F., Halbach, V. V.
(2000). Carotid Artery Stent Placement for Atherosclerotic Disease: Rationale, Technique, and Current Status. Radiology
217: 26-41
[Abstract][Full Text]
Chaturvedi, S., Aggarwal, R., Murugappan, A.
(2000). Results of carotid endarterectomy with prospective neurologist follow-up. Neurology
55: 769-772
[Abstract][Full Text]
Babikian, V. L., Cantelmo, N. L.
(2000). Cerebrovascular Monitoring During Carotid Endarterectomy. Stroke
31: 1799-1801
[Full Text]
McAlister, F. A., Straus, S. E., Guyatt, G. H., Haynes, R. B., for the Evidence-Based Medicine Working Group,
(2000). Users' Guides to the Medical Literature: XX. Integrating Research Evidence With the Care of the Individual Patient. JAMA
283: 2829-2836
[Abstract][Full Text]
Dangas, G., Laird, J. R. Jr, Satler, L. F., Mehran, R., Mintz, G. S., Larrain, G., Lansky, A. J., Gruberg, L., Parsons, E. M., Laureno, R., Monsein, L. H., Leon, M. B.
(2000). Postprocedural Hypotension after Carotid Artery Stent Placement: Predictors and Short- and Long-term Clinical Outcomes. Radiology
215: 677-683
[Abstract][Full Text]
Rothwell, P. M., Pendlebury, S. T., Wardlaw, J., Warlow, C. P.
(2000). Critical Appraisal of the Design and Reporting of Studies of Imaging and Measurement of Carotid Stenosis. Stroke
31: 1444-1450
[Abstract][Full Text]
Ayanian, J. Z., Braunwald, E.
(2000). Thrombolytic Therapy for Patients With Myocardial Infarction Who Are Older Than 75 Years : Do the Risks Outweigh the Benefits?. Circulation
101: 2224-2226
[Full Text]
SIN, D. D., TU, J. V.
(2000). Are Elderly Patients with Obstructive Airway Disease Being Prematurely Discharged?. Am. J. Respir. Crit. Care Med.
161: 1513-1517
[Abstract][Full Text]
Pincus, M. M., Bernat, J. L.
(2000). Consent issues in the management of cerebrovascular diseases. Neurology
54: 1709-1709
[Full Text]
Lam, E. Y., Moneta, G. L.
(2000). NASCET, ECST, ACAS-Who Should Undergo Operation?. VASC ENDOVASCULAR SURG
34: 1-4
Barnett, H. J. M., Meldrum, H. E.
(2000). Carotid Endarterectomy: A Neurotherapeutic Advance. Arch Neurol
57: 40-45
[Full Text]
Abou-Zamzam, A. M. Jr, Moneta, G. L., Edwards, J. M., Yeager, R. A., McConnell, D. B., Taylor, L. M. Jr, Porter, J. M.
(1999). Extrathoracic Arterial Grafts Performed for Carotid Artery Occlusive Disease Not Amenable to Endarterectomy. Arch Surg
134: 952-957
[Abstract][Full Text]
Goldstein, L. B., Saver, J. L., Elkins, J. S., Shekelle, P. G., Park, R.E., Chassin, M. R., Haynes, R. B., Barnett, H. J.M., Taylor, D. W., Tu, J. V.
(1999). Carotid Endarterectomy. NEJM
340: 1209-1212
[Full Text]
Chassin, M. R.
(1998). Appropriate Use of Carotid Endarterectomy. NEJM
339: 1468-1471
[Full Text]